CIK: 0001105907 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 14, 2017
Total Value ($000): $214,810 (92.9% shares, 7.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | II VI INC | 191,303 | $7,872 | 3.7% | $16.26 | — | COM | 902104108 |
| WLDN | WILLDAN GROUP INC | 208,139 | $6,756 | 3.1% | $2.91 | +998.8% | COM | 96924N100 |
| — | ENVIROSTAR INC | 169,101 | $4,676 | 2.2% | $1.85 | — | COM | 29414M100 |
| HDSN | HUDSON TECHNOLOGIES INC | 593,325 | $4,634 | 2.2% | $3.61 | +140.3% | COM | 444144109 |
| USPH | U S PHYSICAL THERAPY INC | 74,048 | $4,550 | 2.1% | $26.44 | +130.3% | COM | 90337L108 |
| USAC | USA COMPRESSION PARTNERS LP | 232,857 | $3,893 | 1.8% | $12.71 | — | COMUNIT LTDPAR | 90290N109 |
| CSV | CARRIAGE SVCS INC | 148,852 | $3,811 | 1.8% | $15.84 | +40.6% | COM | 143905107 |
| — | DHX MEDIA LTD | 882,872 | $3,796 | 1.8% | $7.35 | — | SHS VAR VTG | 252406608 |
| KWR | QUAKER CHEM CORP | 25,595 | $3,787 | 1.8% | $61.79 | +130.1% | COM | 747316107 |
| BCPC | BALCHEM CORP | 43,181 | $3,510 | 1.6% | $41.81 | +75.1% | COM | 057665200 |
| — | POWERSHARES ETF TR II | 62,975 | $3,377 | 1.6% | $33.15 | — | S&P SMCP UTI P | 73937B837 |
| ACU | ACME UTD CORP | 145,568 | $3,348 | 1.6% | $9.91 | +126.4% | COM | 004816104 |
| — | KMG CHEMICALS INC | 57,520 | $3,157 | 1.5% | $21.10 | — | COM | 482564101 |
| NEWT | NEWTEK BUSINESS SVCS CORP | 175,556 | $3,128 | 1.5% | $14.72 | +16.1% | COM NEW | 652526203 |
| ENSG | ENSIGN GROUP INC | 130,540 | $2,949 | 1.4% | $14.16 | +34.9% | COM | 29358P101 |
| TYL | TYLER TECHNOLOGIES INC | 16,500 | $2,876 | 1.3% | $64.83 | +165.1% | COM | 902252105 |
| NEO | NEOGENOMICS INC | 256,623 | $2,856 | 1.3% | $3.81 | +155.1% | COM NEW | 64049M209 |
| INTT | INTEST CORP | 338,790 | $2,812 | 1.3% | $3.28 | +131.2% | COM | 461147100 |
| ECC | EAGLE PT CR CO LLC | 132,983 | $2,752 | 1.3% | $19.76 | — | COM | 269808101 |
| — | PREFERRED APT CMNTYS INC | 145,595 | $2,749 | 1.3% | $8.77 | — | COM | 74039L103 |
| — | SPARK ENERGY INC | 182,030 | $2,730 | 1.3% | $18.08 | — | CL A COM | 846511103 |
| — | GREAT AJAX CORP | 190,885 | $2,690 | 1.3% | $14.53 | — | COM | 38983D300 |
| — | GENIUS BRANDS INTL INC | 637,103 | $2,625 | 1.2% | $4.63 | — | COM PAR | 37229T301 |
| CUBI | CUSTOMERS BANCORP INC | 79,220 | $2,584 | 1.2% | $25.45 | +13.4% | COM | 23204G100 |
| — | SP PLUS CORP | 60,680 | $2,397 | 1.1% | $26.01 | — | COM | 78469C103 |
| — | STERICYCLE INC | 32,610 | $2,336 | 1.1% | $110.42 | — | COM | 858912108 |
| — | ROYCE MICRO-CAP TR INC | 245,785 | $2,305 | 1.1% | $9.46 | — | COM | 780915104 |
| — | LANDMARK INFRASTRUCTURE LP | 131,350 | $2,226 | 1.0% | $16.62 | — | COM UNIT LTD | 51508J108 |
| — | GRAMERCY PPTY TR | 72,328 | $2,188 | 1.0% | $26.30 | — | COM NEW | 385002308 |
| KTOS | KRATOS DEFENSE & SEC SOLUTIO | 150,452 | $1,968 | 0.9% | $5.42 | +127.1% | COM NEW | 50077B207 |
| — | CORENERGY INFRASTRUCTURE TR | 55,445 | $1,960 | 0.9% | $15.19 | — | COM NEW | 21870U502 |
| IRT | INDEPENDENCE RLTY TR INC | 189,725 | $1,930 | 0.9% | $8.70 | — | COM | 45378A106 |
| STKL | SUNOPTA INC | 221,770 | $1,929 | 0.9% | $8.14 | +11.6% | COM | 8676EP108 |
| GWRS | GLOBAL WTR RES INC | 203,925 | $1,921 | 0.9% | $5.87 | +32.1% | COM | 379463102 |
| SACH | SACHEM CAP CORP | 409,002 | $1,881 | 0.9% | $5.06 | — | COM | 78590A109 |
| PBA | PEMBINA PIPELINE CORP | 52,842 | $1,855 | 0.9% | $24.32 | -12.3% | COM | 706327103 |
| TGEN | TECOGEN INC NEW | 578,550 | $1,846 | 0.9% | $8.17 | -60.3% | COM NEW | 87876P201 |
| ACRE | ARES COML REAL ESTATE CORP | 137,275 | $1,827 | 0.9% | $13.73 | — | COM | 04013V108 |
| LAND | GLADSTONE LD CORP | 133,650 | $1,820 | 0.8% | $16.68 | — | COM | 376549101 |
| — | PICO HLDGS INC | 106,340 | $1,776 | 0.8% | $20.82 | — | COM NEW | 693366205 |
| — | MONMOUTH REAL ESTATE INVT CO | 106,955 | $1,732 | 0.8% | $9.87 | — | CL A | 609720107 |
| — | CONDOR HOSPITALITY TR INC | 163,650 | $1,710 | 0.8% | $10.60 | — | COM NEW | 20676Y403 |
| MRCC | MONROE CAP CORP | 118,887 | $1,701 | 0.8% | $3.65 | +43.8% | COM | 610335101 |
| GDXJ | VANECK VECTORS ETF TR | 48,819 | $1,640 | 0.8% | $41.40 | — | JR GOLD MINERS E | 92189F791 |
| LOAN | MANHATTAN BRIDGE CAPITAL INC | 279,875 | $1,637 | 0.8% | $6.94 | — | COM | 562803106 |
| TRGP | TARGA RES CORP | 33,556 | $1,587 | 0.7% | $15.07 | +115.9% | COM | 87612G101 |
| GOOD | GLADSTONE COML CORP | 70,755 | $1,576 | 0.7% | $18.64 | — | COM | 376536108 |
| EPM | EVOLUTION PETROLEUM CORP | 214,471 | $1,544 | 0.7% | $5.20 | -16.2% | COM | 30049A107 |
| ASUR | ASURE SOFTWARE INC | 123,943 | $1,539 | 0.7% | $5.70 | +117.3% | COM | 04649U102 |
| RGLD | ROYAL GOLD INC | 17,833 | $1,534 | 0.7% | $54.31 | +59.4% | COM | 780287108 |
| DAKT | DAKTRONICS INC | 142,620 | $1,507 | 0.7% | $7.99 | +11.2% | COM | 234264109 |
| — | BLUEROCK RESIDENTIAL GRW REI | 136,170 | $1,506 | 0.7% | $12.75 | — | COM CL A | 09627J102 |
| — | CORENERGY INFRASTRUCTURE TR | 57,605 | $1,498 | 0.7% | $24.14 | — | DEP SHS REPSTG | 21870U304 |
| WELL | WELLTOWER INC | 21,206 | $1,490 | 0.7% | $44.80 | +20.4% | COM | 95040Q104 |
| — | TRECORA RES | 111,835 | $1,487 | 0.7% | $12.24 | — | COM | 894648104 |
| — | CITY OFFICE REIT INC | 105,410 | $1,451 | 0.7% | $12.70 | — | COM | 178587101 |
| IEX | IDEX CORP | 11,900 | $1,445 | 0.7% | $45.08 | +134.1% | COM | 45167R104 |
| — | WHEELER REAL ESTATE INVT TR | 63,670 | $1,443 | 0.7% | $25.51 | — | PFD CNV SER D | 963025606 |
| AG | FIRST MAJESTIC SILVER CORP | 209,492 | $1,433 | 0.7% | $11.28 | -37.3% | COM | 32076V103 |
| — | SANDSTORM GOLD LTD | 308,803 | $1,402 | 0.7% | $4.82 | — | COM NEW | 80013R206 |
| — | TORTOISE MLP FD INC | 76,482 | $1,386 | 0.6% | $29.22 | — | COM | 89148B101 |
| MRTN | MARTEN TRANS LTD | 65,403 | $1,344 | 0.6% | $6.61 | +43.0% | COM | 573075108 |
| WPM | WHEATON PRECIOUS METALS CORP | 70,062 | $1,337 | 0.6% | $18.25 | -3.3% | COM | 962879102 |
| HBIO | HARVARD BIOSCIENCE INC | 348,872 | $1,308 | 0.6% | $3.77 | -21.6% | COM | 416906105 |
| — | GSE SYS INC | 360,990 | $1,282 | 0.6% | $1.51 | — | COM | 36227K106 |
| MPT | MEDICAL PPTYS TRUST INC | 96,490 | $1,267 | 0.6% | $14.32 | — | COM | 58463J304 |
| — | GLOBALSCAPE INC | 325,505 | $1,247 | 0.6% | $3.81 | — | COM | 37940G109 |
| ASM | AVINO SILVER & GOLD MINES LT | 793,350 | $1,230 | 0.6% | $0.95 | +73.1% | COM | 053906103 |
| — | CONCURRENT COMPUTER CORP NEW | 202,519 | $1,215 | 0.6% | $6.65 | — | COM PAR $.01 | 206710402 |
| SOHO | SOTHERLY HOTELS INC | 206,011 | $1,213 | 0.6% | $6.85 | — | COM | 83600C103 |
| — | CEDAR FAIR L P | 18,796 | $1,205 | 0.6% | $41.41 | — | DEPOSITRY UNIT | 150185106 |
| CRWS | CROWN CRAFTS INC | 182,720 | $1,188 | 0.6% | $4.11 | -19.0% | COM | 228309100 |
| — | OCI PARTNERS LP | 145,075 | $1,161 | 0.5% | $11.67 | — | COM UNIT REP LP | 67091N108 |
| — | XAI OCTAGON FLOATNG RATE ALT | 112,800 | $1,142 | 0.5% | $10.12 | — | COM | 98400T106 |
| UWM | PROSHARES TR | 16,400 | $1,096 | 0.5% | $71.21 | — | PSHS ULTRUSS2000 | 74347R842 |
| — | SHARPSPRING INC | 334,023 | $1,086 | 0.5% | $3.27 | — | COM | 820054104 |
| — | CATASYS INC | 222,182 | $1,082 | 0.5% | $4.57 | — | COM PAR | 149049504 |
| — | TRUETT-HURST INC | 470,294 | $1,068 | 0.5% | $3.60 | — | CL A | 897871109 |
| — | TEAM INC | 79,122 | $1,056 | 0.5% | $37.64 | — | COM | 878155100 |
| — | ARC LOGISTICS PARTNERS LP | 62,860 | $1,050 | 0.5% | $21.99 | — | COM UT REP LPN | 03879N101 |
| FPI | FARMLAND PARTNERS INC | 115,350 | $1,043 | 0.5% | $12.97 | — | COM | 31154R109 |
| CTRE | CARETRUST REIT INC | 53,629 | $1,021 | 0.5% | $17.85 | — | COM | 14174T107 |
| — | ATLANTIC COAST FINL CORP | 111,150 | $979 | 0.5% | $4.30 | — | COM | 048426100 |
| FNV | FRANCO NEVADA CORP | 12,628 | $978 | 0.5% | $34.68 | +103.6% | COM | 351858105 |
| — | I D SYSTEMS INC | 126,680 | $951 | 0.4% | $5.03 | — | COM | 449489103 |
| CVU | CPI AEROSTRUCTURES INC | 99,075 | $926 | 0.4% | $9.39 | -3.5% | COM NEW | 125919308 |
| — | ABAXIS INC | 20,700 | $924 | 0.4% | $47.50 | — | COM | 002567105 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 4,906 | $899 | 0.4% | $110.02 | +60.6% | CL B NEW | 084670702 |
| — | SILVERSUN TECHNOLOGIES INC | 208,850 | $896 | 0.4% | $3.90 | — | COM NEW | 82846H207 |
| JKHY | HENRY JACK & ASSOC INC | 8,700 | $894 | 0.4% | $39.46 | +137.4% | COM | 426281101 |
| — | GENERAL FIN CORP DEL | 176,400 | $891 | 0.4% | $4.64 | — | COM | 369822101 |
| UMH | UMH PPTYS INC | 56,600 | $880 | 0.4% | $10.27 | — | COM | 903002103 |
| HAIN | HAIN CELESTIAL GROUP INC | 21,000 | $864 | 0.4% | $43.16 | -4.2% | COM | 405217100 |
| — | S&W SEED CO | 269,525 | $849 | 0.4% | $7.90 | — | COM | 785135104 |
| — | SG BLOCKS INC | 196,711 | $842 | 0.4% | $4.70 | — | COM PAR | 78418A307 |
| DMLP | DORCHESTER MINERALS LP | 54,735 | $824 | 0.4% | $24.59 | — | COM UNIT | 25820R105 |
| PCYO | PURECYCLE CORP | 108,400 | $813 | 0.4% | $5.84 | +24.5% | COM NEW | 746228303 |
| — | ADAMIS PHARMACEUTICALS CORP | 151,250 | $790 | 0.4% | $6.35 | — | COM NEW | 00547W208 |
| — | OXFORD LANE CAP CORP | 76,289 | $778 | 0.4% | $16.55 | — | COM | 691543102 |
| — | ARLINGTON ASSET INVT CORP | 60,989 | $776 | 0.4% | $26.71 | — | CL A NEW | 041356205 |
| — | FLAHERTY&CRMN PFD SEC INCOM | 33,550 | $718 | 0.3% | $18.77 | — | COM | 338478100 |
| MLR | MILLER INDS INC TENN | 23,310 | $652 | 0.3% | $11.36 | +86.2% | COM NEW | 600551204 |
| — | SONOMA PHARMACEUTICALS INC | 122,499 | $639 | 0.3% | $5.04 | — | COM | 83558L105 |
| AIRG | AIRGAIN INC | 68,730 | $625 | 0.3% | $12.64 | -10.9% | COM | 00938A104 |
| CPIX | CUMBERLAND PHARMACEUTICALS I | 88,315 | $624 | 0.3% | $4.94 | +40.0% | COM | 230770109 |
| — | COMBIMATRIX CORPORATION | 81,281 | $610 | 0.3% | $2.96 | — | COM PAR | 20009T501 |
| — | NAKED BRAND GROUP INC | 435,943 | $584 | 0.3% | $3.83 | — | COM NEW | 629839200 |
| — | XPLORE TECHNOLOGIES CORP | 155,650 | $548 | 0.3% | $3.50 | — | COM PAR $0.001 | 983950700 |
| — | GOLDCORP INC NEW | 40,396 | $524 | 0.2% | $24.23 | — | COM | 380956409 |
| — | KAYNE ANDERSON MLP INVT CO | 28,800 | $523 | 0.2% | $39.10 | — | COM | 486606106 |
| — | PEAK RESORTS INC | 119,175 | $518 | 0.2% | $8.00 | — | COM | 70469L100 |
| HASI | HANNON ARMSTRONG SUST INFR C | 19,505 | $475 | 0.2% | $12.69 | +20.0% | COM | 41068X100 |
| SLV | ISHARES SILVER TRUST | 29,845 | $470 | 0.2% | $18.89 | — | ISHARES | 46428Q109 |
| TIP | ISHARES TR | 4,140 | $470 | 0.2% | $112.13 | — | TIPS BD ETF | 464287176 |
| — | POLAR PWR INC | 97,662 | $468 | 0.2% | $8.95 | — | COM | 73102V105 |
| RCMT | RCM TECHNOLOGIES INC | 79,345 | $454 | 0.2% | $5.66 | -5.5% | COM NEW | 749360400 |
| — | INTRICON CORP | 37,500 | $454 | 0.2% | $5.34 | — | COM | 46121H109 |
| BANX | STONECASTLE FINL CORP | 21,085 | $435 | 0.2% | $9.00 | +3.6% | COM | 861780104 |
| — | BOWL AMER INC | 28,825 | $413 | 0.2% | $12.99 | — | CL A | 102565108 |
| — | LEXINGTON REALTY TRUST | 40,012 | $409 | 0.2% | $11.68 | — | COM | 529043101 |
| — | JAPAN SMALLER CAPTLZTN FD IN | 32,421 | $407 | 0.2% | $8.94 | — | COM | 47109U104 |
| — | COGENTIX MED INC | 155,340 | $398 | 0.2% | $1.62 | — | COM | 19243A104 |
| — | LASALLE HOTEL PPTYS | 13,340 | $387 | 0.2% | $24.69 | — | COM SH BEN INT | 517942108 |
| ICLR | ICON PLC | 3,300 | $376 | 0.2% | $32.90 | +223.0% | SHS | G4705A100 |
| — | FORTRESS TRANS INFRST INVS L | 20,554 | $371 | 0.2% | $16.03 | — | COM REP LTD LIAB | 34960P101 |
| — | ENVIVA PARTNERS LP | 12,164 | $359 | 0.2% | $27.60 | — | COM UNIT | 29414J107 |
| SAM | BOSTON BEER INC | 2,250 | $351 | 0.2% | $158.63 | -7.9% | CL A | 100557107 |
| SA | SEABRIDGE GOLD INC | 28,315 | $345 | 0.2% | $11.28 | +2.7% | COM | 811916105 |
| ATOM | ATOMERA INC | 85,177 | $331 | 0.2% | $4.78 | -1.7% | COM | 04965B100 |
| — | POWERSHS DB MULTI SECT COMM | 17,352 | $329 | 0.2% | $24.90 | — | PS DB AGRICUL FD | 73936B408 |
| — | HOEGH LNG PARTNERS LP | 17,463 | $324 | 0.2% | $19.13 | — | COM UNIT LTD | Y3262R100 |
| JYNT | JOINT CORP | 66,950 | $319 | 0.1% | $6.30 | -35.2% | COM | 47973J102 |
| SBNY | SIGNATURE BK NEW YORK N Y | 2,300 | $294 | 0.1% | $82.88 | — | COM | 82669G104 |
| CSWC | CAPITAL SOUTHWEST CORP | 16,825 | $288 | 0.1% | $6.02 | +3.7% | COM | 140501107 |
| — | SENIOR HSG PPTYS TR | 14,620 | $286 | 0.1% | $25.93 | — | SH BEN INT | 81721M109 |
| — | GLADSTONE CAPITAL CORP | 29,350 | $279 | 0.1% | $8.46 | — | COM | 376535100 |
| — | GP STRATEGIES CORP | 8,935 | $276 | 0.1% | $23.78 | — | COM | 36225V104 |
| — | COLLECTORS UNIVERSE INC | 11,500 | $276 | 0.1% | $21.20 | — | COM NEW | 19421R200 |
| — | LM FDG AMER INC | 156,050 | $273 | 0.1% | $8.77 | — | COM | 502074107 |
| GDX | VANECK VECTORS ETF TR | 11,610 | $267 | 0.1% | $27.01 | — | GOLD MINERS ETF | 92189F106 |
| ARCC | ARES CAP CORP | 16,030 | $263 | 0.1% | $7.41 | -1.7% | COM | 04010L103 |
| TCX | TUCOWS INC | 4,230 | $248 | 0.1% | $45.85 | +18.4% | COM NEW | 898697206 |
| — | ADVANTAGE OIL & GAS LTD | 39,200 | $247 | 0.1% | $3.94 | — | COM | 00765F101 |
| NMFC | NEW MTN FIN CORP | 17,005 | $242 | 0.1% | $5.77 | -0.5% | COM | 647551100 |
| — | CEMTREX INC | 605,400 | $242 | 0.1% | $0.75 | — | * W EXP 12/2/2022 | 15130G113 |
| — | TRIANGLE CAP CORP | 16,507 | $236 | 0.1% | $17.52 | — | COM | 895848109 |
| JJSF | J & J SNACK FOODS CORP | 1,800 | $236 | 0.1% | $89.98 | +23.7% | COM | 466032109 |
| — | DOUBLELINE INCOME SOLUTIONS | 10,950 | $233 | 0.1% | $20.66 | — | COM | 258622109 |
| — | NEW AGE BEVERAGES CORP | 68,000 | $232 | 0.1% | $4.13 | — | COM | 64157V108 |
| — | CALAMOS GLOBAL TOTAL RETURN | 16,875 | $226 | 0.1% | $13.87 | — | COM SH BEN INT | 128118106 |
| — | DARIOHEALTH CORP | 116,839 | $215 | 0.1% | $3.55 | — | COM | 23725P100 |
| — | FIDUCIARY CLAYMORE MLP OPP F | 15,357 | $198 | 0.1% | $26.45 | — | COM | 31647Q106 |
| — | PLANET PAYMENT INC | 45,050 | $193 | 0.1% | $4.06 | — | SHS | U72603118 |
| — | KAYNE ANDERSON MDSTM ENERGY | 11,680 | $172 | 0.1% | $16.37 | — | COM | 48661E108 |
| — | INUVO INC | 162,500 | $162 | 0.1% | $1.67 | — | COM NEW | 46122W204 |
| AGFXF | DEUTSCHE BK AG LDN BRH | 15,870 | $156 | 0.1% | $16.01 | — | DB AGRIC LNG ETN | 25154H533 |
| — | EMCORE CORP | 18,300 | $150 | 0.1% | $6.12 | — | COM NEW | 290846203 |
| — | AKERS BIOSCIENCES INC | 161,100 | $130 | 0.1% | $2.86 | — | COM | 00973E102 |
| — | SEASPAN CORP | 17,581 | $125 | 0.1% | $20.75 | — | SHS | Y75638109 |
| — | MICRONET ENERTEC TECH INC | 137,800 | $123 | 0.1% | $4.52 | — | COM | 595117102 |
| — | PSIVIDA CORP | 84,459 | $101 | 0.0% | $3.45 | — | COM | 74440J101 |
| — | IMPRIMIS PHARMACEUTICALS INC | 60,700 | $98 | 0.0% | $3.97 | — | COM NEW | 45323A201 |
| — | MEDLEY MGMT INC | 15,000 | $92 | 0.0% | $16.88 | — | CL A COM | 58503T106 |
| CECO | CECO ENVIRONMENTAL CORP | 10,695 | $90 | 0.0% | $11.85 | -28.1% | COM | 125141101 |
| — | YAMANA GOLD INC | 30,321 | $80 | 0.0% | $9.52 | — | COM | 98462Y100 |
| — | RICEBRAN TECHNOLOGIES | 54,375 | $71 | 0.0% | $4.98 | — | COM NEW | 762831204 |
| — | SYNTHETIC BIOLOGICS INC | 66,299 | $62 | 0.0% | $2.27 | — | COM | 87164U102 |
| SRTS | SENSUS HEATLHCARE INC | 12,000 | $60 | 0.0% | $6.26 | -22.0% | COM | 81728J109 |
| — | GRAN TIERRA ENERGY INC | 26,125 | $60 | 0.0% | $6.02 | — | COM | 38500T101 |
| — | CHECK CAP LTD | 27,250 | $50 | 0.0% | $5.49 | — | SHS | M2361E112 |
| — | SENSUS HEATLHCARE INC | 75,400 | $44 | 0.0% | $1.27 | — | *W EXP 06/08/2019 | 81728J117 |
| — | SUPERIOR DRILLING PRODS INC | 37,500 | $30 | 0.0% | $6.51 | — | COM | 868153107 |
| — | DARIOHEALTH CORP | 75,689 | $17 | 0.0% | $0.67 | — | *W EXP 03/08/202 | 23725P118 |
| — | LM FDG AMER INC | 142,750 | $14 | 0.0% | $1.00 | — | *W EXP 10/31/202 | 502074115 |
| — | RAIT FINANCIAL TRUST | 14,000 | $10 | 0.0% | $3.21 | — | COM NEW | 749227609 |
| — | CHECK CAP LTD | 15,174 | $9 | 0.0% | $1.01 | — | * W EXP 02/28/202 | M2361E120 |
| — | RICEBRAN TECHNOLOGIES | 40,200 | $8 | 0.0% | $1.38 | — | *W EXP 12/18/201 | 762831113 |
| — | MICRONET ENERTEC TECH INC | 39,520 | $5 | 0.0% | $0.75 | — | *W EXP 04/15/201 | 595117110 |
| — | ENSERVCO CORP | 10,000 | $5 | 0.0% | $2.40 | — | COM | 29358Y102 |