CIK: 0000107136 · Show all filings
Period: Q4 2018 (Next →)
Filing Date: Feb 6, 2019
Total Value ($000): $59,610 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 20,270 | $3,197 | 5.4% | $46.01 | 0.0% | COM | 037833100 |
| CBRL | CRACKER BARREL OLD CTRY STOR | 14,963 | $2,392 | 4.0% | $124.06 | 0.0% | COM | 22410J106 |
| — | OXFORD LANE CAP CORP | 205,081 | $1,932 | 3.2% | $9.42 | — | COM | 691543102 |
| RITM | NEW RESIDENTIAL INVT CORP | 115,391 | $1,654 | 2.8% | $14.33 | — | COM NEW | 64828T201 |
| V | VISA INC | 12,528 | $1,646 | 2.8% | $131.41 | 0.0% | COM CL A | 92826C839 |
| ET | ENERGY TRANSFER LP | 95,089 | $1,454 | 2.4% | $15.29 | — | COM UT LTD PTN | 29273V100 |
| LADR | LADDER CAP CORP | 93,790 | $1,444 | 2.4% | $15.40 | — | CL A | 505743104 |
| NEWT | NEWTEK BUSINESS SVCS CORP | 80,435 | $1,388 | 2.3% | $19.29 | 0.0% | COM NEW | 652526203 |
| PCTY | PAYLOCITY HLDG CORP | 22,105 | $1,331 | 2.2% | $64.12 | 0.0% | COM | 70438V106 |
| — | BLACKSTONE GROUP L P | 37,713 | $1,121 | 1.9% | $29.72 | — | COM UNIT LTD | 09253U108 |
| IBB | ISHARES TR | 10,027 | $967 | 1.6% | $96.44 | — | NASDAQ BIOTECH | 464287556 |
| TPVG | TRIPLEPOINT VENTURE GROWTH B | 86,639 | $937 | 1.6% | $12.27 | 0.0% | COM | 89677Y100 |
| — | TALLGRASS ENERGY LP | 37,129 | $904 | 1.5% | $24.35 | — | CLASS A SHS | 874696107 |
| FHN | FIRST HORIZON NATL CORP | 64,230 | $845 | 1.4% | $11.83 | 0.0% | COM | 320517105 |
| AMZN | AMAZON COM INC | 530 | $796 | 1.3% | $83.14 | 0.0% | COM | 023135106 |
| BIP | BROOKFIELD INFRAST PARTNERS | 21,500 | $742 | 1.2% | $34.51 | — | LP INT UNIT | G16252101 |
| CSCO | CISCO SYS INC | 16,966 | $735 | 1.2% | $36.91 | 0.0% | COM | 17275R102 |
| — | PINNACLE FINL PARTNERS INC | 15,946 | $735 | 1.2% | $46.09 | — | COM | 72346Q104 |
| ITW | ILLINOIS TOOL WKS INC | 5,747 | $728 | 1.2% | $110.50 | 0.0% | COM | 452308109 |
| — | SUNCOKE ENERGY PARTNERS L P | 95,322 | $716 | 1.2% | $7.51 | — | COMUNIT REP LT | 86722Y101 |
| JNJ | JOHNSON & JOHNSON | 5,402 | $697 | 1.2% | $114.14 | 0.0% | COM | 478160104 |
| PFLT | PENNANTPARK FLOATING RATE CA | 59,931 | $693 | 1.2% | $5.76 | 0.0% | COM | 70806A106 |
| ENB | ENBRIDGE INC | 21,821 | $678 | 1.1% | $20.25 | 0.0% | COM | 29250N105 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 3,292 | $672 | 1.1% | $208.87 | 0.0% | CL B NEW | 084670702 |
| CMBT | EURONAV NV ANTWERPEN | 94,136 | $652 | 1.1% | $4.16 | 0.0% | SHS | B38564108 |
| IHI | ISHARES TR | 3,260 | $651 | 1.1% | $199.69 | — | U.S. MED DVC ETF | 464288810 |
| — | CONSTELLIUM NV | 114,400 | $642 | 1.1% | $5.61 | — | CL A | N22035104 |
| JPM | JPMORGAN CHASE & CO | 6,458 | $630 | 1.1% | $87.53 | 0.0% | COM | 46625H100 |
| RSPH | INVESCO EXCHANGE TRADED FD T | 3,483 | $618 | 1.0% | $177.43 | — | S&P500 EQL HLT | 46137V332 |
| BHR | BRAEMAR HOTELS & RESORTS INC | 65,362 | $571 | 1.0% | $8.74 | — | COM | 10482B101 |
| TRGP | TARGA RES CORP | 14,880 | $498 | 0.8% | $38.06 | 0.0% | COM | 87612G101 |
| NHI | NATIONAL HEALTH INVS INC | 6,708 | $498 | 0.8% | $74.24 | — | COM | 63633D104 |
| SYK | STRYKER CORP | 3,100 | $486 | 0.8% | $154.78 | 0.0% | COM | 863667101 |
| SYF | SYNCHRONY FINL | 31,835 | $485 | 0.8% | $22.62 | 0.0% | COM | 87165B103 |
| URI | UNITED RENTALS INC | 4,640 | $476 | 0.8% | $116.64 | 0.0% | COM | 911363109 |
| — | BROOKFIELD PPTY PARTNERS L P | 28,444 | $475 | 0.8% | $16.70 | — | UNIT LTD PARTN | G16249107 |
| XBI | SPDR SERIES TRUST | 6,555 | $461 | 0.8% | $70.33 | — | S&P BIOTECH | 78464A870 |
| VIS | VANGUARD WORLD FDS | 3,802 | $458 | 0.8% | $120.46 | — | INDUSTRIAL ETF | 92204A603 |
| BXMT | BLACKSTONE MTG TR INC | 13,257 | $448 | 0.8% | $33.79 | — | COM CL A | 09257W100 |
| — | CSI COMPRESSCO LP | 167,294 | $446 | 0.7% | $2.67 | — | COM UNIT | 12637A103 |
| TRTX | TPG RE FIN TR INC | 24,240 | $438 | 0.7% | $18.07 | — | COM | 87266M107 |
| KREF | KKR REAL ESTATE FIN TR INC | 23,115 | $438 | 0.7% | $18.95 | — | COM | 48251K100 |
| USAC | USA COMPRESSION PARTNERS LP | 31,233 | $437 | 0.7% | $13.99 | — | COMUNIT LTDPAR | 90290N109 |
| PG | PROCTER AND GAMBLE CO | 4,673 | $430 | 0.7% | $74.75 | 0.0% | COM | 742718109 |
| FAST | FASTENAL CO | 8,000 | $418 | 0.7% | $11.28 | 0.0% | COM | 311900104 |
| — | VOYA INFRASTRUCTURE INDLS & | 42,026 | $418 | 0.7% | $9.95 | — | COM | 92912X101 |
| AIVL | WISDOMTREE TR | 5,330 | $410 | 0.7% | $76.92 | — | US DIVID EX FNCL | 97717W406 |
| TFSL | TFS FINL CORP | 25,000 | $403 | 0.7% | $9.10 | 0.0% | COM | 87240R107 |
| NGL | NGL ENERGY PARTNERS LP | 33,755 | $398 | 0.7% | $11.79 | — | COM UNIT REPST | 62913M107 |
| T | AT&T INC | 13,514 | $386 | 0.6% | $14.02 | 0.0% | COM | 00206R102 |
| META | FACEBOOK INC | 2,945 | $386 | 0.6% | $143.86 | 0.0% | CL A | 30303M102 |
| — | CRESTWOOD EQUITY PARTNERS LP | 13,795 | $385 | 0.6% | $27.91 | — | UNIT LTD PARTNER | 226344208 |
| — | VEREIT INC | 52,031 | $372 | 0.6% | $7.15 | — | COM | 92339V100 |
| WFC | WELLS FARGO CO NEW | 7,653 | $353 | 0.6% | $42.03 | 0.0% | COM | 949746101 |
| — | PBF LOGISTICS LP | 17,335 | $348 | 0.6% | $20.07 | — | UNIT LTD PTNR | 69318Q104 |
| FIS | FIDELITY NATL INFORMATION SV | 3,376 | $346 | 0.6% | $91.08 | 0.0% | COM | 31620M106 |
| VRP | INVESCO EXCHNG TRADED FD TR | 15,187 | $341 | 0.6% | $22.45 | — | VAR RATE PFD | 46138G870 |
| EPD | ENTERPRISE PRODS PARTNERS L | 13,391 | $329 | 0.6% | $24.57 | — | COM | 293792107 |
| BEP | BROOKFIELD RENEWABLE PARTNER | 12,500 | $324 | 0.5% | $25.92 | — | PARTNERSHIP UNIT | G16258108 |
| DUK | DUKE ENERGY CORP NEW | 3,739 | $323 | 0.5% | $63.89 | 0.0% | COM NEW | 26441C204 |
| PMT | PENNYMAC MTG INVT TR | 17,133 | $319 | 0.5% | $18.62 | — | COM | 70931T103 |
| SKYY | FIRST TR EXCHANGE TRADED FD | 6,495 | $315 | 0.5% | $48.50 | — | CLOUD COMPUTING | 33734X192 |
| LOW | LOWES COS INC | 3,400 | $314 | 0.5% | $84.62 | 0.0% | COM | 548661107 |
| MO | ALTRIA GROUP INC | 6,313 | $312 | 0.5% | $33.13 | 0.0% | COM | 02209S103 |
| IVV | ISHARES TR | 1,236 | $311 | 0.5% | $251.62 | — | CORE S&P500 ETF | 464287200 |
| SPY | SPDR S&P 500 ETF TR | 1,237 | $309 | 0.5% | $249.80 | — | TR UNIT | 78462F103 |
| PEP | PEPSICO INC | 2,793 | $309 | 0.5% | $90.68 | 0.0% | COM | 713448108 |
| STWD | STARWOOD PPTY TR INC | 15,700 | $309 | 0.5% | $19.68 | — | COM | 85571B105 |
| ADP | AUTOMATIC DATA PROCESSING IN | 2,326 | $305 | 0.5% | $121.16 | 0.0% | COM | 053015103 |
| MSFT | MICROSOFT CORP | 2,989 | $304 | 0.5% | $100.00 | 0.0% | COM | 594918104 |
| XOM | EXXON MOBIL CORP | 4,347 | $296 | 0.5% | $56.39 | 0.0% | COM | 30231G102 |
| — | NUVEEN NASDAQ 100 DYNAMIC OV | 18,695 | $294 | 0.5% | $15.73 | — | COM SHS | 670699107 |
| IJH | ISHARES TR | 1,773 | $294 | 0.5% | $165.82 | — | CORE S&P MCP ETF | 464287507 |
| — | BRAEMAR HOTELS & RESORTS INC | 17,000 | $292 | 0.5% | $17.18 | — | 5.5 CUM CV PFD B | 10482B200 |
| — | BLACKSTONE MTG TR INC | 300,000 | $292 | 0.5% | $0.97 | — | NOTE 4.375% 5/0 | 09257WAB6 |
| COF | CAPITAL ONE FINL CORP | 3,665 | $277 | 0.5% | $76.57 | 0.0% | COM | 14040H105 |
| EPR | EPR PPTYS | 4,245 | $272 | 0.5% | $64.08 | — | COM SH BEN INT | 26884U109 |
| — | MACQUARIE INFRASTRUCTURE COR | 7,375 | $270 | 0.5% | $36.61 | — | COM | 55608B105 |
| PK | PARK HOTELS RESORTS INC | 10,300 | $268 | 0.4% | $26.02 | — | COM | 700517105 |
| DIS | DISNEY WALT CO | 2,439 | $267 | 0.4% | $109.10 | 0.0% | COM DISNEY | 254687106 |
| — | GLOBAL MED REIT INC | 29,450 | $262 | 0.4% | $8.90 | — | COM NEW | 37954A204 |
| — | FERRO CORP | 16,480 | $258 | 0.4% | $15.66 | — | COM | 315405100 |
| PICK | ISHARES INC | 9,472 | $256 | 0.4% | $27.03 | — | MSCI GBL ETF NEW | 46434G848 |
| IWM | ISHARES TR | 1,874 | $251 | 0.4% | $133.94 | — | RUSSELL 2000 ETF | 464287655 |
| ARCC | ARES CAP CORP | 15,850 | $247 | 0.4% | $8.36 | 0.0% | COM | 04010L103 |
| — | LANDMARK INFRASTRUCTURE LP | 12,000 | $247 | 0.4% | $20.58 | — | 7% CNV PFD UNT C | 51508J405 |
| VIG | VANGUARD GROUP | 2,498 | $245 | 0.4% | $98.08 | — | DIV APP ETF | 921908844 |
| — | SAFETY INCOME & GROWTH INC | 13,000 | $245 | 0.4% | $18.85 | — | COM | 78649D104 |
| PM | PHILIP MORRIS INTL INC | 3,650 | $244 | 0.4% | $57.29 | 0.0% | COM | 718172109 |
| — | TEKLA HEALTHCARE OPPORTUNIT | 15,235 | $241 | 0.4% | $15.82 | — | SHS | 879105104 |
| CI | CIGNA CORP NEW | 1,239 | $235 | 0.4% | $190.77 | 0.0% | COM | 125523100 |
| SU | SUNCOR ENERGY INC NEW | 8,366 | $234 | 0.4% | $25.07 | 0.0% | COM | 867224107 |
| ABR | ARBOR RLTY TR INC | 23,000 | $232 | 0.4% | $10.09 | — | COM | 038923108 |
| CRM | SALESFORCE COM INC | 1,692 | $232 | 0.4% | $135.90 | 0.0% | COM | 79466L302 |
| — | OAKTREE STRATEGIC INCOME COR | 29,852 | $231 | 0.4% | $7.74 | — | COM | 67402D104 |
| — | BB&T CORP | 5,133 | $222 | 0.4% | $43.25 | — | COM | 054937107 |
| — | TWO HBRS INVT CORP | 17,391 | $220 | 0.4% | $12.65 | — | COM NEW | 90187B408 |
| — | UBS AG JERSEY BRH | 14,593 | $216 | 0.4% | $14.80 | — | ETRAC WELLS BDCI | 902641588 |
| ASH | ASHLAND GLOBAL HLDGS INC | 2,975 | $211 | 0.4% | $68.28 | 0.0% | COM | 044186104 |
| TCPC | BLACKROCK TCP CAP CORP | 16,052 | $209 | 0.4% | $13.94 | 0.0% | COM | 09259E108 |
| ORCL | ORACLE CORP | 4,611 | $208 | 0.3% | $43.16 | 0.0% | COM | 68389X105 |
| DE | DEERE & CO | 1,430 | $207 | 0.3% | $131.78 | 0.0% | COM | 244199105 |
| TEX | TEREX CORP NEW | 9,725 | $203 | 0.3% | $31.98 | 0.0% | COM | 880779103 |
| CMCSA | COMCAST CORP NEW | 5,918 | $202 | 0.3% | $30.43 | 0.0% | CL A | 20030N101 |
| — | INVESCO DYNAMIC CR OPP FD | 27,920 | $202 | 0.3% | $7.23 | — | COM | 46132R104 |
| — | TWO HBRS INVT CORP | 200,000 | $195 | 0.3% | $0.97 | — | NOTE 6.250% 1/1 | 90187BAA9 |
| MRCC | MONROE CAP CORP | 19,325 | $186 | 0.3% | $4.88 | 0.0% | COM | 610335101 |
| — | TEEKAY LNG PARTNERS L P | 16,800 | $185 | 0.3% | $11.01 | — | PRTNRSP UNITS | Y8564M105 |
| — | SUMMIT MIDSTREAM PARTNERS LP | 14,567 | $179 | 0.3% | $12.29 | — | COM UNIT LTD | 866142102 |
| — | CBRE CLARION GLOBAL REAL EST | 28,000 | $172 | 0.3% | $6.14 | — | COM | 12504G100 |
| SOHO | SOTHERLY HOTELS INC | 30,500 | $171 | 0.3% | $5.61 | — | COM | 83600C103 |
| — | COHEN & STEERS INFRASTRUCTUR | 11,217 | $170 | 0.3% | $15.16 | — | COM | 19248A109 |
| — | OASIS MIDSTREAM PARTNERS LP | 10,150 | $162 | 0.3% | $15.96 | — | COM UNITS REPS | 67420T206 |
| — | PGIM SHORT DURATION HIGH YIE | 13,031 | $158 | 0.3% | $12.12 | — | COM | 69346H100 |
| — | HANESBRANDS INC | 12,550 | $157 | 0.3% | $12.51 | — | COM | 410345102 |
| — | SANCHEZ MIDSTREAM PARTNERS L | 106,354 | $147 | 0.2% | $1.38 | — | COM UNITS REP B | 79971C201 |
| — | EATON VANCE LTD DUR INCOME F | 11,638 | $132 | 0.2% | $11.34 | — | COM | 27828H105 |
| — | NEW YORK CMNTY BANCORP INC | 13,313 | $125 | 0.2% | $9.39 | — | COM | 649445103 |
| — | CATCHMARK TIMBER TR INC | 17,000 | $121 | 0.2% | $7.12 | — | CL A | 14912Y202 |
| — | VOYA PRIME RATE TR | 22,300 | $100 | 0.2% | $4.48 | — | SH BEN INT | 92913A100 |
| — | STARWOOD PPTY TR INC | 100,000 | $99 | 0.2% | $0.99 | — | NOTE 4.375% 4/0 | 85571BAH8 |
| F | FORD MTR CO DEL | 12,125 | $93 | 0.2% | $6.21 | 0.0% | COM PAR $0.01 | 345370860 |
| — | NUVEEN FLOATING RATE INCOME | 14,287 | $84 | 0.1% | $5.88 | — | COM | 67072T108 |
| — | GENERAL ELECTRIC CO | 11,054 | $84 | 0.1% | $7.60 | — | COM | 369604103 |
| SXC | SUNCOKE ENERGY INC | 14,750 | $77 | 0.1% | $10.24 | 0.0% | COM | 86722A103 |
| — | CAPITAL PRODUCT PARTNERS L P | 36,000 | $75 | 0.1% | $2.08 | — | COM UNIT LP | Y11082107 |
| — | TEMPLETON GLOBAL INCOME FD | 12,000 | $72 | 0.1% | $6.00 | — | COM | 880198106 |
| — | CALUMET SPECIALTY PRODS PTNR | 29,865 | $56 | 0.1% | $1.88 | — | UT LTD PARTNER | 131476103 |
| — | AMERICAN MIDSTREAM PARTNERS | 53,575 | $55 | 0.1% | $1.03 | — | COM UNITS | 02752P100 |
| — | JMP GROUP LLC | 12,000 | $47 | 0.1% | $3.92 | — | COM | 46629U107 |
| — | TEEKAY CORPORATION | 13,000 | $43 | 0.1% | $3.31 | — | COM | Y8564W103 |
| — | SCORPIO TANKERS INC | 50,000 | $39 | 0.1% | $0.78 | — | NOTE 3.000% 5/1 | 80918TAB5 |
| — | TUESDAY MORNING CORP | 21,750 | $37 | 0.1% | $1.70 | — | COM NEW | 899035505 |
| DSX | DIANA SHIPPING INC | 10,000 | $32 | 0.1% | $2.11 | 0.0% | COM | Y2066G104 |
| DLNG | DYNAGAS LNG PARTNERS LP | 14,630 | $30 | 0.1% | $2.05 | — | COM UNIT LTD PT | Y2188B108 |
| — | LENDINGCLUB CORP | 10,000 | $26 | 0.0% | $2.60 | — | COM | 52603A109 |
| — | ATLANTIC PWR CORP | 10,033 | $22 | 0.0% | $2.19 | — | COM NEW | 04878Q863 |
| — | NAVIOS MARITIME PARTNERS L P | 10,000 | $8 | 0.0% | $0.80 | — | UNIT LPI | Y62267102 |