Location: New York, NY
CIK: 0001448574 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 14, 2019
Total Value: $2.525B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES TR | 1,452,614 | $365M | 14.5% | $251.61 | — | CORE S&P500 ETF | 464287200 |
| EEM | ISHARES TR | 5,445,000 | $213M | 8.4% | $42.92 | — | Call | 464287234 |
| SPY | SPDR S&P 500 ETF TR | 700,000 | $175M | 6.9% | — | — | Put | 78462F103 |
| GDX | VANECK VECTORS ETF TR | 5,179,503 | $109M | 4.3% | $20.94 | — | GOLD MINERS ETF | 92189F106 |
| AMZN | AMAZON COM INC | 52,950 | $79.53M | 3.1% | $50.29 | +65.3% | COM | 023135106 |
| — | GCP APPLIED TECHNOLOGIES INC | 2,781,112 | $68.28M | 2.7% | $29.08 | — | COM | 36164Y101 |
| GOOGL | ALPHABET INC | 61,600 | $64.37M | 2.5% | $55.37 | -3.1% | CAP STK CL A | 02079K305 |
| IWM | ISHARES TR | 460,000 | $61.59M | 2.4% | $133.90 | — | Put | 464287655 |
| FBP | FIRST BANCORP P R | 7,104,265 | $61.1M | 2.4% | $5.75 | +26.9% | COM NEW | 318672706 |
| — | UNITED TECHNOLOGIES CORP | 547,029 | $58.25M | 2.3% | $109.83 | — | COM | 913017109 |
| EMB | ISHARES TR | 550,000 | $57.15M | 2.3% | — | — | Put | 464288281 |
| EEM | ISHARES TR | 1,350,000 | $52.73M | 2.1% | $42.92 | — | MSCI EMG MKT ETF | 464287234 |
| QQQ | INVESCO QQQ TR | 250,000 | $38.56M | 1.5% | — | — | Put | 46090E103 |
| V | VISA INC | 225,000 | $29.69M | 1.2% | $119.52 | +10.0% | COM CL A | 92826C839 |
| NFLX | NETFLIX INC | 97,150 | $26M | 1.0% | $36.30 | -17.5% | COM | 64110L106 |
| QSR | RESTAURANT BRANDS INTL INC | 475,000 | $24.84M | 1.0% | $55.53 | 0.0% | COM | 76131D103 |
| ROST | ROSS STORES INC | 275,000 | $22.88M | 0.9% | $84.34 | 0.0% | COM | 778296103 |
| TJX | TJX COS INC NEW | 450,000 | $20.13M | 0.8% | $45.89 | 0.0% | COM | 872540109 |
| PLNT | PLANET FITNESS INC | 375,000 | $20.11M | 0.8% | $51.29 | 0.0% | CL A | 72703H101 |
| IWM | ISHARES TR | 148,151 | $19.84M | 0.8% | $133.90 | — | RUSSELL 2000 ETF | 464287655 |
| CME | CME GROUP INC | 105,032 | $19.76M | 0.8% | $80.10 | +77.6% | COM CL A | 12572Q105 |
| — | SPDR SERIES TRUST | 700,000 | $18.57M | 0.7% | — | — | Put | 78464A730 |
| GDS | GDS HLDGS LTD | 800,000 | $18.47M | 0.7% | $17.72 | — | SPONSORED ADR | 36165L108 |
| FCX | FREEPORT-MCMORAN INC | 1,738,603 | $17.93M | 0.7% | $11.08 | -3.6% | CL B | 35671D857 |
| ORLY | O REILLY AUTOMOTIVE INC NEW | 50,000 | $17.22M | 0.7% | $21.25 | +7.1% | COM | 67103H107 |
| ULTA | ULTA BEAUTY INC | 70,000 | $17.14M | 0.7% | $245.63 | +12.5% | COM | 90384S303 |
| FIVE | FIVE BELOW INC | 160,000 | $16.37M | 0.6% | $110.51 | 0.0% | COM | 33829M101 |
| BURL | BURLINGTON STORES INC | 100,000 | $16.27M | 0.6% | $161.48 | 0.0% | COM | 122017106 |
| BMY | BRISTOL MYERS SQUIBB CO | 293,745 | $15.27M | 0.6% | $40.98 | 0.0% | COM | 110122108 |
| — | BHP GROUP PLC | 362,515 | $15.19M | 0.6% | $41.89 | — | SPONSORED ADS | 05545E209 |
| — | SABAN CAPITAL ACQUISITION-A | 1,500,000 | $15.12M | 0.6% | $10.00 | — | COM | 78516C106 |
| WYNN | WYNN RESORTS LTD | 150,000 | $14.84M | 0.6% | $100.24 | 0.0% | COM | 983134107 |
| NKE | NIKE INC | 200,000 | $14.83M | 0.6% | $68.15 | 0.0% | CL B | 654106103 |
| — | GS ACQUISITION HLDGS CORP | 1,500,000 | $14.7M | 0.6% | $9.75 | — | COM CL A | 36255F102 |
| — | GORES HOLDINGS III INC | 1,500,000 | $14.58M | 0.6% | $9.72 | — | CLASS A | 38286G109 |
| MGY | MAGNOLIA OIL & GAS CORP | 1,291,032 | $14.47M | 0.6% | $13.05 | -3.6% | CL A | 559663109 |
| — | ZAYO GROUP HLDGS INC | 600,000 | $13.7M | 0.5% | $32.09 | — | Call | 98919V105 |
| — | WORLDPAY INC | 175,000 | $13.38M | 0.5% | $101.27 | — | CL A | 981558109 |
| DECK | DECKERS OUTDOOR CORP | 102,500 | $13.12M | 0.5% | $20.28 | 0.0% | COM | 243537107 |
| BJ | BJS WHSL CLUB HLDGS INC | 568,804 | $12.61M | 0.5% | $23.46 | -2.0% | COM | 05550J101 |
| BAC | BANK AMER CORP | 510,000 | $12.57M | 0.5% | $23.24 | -1.9% | COM | 060505104 |
| — | COLLIER CREEK HOLDINGS | 1,300,000 | $12.54M | 0.5% | $9.65 | — | COM CL A | G22707106 |
| TH | PLATINUM EAGLE ACQUISITIN CO | 1,200,000 | $12.1M | 0.5% | $9.85 | — | SHS CL A | G7126L100 |
| — | NEBULA ACQUISITION CORP | 1,240,000 | $12.09M | 0.5% | $9.72 | — | COM CLASS A | 629076100 |
| — | ATLANTICA YIELD PLC | 614,300 | $12.04M | 0.5% | $20.50 | — | SHS | G0751N103 |
| MSFT | MICROSOFT CORP | 110,000 | $11.17M | 0.4% | $69.94 | +43.0% | COM | 594918104 |
| — | MOSAIC ACQUISITION CORP | 1,100,000 | $10.84M | 0.4% | $9.85 | — | COM CL A | 61946M100 |
| DG | DOLLAR GEN CORP NEW | 100,000 | $10.81M | 0.4% | $94.45 | +4.4% | COM | 256677105 |
| — | E TRADE FINANCIAL CORP | 242,592 | $10.64M | 0.4% | $52.39 | — | COM NEW | 269246401 |
| BIIB | BIOGEN INC | 33,792 | $10.17M | 0.4% | $319.14 | 0.0% | COM | 09062X103 |
| SIL | GLOBAL X FDS | 393,000 | $9.833M | 0.4% | $25.02 | — | GLOBAL X SILVER | 37954Y848 |
| — | DFB HEALTHCARE ACQUISTION CO | 1,000,000 | $9.81M | 0.4% | $9.65 | — | COM | 23291E109 |
| RCL | ROYAL CARIBBEAN CRUISES LTD | 100,000 | $9.779M | 0.4% | $105.13 | -1.6% | COM | V7780T103 |
| — | INTERXION HOLDING N.V | 180,000 | $9.749M | 0.4% | $38.28 | — | SHS | N47279109 |
| — | CHURCHILL CAP CORP | 1,000,000 | $9.55M | 0.4% | $9.55 | — | COM CL A | 17142R103 |
| MA | MASTERCARD INCORPORATED | 50,000 | $9.433M | 0.4% | $180.31 | +5.9% | CL A | 57636Q104 |
| — | TPG PACE HLDGS CORP | 900,000 | $9M | 0.4% | $9.83 | — | CL A | G89827128 |
| APD | AIR PRODS & CHEMS INC | 51,656 | $8.268M | 0.3% | $135.47 | -1.7% | COM | 009158106 |
| DE | DEERE & CO | 55,000 | $8.204M | 0.3% | $131.78 | 0.0% | COM | 244199105 |
| — | GRACE W R & CO DEL NEW | 125,561 | $8.15M | 0.3% | $67.43 | — | COM | 38388F108 |
| AAP | ADVANCE AUTO PARTS INC | 50,000 | $7.873M | 0.3% | $102.26 | +43.8% | COM | 00751Y106 |
| FMC | F M C CORP | 101,682 | $7.52M | 0.3% | $58.65 | -2.1% | COM NEW | 302491303 |
| NCLH | NORWEGIAN CRUISE LINE HLDG L | 175,000 | $7.418M | 0.3% | $51.78 | -6.4% | SHS | G66721104 |
| NG | NOVAGOLD RES INC | 1,821,416 | $7.195M | 0.3% | $3.95 | 0.0% | COM NEW | 66987E206 |
| BILI | BILIBILI INC | 478,245 | $6.978M | 0.3% | $13.48 | — | SPONS ADS REP Z | 090040106 |
| VRRM | VERRA MOBILITY CORP | 700,000 | $6.832M | 0.3% | $10.08 | 0.0% | COM | 92511U102 |
| — | SPARTAN ENERGY ACQUISITON CO | 700,000 | $6.741M | 0.3% | $9.63 | — | CL A COM STK | 846784106 |
| PFS | PROVIDENT FINL SVCS INC | 264,894 | $6.392M | 0.3% | $18.55 | -9.5% | COM | 74386T105 |
| OC | OWENS CORNING NEW | 140,000 | $6.157M | 0.2% | $58.76 | -17.5% | COM | 690742101 |
| PGR | PROGRESSIVE CORP OHIO | 100,000 | $6.033M | 0.2% | $52.48 | 0.0% | COM | 743315103 |
| AXTA | AXALTA COATING SYS LTD | 256,239 | $6.001M | 0.2% | $24.84 | 0.0% | COM | G0750C108 |
| — | ENCANA CORP | 1,025,000 | $5.925M | 0.2% | $8.93 | — | Call | 292505104 |
| FXI | ISHARES TR | 150,000 | $5.862M | 0.2% | $39.10 | — | Put | 464287184 |
| — | FORESCOUT TECHNOLOGIES INC | 225,000 | $5.848M | 0.2% | $25.99 | — | COM | 34553D101 |
| C | CITIGROUP INC | 110,000 | $5.727M | 0.2% | $51.68 | -4.5% | COM NEW | 172967424 |
| — | ZAYO GROUP HLDGS INC | 250,000 | $5.71M | 0.2% | $32.09 | — | COM | 98919V105 |
| — | GOLAR LNG LTD | 6,000,000 | $5.599M | 0.2% | $1.02 | — | NOTE 2.750% 2/1 | 38046YAB7 |
| — | MACQUARIE INFRASTRUCTURE COR | 150,000 | $5.484M | 0.2% | $38.65 | — | COM | 55608B105 |
| OPTU | ALTICE USA INC | 325,000 | $5.369M | 0.2% | $17.91 | -3.0% | CL A | 02156K103 |
| LLY | LILLY ELI & CO | 46,359 | $5.365M | 0.2% | $101.37 | 0.0% | COM | 532457108 |
| LEN/B | LENNAR CORP | 170,000 | $5.326M | 0.2% | $38.79 | -23.6% | CL B | 526057302 |
| META | FACEBOOK INC | 40,000 | $5.244M | 0.2% | $161.33 | -10.8% | CL A | 30303M102 |
| — | FEDERAL STR ACQUISITION CORP | 500,000 | $5.115M | 0.2% | $9.75 | — | CL A | 31421V107 |
| — | VANTAGE ENERGY ACQUISITION | 500,000 | $5.025M | 0.2% | $9.75 | — | COM CL A | 92211L105 |
| — | FINTECH ACQUISITION CORP III | 500,000 | $5.015M | 0.2% | $10.03 | — | UNIT 12/01/2023 | 31811A309 |
| — | SENTINEL ENERGY SVCS INC | 500,000 | $5.01M | 0.2% | $10.02 | — | CL A | 81728P105 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 500,000 | $5M | 0.2% | $10.08 | — | CL A | G8250R103 |
| — | CF FIN ACQUISITION CORP | 500,000 | $5M | 0.2% | $10.00 | — | UNIT 04/30/2025 | 12528N206 |
| — | LEGACY ACQUISITION CORP | 500,000 | $4.91M | 0.2% | $9.61 | — | COM CL A | 524643103 |
| — | NEW FRONTIER CORP | 500,000 | $4.9M | 0.2% | $9.62 | — | COM CL A | G6485P108 |
| — | ULTIMATE SOFTWARE GROUP INC | 20,000 | $4.897M | 0.2% | $244.85 | — | COM | 90385D107 |
| FXI | ISHARES TR | 125,000 | $4.885M | 0.2% | $39.10 | — | Call | 464287184 |
| — | VECTOIQ ACQUISITION CORP | 500,000 | $4.85M | 0.2% | $9.53 | — | COM | 92243N103 |
| UNP | UNION PAC CORP | 35,000 | $4.838M | 0.2% | $127.79 | -1.1% | COM | 907818108 |
| — | FAR PT ACQUISITION CORP | 500,000 | $4.825M | 0.2% | $9.60 | — | COM CL A | 30734W109 |
| — | FORUM MERGER II CORP | 500,000 | $4.825M | 0.2% | $9.55 | — | CL A | 34986F103 |
| TMUS | T MOBILE US INC | 75,000 | $4.771M | 0.2% | $58.81 | +10.2% | COM | 872590104 |
| — | SOLARCITY CORP | 5,000,000 | $4.688M | 0.2% | $0.89 | — | NOTE 1.625%11/0 | 83416TAC4 |
| — | ZENDESK INC | 80,000 | $4.67M | 0.2% | $71.00 | — | COM | 98936J101 |
| SFM | SPROUTS FMRS MKT INC | 195,000 | $4.584M | 0.2% | $26.03 | 0.0% | COM | 85208M102 |
| SPOT | SPOTIFY TECHNOLOGY S A | 40,000 | $4.54M | 0.2% | $162.90 | -14.2% | SHS | L8681T102 |
| ADBE | ADOBE INC | 20,000 | $4.525M | 0.2% | $203.33 | +18.7% | COM | 00724F101 |
| PDD | PINDUODUO INC | 200,000 | $4.488M | 0.2% | $22.44 | — | SPONSORED ADS | 722304102 |
| CF | CF INDS HLDGS INC | 100,000 | $4.351M | 0.2% | — | — | Call | 125269100 |
| DHI | D R HORTON INC | 125,000 | $4.333M | 0.2% | $33.73 | 0.0% | COM | 23331A109 |
| CE | CELANESE CORP DEL | 46,065 | $4.144M | 0.2% | $93.44 | -8.5% | COM | 150870103 |
| RNG | RINGCENTRAL INC | 50,000 | $4.122M | 0.2% | $86.29 | -8.7% | CL A | 76680R206 |
| — | GARDNER DENVER HLDGS INC | 200,000 | $4.09M | 0.2% | $23.41 | — | COM | 36555P107 |
| CMCSA | COMCAST CORP NEW | 120,000 | $4.086M | 0.2% | $30.43 | 0.0% | CL A | 20030N101 |
| BA | BOEING CO | 12,500 | $4.031M | 0.2% | $334.97 | 0.0% | COM | 097023105 |
| — | ALTUS MIDSTREAM CO | 500,000 | $3.865M | 0.2% | $7.73 | — | CL A | 02215L100 |
| DE | DEERE & CO | 25,000 | $3.729M | 0.1% | $131.78 | 0.0% | Put | 244199105 |
| — | PENNSYLVANIA RL ESTATE INVT | 610,946 | $3.629M | 0.1% | $5.94 | — | SH BEN INT | 709102107 |
| — | CAPITOL INVT CORP IV | 350,000 | $3.497M | 0.1% | $9.68 | — | CL A ORD | G18920101 |
| NTR | NUTRIEN LTD | 72,500 | $3.408M | 0.1% | $43.08 | -5.1% | COM | 67077M108 |
| — | ENCANA CORP | 582,000 | $3.364M | 0.1% | $8.93 | — | COM | 292505104 |
| — | MESA AIR GROUP INC | 434,137 | $3.347M | 0.1% | $13.86 | — | COM NEW | 590479135 |
| SRE | SEMPRA ENERGY | 30,000 | $3.246M | 0.1% | $45.57 | -0.8% | COM | 816851109 |
| EQT | EQT CORP | 170,000 | $3.211M | 0.1% | $26.37 | -28.8% | COM | 26884L109 |
| TRN | TRINITY INDS INC | 155,000 | $3.191M | 0.1% | $18.07 | -2.6% | COM | 896522109 |
| DVN | DEVON ENERGY CORP NEW | 140,000 | $3.156M | 0.1% | $26.09 | -15.8% | COM | 25179M103 |
| NBIX | NEUROCRINE BIOSCIENCES INC | 43,791 | $3.127M | 0.1% | $95.81 | 0.0% | COM | 64125C109 |
| PTCT | PTC THERAPEUTICS INC | 90,000 | $3.089M | 0.1% | $20.99 | +71.3% | COM | 69366J200 |
| EXEL | EXELIXIS INC | 156,905 | $3.086M | 0.1% | $17.83 | 0.0% | COM | 30161Q104 |
| STLD | STEEL DYNAMICS INC | 101,515 | $3.05M | 0.1% | $32.42 | 0.0% | COM | 858119100 |
| — | ARYA SCIENCES ACQUISITION CO | 300,000 | $2.94M | 0.1% | $9.80 | — | SHS CL A | G3165V109 |
| MOS | MOSAIC CO NEW | 100,000 | $2.921M | 0.1% | $26.55 | +9.3% | COM | 61945C103 |
| — | SCORPIO TANKERS INC | 1,627,300 | $2.864M | 0.1% | $2.16 | — | SHS | Y7542C106 |
| XPO | XPO LOGISTICS INC | 50,000 | $2.852M | 0.1% | — | — | Call | 983793100 |
| — | ASSERTIO THERAPEUTICS INC | 4,000,000 | $2.822M | 0.1% | $0.71 | — | NOTE 2.500% 9/0 | 249908AA2 |
| DOMO | DOMO INC | 142,612 | $2.799M | 0.1% | $27.30 | -35.3% | COM CL B | 257554105 |
| BLMN | BLOOMIN BRANDS INC | 150,000 | $2.684M | 0.1% | $16.09 | 0.0% | COM | 094235108 |
| RIO | RIO TINTO PLC | 55,000 | $2.666M | 0.1% | $48.47 | — | SPONSORED ADR | 767204100 |
| — | CANADIAN PAC RY LTD | 15,000 | $2.664M | 0.1% | $177.60 | — | COM | 13645T100 |
| PPG | PPG INDS INC | 25,000 | $2.556M | 0.1% | $90.41 | 0.0% | COM | 693506107 |
| — | GIGCAPITAL INC | 250,000 | $2.525M | 0.1% | $9.77 | — | COM | 37518N106 |
| — | TIFFANY & CO NEW | 31,350 | $2.524M | 0.1% | $128.97 | — | COM | 886547108 |
| GM | GENERAL MTRS CO | 75,000 | $2.509M | 0.1% | $31.33 | 0.0% | COM | 37045V100 |
| — | HAYMAKER ACQUISITION CORP | 250,000 | $2.503M | 0.1% | $9.56 | — | COM CLASS A | 420870107 |
| — | BOXWOOD MERGER CORP | 250,000 | $2.483M | 0.1% | $9.93 | — | UNIT 11/26/2025 | 10319T200 |
| — | EQUITRANS MIDSTREAM CORPORAT | 121,383 | $2.43M | 0.1% | $20.02 | — | COM | 294600101 |
| — | SEMPRA ENERGY | 25,000 | $2.411M | 0.1% | $101.25 | — | 6.75% CNV PFD B | 816851505 |
| — | SCORPIO TANKERS INC | 3,000,000 | $2.388M | 0.1% | $1.01 | — | NOTE 3.000% 5/1 | 80918TAB5 |
| — | BERRY GLOBAL GROUP INC | 50,000 | $2.377M | 0.1% | $47.54 | — | COM | 08579W103 |
| CNP | CENTERPOINT ENERGY INC | 80,000 | $2.258M | 0.1% | $22.58 | +0.4% | COM | 15189T107 |
| BHP | BHP GROUP LIMITED | 45,000 | $2.173M | 0.1% | $49.84 | — | SPONSORED ADS | 088606108 |
| PRTH | PRIORITY TECHNOLOGY HLDGS IN | 260,000 | $2.077M | 0.1% | $10.72 | -15.5% | COM | 74275G107 |
| MPC | MARATHON PETE CORP | 35,000 | $2.065M | 0.1% | $57.80 | -6.1% | COM | 56585A102 |
| FCX | FREEPORT-MCMORAN INC | 200,000 | $2.062M | 0.1% | $11.08 | -3.6% | Put | 35671D857 |
| — | INVESTORS BANCORP INC NEW | 196,511 | $2.044M | 0.1% | $13.35 | — | COM | 46146L101 |
| — | MAGNOLIA OIL & GAS CORP | 666,667 | $2.02M | 0.1% | $4.70 | — | *W EXP 07/31/202 | 559663117 |
| — | AMCI ACQUISITION CORP | 200,000 | $1.99M | 0.1% | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| — | PIONEER NAT RES CO | 15,000 | $1.973M | 0.1% | $131.53 | — | COM | 723787107 |
| ETR | ENTERGY CORP NEW | 22,000 | $1.894M | 0.1% | $31.55 | +4.0% | COM | 29364G103 |
| CTMX | CYTOMX THERAPEUTICS INC | 125,000 | $1.888M | 0.1% | $22.78 | -34.9% | COM | 23284F105 |
| — | IMMUNOMEDICS INC | 129,041 | $1.841M | 0.1% | $14.27 | — | COM | 452907108 |
| — | PARSLEY ENERGY INC | 115,000 | $1.838M | 0.1% | $29.29 | — | CL A | 701877102 |
| — | CAESARS ENTMT CORP | 250,000 | $1.698M | 0.1% | $6.79 | — | COM | 127686103 |
| — | MARATHON OIL CORP | 115,000 | $1.649M | 0.1% | $22.03 | — | COM | 565849106 |
| GLNG | GOLAR LNG LTD BERMUDA | 75,000 | $1.632M | 0.1% | $23.00 | 0.0% | SHS | G9456A100 |
| TECK | TECK RESOURCES LTD | 75,000 | $1.616M | 0.1% | $24.04 | -9.8% | CL B | 878742204 |
| — | GW PHARMACEUTICALS PLC | 15,000 | $1.461M | 0.1% | $130.72 | — | ADS | 36197T103 |
| — | WPX ENERGY INC | 125,000 | $1.419M | 0.1% | $11.35 | — | COM | 98212B103 |
| — | CIMAREX ENERGY CO | 23,000 | $1.418M | 0.1% | $79.33 | — | COM | 171798101 |
| SRPT | SAREPTA THERAPEUTICS INC | 12,553 | $1.37M | 0.1% | $112.81 | +10.9% | COM | 803607100 |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | 150,000 | $1.328M | 0.1% | $13.58 | -29.0% | COM | 462260100 |
| KRP | KIMBELL RTY PARTNERS LP | 93,000 | $1.263M | 0.1% | $19.62 | — | UNIT | 49435R102 |
| VRAYQ | VIEWRAY INC | 200,000 | $1.214M | 0.0% | $8.28 | -9.5% | COM | 92672L107 |
| — | NEWFIELD EXPL CO | 80,000 | $1.173M | 0.0% | $27.94 | — | COM | 651290108 |
| BOC | BOSTON OMAHA CORP | 50,000 | $1.17M | 0.0% | $17.80 | +46.4% | COM | 101044105 |
| — | ZOGENIX INC | 30,000 | $1.094M | 0.0% | $49.60 | — | COM NEW | 98978L204 |
| — | CLOVIS ONCOLOGY INC | 1,500,000 | $1.056M | 0.0% | $0.92 | — | NOTE 1.250% 5/0 | 189464AC4 |
| — | MINERVA NEUROSCIENCES INC | 150,000 | $1.011M | 0.0% | $8.25 | — | COM | 603380106 |
| — | CONTANGO OIL & GAS COMPANY | 300,000 | $975K | 0.0% | $3.25 | — | COM NEW | 21075N204 |
| — | KARYOPHARM THERAPEUTICS INC | 100,000 | $937K | 0.0% | $16.99 | — | COM | 48576U106 |
| AZREF | AZURE PWR GLOBAL LTD | 100,000 | $905K | 0.0% | $11.14 | 0.0% | SHS | V0393H103 |
| — | LIONS GATE ENTMNT CORP | 49,021 | $789K | 0.0% | $28.44 | — | CL A VTG | 535919401 |
| SVRA | SAVARA INC | 100,000 | $757K | 0.0% | $11.50 | -21.8% | COM | 805111101 |
| FE | FIRSTENERGY CORP | 20,000 | $751K | 0.0% | $27.08 | +4.7% | COM | 337932107 |
| — | GENMARK DIAGNOSTICS INC | 150,000 | $729K | 0.0% | $4.86 | — | COM | 372309104 |
| PTEN | PATTERSON UTI ENERGY INC | 70,000 | $725K | 0.0% | $20.25 | -27.2% | COM | 703481101 |
| — | FTS INTERNATIONAL INC | 100,000 | $711K | 0.0% | $7.11 | — | COM | 30283W104 |
| — | COLONY CAP INC NEW | 150,000 | $702K | 0.0% | $6.24 | — | CL A COM | 19626G108 |
| DQ | DAQO NEW ENERGY CORP | 30,000 | $702K | 0.0% | $25.20 | — | SPNSRD ADR NEW | 23703Q203 |
| — | GS ACQUISITION HLDGS CORP | 500,000 | $625K | 0.0% | $1.65 | — | *W EXP 06/12/202 | 36255F110 |
| — | GORES HOLDINGS III INC | 500,000 | $600K | 0.0% | $1.20 | — | *W EXP 09/11/202 | 38286G117 |
| — | ACELRX PHARMACEUTICALS INC | 250,000 | $578K | 0.0% | $2.31 | — | COM | 00444T100 |
| — | NEBULA ACQUISITION CORP | 413,333 | $558K | 0.0% | $1.20 | — | *W EXP 03/12/202 | 629076118 |
| — | TYME TECHNOLOGIES INC | 150,000 | $554K | 0.0% | $2.23 | — | COM | 90238J103 |
| — | OASIS PETE INC NEW | 100,000 | $553K | 0.0% | $5.53 | — | COM | 674215108 |
| — | PLATINUM EAGLE ACQUISITIN CO | 400,000 | $520K | 0.0% | $1.25 | — | *W EXP 01/17/202 | G7126L118 |
| — | COLLIER CREEK HOLDINGS | 433,333 | $520K | 0.0% | $1.20 | — | *W EXP 99/99/999 | G22707114 |
| — | GLYCOMIMETICS INC | 50,000 | $474K | 0.0% | $16.23 | — | COM | 38000Q102 |
| — | SABAN CAP ACQUISITION CORP | 750,000 | $450K | 0.0% | $0.95 | — | *W EXP 09/21/202 | 78516C114 |
| — | CHURCHILL CAP CORP | 500,000 | $435K | 0.0% | $0.87 | — | *W EXP 09/11/202 | 17142R111 |
| — | CALIFORNIA RES CORP | 25,000 | $426K | 0.0% | $45.44 | — | COM NEW | 13057Q206 |
| — | PROGENICS PHARMACEUTICALS IN | 100,000 | $420K | 0.0% | $6.27 | — | COM | 743187106 |
| — | DFB HEALTHCARE ACQUISTION CO | 333,333 | $410K | 0.0% | $1.30 | — | *W EXP 04/11/202 | 23291E117 |
| — | KEANE GROUP INC | 50,000 | $409K | 0.0% | $8.18 | — | COM | 48669A108 |
| FXI | ISHARES TR | 10,000 | $391K | 0.0% | $39.10 | — | CHINA LG-CAP ETF | 464287184 |
| — | MOSAIC ACQUISITION CORP | 366,666 | $363K | 0.0% | $0.99 | — | *W EXP 10/23/202 | 61946M118 |
| — | EXTRACTION OIL AND GAS INC | 80,000 | $343K | 0.0% | $7.79 | — | COM | 30227M105 |
| — | FEDERAL STR ACQUISITION CORP | 500,000 | $340K | 0.0% | $1.10 | — | *W EXP 07/24/202 | 31421V115 |
| XENE | XENON PHARMACEUTICALS INC | 50,000 | $316K | 0.0% | $9.70 | -8.4% | COM | 98420N105 |
| — | ORGANOGENESIS HLDGS INC | 1,490,000 | $313K | 0.0% | $0.21 | — | *W EXP 10/07/202 | 68621F110 |
| — | TPG PACE HLDGS CORP | 300,000 | $312K | 0.0% | $1.45 | — | *W EXP 06/27/202 | G89827110 |
| DK | DELEK US HLDGS INC NEW | 9,400 | $306K | 0.0% | $38.48 | -22.9% | COM | 24665A103 |
| KRYS | KRYSTAL BIOTECH INC | 12,500 | $260K | 0.0% | $20.94 | 0.0% | COM | 501147102 |
| — | SENSEONICS HOLDINGS INC | 100,000 | $259K | 0.0% | $4.11 | — | COM | 81727U105 |
| — | VECTOIQ ACQUISITION CORP | 500,000 | $250K | 0.0% | $0.61 | — | *W EXP 05/11/202 | 92243N111 |
| — | ARYA SCIENCES ACQUISITION CO | 150,000 | $240K | 0.0% | $1.60 | — | *W EXP 10/10/202 | G3165V125 |
| — | ASSEMBLY BIOSCIENCES INC | 10,000 | $226K | 0.0% | $37.10 | — | COM | 045396108 |
| — | SPARTAN ENERGY ACQUISITON CO | 233,333 | $226K | 0.0% | $0.97 | — | *W EXP 08/27/202 | 846784122 |
| — | FORUM MERGER II CORP | 500,000 | $225K | 0.0% | $0.58 | — | *W EXP 09/30/202 | 34986F111 |
| — | NEW FRONTIER CORP | 250,000 | $225K | 0.0% | $1.18 | — | *W EXP 99/99/999 | G6485P124 |
| — | BERRY PETE CORP | 25,000 | $219K | 0.0% | $17.62 | — | COM | 08579X101 |
| — | FAR PT ACQUISITION CORP | 166,666 | $217K | 0.0% | $1.65 | — | *W EXP 06/01/202 | 30734W117 |
| — | HOSTESS BRANDS INC | 200,000 | $174K | 0.0% | $1.73 | — | *W EXP 11/04/202 | 44109J114 |
| — | AERPIO PHARMACEUTICALS INC | 100,000 | $170K | 0.0% | $4.15 | — | COM | 00810B105 |
| — | LEGACY ACQUISITION CORP | 500,000 | $166K | 0.0% | $0.42 | — | *W EXP 11/30/202 | 524643111 |
| — | MONEYGRAM INTL INC | 79,524 | $159K | 0.0% | $8.62 | — | COM NEW | 60935Y208 |
| — | VANTAGE ENERGY ACQUISITION | 333,333 | $157K | 0.0% | $1.17 | — | *W EXP 04/12/202 | 92211L113 |
| — | SENTINEL ENERGY SVCS INC | 166,666 | $138K | 0.0% | $0.83 | — | *W EXP 11/02/202 | 81728P113 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 166,666 | $117K | 0.0% | $1.75 | — | *W EXP 09/14/202 | G8250R129 |
| — | CAPITOL INVT CORP IV | 116,666 | $117K | 0.0% | $1.10 | — | *W EXP 01/01/202 | G18920127 |
| — | ROSEHILL RES INC | 50,000 | $112K | 0.0% | $6.10 | — | CL A | 777385105 |
| — | SCYNEXIS INC | 225,000 | $108K | 0.0% | $1.34 | — | COM | 811292101 |
| — | HAYMAKER ACQUISITION CORP | 125,000 | $104K | 0.0% | $0.80 | — | *W EXP 10/27/202 | 420870115 |
| — | GIGCAPITAL INC | 250,000 | $69,000 | 0.0% | $0.38 | — | RIGHT 03/06/2020 | 37518N114 |
| — | GIGCAPITAL INC | 187,500 | $45,000 | 0.0% | $0.51 | — | *W EXP 06/08/202 | 37518N122 |
| — | ALTA MESA RES INC | 500,000 | $42,000 | 0.0% | $1.55 | — | *W EXP 03/28/202 | 02133L117 |
| — | HUNTER MARITIME ACQUISITION | 350,000 | $25,000 | 0.0% | $0.80 | — | *W EXP 11/17/202 | Y37828129 |
| — | ESTRE AMBIENTAL INC | 250,000 | $14,000 | 0.0% | $0.72 | — | *W EXP 12/21/202 | G3206V118 |