Wellington Shields & Co., LLC Diversified Active

CIK: 0001506073 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: May 10, 2019

Total Value ($000): $196,337 (100.0% shares, 0.0% debt)

Holdings (165)

ILMN ILLUMINA INC 11.7%
Value ($000) $23,068 Shares 74,249 Est. Cost $70.17 Unrealized +315.6%
MSFT MICROSOFT CORPORATION 5.0%
Value ($000) $9,745 Shares 82,631 Est. Cost $33.67 Unrealized +203.8%
AES AES CORP 3.1%
Value ($000) $6,161 Shares 340,786 Est. Cost $8.15 Unrealized +61.6%
JPM JP MORGAN CHASE & CO 2.5%
Value ($000) $4,842 Shares 47,831 Est. Cost $62.18 Unrealized +37.3%
IBM INTERNATIONAL BUSINESS MACHINE 2.2%
Value ($000) $4,247 Shares 30,099 Est. Cost $107.80 Unrealized -12.2%
GM GENERAL MOTORS CO 1.9%
Value ($000) $3,645 Shares 98,250 Est. Cost $32.50 Unrealized +7.2%
ANDE ANDERSONS INC 1.7%
Value ($000) $3,400 Shares 105,500 Est. Cost $29.63 Unrealized 0.0%
XOM EXXON MOBIL CORP 1.7%
Value ($000) $3,395 Shares 42,017 Est. Cost $54.68 Unrealized +1.4%
T AT&T INC 1.7%
Value ($000) $3,360 Shares 107,133 Est. Cost $12.11 Unrealized +16.9%
AAPL APPLE INC 1.7%
Value ($000) $3,264 Shares 17,183 Est. Cost $24.69 Unrealized +63.8%
CASI PHARMACEUTICALS INC 1.6%
Value ($000) $3,233 Shares 1,126,650 Est. Cost $4.31 Unrealized
HON HONEYWELL INTERNATIONAL 1.6%
Value ($000) $3,204 Shares 20,159 Est. Cost $53.58 Unrealized +126.1%
VZ VERIZON COMMUNICATIONS INC 1.6%
Value ($000) $3,159 Shares 53,421 Est. Cost $30.24 Unrealized +28.8%
PFE PFIZER INC 1.6%
Value ($000) $3,133 Shares 73,763 Est. Cost $20.74 Unrealized +41.0%
UNP UNION PACIFIC 1.5%
Value ($000) $3,013 Shares 18,020 Est. Cost $69.69 Unrealized +98.1%
UEIC UNIVERSAL ELECTRONICS 1.4%
Value ($000) $2,711 Shares 72,967 Est. Cost $32.92 Unrealized -6.8%
DIS WALT DISNEY CO/THE 1.3%
Value ($000) $2,560 Shares 23,055 Est. Cost $65.15 Unrealized +65.6%
HE HAWIIAN ELEC 1.2%
Value ($000) $2,410 Shares 59,100 Est. Cost $38.00 Unrealized 0.0%
FSLR FIRST SOLAR INC COM 1.2%
Value ($000) $2,382 Shares 45,075 Est. Cost $39.09 Unrealized +28.8%
LLY LILLY ELI & CO 1.2%
Value ($000) $2,259 Shares 17,407 Est. Cost $90.55 Unrealized +22.5%
KMI KINDER MORGAN INC 1.1%
Value ($000) $2,203 Shares 110,115 Est. Cost $11.45 Unrealized +9.2%
JNJ JOHNSON & JOHNSON 1.1%
Value ($000) $2,186 Shares 15,640 Est. Cost $89.19 Unrealized +23.7%
DOWDUPONT INC. 1.1%
Value ($000) $2,120 Shares 39,774 Est. Cost $59.76 Unrealized
BMY BRISTOL-MYERS SQUIBB CO 1.1%
Value ($000) $2,078 Shares 43,550 Est. Cost $30.81 Unrealized +24.3%
SPGI S&P GLOBAL INC 1.0%
Value ($000) $2,021 Shares 9,600 Est. Cost $126.47 Unrealized +44.4%
KLX ENERGY SERVICES HOLDINGS I 1.0%
Value ($000) $2,011 Shares 80,000 Est. Cost $23.45 Unrealized
INTC INTEL CORP 1.0%
Value ($000) $1,987 Shares 37,008 Est. Cost $28.87 Unrealized +51.8%
CSCO CISCO SYSTEMS 1.0%
Value ($000) $1,921 Shares 35,572 Est. Cost $17.96 Unrealized +120.0%
ABT ABBOTT LABORATORIES 0.9%
Value ($000) $1,859 Shares 23,256 Est. Cost $31.79 Unrealized +108.0%
BA BOEING CO 0.9%
Value ($000) $1,766 Shares 4,631 Est. Cost $191.88 Unrealized +95.5%
LMT LOCKHEED MARTIN 0.9%
Value ($000) $1,681 Shares 5,600 Est. Cost $233.54 Unrealized +4.3%
INTREXON CORP 0.8%
Value ($000) $1,661 Shares 315,800 Est. Cost $10.67 Unrealized
CVX CHEVRON CORPORATION 0.8%
Value ($000) $1,638 Shares 13,297 Est. Cost $75.62 Unrealized +15.7%
PG PROCTER & GAMBLE COMPANY 0.8%
Value ($000) $1,633 Shares 15,696 Est. Cost $65.91 Unrealized +24.5%
CVS CVS HEALTH CORPORATION 0.8%
Value ($000) $1,580 Shares 29,300 Est. Cost $52.83 Unrealized -6.4%
ABBV ABBVIE INC. 0.8%
Value ($000) $1,538 Shares 19,080 Est. Cost $30.54 Unrealized +99.8%
ABBNY ABB LIMITED SPONS ADR 0.8%
Value ($000) $1,476 Shares 78,240 Est. Cost $23.24 Unrealized
WPC W.P. CAREY INC. 0.7%
Value ($000) $1,472 Shares 18,795 Est. Cost $65.50 Unrealized
AQUAVENTURE HOLDINGS LTD 0.7%
Value ($000) $1,438 Shares 74,300 Est. Cost $15.52 Unrealized
EFX EQUIFAX INC 0.7%
Value ($000) $1,386 Shares 11,699 Est. Cost $53.06 Unrealized +90.1%
FIS FIDELITY NATIONAL INFORMATION 0.7%
Value ($000) $1,380 Shares 12,198 Est. Cost $34.36 Unrealized +172.0%
OKE ONEOK INC 0.7%
Value ($000) $1,333 Shares 19,093 Est. Cost $31.72 Unrealized +31.2%
MRK MERCK & CO 0.7%
Value ($000) $1,315 Shares 15,810 Est. Cost $43.43 Unrealized +38.8%
SPROTT INC 0.7%
Value ($000) $1,285 Shares 566,000 Est. Cost $2.25 Unrealized
CIGNA CORP 0.6%
Value ($000) $1,273 Shares 7,914 Est. Cost $189.97 Unrealized
CMCSA COMCAST CORP 0.6%
Value ($000) $1,255 Shares 31,392 Est. Cost $28.74 Unrealized +9.7%
PM PHILIP MORRIS INTERNAT 0.6%
Value ($000) $1,246 Shares 14,100 Est. Cost $57.75 Unrealized -2.9%
WY WEYERHAEUSER CO 0.6%
Value ($000) $1,135 Shares 43,083 Est. Cost $19.09 Unrealized +1.0%
MMM 3M CO 0.6%
Value ($000) $1,129 Shares 5,435 Est. Cost $71.72 Unrealized +82.7%
AXP AMERICAN EXPRESS CO 0.6%
Value ($000) $1,088 Shares 9,950 Est. Cost $70.11 Unrealized +36.7%
WM WASTE MGT. 0.5%
Value ($000) $1,079 Shares 10,383 Est. Cost $33.49 Unrealized +159.8%
MO ALTRIA GROUP INC 0.5%
Value ($000) $1,070 Shares 18,639 Est. Cost $26.34 Unrealized +12.8%
PEP PEPSICO INC 0.5%
Value ($000) $1,068 Shares 8,715 Est. Cost $58.08 Unrealized +59.2%
ENB ENBRIDGE INC 0.5%
Value ($000) $1,015 Shares 27,981 Est. Cost $20.25 Unrealized +13.1%
ANADARKO PETR. 0.5%
Value ($000) $1,005 Shares 22,100 Est. Cost $43.98 Unrealized
QCOM QUALCOMM INC 0.5%
Value ($000) $998 Shares 17,500 Est. Cost $50.87 Unrealized -10.1%
WMT WAL-MART STORES 0.5%
Value ($000) $953 Shares 9,773 Est. Cost $24.75 Unrealized +18.1%
BXMT BLACKSTONE MORTGAGE TRUST INC 0.5%
Value ($000) $947 Shares 27,410 Est. Cost $29.55 Unrealized
GIS GENERAL MILLS INC 0.5%
Value ($000) $937 Shares 18,113 Est. Cost $38.28 Unrealized -6.5%
PNC PNC FINANCIAL CORP 0.5%
Value ($000) $911 Shares 7,423 Est. Cost $62.10 Unrealized +55.9%
C CITIGROUP INC 0.5%
Value ($000) $903 Shares 14,510 Est. Cost $43.26 Unrealized +12.8%
SO SOUTHERN CO 0.5%
Value ($000) $892 Shares 17,269 Est. Cost $28.15 Unrealized +32.9%
CAT CATERPILLAR 0.5%
Value ($000) $888 Shares 6,552 Est. Cost $66.24 Unrealized +73.0%
CSX CSX CORP 0.4%
Value ($000) $875 Shares 11,700 Est. Cost $9.31 Unrealized +126.6%
AMZN AMAZON.COM INC 0.4%
Value ($000) $855 Shares 480 Est. Cost $63.67 Unrealized +30.7%
COP CONOCOPHILLIPS 0.4%
Value ($000) $854 Shares 12,800 Est. Cost $46.62 Unrealized +13.6%
GILD GILEAD SCIENCES INC. 0.4%
Value ($000) $826 Shares 12,700 Est. Cost $52.61 Unrealized -3.3%
GENERAL ELECTRIC CO 0.4%
Value ($000) $819 Shares 81,989 Est. Cost $25.93 Unrealized
KO COCA COLA 0.4%
Value ($000) $805 Shares 17,187 Est. Cost $33.27 Unrealized +13.5%
BP BP PLC SPONS ADR 0.4%
Value ($000) $801 Shares 18,310 Est. Cost $41.16 Unrealized
AMGN AMGEN 0.4%
Value ($000) $800 Shares 4,213 Est. Cost $156.83 Unrealized -1.4%
SHOP SHOPIFY INC 0.4%
Value ($000) $785 Shares 3,800 Est. Cost $14.86 Unrealized +18.8%
UNITED TECH. 0.4%
Value ($000) $777 Shares 6,026 Est. Cost $108.97 Unrealized
FMC FMC CORP 0.4%
Value ($000) $776 Shares 10,100 Est. Cost $57.72 Unrealized +4.7%
GLW CORNING INC 0.4%
Value ($000) $768 Shares 23,210 Est. Cost $13.86 Unrealized +95.1%
NEE NEXTERA ENERGY INC 0.4%
Value ($000) $754 Shares 3,900 Est. Cost $18.35 Unrealized +110.3%
NEM NEWMONT MINING 0.4%
Value ($000) $749 Shares 20,950 Est. Cost $26.18 Unrealized +4.5%
ALLERGAN PLC 0.4%
Value ($000) $747 Shares 5,103 Est. Cost $135.81 Unrealized
V VISA INC 0.4%
Value ($000) $741 Shares 4,746 Est. Cost $131.41 Unrealized +4.5%
CELGENE CORP 0.3%
Value ($000) $674 Shares 7,140 Est. Cost $64.15 Unrealized
GOOGL ALPHABET INC (A) 0.3%
Value ($000) $666 Shares 566 Est. Cost $43.83 Unrealized +27.9%
GOOG ALPHABET INC-CL C 0.3%
Value ($000) $646 Shares 551 Est. Cost $54.73 Unrealized +1.8%
UFI UNIFI INC 0.3%
Value ($000) $639 Shares 33,000 Est. Cost $21.80 Unrealized 0.0%
SEIC SEI INVESTMENTS COMPANY 0.3%
Value ($000) $627 Shares 12,000 Est. Cost $46.13 Unrealized -0.9%
DGEAF DIAGEO 0.3%
Value ($000) $625 Shares 15,375 Est. Cost $22.39 Unrealized +45.3%
BRK/B BERKSHIRE HATHAWAY INC. CLASS 0.3%
Value ($000) $619 Shares 3,080 Est. Cost $191.49 Unrealized +5.4%
FCX FREEPORT MCMORAN INC 0.3%
Value ($000) $597 Shares 46,300 Est. Cost $13.20 Unrealized -15.8%
ROYAL DUTCH SHELL PLC CL A 0.3%
Value ($000) $571 Shares 9,129 Est. Cost $52.81 Unrealized
TRV THE TRAVELERS COMPANIES INC 0.3%
Value ($000) $564 Shares 4,110 Est. Cost $107.19 Unrealized +2.9%
DUK DUKE ENERGY CORP 0.3%
Value ($000) $563 Shares 6,254 Est. Cost $43.77 Unrealized +52.9%
NSC NORFOLK SOUTHERN 0.3%
Value ($000) $553 Shares 2,960 Est. Cost $70.35 Unrealized +113.9%
BGS B&G FOODS INC 0.3%
Value ($000) $545 Shares 22,330 Est. Cost $17.52 Unrealized -20.0%
FLO FLOWERS FOODS INC 0.3%
Value ($000) $527 Shares 24,728 Est. Cost $13.93 Unrealized +8.9%
TWITTER INC 0.3%
Value ($000) $526 Shares 16,000 Est. Cost $29.61 Unrealized
BDX BECTON DICKINSON 0.3%
Value ($000) $521 Shares 2,086 Est. Cost $123.45 Unrealized +72.3%
BAX BAXTER INTERNATIONAL INC 0.3%
Value ($000) $500 Shares 6,150 Est. Cost $31.07 Unrealized +106.2%
GLAXO SMITHKLINE PLC SPONS ADR 0.3%
Value ($000) $499 Shares 11,933 Est. Cost $40.06 Unrealized
SLB SCHLUMBERGER LTD 0.3%
Value ($000) $497 Shares 11,400 Est. Cost $39.42 Unrealized -9.3%
CFG CITIZENS FINANCIAL GROUP INC 0.3%
Value ($000) $494 Shares 15,200 Est. Cost $25.64 Unrealized 0.0%
WDC WESTERN DIGITAL CORP 0.2%
Value ($000) $476 Shares 9,900 Est. Cost $32.38 Unrealized 0.0%
RIG TRANSOCEAN LTD 0.2%
Value ($000) $449 Shares 51,600 Est. Cost $9.99 Unrealized -14.3%
DTE D T E ENERGY CO 0.2%
Value ($000) $445 Shares 3,569 Est. Cost $39.05 Unrealized +105.1%
EMN EASTMAN CHEM CO 0.2%
Value ($000) $444 Shares 5,850 Est. Cost $47.81 Unrealized +29.9%
AFL AFLAC INC. 0.2%
Value ($000) $443 Shares 8,856 Est. Cost $28.82 Unrealized +42.2%
JCI JOHNSON CONTROLS INTL PLC 0.2%
Value ($000) $433 Shares 11,712 Est. Cost $28.21 Unrealized +4.8%
MDLZ MONDELEZ INTERNATIONAL 0.2%
Value ($000) $432 Shares 8,644 Est. Cost $33.73 Unrealized +14.9%
WFC WELLS FARGO & COMPANY 0.2%
Value ($000) $430 Shares 8,897 Est. Cost $42.03 Unrealized -3.0%
DXC DXC TECHNOLOGY COMPANY 0.2%
Value ($000) $422 Shares 6,569 Est. Cost $65.77 Unrealized -6.5%
TIP ISHARES TIPS BOND ETF 0.2%
Value ($000) $410 Shares 3,628 Est. Cost $111.03 Unrealized
YUM YUM BRANDS 0.2%
Value ($000) $391 Shares 3,920 Est. Cost $51.41 Unrealized +62.3%
AVGO BROADCOM LIMITED 0.2%
Value ($000) $391 Shares 1,301 Est. Cost $19.25 Unrealized +16.9%
TRN TRINITY INDS INC. 0.2%
Value ($000) $374 Shares 17,200 Est. Cost $15.94 Unrealized +10.0%
KMB KIMBERLY CLARK CORP 0.2%
Value ($000) $372 Shares 3,000 Est. Cost $83.01 Unrealized +10.0%
MCD MCDONALDS CORP 0.2%
Value ($000) $372 Shares 1,961 Est. Cost $124.46 Unrealized +24.2%
TIFFANY & CO 0.2%
Value ($000) $368 Shares 3,485 Est. Cost $73.16 Unrealized
NVDA NVIDIA 0.2%
Value ($000) $368 Shares 2,050 Est. Cost $1.95 Unrealized +97.3%
THVB THOMASVILLE BANCSHARES INC 0.2%
Value ($000) $367 Shares 9,522 Est. Cost $16.17 Unrealized +97.1%
GEO GEO GROUP INC 0.2%
Value ($000) $366 Shares 19,050 Est. Cost $16.04 Unrealized +4.1%
META FACEBOOK INC 0.2%
Value ($000) $364 Shares 2,186 Est. Cost $157.93 Unrealized 0.0%
XBI SPDR S&P BIOTECH 0.2%
Value ($000) $353 Shares 3,900 Est. Cost $73.66 Unrealized
ITW ILLINOIS TOOL WORKS 0.2%
Value ($000) $344 Shares 2,400 Est. Cost $73.09 Unrealized +60.1%
CONNECTICUT WATER SVC INC 0.2%
Value ($000) $343 Shares 5,000 Est. Cost $55.80 Unrealized
MOS MOSAIC CORP 0.2%
Value ($000) $322 Shares 11,800 Est. Cost $28.93 Unrealized -7.0%
ENCANA CORP 0.2%
Value ($000) $312 Shares 43,076 Est. Cost $7.24 Unrealized
IP INTERNATIONAL PAPER 0.2%
Value ($000) $310 Shares 6,700 Est. Cost $29.60 Unrealized +7.4%
TOTAL SYS SVCS INC 0.2%
Value ($000) $309 Shares 3,250 Est. Cost $95.08 Unrealized
SPG SIMON PROPERTY GROUP INC REIT 0.2%
Value ($000) $304 Shares 1,670 Est. Cost $102.67 Unrealized +18.4%
VLO VALERO ENERGY 0.2%
Value ($000) $302 Shares 3,562 Est. Cost $51.37 Unrealized +21.5%
AWK AMERICAN WTR WKS 0.1%
Value ($000) $292 Shares 2,800 Est. Cost $79.87 Unrealized +8.0%
SMG SCOTTS MIRACLE-GRO 0.1%
Value ($000) $288 Shares 3,670 Est. Cost $63.80 Unrealized -8.0%
MET METLIFE INC 0.1%
Value ($000) $286 Shares 6,712 Est. Cost $33.67 Unrealized +4.1%
MSI MOTOROLA SOLUTIONS INC 0.1%
Value ($000) $274 Shares 1,952 Est. Cost $112.01 Unrealized +5.6%
MTB M&T BANK CORP 0.1%
Value ($000) $271 Shares 1,723 Est. Cost $88.17 Unrealized +49.5%
CWT CALIFORNIA WATER SEFICE GROUP 0.1%
Value ($000) $271 Shares 5,000 Est. Cost $35.44 Unrealized +23.6%
SYY SYSCO CORP 0.1%
Value ($000) $267 Shares 4,000 Est. Cost $40.96 Unrealized +32.1%
PANW PALO ALTO NETWORKS INC 0.1%
Value ($000) $267 Shares 1,100 Est. Cost $37.09 Unrealized 0.0%
MDT MEDTRONIC PLC 0.1%
Value ($000) $263 Shares 2,891 Est. Cost $77.14 Unrealized -3.6%
IBB ISHARES NASDAQ BIOTECH 0.1%
Value ($000) $256 Shares 2,291 Est. Cost $109.79 Unrealized
SPY SPDR S&P 500 ETF TR 0.1%
Value ($000) $254 Shares 900 Est. Cost $249.52 Unrealized
ZTS ZOETIS INC 0.1%
Value ($000) $252 Shares 2,500 Est. Cost $48.41 Unrealized +77.5%
HPQ H P INC 0.1%
Value ($000) $239 Shares 12,300 Est. Cost $9.61 Unrealized +73.8%
TGT TARGET CORP 0.1%
Value ($000) $233 Shares 2,900 Est. Cost $60.69 Unrealized 0.0%
NUE NUCOR CORP 0.1%
Value ($000) $233 Shares 4,000 Est. Cost $50.72 Unrealized -0.0%
CLX CLOROX CO 0.1%
Value ($000) $232 Shares 1,443 Est. Cost $92.74 Unrealized +36.8%
XEROX 0.1%
Value ($000) $230 Shares 7,184 Est. Cost $32.02 Unrealized
TE CONNECTIVITY LTD 0.1%
Value ($000) $226 Shares 2,800 Est. Cost $75.71 Unrealized
WST WEST PHARMACEUTICALS SVCS INC 0.1%
Value ($000) $220 Shares 2,000 Est. Cost $102.01 Unrealized 0.0%
WMB WILLIAMS CO 0.1%
Value ($000) $218 Shares 7,576 Est. Cost $18.25 Unrealized 0.0%
XLK TECHNOLOGY SELECT SECTOR SPDR 0.1%
Value ($000) $215 Shares 2,902 Est. Cost $74.09 Unrealized
HD HOME DEPOT INC 0.1%
Value ($000) $214 Shares 1,116 Est. Cost $154.70 Unrealized 0.0%
D DOMINION RES INC VA NEW 0.1%
Value ($000) $205 Shares 2,668 Est. Cost $53.89 Unrealized 0.0%
IRM IRON MOUNTAIN INC REIT 0.1%
Value ($000) $205 Shares 5,775 Est. Cost $24.44 Unrealized 0.0%
SENSIENT TECHNOLOGIES CORP 0.1%
Value ($000) $203 Shares 3,000 Est. Cost $67.67 Unrealized
HPE HEWLETT PACKARD ENTERPRIS 0.1%
Value ($000) $193 Shares 12,500 Est. Cost $6.77 Unrealized +82.7%
ALERIAN MLP ETF 0.1%
Value ($000) $188 Shares 18,723 Est. Cost $12.57 Unrealized
PEOPLE'S UNITED FINANCIAL INC 0.1%
Value ($000) $176 Shares 10,707 Est. Cost $18.68 Unrealized
CODI COMPASS DIVERSIFIED HOLDINGS 0.1%
Value ($000) $174 Shares 11,070 Est. Cost $8.80 Unrealized +18.0%
AHRT ARMADA HOFFLER PROPERTIES INC 0.1%
Value ($000) $156 Shares 10,000 Est. Cost $14.55 Unrealized
F FORD MOTOR COMPANY NEW 0.1%
Value ($000) $101 Shares 11,450 Est. Cost $8.01 Unrealized -24.1%
CAPITAL SENIOR LIVING CORP 0.0%
Value ($000) $40 Shares 10,000 Est. Cost $18.50 Unrealized
TVAGF TVA GROUP INC CL B 0.0%
Value ($000) $29 Shares 19,800 Est. Cost $8.89 Unrealized -70.0%
WEATHERFORD INTERNATIONAL PLC 0.0%
Value ($000) $14 Shares 20,000 Est. Cost $0.55 Unrealized
COASTAL CAR OIL & MINERALS 0.0%
Value ($000) $0 Shares 32,150 Est. Cost Unrealized
HSHL HOME SOLUTIONS HEALTH INC 0.0%
Value ($000) $0 Shares 50,000 Est. Cost $0.00 Unrealized -90.0%
ISLET SCIENCES 0.0%
Value ($000) $0 Shares 30,000 Est. Cost Unrealized