Location: New York, NY
CIK: 0001567163 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Oct 7, 2015
Total Value: $265M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| HEDJ | WISDOMTREE EUROPE HEDGED EQU | 277,253 | $15.04M | 5.7% | $54.26 * | $32.52 | -16.0% | COM | 97717X701 |
| — | GENERAL ELECTRIC CO | 422,368 | $10.55M | 4.0% | $24.98 | $23.87 | — | COM | 369604103 |
| MRK | MERCK & CO. INC. | 211,984 | $10.39M | 3.9% | $49.01 * | $30.82 | +11.3% | COM | 58933Y105 |
| T | AT&T INC | 320,233 | $10.37M | 3.9% | $32.38 * | $11.26 | +5.3% | COM | 00206R102 |
| DIS | WALT DISNEY CO/THE | 95,920 | $9.673M | 3.6% | $100.84 * | $98.95 | -5.4% | COM | 254687106 |
| UPS | UNITED PARCEL SERVICE-CL B | 98,109 | $9.631M | 3.6% | $98.17 * | $69.34 | -2.0% | COM | 911312106 |
| ABBV | ABBVIE INC | 173,643 | $9.299M | 3.5% | $53.55 * | $32.89 | +8.2% | COM | 00287Y109 |
| BAC | BANK OF AMERICA CORP | 593,084 | $9.101M | 3.4% | $15.35 * | $12.78 | -2.3% | COM | 060505104 |
| GM | GENERAL MOTORS CO | 301,240 | $8.896M | 3.4% | $29.53 * | $24.51 | -2.5% | COM | 37045V100 |
| WMT | WAL-MART STORES INC | 134,582 | $8.665M | 3.3% | $64.38 * | $20.80 | -14.1% | COM | 931142103 |
| YUM | YUM! BRANDS INC | 92,769 | $7.318M | 2.8% | $78.88 * | $49.86 | -5.0% | COM | 988498101 |
| PG | PROCTER & GAMBLE CO/THE | 88,876 | $6.393M | 2.4% | $71.93 * | $56.34 | -3.9% | COM | 742718109 |
| MET | METLIFE INC | 136,822 | $6.385M | 2.4% | $46.67 * | $33.00 | -10.1% | COM | 59156R108 |
| PFE | PFIZER INC | 197,764 | $6.153M | 2.3% | $31.11 * | $17.80 | +7.9% | COM | 717081103 |
| JNJ | JOHNSON & JOHNSON | 66,153 | $6.146M | 2.3% | $92.91 * | $62.98 | +11.5% | COM | 478160104 |
| JPM | JPMORGAN CHASE & CO | 100,820 | $6.07M | 2.3% | $60.21 * | $42.76 | +8.0% | COM | 46625H100 |
| CVX | CHEVRON CORP | 74,766 | $5.859M | 2.2% | $78.36 * | $70.00 | -27.4% | COM | 166764100 |
| BP | BP PLC-SPONS ADR | 178,770 | $5.397M | 2.0% | $30.19 | $37.92 | -19.4% | ADR | 055622104 |
| GD | GENERAL DYNAMICS CORP | 36,091 | $4.933M | 1.9% | $136.68 * | $56.44 | +95.1% | COM | 369550108 |
| — | FIREEYE INC | 155,627 | $4.809M | 1.8% | $30.90 | $31.15 | — | COM | 31816Q101 |
| — | GOOGLE INC-CL A | 7,569 | $4.797M | 1.8% | $633.77 | $549.95 | — | COM | 38259P508 |
| — | ALERIAN MLP ETF | 385,688 | $4.628M | 1.7% | $12.00 | $12.82 | — | MLP | 00162Q866 |
| — | APOLLO CMMRL REAL EST FI | 150,557 | $3.804M | 1.4% | $25.27 | $25.46 | — | PFD | 03762U402 |
| ETN | EATON CORP PLC | 74,274 | $3.78M | 1.4% | $50.89 * | $50.04 | -19.0% | COM | G29183103 |
| — | JPMORGAN ALERIAN MLP INDEX | 128,324 | $3.741M | 1.4% | $29.15 | $44.55 | — | MLP | 46625H365 |
| MSFT | MICROSOFT CORP | 85,377 | $3.738M | 1.4% | $43.78 * | $33.69 | +14.3% | COM | 594918104 |
| — | LINKEDIN CORP - A | 18,903 | $3.55M | 1.3% | $187.80 | $189.24 | — | COM | 53578A108 |
| AAPL | APPLE INC | 31,493 | $3.441M | 1.3% | $109.26 * | $20.36 | +21.7% | COM | 037833100 |
| XOM | EXXON MOBIL CORP | 46,051 | $3.395M | 1.3% | $73.72 * | $52.99 | -10.2% | COM | 30231G102 |
| — | AETNA INC | 30,697 | $3.331M | 1.3% | $108.51 | $65.84 | — | COM | 00817Y108 |
| — | ALCOA INC | 334,441 | $3.184M | 1.2% | $9.52 | $11.20 | — | COM | 013817101 |
| BABA | ALIBABA GROUP HOLDING-SP ADR | 45,824 | $2.709M | 1.0% | $59.12 | $90.56 | -34.9% | ADR | 01609W102 |
| PMT | PENNYMAC MORTGAGE INVESTMENT | 150,143 | $2.294M | 0.9% | $15.28 | $21.55 | — | REIT | 70931T103 |
| FEZ | SPDR EURO STOXX 50 ETF | 60,918 | $2.047M | 0.8% | $33.60 | $39.47 | -14.2% | COM | 78463X202 |
| EPD | ENTERPRISE PRODUCTS PARTNERS | 82,995 | $1.967M | 0.7% | $23.70 | $23.70 | — | MLP | 293792107 |
| — | EMC CORP/MA | 77,769 | $1.855M | 0.7% | $23.85 | $24.15 | — | COM | 268648102 |
| PFF | ISHARES US PREFERRED STOCK E | 46,145 | $1.781M | 0.7% | $38.60 | $39.60 | -2.5% | COM | 464288687 |
| — | XEROX CORP | 185,769 | $1.775M | 0.7% | $9.55 | $11.94 | — | COM | 984121103 |
| — | SANTA CRUZ COUNTY BANK | 64,000 | $1.728M | 0.7% | $27.00 | $19.32 | — | COM | 801827106 |
| — | UNITED TECHNOLOGIES CORP | 18,539 | $1.638M | 0.6% | $88.35 | $92.80 | — | COM | 913017109 |
| — | TWO HARBORS INVESTMENT CORP | 162,133 | $1.413M | 0.5% | $8.72 | $9.93 | — | REIT | 90187B101 |
| PAA | PLAINS ALL AMER PIPELINE LP | 44,104 | $1.274M | 0.5% | $28.89 | $49.88 | — | MLP | 726503105 |
| — | RAYTHEON COMPANY | 11,450 | $1.236M | 0.5% | $107.95 | $77.90 | — | COM | 755111507 |
| KRE | SPDR S&P REGIONAL BANKING | 29,912 | $1.223M | 0.5% | $40.89 | $39.48 | +4.3% | COM | 78464A698 |
| INTC | INTEL CORP | 40,197 | $1.202M | 0.5% | $29.90 * | $17.57 | +34.6% | COM | 458140100 |
| GILD | GILEAD SCIENCES INC | 10,959 | $1.068M | 0.4% | $97.45 * | $46.47 | +47.9% | COM | 375558103 |
| BRK/B | BERKSHIRE HATHAWAY INC-CL B | 8,238 | $1.061M | 0.4% | $128.79 | $134.79 | -3.3% | COM | 084670702 |
| BA | BOEING CO/THE | 7,998 | $1.039M | 0.4% | $129.91 * | $96.98 | +20.4% | COM | 097023105 |
| WFC | WELLS FARGO & CO | 18,310 | $930K | 0.4% | $50.79 * | $28.48 | +35.0% | COM | 949746101 |
| — | INTEGRATED ELECTRICAL SERVIC | 119,896 | $899K | 0.3% | $7.50 | $6.03 | — | COM | 45811E301 |
| UBOH | UNITED BANCSHARES INC/OHIO | 55,000 | $871K | 0.3% | $15.84 | $14.80 | — | COM | 909458101 |
| — | DB CONT CAPITAL TRUST V | 30,418 | $853K | 0.3% | $28.04 | $28.02 | — | PFD | 25150L108 |
| — | WELLS FARGO & COMPANY | 30,825 | $851K | 0.3% | $27.61 | $28.52 | — | PFD | 949746879 |
| — | INVESCO MORTGAGE CAPITAL | 68,500 | $831K | 0.3% | $12.13 | $15.31 | — | REIT | 46131B100 |
| — | HEWLETT-PACKARD CO | 29,687 | $752K | 0.3% | $25.33 | $29.99 | — | COM | 428236103 |
| META | FACEBOOK INC-A | 8,452 | $751K | 0.3% | $88.85 | $46.00 | +94.1% | COM | 30303M102 |
| — | CALAMOS STRAT TOT RETURN FD | 80,600 | $744K | 0.3% | $9.23 | $10.04 | — | COM | 128125101 |
| AMZN | AMAZON.COM INC | 1,440 | $726K | 0.3% | $504.17 * | $16.52 | +54.9% | COM | 023135106 |
| — | NOVAVAX INC | 99,879 | $717K | 0.3% | $7.18 | $4.42 | — | COM | 670002104 |
| EMR | EMERSON ELECTRIC CO | 16,316 | $711K | 0.3% | $43.58 * | $38.40 | -12.3% | COM | 291011104 |
| SO | SOUTHERN CO/THE | 15,843 | $704K | 0.3% | $44.44 * | $26.77 | +8.4% | COM | 842587107 |
| — | AMERICAN CAPITAL AGENCY CORP | 33,450 | $619K | 0.2% | $18.51 | $19.35 | — | REIT | 02503X105 |
| — | ENERGY TRANSFER PARTNERS LP | 14,136 | $553K | 0.2% | $39.12 | $50.09 | — | MLP | 29273R109 |
| SCHG | SCHWAB U.S. LARGE-CAP GROWTH | 10,796 | $534K | 0.2% | $49.46 * | $5.80 | +7.7% | COM | 808524300 |
| — | NUVEEN INT DUR MUNI TERM FD | 40,689 | $500K | 0.2% | $12.29 | $12.54 | — | COM | 670671106 |
| ORCL | ORACLE CORP | 13,637 | $489K | 0.2% | $35.86 * | $28.21 | +9.6% | COM | 68389X105 |
| — | MARKETO INC | 16,825 | $478K | 0.2% | $28.41 | $26.51 | — | COM | 57063L107 |
| PNNT | PENNANTPARK INVESTMENT CORP | 71,299 | $456K | 0.2% | $6.40 * | $2.26 | -18.8% | COM | 708062104 |
| — | GOLDMAN SACHS MLP INCOME OPP | 44,770 | $451K | 0.2% | $10.07 | $14.31 | — | COM | 38147W103 |
| — | MFA FINANCIAL INC | 65,000 | $437K | 0.2% | $6.72 | $8.02 | — | REIT | 55272X102 |
| ARI | APOLLO COMMERCIAL REAL ESTAT | 27,000 | $422K | 0.2% | $15.63 | $17.26 | — | REIT | 03762U105 |
| XENWX | EATON VANCE NEW YORK MUNICIP | 33,500 | $421K | 0.2% | $12.57 | $11.32 | — | COM | 27827Y109 |
| COP | CONOCOPHILLIPS | 8,816 | $418K | 0.2% | $47.41 * | $47.66 | -26.9% | COM | 20825C104 |
| PEP | PEPSICO INC | 4,420 | $415K | 0.2% | $93.89 * | $56.91 | +21.7% | COM | 713448108 |
| — | APOLLO RESIDENTIAL MORTGAGE | 32,200 | $410K | 0.2% | $12.73 | $18.13 | — | REIT | 03763V102 |
| MDT | MEDTRONIC PLC | 5,786 | $385K | 0.1% | $66.54 * | $56.98 | -8.7% | COM | G5960L103 |
| SCHD | SCHWAB US DVD EQUITY ETF | 10,328 | $369K | 0.1% | $35.73 * | $12.07 | -0.7% | COM | 808524797 |
| OGCP | EMPIRE STATE REALTY OP-S60 | 21,474 | $366K | 0.1% | $17.04 | $16.52 | — | COM | 292102209 |
| — | ELLINGTON FINANCIAL LLC | 19,000 | $337K | 0.1% | $17.74 | $20.47 | — | MLP | 288522303 |
| — | MORGAN STANLEY | 16,300 | $325K | 0.1% | $19.94 | $20.74 | — | PFD | 61747S504 |
| — | BROOKFIELD TOTAL RETURN FUND | 15,175 | $321K | 0.1% | $21.15 | $22.51 | — | COM | 11283U108 |
| HBAN | HUNTINGTON BANCSHARES INC | 30,175 | $317K | 0.1% | $10.51 * | $5.30 | +31.7% | COM | 446150104 |
| — | APOLLO INVESTMENT CORP | 55,484 | $304K | 0.1% | $5.48 | $7.53 | — | COM | 03761U106 |
| QLYS | QUALYS INC | 10,810 | $301K | 0.1% | $27.84 * | $40.58 | -29.9% | COM | 74758T303 |
| — | NUVEEN NY AMT-FR MUNI INC FD | 23,850 | $300K | 0.1% | $12.58 | $12.58 | — | COM | 670656107 |
| — | INVESCO MORTGAGE CAPITAL | 12,177 | $295K | 0.1% | $24.23 | $24.19 | — | PFD | 46131B209 |
| — | PIMCO STRATEGIC INCOME FUND | 35,210 | $292K | 0.1% | $8.29 | $8.62 | — | COM | 72200X104 |
| ACRE | ARES COMMERCIAL REAL ESTATE | 24,450 | $289K | 0.1% | $11.82 | $12.12 | — | REIT | 04013V108 |
| — | WESTERN ASSET MORTGAGE CAPIT | 22,000 | $271K | 0.1% | $12.32 | $14.86 | — | REIT | 95790D105 |
| — | PIMCO DYNAMIC CREDIT INCOME | 14,000 | $257K | 0.1% | $18.36 | $18.36 | — | COM | 72202D106 |
| — | WEATHERFORD INTERNATIONAL PL | 30,817 | $256K | 0.1% | $8.31 | $10.95 | — | COM | G48833100 |
| IHE | ISHARES US PHARMACEUTICALS E | 1,710 | $248K | 0.1% | $145.03 * | $37.34 | +32.1% | COM | 464288836 |
| — | ANNALY CAPITAL MANAGEMENT IN | 25,400 | $247K | 0.1% | $9.72 | $9.26 | — | REIT | 035710409 |
| FIVN | FIVE9 INC | 64,500 | $237K | 0.1% | $3.67 | $4.72 | -21.7% | COM | 338307101 |
| DXJ | WISDOMTREE JAPAN HEDGED EQ | 4,890 | $234K | 0.1% | $47.85 * | $159.60 | -8.5% | COM | 97717W851 |
| CRM | SALESFORCE.COM INC | 3,400 | $232K | 0.1% | $68.24 | $43.70 | +57.0% | COM | 79466L302 |
| ESBA | EMPIRE STATE REALTY OP LP-ES | 12,904 | $220K | 0.1% | $17.05 | $16.50 | — | COM | 292102100 |
| F | FORD MOTOR CO | 16,520 | $220K | 0.1% | $13.32 * | $8.83 | -12.1% | COM | 345370860 |
| — | GOOGLE INC-CL C | 355 | $215K | 0.1% | $605.63 | $563.44 | — | COM | 38259P706 |
| — | NEW YORK MORTGAGE TRUST INC | 40,000 | $214K | 0.1% | $5.35 | $7.83 | — | REIT | 649604501 |
| CMCSA | COMCAST CORP-CLASS A | 3,544 | $200K | 0.1% | $56.43 * | $18.33 | +21.9% | COM | 20030N101 |
| PCG | P G & E CORP | 3,771 | $197K | 0.1% | $52.24 * | $41.64 | +17.7% | COM | 69331C108 |
| PM | PHILIP MORRIS INTERNATIONAL | 2,494 | $197K | 0.1% | $78.99 * | $48.28 | -1.2% | COM | 718172109 |
| — | ISHA HEDGED MSCI GERMANY | 8,000 | $180K | 0.1% | $22.50 | $27.67 | — | COM | 46434V704 |
| AIG | AMERICAN INTERNATIONAL GROUP | 3,198 | $180K | 0.1% | $56.29 * | $35.88 | +22.7% | COM | 026874784 |
| STWD | STARWOOD PROPERTY TRUST INC | 8,750 | $177K | 0.1% | $20.23 | $22.42 | — | REIT | 85571B105 |
| — | VALEANT PHARMACEUTICALS INTE | 1,000 | $170K | 0.1% | $170.00 | $86.00 | — | COM | 91911K102 |
| — | NEW YORK MORTGAGE TRUST | 8,000 | $170K | 0.1% | $21.25 | $23.50 | — | PFD | 649604709 |
| — | WILLIAMS PARTNERS LP | 5,580 | $169K | 0.1% | $30.29 | $30.29 | — | MLP | 96949L105 |
| VALE | VALE SA-SP ADR | 40,779 | $168K | 0.1% | $4.12 | $8.73 | -51.9% | ADR | 91912E105 |
| — | CELGENE CORP | 1,581 | $168K | 0.1% | $106.26 | $110.13 | — | COM | 151020104 |
| — | NUVEEN NJ DIV ADV MUNI FD | 12,813 | $164K | 0.1% | $12.80 | $13.37 | — | COM | 67069Y102 |
| — | CHIMERA INVESTMENT CORP | 12,000 | $159K | 0.1% | $13.25 | $13.75 | — | REIT | 16934Q208 |
| SPY | SPDR S&P 500 ETF TRUST | 830 | $158K | 0.1% | $190.36 | $196.16 | -2.3% | COM | 78462F103 |
| IYY | ISHARES DOW JONES U.S. ETF | 1,600 | $153K | 0.1% | $95.63 * | $40.56 | +18.9% | COM | 464287846 |
| — | ISHARES MORTGAGE REAL ESTATE | 14,217 | $139K | 0.1% | $9.78 | $11.79 | — | COM | 464288539 |
| — | BLACKROCK CREDIT ALLOCATION | 11,100 | $135K | 0.1% | $12.16 | $12.50 | — | COM | 092508100 |
| HD | HOME DEPOT INC | 1,175 | $135K | 0.1% | $114.89 * | $58.41 | +55.1% | COM | 437076102 |
| — | YAHOO! INC | 4,600 | $132K | 0.0% | $28.70 | $47.36 | — | COM | 984332106 |
| NFLX | NETFLIX INC | 1,270 | $128K | 0.0% | $100.79 * | $10.44 | -1.1% | COM | 64110L106 |
| TSLA | TESLA MOTORS INC | 525 | $128K | 0.0% | $243.81 * | $12.67 | +30.7% | COM | 88160R101 |
| — | CORNERSTONE ONDEMAND INC | 3,916 | $127K | 0.0% | $32.43 | $42.46 | — | COM | 21925Y103 |
| — | RLJ ENTERTAINMENT INC | 250,000 | $125K | 0.0% | $0.50 | $0.50 | — | COM | 74965F104 |
| QCOM | QUALCOMM INC | 2,300 | $123K | 0.0% | $53.48 * | $44.35 | -9.5% | COM | 747525103 |
| — | POWERSHARES S&P 500 LOW VOLA | 3,400 | $121K | 0.0% | $35.59 | $33.72 | — | COM | 73937B779 |
| — | ARROWHEAD RESEARCH CORP | 22,000 | $117K | 0.0% | $5.32 | $6.17 | — | COM | 042797209 |
| — | MAGELLAN MIDSTREAM PARTNERS | 2,000 | $116K | 0.0% | $58.00 | $58.00 | — | MLP | 559080106 |
| — | VIRGIN AMERICA INC | 3,390 | $116K | 0.0% | $34.22 | $34.22 | — | COM | 92765X208 |
| — | CHICAGO BRIDGE & IRON CO NV | 3,000 | $115K | 0.0% | $38.33 | $38.33 | — | COM | 167250109 |
| — | CONSTANT CONTACT INC | 4,695 | $113K | 0.0% | $24.07 | $23.88 | — | COM | 210313102 |
| — | FEDERAL REALTY INVS TRUST | 800 | $108K | 0.0% | $135.00 | $103.75 | — | REIT | 313747206 |
| — | ALLERGAN PLC | 400 | $106K | 0.0% | $265.00 | $265.00 | — | COM | G0177J108 |
| — | GAZPROM PAO -SPON ADR | 25,200 | $102K | 0.0% | $4.05 | $8.73 | — | ADR | 368287207 |
| VIG | VANGUARD DIVIDEND APPREC ETF | 1,360 | $100K | 0.0% | $73.53 | $72.55 | +1.6% | COM | 921908844 |
| — | ASHFORD HOSPITALITY TRUS | 3,850 | $98,000 | 0.0% | $25.45 | $25.45 | — | PFD | 044103406 |
| — | MARKET VECTORS GOLD MINERS | 7,270 | $97,000 | 0.0% | $13.34 | $17.84 | — | COM | 57060U100 |
| AXP | AMERICAN EXPRESS CO | 1,315 | $97,000 | 0.0% | $73.76 * | $68.50 | -6.8% | COM | 025816109 |
| — | MRKT VCTRS URANIUM & NUCLEAR | 2,031 | $94,000 | 0.0% | $46.28 | $48.25 | — | COM | 57061R577 |
| IYH | ISHARES U.S. HEALTHCARE ETF | 670 | $93,000 | 0.0% | $138.81 * | $20.12 | +39.1% | COM | 464287762 |
| FISK | EMPIRE STATE REALTY OP -S250 | 5,469 | $92,000 | 0.0% | $16.82 | $16.69 | — | COM | 292102308 |
| AVB | AVALONBAY COMMUNITIES INC | 515 | $89,000 | 0.0% | $172.82 * | $87.72 | +41.6% | REIT | 053484101 |
| — | ARISTA NETWORKS INC | 1,443 | $88,000 | 0.0% | $60.98 | $80.79 | — | COM | 040413106 |
| KHC | KRAFT HEINZ CO/THE | 1,245 | $88,000 | 0.0% | $70.68 * | $47.82 | -6.4% | COM | 500754106 |
| ECL | ECOLAB INC | 775 | $84,000 | 0.0% | $108.39 * | $73.48 | +33.5% | COM | 278865100 |
| — | BAXALTA INC | 2,668 | $84,000 | 0.0% | $31.48 | $31.48 | — | COM | 07177M103 |
| EPI | WISDOMTREE INDIA EARNINGS | 4,250 | $84,000 | 0.0% | $19.76 | $23.32 | -14.6% | COM | 97717W422 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 3,700 | $83,000 | 0.0% | $22.43 * | $15.92 | +15.6% | COM | 81369Y605 |
| MS | MORGAN STANLEY | 2,600 | $82,000 | 0.0% | $31.54 * | $17.33 | +36.3% | COM | 617446448 |
| COST | COSTCO WHOLESALE CORP | 568 | $82,000 | 0.0% | $144.37 * | $86.76 | +39.8% | COM | 22160K105 |
| MO | ALTRIA GROUP INC | 1,490 | $81,000 | 0.0% | $54.36 * | $17.10 | +61.5% | COM | 02209S103 |
| — | EXPRESS SCRIPTS HOLDING CO | 988 | $80,000 | 0.0% | $80.97 | $61.74 | — | COM | 30219G108 |
| PSX | PHILLIPS 66 | 1,024 | $78,000 | 0.0% | $76.17 * | $40.35 | +29.9% | COM | 718546104 |
| — | STERLING BANCORP/DE | 5,213 | $77,000 | 0.0% | $14.77 | $13.43 | — | COM | 85917A100 |
| — | NEW YORK COMMUNITY BANCORP | 4,316 | $77,000 | 0.0% | $17.84 | $14.13 | — | COM | 649445103 |
| — | ENLINK MIDSTREAM PARTNERS LP | 5,000 | $77,000 | 0.0% | $15.40 | $15.40 | — | MLP | 29336U107 |
| — | POWERSHARES QQQ TRUST SERIES | 760 | $77,000 | 0.0% | $101.32 | $72.07 | — | COM | 73935A104 |
| HP | HELMERICH & PAYNE | 1,600 | $76,000 | 0.0% | $47.50 | $56.61 | -16.5% | COM | 423452101 |
| TNET | TRINET GROUP INC | 4,500 | $75,000 | 0.0% | $16.67 | $31.38 | -47.8% | COM | 896288107 |
| CVS | CVS HEALTH CORP | 767 | $74,000 | 0.0% | $96.48 * | $69.06 | +3.3% | COM | 126650100 |
| — | LION BIOTECHNOLOGIES INC | 12,300 | $71,000 | 0.0% | $5.77 | $10.69 | — | COM | 53619R102 |
| XLK | TECHNOLOGY SELECT SECT SPDR | 1,777 | $70,000 | 0.0% | $39.39 * | $19.49 | +1.3% | COM | 81369Y803 |
| — | OHR PHARMACEUTICAL INC | 24,000 | $66,000 | 0.0% | $2.75 | $2.73 | — | COM | 67778H200 |
| — | INVESCO SENIOR INCOME TRUST | 15,885 | $66,000 | 0.0% | $4.15 | $4.82 | — | COM | 46131H107 |
| UNP | UNION PACIFIC CORP | 700 | $61,000 | 0.0% | $87.14 * | $68.45 | +2.6% | COM | 907818108 |
| — | DB CONT CAP TRUST III | 2,219 | $61,000 | 0.0% | $27.49 | $27.83 | — | PFD | 25154A108 |
| — | PIONEER NATURAL RESOURCES CO | 500 | $60,000 | 0.0% | $120.00 | $149.48 | — | COM | 723787107 |
| ROK | ROCKWELL AUTOMATION INC | 575 | $58,000 | 0.0% | $100.87 * | $67.20 | +23.6% | COM | 773903109 |
| — | JOHNSON CONTROLS INC | 1,418 | $58,000 | 0.0% | $40.90 | $43.89 | — | COM | 478366107 |
| — | TWITTER INC | 2,230 | $58,000 | 0.0% | $26.01 | $59.88 | — | COM | 90184L102 |
| SYNA | SYNAPTICS INC | 764 | $58,000 | 0.0% | $75.92 * | $66.54 | +23.9% | COM | 87157D109 |
| DVY | ISHARES SELECT DIVIDEND ETF | 805 | $58,000 | 0.0% | $72.05 | $64.72 | +12.4% | COM | 464287168 |
| CGAU | CENTERRA GOLD INC | 10,200 | $57,000 | 0.0% | $5.59 * | $3.34 | +40.9% | COM | 152006102 |
| — | OCWEN FINANCIAL CORP | 8,500 | $57,000 | 0.0% | $6.71 | $16.30 | — | COM | 675746309 |
| — | ITO EN LTD | 2,700 | $54,000 | 0.0% | $20.00 | $20.00 | — | COM | 314300000 |
| ABBNY | ABB LTD-SPON ADR | 3,000 | $53,000 | 0.0% | $17.67 * | $21.63 | -21.6% | ADR | 000375204 |
| — | TWENTY-FIRST CENTURY FOX-A | 2,006 | $53,000 | 0.0% | $26.42 | $33.69 | — | COM | 90130A101 |
| — | XACTLY CORP | 6,500 | $53,000 | 0.0% | $8.15 | $8.15 | — | COM | 98386L101 |
| — | RANDGOLD RESOURCES LTD-ADR | 900 | $52,000 | 0.0% | $57.78 | $64.44 | — | ADR | 752344309 |
| LLY | ELI LILLY & CO | 610 | $50,000 | 0.0% | $81.97 * | $47.50 | +47.5% | COM | 532457108 |
| — | BRIDGESTONE CORP | 1,500 | $50,000 | 0.0% | $33.33 | $33.33 | — | COM | 383080000 |
| BMY | BRISTOL-MYERS SQUIBB CO | 839 | $49,000 | 0.0% | $58.40 * | $34.58 | +20.9% | COM | 110122108 |
| — | PCM FUND INC | 5,000 | $48,000 | 0.0% | $9.60 | $10.57 | — | COM | 69323T101 |
| — | VEREIT INC | 6,000 | $46,000 | 0.0% | $7.67 | $7.67 | — | REIT | 92339V100 |
| MOS | MOSAIC CO/THE | 1,500 | $46,000 | 0.0% | $30.67 * | $36.35 | -30.1% | COM | 61945C103 |
| BKD | BROOKDALE SENIOR LIVING INC | 2,000 | $45,000 | 0.0% | $22.50 * | $36.87 | -37.7% | COM | 112463104 |
| AR | ANTERO RESOURCES CORP | 2,200 | $45,000 | 0.0% | $20.45 * | $26.61 | -20.5% | COM | 03674X106 |
| — | SPIRIT AIRLINES INC | 950 | $44,000 | 0.0% | $46.32 | $56.18 | — | COM | 848577102 |
| AMT | AMERICAN TOWER CORP | 500 | $44,000 | 0.0% | $88.00 * | $65.68 | +4.3% | REIT | 03027X100 |
| TGT | TARGET CORP | 546 | $43,000 | 0.0% | $78.75 * | $48.54 | +19.5% | COM | 87612E106 |
| VNO | VORNADO REALTY TRUST | 466 | $42,000 | 0.0% | $90.13 | $83.69 | — | REIT | 929042109 |
| — | SOLARCITY CORP | 1,000 | $42,000 | 0.0% | $42.00 | $62.57 | — | COM | 83416T100 |
| VNQ | VANGUARD REIT ETF | 564 | $42,000 | 0.0% | $74.47 | $73.74 | +2.4% | COM | 922908553 |
| — | BELLATRIX EXPLORATION LTD | 27,000 | $41,000 | 0.0% | $1.52 | $2.21 | — | COM | 078314101 |
| — | POWERSHARES WATER RESOURCES | 2,000 | $41,000 | 0.0% | $20.50 | $26.50 | — | COM | 73935X575 |
| — | ANTHERA PHARMACEUTICALS INC | 6,600 | $39,000 | 0.0% | $5.91 | $6.27 | — | COM | 03674U201 |
| GLD | SPDR GOLD SHARES | 355 | $38,000 | 0.0% | $107.04 | $117.62 | -9.1% | COM | 78463V107 |
| KIM | KIMCO REALTY CORP | 1,575 | $38,000 | 0.0% | $24.13 * | $12.61 | +16.9% | REIT | 49446R109 |
| CRL | CHARLES RIVER LABORATORIES | 600 | $38,000 | 0.0% | $63.33 | $42.84 | +48.3% | COM | 159864107 |
| — | GLOBAL X FTSE GREECE 20 ETF | 4,000 | $38,000 | 0.0% | $9.50 | $9.50 | — | COM | 37950E366 |
| XLI | INDUSTRIAL SELECT SECT SPDR | 770 | $38,000 | 0.0% | $49.35 | $54.95 | -9.2% | COM | 81369Y704 |
| — | BLACKROCK INC | 125 | $37,000 | 0.0% | $296.00 | $320.00 | — | COM | 09247X101 |
| IBM | INTL BUSINESS MACHINES CORP | 254 | $37,000 | 0.0% | $145.67 * | $108.29 | -17.1% | COM | 459200101 |
| SCHX | SCHWAB US LARGE-CAP ETF | 800 | $36,000 | 0.0% | $45.00 * | $6.66 | +14.4% | COM | 808524201 |
| CAT | CATERPILLAR INC | 555 | $36,000 | 0.0% | $64.86 * | $63.13 | -19.9% | COM | 149123101 |
| — | ALCATEL-LUCENT-SPONSORED ADR | 10,017 | $36,000 | 0.0% | $3.59 | $1.82 | — | ADR | 013904305 |
| — | WESTPAC BANKING CORP-SP ADR | 1,700 | $35,000 | 0.0% | $20.59 | $26.71 | — | ADR | 961214301 |
| — | DOUBLELINE INCOME SOLUTIONS | 2,000 | $35,000 | 0.0% | $17.50 | $19.50 | — | COM | 258622109 |
| ILMN | ILLUMINA INC | 200 | $35,000 | 0.0% | $175.00 * | $167.17 | +2.3% | COM | 452327109 |
| SCHB | SCHWAB US BROAD MARKET ETF | 735 | $34,000 | 0.0% | $46.26 * | $6.88 | +12.4% | COM | 808524102 |
| — | TIER REIT INC | 2,240 | $32,000 | 0.0% | $14.29 | $14.29 | — | REIT | 88650V208 |
| AMGN | AMGEN INC | 225 | $31,000 | 0.0% | $137.78 * | $89.47 | +14.3% | COM | 031162100 |
| — | VASCO DATA SECURITY INTL | 1,830 | $31,000 | 0.0% | $16.94 | $16.94 | — | COM | 92230Y104 |
| PRU | PRUDENTIAL FINANCIAL INC | 413 | $31,000 | 0.0% | $75.06 * | $43.02 | +12.3% | COM | 744320102 |
| NSC | NORFOLK SOUTHERN CORP | 405 | $31,000 | 0.0% | $76.54 * | $57.28 | +7.2% | COM | 655844108 |
| — | BIO-KEY INTERNATIONAL INC | 200,000 | $30,000 | 0.0% | $0.15 | $0.15 | — | COM | 09060C200 |
| — | CONSTELLIUM NV- CLASS A | 4,800 | $29,000 | 0.0% | $6.04 | $6.04 | — | COM | N22035104 |
| — | SEASPAN CORPORATION | 1,150 | $29,000 | 0.0% | $25.22 | $27.83 | — | PFD | EP0398065 |
| — | FIFTH STREET SENIOR FLOATING | 3,300 | $29,000 | 0.0% | $8.79 | $10.61 | — | COM | 31679F101 |
| — | BROCADE COMMUNICATIONS SYS | 2,800 | $29,000 | 0.0% | $10.36 | $5.71 | — | COM | 111621306 |
| AWK | AMERICAN WATER WORKS CO INC | 500 | $27,000 | 0.0% | $54.00 * | $32.01 | +41.0% | COM | 030420103 |
| XNYVX | NUVEEN NY MUNI VALUE FD 2 | 1,800 | $26,000 | 0.0% | $14.44 | $14.00 | — | COM | 670706100 |
| — | GABELLI DIVIDEND & INCOME TR | 1,500 | $26,000 | 0.0% | $17.33 | $19.99 | — | COM | 36242H104 |
| — | SIRIUS XM HOLDINGS INC | 6,650 | $25,000 | 0.0% | $3.76 | $3.45 | — | COM | 82968B103 |
| — | AMERICAN CAPITAL AGENCY | 1,000 | $25,000 | 0.0% | $25.00 | $26.00 | — | PFD | 02503X204 |
| — | INVESCO VALUE MUNICIPAL INCO | 1,600 | $25,000 | 0.0% | $15.63 | $14.57 | — | COM | 46132P108 |
| HAL | HALLIBURTON CO | 705 | $25,000 | 0.0% | $35.46 * | $39.28 | -26.2% | COM | 406216101 |
| — | DIREXION RUSSIA BULL 3X | 1,833 | $24,000 | 0.0% | $13.09 | $16.91 | — | COM | 25459Y140 |
| BIIB | BIOGEN INC | 85 | $24,000 | 0.0% | $282.35 * | $330.23 | -11.6% | COM | 09062X103 |
| XLE | ENERGY SELECT SECTOR SPDR | 400 | $24,000 | 0.0% | $60.00 * | $41.57 | -26.4% | COM | 81369Y506 |
| SHAK | SHAKE SHACK INC - CLASS A | 500 | $24,000 | 0.0% | $48.00 | $54.49 | -13.0% | COM | 819047101 |
| PFLT | PENNANTPARK FLOATING RATE CA | 2,000 | $23,000 | 0.0% | $11.50 * | $4.46 | -7.1% | COM | 70806A106 |
| — | CYTRX CORP | 10,000 | $23,000 | 0.0% | $2.30 | $2.30 | — | COM | 232828509 |
| — | ALLIANCEBERNSTEIN GL HI INC | 2,000 | $22,000 | 0.0% | $11.00 | $12.58 | — | COM | 01879R106 |
| — | DUNKIN' BRANDS GROUP INC | 450 | $22,000 | 0.0% | $48.89 | $43.46 | — | COM | 265504100 |
| NFG | NATIONAL FUEL GAS CO | 444 | $22,000 | 0.0% | $49.55 | $67.37 | -25.8% | COM | 636180101 |
| — | NAVIOS MARITIME HOLDINGS INC | 8,500 | $21,000 | 0.0% | $2.47 | $3.16 | — | COM | Y62196103 |
| VFH | VANGUARD FINANCIALS ETF | 465 | $21,000 | 0.0% | $45.16 * | $39.55 | +17.1% | COM | 92204A405 |
| MA | MASTERCARD INC-CLASS A | 225 | $20,000 | 0.0% | $88.89 * | $70.60 | +20.0% | COM | 57636Q104 |
| BCS | BARCLAYS PLC-SPONS ADR | 1,330 | $20,000 | 0.0% | $15.04 | $14.83 | -0.3% | ADR | 06738E204 |
| OPK | OPKO HEALTH INC | 2,449 | $20,000 | 0.0% | $8.17 * | $10.19 | -17.5% | COM | 68375N103 |
| — | PEPCO HOLDINGS INC | 800 | $19,000 | 0.0% | $23.75 | $20.00 | — | COM | 713291102 |
| MBGAF | DAIMLER AG-REGISTERED SHARES | 249 | $18,000 | 0.0% | $72.29 * | $46.14 | +3.7% | COM | D1668R123 |
| C | CITIGROUP INC | 364 | $18,000 | 0.0% | $49.45 * | $37.40 | -1.0% | COM | 172967424 |
| — | FANNIE MAE | 3,717 | $18,000 | 0.0% | $4.84 | $9.44 | — | PFD | 313586752 |
| KMI | KINDER MORGAN INC | 680 | $18,000 | 0.0% | $26.47 * | $22.01 | -25.4% | COM | 49456B101 |
| — | INVESCO QUALITY MUNI INC TR | 1,526 | $18,000 | 0.0% | $11.80 | $11.80 | — | COM | 46133G107 |
| — | FANNIE MAE | 2,180 | $17,000 | 0.0% | $7.80 | $5.50 | — | PFD | 313586828 |
| — | NETSUITE INC | 200 | $17,000 | 0.0% | $85.00 | $85.00 | — | COM | 64118Q107 |
| — | ARIAD PHARMACEUTICALS INC | 3,000 | $17,000 | 0.0% | $5.67 | $12.12 | — | COM | 04033A100 |
| — | INVESTORS BANCORP INC | 1,350 | $17,000 | 0.0% | $12.59 | $10.98 | — | COM | 46146L101 |
| — | KOREA FUND INC | 450 | $16,000 | 0.0% | $35.56 | $33.33 | — | COM | 500634209 |
| — | KKR & CO LP | 1,000 | $16,000 | 0.0% | $16.00 | $23.00 | — | MLP | 48248M102 |
| DIA | SPDR DJIA TRUST | 102 | $16,000 | 0.0% | $156.86 * | $149.68 | +8.6% | COM | 78467X109 |
| — | ALLIQUA BIOMEDICAL INC | 4,930 | $16,000 | 0.0% | $3.25 | $7.30 | — | COM | 019621200 |
| — | ACCELERATE DIAGNOSTICS INC | 1,000 | $16,000 | 0.0% | $16.00 | $16.00 | — | COM | 00430H102 |
| SVVC | FIRSTHAND TECHNOLOGY VALUE | 1,867 | $16,000 | 0.0% | $8.57 * | $19.17 | -43.9% | COM | 33766Y100 |
| — | NUVEEN CREDIT STRAT INC FD | 2,000 | $16,000 | 0.0% | $8.00 | $9.25 | — | COM | 67073D102 |
| GFF | GRIFFON CORP | 1,000 | $16,000 | 0.0% | $16.00 * | $7.76 | +47.1% | COM | 398433102 |
| PYPL | PAYPAL HOLDINGS INC | 500 | $15,000 | 0.0% | $30.00 * | $35.85 | -13.6% | COM | 70450Y103 |
| CBRL | CRACKER BARREL OLD COUNTRY | 100 | $15,000 | 0.0% | $150.00 * | $73.92 | +27.6% | COM | 22410J106 |
| — | FREDDIE MAC | 3,000 | $14,000 | 0.0% | $4.67 | $4.00 | — | PFD | 313400624 |
| NOK | NOKIA CORP-SPON ADR | 2,000 | $14,000 | 0.0% | $7.00 * | $3.52 | +92.6% | ADR | 654902204 |
| — | KAYNE ANDERSON MLP INVESTMEN | 600 | $14,000 | 0.0% | $23.33 | $35.61 | — | COM | 486606106 |
| MCD | MCDONALD'S CORP | 140 | $14,000 | 0.0% | $100.00 * | $70.09 | +9.3% | COM | 580135101 |
| IWF | ISHARES RUSSELL 1000 GROWTH | 150 | $14,000 | 0.0% | $93.33 * | $22.24 | +4.5% | COM | 464287614 |
| — | TAUBMAN CENTERS INC | 202 | $14,000 | 0.0% | $69.31 | $69.99 | — | REIT | 876664103 |
| VOD | VODAFONE GROUP PLC-SP ADR | 447 | $14,000 | 0.0% | $31.32 | $38.46 | -17.5% | ADR | 92857W308 |
| — | COACH INC | 500 | $14,000 | 0.0% | $28.00 | $42.00 | — | COM | 189754104 |
| IGSB | ISHARES 1-3 YEAR CREDIT BOND | 123 | $13,000 | 0.0% | $105.69 * | $52.54 | +0.0% | COM | 464288646 |
| SPH | SUBURBAN PROPANE PARTNERS LP | 416 | $13,000 | 0.0% | $31.25 | $45.67 | — | MLP | 864482104 |
| SB | SAFE BULKERS INC | 4,500 | $13,000 | 0.0% | $2.89 * | $5.02 | -45.1% | COM | Y7388L103 |
| IHI | ISHARES U.S. MEDICAL DEVICES | 110 | $12,000 | 0.0% | $109.09 * | $18.04 | +2.8% | COM | 464288810 |
| MYE | MYERS INDUSTRIES INC | 915 | $12,000 | 0.0% | $13.11 * | $13.21 | -27.0% | COM | 628464109 |
| V | VISA INC-CLASS A SHARES | 176 | $12,000 | 0.0% | $68.18 * | $62.91 | +3.0% | COM | 92826C839 |
| CSCO | CISCO SYSTEMS INC | 460 | $12,000 | 0.0% | $26.09 * | $20.56 | -7.5% | COM | 17275R102 |
| — | SECOND SIGHT MEDICAL PRODUCT | 2,000 | $12,000 | 0.0% | $6.00 | $9.50 | — | COM | 81362J100 |
| CNP | CENTERPOINT ENERGY INC | 670 | $12,000 | 0.0% | $17.91 * | $15.27 | -16.3% | COM | 15189T107 |
| — | AVEO PHARMACEUTICALS INC | 10,000 | $12,000 | 0.0% | $1.20 | $2.52 | — | COM | 053588109 |
| — | AMERICAN CAPITAL LTD | 962 | $12,000 | 0.0% | $12.47 | $12.47 | — | COM | 02503Y103 |
| SBUX | STARBUCKS CORP | 216 | $12,000 | 0.0% | $55.56 * | $35.36 | +30.2% | COM | 855244109 |
| — | WALMART DE MEXICO SAB DE CV | 5,020 | $12,000 | 0.0% | $2.39 | $2.59 | — | COM | P98180105 |
| EXC | EXELON CORP | 381 | $11,000 | 0.0% | $28.87 * | $14.29 | +3.1% | COM | 30161N101 |
| — | ISHARES MSCI JAPAN ETF | 1,000 | $11,000 | 0.0% | $11.00 | $11.35 | — | COM | 464286848 |
| — | INVENSENSE INC | 1,200 | $11,000 | 0.0% | $9.17 | $21.67 | — | COM | 46123D205 |
| VTR | VENTAS INC | 200 | $11,000 | 0.0% | $55.00 * | $44.52 | -19.4% | REIT | 92276F100 |
| CNC | CENTENE CORP | 200 | $11,000 | 0.0% | $55.00 * | $35.91 | -24.5% | COM | 15135B101 |
| — | MORGAN STANLEY EMERGING MARK | 1,450 | $10,000 | 0.0% | $6.90 | $11.59 | — | COM | 617477104 |
| — | BB&T CORP | 283 | $10,000 | 0.0% | $35.34 | $38.87 | — | COM | 054937107 |
| — | VIACOM INC-CLASS B | 230 | $10,000 | 0.0% | $43.48 | $69.87 | — | COM | 92553P201 |
| — | VIACOM INC-CLASS A | 221 | $10,000 | 0.0% | $45.25 | $71.52 | — | COM | 92553P102 |
| — | ROYAL BK SCOTLND GRP PLC | 400 | $10,000 | 0.0% | $25.00 | $22.50 | — | PFD | 780097788 |
| INDA | ISHARES MSCI INDIA ETF | 340 | $10,000 | 0.0% | $29.41 * | $30.57 | -6.6% | COM | 46429B598 |
| — | NEURODERM LTD | 500 | $10,000 | 0.0% | $20.00 | $14.00 | — | COM | M74231107 |
| WHR | WHIRLPOOL CORP | 70 | $10,000 | 0.0% | $142.86 * | $121.27 | +21.4% | COM | 963320106 |
| LULU | LULULEMON ATHLETICA INC | 200 | $10,000 | 0.0% | $50.00 | $61.01 | -17.0% | COM | 550021109 |
| LUV | SOUTHWEST AIRLINES CO | 250 | $9,000 | 0.0% | $36.00 * | $38.60 | -12.5% | COM | 844741108 |
| — | URSTADT BIDDLE - CLASS A | 500 | $9,000 | 0.0% | $18.00 | $24.00 | — | REIT | 917286205 |
| — | ENERPLUS CORP | 2,000 | $9,000 | 0.0% | $4.50 | $9.88 | — | COM | 292766102 |
| XXCHNXX | CHINA FUND INC | 580 | $9,000 | 0.0% | $15.52 | $20.69 | — | COM | 169373107 |
| — | SCIVAC THERAPEUTICS INC | 55,000 | $9,000 | 0.0% | $0.16 | $0.16 | — | COM | 783899107 |
| NEM | NEWMONT MINING CORP | 565 | $9,000 | 0.0% | $15.93 * | $19.55 | -35.6% | COM | 651639106 |
| — | COASTAL BANCORP INC | 200 | $9,000 | 0.0% | $45.00 | $50.00 | — | COM | 19041P105 |
| SSYS | STRATASYS LTD | 330 | $9,000 | 0.0% | $27.27 * | $41.95 | -36.9% | COM | M85548101 |
| D | DOMINION RESOURCES INC/VA | 125 | $9,000 | 0.0% | $72.00 * | $38.70 | +17.0% | COM | 25746U109 |
| MDLZ | MONDELEZ INTERNATIONAL INC-A | 207 | $9,000 | 0.0% | $43.48 * | $28.32 | +17.2% | COM | 609207105 |
| — | WIZARD WORLD INC | 15,000 | $9,000 | 0.0% | $0.60 | $0.93 | — | COM | 97751C100 |
| — | NUVEEN MUNI OPP FD | 600 | $8,000 | 0.0% | $13.33 | $14.62 | — | COM | 670984103 |
| OTTR | OTTER TAIL CORP | 319 | $8,000 | 0.0% | $25.08 * | $19.62 | -2.4% | COM | 689648103 |
| EWP | ISHARES MSCI SPAIN CAPPED ET | 280 | $8,000 | 0.0% | $28.57 * | $35.41 | -16.2% | COM | 464286764 |
| — | NEOTHETICS INC | 1,000 | $8,000 | 0.0% | $8.00 | $8.00 | — | COM | 64066G101 |
| — | NUVEEN PFD INC OPP FD | 910 | $8,000 | 0.0% | $8.79 | $8.79 | — | COM | 67073B106 |
| — | SYNERGY PHARMACEUTICALS INC | 1,550 | $8,000 | 0.0% | $5.16 | $5.16 | — | COM | 871639308 |
| BXMT | BLACKSTONE MORTGAGE TRU-CL A | 300 | $8,000 | 0.0% | $26.67 | $30.00 | — | REIT | 09257W100 |
| — | SPARK THERAPEUTICS INC | 200 | $8,000 | 0.0% | $40.00 | $77.50 | — | COM | 84652J103 |
| — | CBS CORP-CLASS B NON VOTING | 200 | $8,000 | 0.0% | $40.00 | $50.00 | — | COM | 124857202 |
| — | GOLDCORP INC | 650 | $8,000 | 0.0% | $12.31 | $24.84 | — | COM | 380956409 |
| — | MYLAN NV | 200 | $8,000 | 0.0% | $40.00 | $40.00 | — | COM | N59465109 |
| VZ | VERIZON COMMUNICATIONS INC | 181 | $8,000 | 0.0% | $44.20 * | $27.47 | -7.2% | COM | 92343V104 |
| — | HCP INC | 210 | $8,000 | 0.0% | $38.10 | $42.86 | — | REIT | 40414L109 |
| — | PROSHARES ULTRASHORT R2000 | 177 | $8,000 | 0.0% | $45.20 | $45.20 | — | COM | 74348A319 |
| GLPG | GALAPAGOS NV-SPON ADR | 200 | $8,000 | 0.0% | $40.00 | $50.00 | — | ADR | 36315X101 |
| — | ALLIANZGI EQUITY & CONVERTIB | 450 | $8,000 | 0.0% | $17.78 | $20.00 | — | COM | 018829101 |
| — | REYNOLDS AMERICAN INC | 172 | $8,000 | 0.0% | $46.51 | $54.43 | — | COM | 761713106 |
| — | WHITING PETROLEUM CORP | 500 | $7,000 | 0.0% | $14.00 | $14.00 | — | COM | 966387102 |
| — | POWERSHARES PREFERRED PORTFO | 500 | $7,000 | 0.0% | $14.00 | $13.42 | — | COM | 73936T565 |
| — | CABCO TRUST FOR JCP | 400 | $7,000 | 0.0% | $17.50 | $17.50 | — | PFD | 126797208 |
| RAIL | FREIGHTCAR AMERICA INC | 400 | $7,000 | 0.0% | $17.50 | $30.16 | -43.1% | COM | 357023100 |
| BIDU | BAIDU INC - SPON ADR | 50 | $7,000 | 0.0% | $140.00 | $209.73 | -34.5% | ADR | 056752108 |
| — | TIME WARNER INC | 100 | $7,000 | 0.0% | $70.00 | $77.25 | — | COM | 887317303 |
| UAA | UNDER ARMOUR INC-CLASS A | 70 | $7,000 | 0.0% | $100.00 * | $39.93 | +21.2% | COM | 904311107 |
| — | PROSHARES ULTRASHORT S&P500 | 281 | $7,000 | 0.0% | $24.91 | $21.89 | — | COM | 74347B300 |
| — | PACIFIC GAS&ELEC | 225 | $6,000 | 0.0% | $26.67 | $31.11 | — | PFD | 694308206 |
| — | TRILLIUM THERAPEUTICS INC | 500 | $6,000 | 0.0% | $12.00 | $20.00 | — | COM | 89620X506 |
| — | PORTOLA PHARMACEUTICALS INC | 150 | $6,000 | 0.0% | $40.00 | $40.00 | — | COM | 737010108 |
| — | SPROTT GOLD MINERS ETF | 500 | $6,000 | 0.0% | $12.00 | $16.00 | — | COM | 00162Q643 |
| — | MORGAN STANLEY CP TR III | 236 | $6,000 | 0.0% | $25.42 | $25.42 | — | PFD | 617460209 |
| IWM | ISHARES RUSSELL 2000 ETF | 55 | $6,000 | 0.0% | $109.09 | $114.21 | -4.4% | COM | 464287655 |
| NWSA | NEWS CORP - CLASS A | 475 | $6,000 | 0.0% | $12.63 * | $13.63 | -18.0% | COM | 65249B109 |
| KMB | KIMBERLY-CLARK CORP | 54 | $6,000 | 0.0% | $111.11 * | $65.16 | +18.2% | COM | 494368103 |
| — | NANTKWEST INC | 500 | $6,000 | 0.0% | $12.00 | $12.00 | — | COM | 63016Q102 |
| — | ING GROEP NV | 200 | $5,000 | 0.0% | $25.00 | $25.00 | — | PFD | 456837400 |
| UE | URBAN EDGE PROPERTIES | 233 | $5,000 | 0.0% | $21.46 | $25.75 | — | REIT | 91704F104 |
| ES | EVERSOURCE ENERGY | 100 | $5,000 | 0.0% | $50.00 * | $36.21 | -1.6% | COM | 30040W108 |
| — | ACHILLION PHARMACEUTICALS | 750 | $5,000 | 0.0% | $6.67 | $12.00 | — | COM | 00448Q201 |
| — | HEALTH INSURANCE INNOVATIO-A | 1,000 | $5,000 | 0.0% | $5.00 | $5.00 | — | COM | 42225K106 |
| — | KARYOPHARM THERAPEUTICS INC | 475 | $5,000 | 0.0% | $10.53 | $10.53 | — | COM | 48576U106 |
| SLB | SCHLUMBERGER LTD | 70 | $5,000 | 0.0% | $71.43 * | $65.38 | -21.1% | COM | 806857108 |
| PIPR | PIPER JAFFRAY COS | 131 | $5,000 | 0.0% | $38.17 * | $54.32 | -33.4% | COM | 724078100 |
| — | BIOCEPT INC | 2,000 | $5,000 | 0.0% | $2.50 | $2.50 | — | COM | 09072V105 |
| BB | BLACKBERRY LTD | 750 | $5,000 | 0.0% | $6.67 * | $7.88 | -22.2% | COM | 09228F103 |
| FAST | FASTENAL CO | 140 | $5,000 | 0.0% | $35.71 * | $8.47 | -17.7% | COM | 311900104 |
| — | BARRICK GOLD CORP | 840 | $5,000 | 0.0% | $5.95 | $7.02 | — | COM | 067901108 |
| — | HESS CORP | 105 | $5,000 | 0.0% | $47.62 | $47.62 | — | COM | 42809H107 |
| — | BARCLAYS BANK PLC | 200 | $5,000 | 0.0% | $25.00 | $25.00 | — | PFD | 06739H362 |
| — | FERRELLGAS PARTNERS-LP | 265 | $5,000 | 0.0% | $18.87 | $22.64 | — | MLP | 315293100 |
| SHOO | STEVEN MADDEN LTD | 150 | $5,000 | 0.0% | $33.33 * | $19.07 | +10.5% | COM | 556269108 |
| — | EATON VANCE FLOAT RT INC TR | 400 | $5,000 | 0.0% | $12.50 | $12.50 | — | COM | 278279104 |
| EQIX | EQUINIX INC | 14 | $4,000 | 0.0% | $285.71 * | $175.23 | +22.9% | REIT | 29444U700 |
| PRTA | PROTHENA CORP PLC | 100 | $4,000 | 0.0% | $40.00 * | $58.24 | -22.2% | COM | G72800108 |
| HSBC | HSBC HOLDINGS PLC-SPONS ADR | 115 | $4,000 | 0.0% | $34.78 * | $49.09 | -22.8% | ADR | 404280406 |
| — | OCH-ZIFF CAPITAL MANAGEMEN-A | 500 | $4,000 | 0.0% | $8.00 | $12.00 | — | MLP | 67551U105 |
| — | DUQUESNE LIGHT CO | 100 | $4,000 | 0.0% | $40.00 | $40.00 | — | PFD | 266228303 |
| — | ISIS PHARMACEUTICALS INC | 107 | $4,000 | 0.0% | $37.38 | $65.42 | — | COM | 464330109 |
| XHB | SPDR S&P HOMEBUILDERS ETF | 120 | $4,000 | 0.0% | $33.33 * | $30.98 | +10.5% | COM | 78464A888 |
| ADP | AUTOMATIC DATA PROCESSING | 50 | $4,000 | 0.0% | $80.00 * | $45.09 | +42.8% | COM | 053015103 |
| — | SUCAMPO PHARMACEUTICALS-CL A | 200 | $4,000 | 0.0% | $20.00 | $15.00 | — | COM | 864909106 |
| NKE | NIKE INC -CL B | 32 | $4,000 | 0.0% | $125.00 * | $26.86 | +101.0% | COM | 654106103 |
| HOLX | HOLOGIC INC | 100 | $4,000 | 0.0% | $40.00 * | $25.81 | +51.6% | COM | 436440101 |
| — | PACIFIC GAS&ELEC | 137 | $4,000 | 0.0% | $29.20 | $29.20 | — | PFD | 694308305 |
| — | OREXIGEN THERAPEUTICS INC | 1,500 | $3,000 | 0.0% | $2.00 | $8.00 | — | COM | 686164104 |
| — | UNITED STATES STEEL CORP | 300 | $3,000 | 0.0% | $10.00 | $36.93 | — | COM | 912909108 |
| — | ROYAL BK SCOTLND GRP PLC | 125 | $3,000 | 0.0% | $24.00 | $24.00 | — | PFD | 780097879 |
| — | BAKER HUGHES INC | 65 | $3,000 | 0.0% | $46.15 | $52.64 | — | COM | 057224107 |
| CLNE | CLEAN ENERGY FUELS CORP | 750 | $3,000 | 0.0% | $4.00 * | $13.02 | -65.4% | COM | 184499101 |
| ETSY | ETSY INC | 250 | $3,000 | 0.0% | $12.00 * | $19.22 | -28.8% | COM | 29786A106 |
| — | WORLD POINT TERMINALS LP | 250 | $3,000 | 0.0% | $12.00 | $16.00 | — | MLP | 98159G107 |
| A | AGILENT TECHNOLOGIES INC | 102 | $3,000 | 0.0% | $29.41 * | $28.06 | +12.9% | COM | 00846U101 |
| — | MORGAN STANLEY CAP TRUST | 103 | $3,000 | 0.0% | $29.13 | $29.13 | — | PFD | 61753R200 |
| EMN | EASTMAN CHEMICAL CO | 42 | $3,000 | 0.0% | $71.43 * | $53.06 | -12.4% | COM | 277432100 |
| — | SOUTHERN CAL ED | 125 | $3,000 | 0.0% | $24.00 | $24.00 | — | PFD | 842400202 |
| — | SOUTHERN CAL ED | 125 | $3,000 | 0.0% | $24.00 | $24.00 | — | PFD | 842400301 |
| — | ZYNGA INC - CL A | 1,214 | $3,000 | 0.0% | $2.47 | $2.47 | — | COM | 98986T108 |
| XMHIX | PIONEER MUNI HI INCOME TRUST | 221 | $3,000 | 0.0% | $13.57 | $13.57 | — | COM | 723763108 |
| MDXG | MIMEDX GROUP INC | 300 | $3,000 | 0.0% | $10.00 * | $10.29 | -6.2% | COM | 602496101 |
| — | BLACKROCK ENRGY & RES | 215 | $3,000 | 0.0% | $13.95 | $13.95 | — | COM | 09250U101 |
| GAP | GAP INC/THE | 103 | $3,000 | 0.0% | $29.13 * | $26.66 | -26.1% | COM | 364760108 |
| VLO | VALERO ENERGY CORP | 50 | $3,000 | 0.0% | $60.00 * | $32.63 | +22.6% | COM | 91913Y100 |
| NAT | NORDIC AMERICAN TANKERS LTD | 200 | $3,000 | 0.0% | $15.00 | $14.89 | +1.3% | COM | G65773106 |
| — | ANADARKO PETROLEUM CORP | 34 | $2,000 | 0.0% | $58.82 | $98.26 | — | COM | 032511107 |
| DNN | DENISON MINES CORP | 5,000 | $2,000 | 0.0% | $0.40 | $0.64 | -40.7% | COM | 248356107 |
| OXY | OCCIDENTAL PETROLEUM CORP | 31 | $2,000 | 0.0% | $64.52 * | $58.75 | -16.7% | COM | 674599105 |
| USB | US BANCORP | 50 | $2,000 | 0.0% | $40.00 * | $22.41 | +26.6% | COM | 902973304 |
| XYL | XYLEM INC | 65 | $2,000 | 0.0% | $30.77 * | $23.44 | +23.5% | COM | 98419M100 |
| CHD | CHURCH & DWIGHT CO INC | 25 | $2,000 | 0.0% | $80.00 * | $29.21 | +25.4% | COM | 171340102 |
| CX | CEMEX SAB-SPONS ADR PART CER | 312 | $2,000 | 0.0% | $6.41 * | $9.31 | -24.9% | ADR | 151290889 |
| ACM | AECOM | 80 | $2,000 | 0.0% | $25.00 * | $29.07 | -9.0% | COM | 00766T100 |
| NUE | NUCOR CORP | 60 | $2,000 | 0.0% | $33.33 * | $37.50 | -21.0% | COM | 670346105 |
| — | MEDIVATION INC | 60 | $2,000 | 0.0% | $33.33 | $41.67 | — | COM | 58501N101 |
| KEYS | KEYSIGHT TECHNOLOGIES IN | 50 | $2,000 | 0.0% | $40.00 * | $32.07 | -3.8% | COM | 49338L103 |
| SAIC | SCIENCE APPLICATIONS INTE | 40 | $2,000 | 0.0% | $50.00 * | $34.76 | +15.7% | COM | 808625107 |
| — | IPATH S&P 500 VIX S/T FU ETN | 62 | $2,000 | 0.0% | $32.26 | $20.49 | — | COM | 06742E711 |
| — | AZURE MIDSTREAM PARTNERS LP | 300 | $2,000 | 0.0% | $6.67 | $13.33 | — | MLP | 05501X100 |
| — | CARE CAPITAL PROPERTIES INC | 50 | $2,000 | 0.0% | $40.00 | $40.00 | — | REIT | 141624106 |
| — | SYNTA PHARMACEUTICALS CORP | 1,000 | $2,000 | 0.0% | $2.00 | $2.00 | — | COM | 87162T206 |
| — | TRAVELPORT WORLDWIDE LTD | 130 | $2,000 | 0.0% | $15.38 | $15.38 | — | COM | G9019D104 |
| CSX | CSX CORP | 65 | $2,000 | 0.0% | $30.77 * | $6.66 | +15.2% | COM | 126408103 |
| — | NEPHROGENEX INC | 500 | $2,000 | 0.0% | $4.00 | $14.00 | — | COM | 640667101 |
| — | TEEKAY CORP | 62 | $2,000 | 0.0% | $32.26 | $60.66 | — | COM | Y8564W103 |
| DLR | DIGITAL REALTY TRUST INC | 6 | $1,000 | 0.0% | $166.67 * | $46.08 | -1.1% | REIT | 253868103 |
| — | HOSPITALITY PROPERTIES TRUST | 16 | $1,000 | 0.0% | $62.50 | $66.41 | — | REIT | 44106M102 |
| OHI | OMEGA HEALTHCARE INVESTORS | 10 | $1,000 | 0.0% | $100.00 | $100.00 | — | REIT | 681936100 |
| NG | NOVAGOLD RESOURCES INC | 100 | $1,000 | 0.0% | $10.00 * | $3.50 | +3.0% | COM | 66987E206 |
| — | SENIOR HOUSING PROP TRUST | 21 | $1,000 | 0.0% | $47.62 | $50.00 | — | REIT | 81721M109 |
| YORW | YORK WATER CO | 15 | $1,000 | 0.0% | $66.67 * | $18.81 | -9.1% | COM | 987184108 |
| DPZ | DOMINO'S PIZZA INC | 3 | $1,000 | 0.0% | $333.33 * | $99.03 | -2.7% | COM | 25754A201 |
| IBB | ISHARES NASDAQ BIOTECHNOLOGY | 1 | $1,000 | 0.0% | $1000.00 * | $119.94 | -15.7% | COM | 464287556 |
| — | L BRANDS INC | 3 | $1,000 | 0.0% | $333.33 | $333.33 | — | COM | 501797104 |
| — | TIME INC | 12 | $1,000 | 0.0% | $83.33 | $83.33 | — | COM | 887228104 |
| BWEN | BROADWIND ENERGY INC | 112 | $1,000 | 0.0% | $8.93 * | $4.37 | -52.7% | COM | 11161T207 |
| RYN | RAYONIER INC | 9 | $1,000 | 0.0% | $111.11 | $100.00 | — | REIT | 754907103 |
| — | ECHO THERAPEUTICS INC | 100 | $1,000 | 0.0% | $10.00 | $10.00 | — | COM | 27876L206 |
| — | NQ MOBILE INC - ADR | 50 | $1,000 | 0.0% | $20.00 | $17.45 | — | ADR | 64118U108 |
| — | DR PEPPER SNAPPLE GROUP INC | 2 | $1,000 | 0.0% | $500.00 | $500.00 | — | COM | 26138E109 |
| WELL | WELLTOWER INC | 5 | $1,000 | 0.0% | $200.00 * | $44.80 | +1.9% | REIT | 95040Q104 |
| — | SAUER ENERGY INC | 1,200 | $1,000 | 0.0% | $0.83 | $0.83 | — | COM | 804136109 |
| — | NATIONAL BANK OF GREECE-ADR | 50 | $1,000 | 0.0% | $20.00 | $20.00 | — | ADR | 633643705 |
| — | OCLARO INC | 6 | $1,000 | 0.0% | $166.67 | $166.67 | — | COM | 67555N206 |
| FDX | FEDEX CORP | 8 | $1,000 | 0.0% | $125.00 | $119.52 | +3.0% | COM | 31428X106 |
| — | NOVACOPPER INC | 16 | $1,000 | 0.0% | $62.50 | $62.50 | — | COM | 66988K102 |
| — | DOW CHEMICAL CO/THE | 28 | $1,000 | 0.0% | $35.71 | $35.71 | — | COM | 260543103 |
| — | NORDIC AMERICAN OFFSHORE LTD | 200 | $1,000 | 0.0% | $5.00 | $10.00 | — | COM | Y6366T112 |
| — | NUO THERAPEUTICS INC | 27,000 | $1,000 | 0.0% | $0.04 | $0.30 | — | COM | 67059V100 |
| — | ANGLO AMERICAN PLC-UNSP ADR | 323 | $1,000 | 0.0% | $3.10 | $12.38 | — | ADR | 03485P201 |
| — | YORKVILLE HIGH INCOME MLP | 200 | $1,000 | 0.0% | $5.00 | $10.00 | — | COM | 301505103 |
| MMM | 3M CO | 10 | $1,000 | 0.0% | $100.00 * | $61.26 | +38.2% | COM | 88579Y101 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 2 | $1,000 | 0.0% | $500.00 * | $14.22 | +1.3% | COM | 169656105 |
| LNG | CHENIERE ENERGY INC | 30 | $1,000 | 0.0% | $33.33 * | $70.50 | -31.5% | COM | 16411R208 |
| — | GENCO SHIPPING & TRADING LTD | 278 | $1,000 | 0.0% | $3.60 | $3.60 | — | COM | Y2685T115 |
| TMO | THERMO FISHER SCIENTIFIC INC | 9 | $1,000 | 0.0% | $111.11 * | $79.96 | +48.4% | COM | 883556102 |
| SCHW | SCHWAB (CHARLES) CORP | 35 | $1,000 | 0.0% | $28.57 * | $22.88 | +9.9% | COM | 808513105 |
| KBR | KBR INC | 60 | $1,000 | 0.0% | $16.67 * | $26.46 | -45.7% | COM | 48242W106 |
| — | FRONTIER COMMUNICATIONS CORP | 203 | $1,000 | 0.0% | $4.93 | $4.92 | — | COM | 35906A108 |
| — | STRATA OIL & GAS INC | 13,400 | $1,000 | 0.0% | $0.07 | $0.15 | — | COM | 86270C105 |
| NRG | NRG ENERGY INC | 64 | $1,000 | 0.0% | $15.63 * | $20.46 | -42.2% | COM | 629377508 |
| WM | WASTE MANAGEMENT INC | 18 | $1,000 | 0.0% | $55.56 * | $32.56 | +26.1% | COM | 94106L109 |
| IFUS | IMPACT FUSION INTERNATIONAL | 200,000 | $1,000 | 0.0% | $0.01 | $0.01 | -32.8% | COM | 45257G109 |
| TBBK | BANCORP INC/THE | 100 | $1,000 | 0.0% | $10.00 * | $8.35 | -8.7% | COM | 05969A105 |
| ORI | OLD REPUBLIC INTL CORP | 41 | $1,000 | 0.0% | $24.39 * | $6.76 | +9.9% | COM | 680223104 |
| CWGL | CRIMSON WINE GROUP LTD | 70 | $1,000 | 0.0% | $14.29 * | $8.36 | +8.2% | COM | 22662X100 |
| — | BED BATH & BEYOND INC | 11 | $1,000 | 0.0% | $90.91 | $76.48 | — | COM | 075896100 |
| KO | COCA-COLA CO/THE | 15 | $1,000 | 0.0% | $66.67 * | $27.69 | +5.0% | COM | 191216100 |
| — | VECTOR GROUP LTD | 27 | $1,000 | 0.0% | $37.04 | $39.78 | — | COM | 92240M108 |
| WPC | WP CAREY INC | 10 | $1,000 | 0.0% | $100.00 | $100.00 | — | REIT | 92936U109 |
| MAIN | MAIN STREET CAPITAL CORP | 21 | $1,000 | 0.0% | $47.62 * | $30.19 | -11.7% | COM | 56035L104 |
| — | LUXOTTICA GROUP SPA-SPON ADR | 8 | $1,000 | 0.0% | $125.00 | $125.00 | — | ADR | 55068R202 |
| ED | CONSOLIDATED EDISON INC | 8 | $1,000 | 0.0% | $125.00 * | $43.71 | +5.6% | COM | 209115104 |
| TMP | TOMPKINS FINANCIAL CORP | 10 | $1,000 | 0.0% | $100.00 * | $37.28 | +3.3% | COM | 890110109 |
| CINF | CINCINNATI FINANCIAL CORP | 10 | $1,000 | 0.0% | $100.00 * | $38.50 | +5.3% | COM | 172062101 |
| RLI | RLI CORP | 10 | $1,000 | 0.0% | $100.00 * | $16.82 | +9.4% | COM | 749607107 |
| O | REALTY INCOME CORP | 10 | $1,000 | 0.0% | $100.00 * | $22.70 | +25.4% | REIT | 756109104 |
| — | PEOPLE'S UNITED FINANCIAL | 31 | $1,000 | 0.0% | $32.26 | $33.33 | — | COM | 712704105 |
| MAT | MATTEL INC | 21 | $1,000 | 0.0% | $47.62 * | $26.52 | -20.6% | COM | 577081102 |
| BNS | BANK OF NOVA SCOTIA | 10 | $1,000 | 0.0% | $100.00 * | $29.69 | -11.7% | COM | 064149107 |
| — | DU PONT (E.I.) DE NEMOURS | 9 | $1,000 | 0.0% | $111.11 | $71.38 | — | COM | 263534109 |
| — | ACASTI PHARMA INC | 1,490 | $1,000 | 0.0% | $0.67 | $1.41 | — | COM | 00430K105 |
| BRC | BRADY CORPORATION - CL A | 20 | $1,000 | 0.0% | $50.00 * | $21.81 | -26.6% | COM | 104674106 |
| TRV | TRAVELERS COS INC/THE | 4 | $1,000 | 0.0% | $250.00 * | $63.44 | +25.3% | COM | 89417E109 |