CIK: 0001589282 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 14, 2017
Total Value ($000): $208,770 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 141,055 | $35,437 | 17.0% | $187.76 | — | TR UNIT | 78462F103 |
| EFA | ISHARES TR | 259,494 | $17,770 | 8.5% | $65.96 | — | MSCI EAFE ETF | 464287465 |
| VEA | VANGUARD TAX MANAGED INTL FD | 252,179 | $10,947 | 5.2% | $37.10 | — | FTSE DEV MKT ETF | 921943858 |
| ABBV | ABBVIE INC | 115,421 | $10,256 | 4.9% | $42.52 | +26.2% | COM | 00287Y109 |
| CRM | SALESFORCE COM INC | 99,775 | $9,321 | 4.5% | $60.69 | +49.8% | COM | 79466L302 |
| AAPL | APPLE INC | 53,852 | $8,300 | 4.0% | $25.26 | +43.1% | COM | 037833100 |
| IEFA | ISHARES TR | 96,495 | $6,192 | 3.0% | $52.95 | — | CORE MSCI EAFE | 46432F842 |
| META | FACEBOOK INC | 32,077 | $5,481 | 2.6% | $99.56 | +66.5% | CL A | 30303M102 |
| VWO | VANGUARD INTL EQUITY INDEX F | 104,992 | $4,575 | 2.2% | $35.67 | — | FTSE EMR MKT ETF | 922042858 |
| EEM | ISHARES TR | 88,601 | $3,970 | 1.9% | $40.07 | — | MSCI EMG MKT ETF | 464287234 |
| TIP | ISHARES TR | 34,938 | $3,968 | 1.9% | $112.46 | — | TIPS BD ETF | 464287176 |
| BOND | PIMCO ETF TR | 32,579 | $3,478 | 1.7% | $106.03 | — | ACTIVE BD ETF | 72201R775 |
| ORCL | ORACLE CORP | 69,145 | $3,343 | 1.6% | $34.25 | +28.3% | COM | 68389X105 |
| GOOG | ALPHABET INC | 3,384 | $3,246 | 1.6% | $44.42 | +4.1% | CAP STK CL C | 02079K107 |
| NVDA | NVIDIA CORP | 17,976 | $3,214 | 1.5% | $2.26 | +81.5% | COM | 67066G104 |
| CVX | CHEVRON CORP NEW | 26,432 | $3,106 | 1.5% | $76.20 | 0.0% | COM | 166764100 |
| IEMG | ISHARES INC | 48,692 | $2,630 | 1.3% | $39.39 | — | CORE MSCI EMKT | 46434G103 |
| NXPI | NXP SEMICONDUCTORS N V | 20,000 | $2,262 | 1.1% | $89.77 | +10.4% | COM | N6596X109 |
| IWM | ISHARES TR | 15,069 | $2,233 | 1.1% | $119.28 | — | RUSSELL 2000 ETF | 464287655 |
| — | POWERSHARES ETF TRUST | 20,723 | $2,220 | 1.1% | $102.45 | — | FTSE RAFI 1000 | 73935X583 |
| SCHE | SCHWAB STRATEGIC TR | 82,501 | $2,220 | 1.1% | $20.77 | — | EMRG MKTEQ ETF | 808524706 |
| XOM | EXXON MOBIL CORP | 24,439 | $2,004 | 1.0% | $54.34 | -0.0% | COM | 30231G102 |
| IWB | ISHARES TR | 14,096 | $1,972 | 0.9% | $112.36 | — | RUS 1000 ETF | 464287622 |
| HYLS | FIRST TR EXCHANGE TRADED FD | 37,918 | $1,862 | 0.9% | $48.70 | — | FIRST TR TA HIYL | 33738D408 |
| VEU | VANGUARD INTL EQUITY INDEX F | 34,925 | $1,841 | 0.9% | $48.41 | — | ALLWRLD EX US | 922042775 |
| WFC | WELLS FARGO CO NEW | 32,125 | $1,772 | 0.8% | $41.87 | +0.6% | COM | 949746101 |
| IVV | ISHARES TR | 6,332 | $1,602 | 0.8% | $210.35 | — | CORE S&P500 ETF | 464287200 |
| — | POWERSHARES QQQ TRUST | 10,922 | $1,589 | 0.8% | $128.33 | — | UNIT SER 1 | 73935A104 |
| VOO | VANGUARD INDEX FDS | 6,566 | $1,515 | 0.7% | $186.01 | — | S&P 500 ETF SHS | 922908363 |
| AXP | AMERICAN EXPRESS CO | 15,692 | $1,419 | 0.7% | $76.64 | 0.0% | COM | 025816109 |
| MSFT | MICROSOFT CORP | 16,865 | $1,256 | 0.6% | $51.27 | +30.1% | COM | 594918104 |
| FRPT | FRESHPET INC | 78,305 | $1,225 | 0.6% | $9.30 | +73.0% | COM | 358039105 |
| CEFS | EXCHANGE LISTED FDS TR | 56,885 | $1,216 | 0.6% | $21.38 | — | SABA INT RATE | 30151E806 |
| SCHF | SCHWAB STRATEGIC TR | 34,414 | $1,152 | 0.6% | $27.24 | — | INTL EQTY ETF | 808524805 |
| ALL | ALLSTATE CORP | 12,393 | $1,144 | 0.5% | $75.17 | 0.0% | COM | 020002101 |
| AMZN | AMAZON COM INC | 1,023 | $983 | 0.5% | $38.24 | +28.4% | COM | 023135106 |
| — | FEDERAL REALTY INVT TR | 7,834 | $981 | 0.5% | $125.22 | — | SH BEN INT NEW | 313747206 |
| VB | VANGUARD INDEX FDS | 6,617 | $935 | 0.4% | $124.29 | — | SMALL CP ETF | 922908751 |
| AMGN | AMGEN INC | 4,991 | $931 | 0.4% | $137.50 | 0.0% | COM | 031162100 |
| MBB | ISHARES TR | 8,589 | $920 | 0.4% | $108.27 | — | MBS ETF | 464288588 |
| HTBK | HERITAGE COMMERCE CORP | 63,682 | $906 | 0.4% | $10.74 | +27.5% | COM | 426927109 |
| — | ISHARES GOLD TRUST | 69,103 | $851 | 0.4% | $11.92 | — | ISHARES | 464285105 |
| — | UNITED STATES STL CORP NEW | 31,689 | $813 | 0.4% | $14.80 | — | COM | 912909108 |
| CAT | CATERPILLAR INC DEL | 6,498 | $810 | 0.4% | $96.02 | 0.0% | COM | 149123101 |
| — | BROADCOM LTD | 3,078 | $747 | 0.4% | $242.69 | — | SHS | Y09827109 |
| NFLX | NETFLIX INC | 4,103 | $744 | 0.4% | $15.66 | +11.4% | COM | 64110L106 |
| — | WESTERN ASSET HIGH INCM OPP | 143,861 | $738 | 0.4% | $5.00 | — | COM | 95766K109 |
| — | UNITED TECHNOLOGIES CORP | 6,261 | $727 | 0.3% | $116.12 | — | COM | 913017109 |
| ROST | ROSS STORES INC | 11,240 | $726 | 0.3% | $55.53 | -4.7% | COM | 778296103 |
| ROK | ROCKWELL AUTOMATION INC | 4,055 | $723 | 0.3% | $142.51 | 0.0% | COM | 773903109 |
| SDY | SPDR SERIES TRUST | 7,904 | $722 | 0.3% | $84.18 | — | S&P DIVID ETF | 78464A763 |
| SPIP | SPDR SERIES TRUST | 12,512 | $705 | 0.3% | $54.52 | — | BLOMBRG BRC TIPS | 78464A656 |
| TLT | ISHARES TR | 5,605 | $699 | 0.3% | $134.67 | — | 20 YR TR BD ETF | 464287432 |
| USB | US BANCORP DEL | 12,730 | $686 | 0.3% | $29.78 | +26.8% | COM NEW | 902973304 |
| GLD | SPDR GOLD TRUST | 5,478 | $666 | 0.3% | $118.82 | — | GOLD SHS | 78463V107 |
| MMM | 3M CO | 3,150 | $661 | 0.3% | $129.88 | 0.0% | COM | 88579Y101 |
| — | VARIAN MED SYS INC | 6,418 | $642 | 0.3% | $100.03 | — | COM | 92220P105 |
| BA | BOEING CO | 2,464 | $626 | 0.3% | $151.24 | +45.8% | COM | 097023105 |
| — | GENERAL ELECTRIC CO | 25,411 | $614 | 0.3% | $28.88 | — | COM | 369604103 |
| EMLP | FIRST TR EXCHANGE TRADED FD | 23,756 | $589 | 0.3% | $25.18 | — | NO AMER ENERGY | 33738D101 |
| F | FORD MTR CO DEL | 48,573 | $581 | 0.3% | $7.09 | +2.3% | COM PAR $0.01 | 345370860 |
| — | ROCKWELL COLLINS INC | 4,418 | $577 | 0.3% | $130.60 | — | COM | 774341101 |
| INTC | INTEL CORP | 15,161 | $577 | 0.3% | $25.49 | +16.1% | COM | 458140100 |
| HD | HOME DEPOT INC | 3,468 | $567 | 0.3% | $120.70 | +3.7% | COM | 437076102 |
| CSCO | CISCO SYS INC | 16,293 | $548 | 0.3% | $20.36 | +21.4% | COM | 17275R102 |
| XLE | SELECT SECTOR SPDR TR | 7,957 | $545 | 0.3% | $75.19 | — | ENERGY | 81369Y506 |
| IJR | ISHARES TR | 7,327 | $544 | 0.3% | $74.52 | — | CORE S&P SCP ETF | 464287804 |
| — | TWITTER INC | 31,700 | $535 | 0.3% | $23.78 | — | COM | 90184L102 |
| T | AT&T INC | 13,203 | $517 | 0.2% | $15.23 | +2.4% | COM | 00206R102 |
| BP | BP PLC | 13,285 | $511 | 0.2% | $38.46 | — | SPONSORED ADR | 055622104 |
| — | COACH INC | 12,400 | $499 | 0.2% | $40.24 | — | COM | 189754104 |
| MS | MORGAN STANLEY | 10,305 | $496 | 0.2% | $36.26 | 0.0% | COM NEW | 617446448 |
| TJX | TJX COS INC NEW | 6,535 | $482 | 0.2% | $31.69 | 0.0% | COM | 872540109 |
| — | CORESITE RLTY CORP | 4,267 | $481 | 0.2% | $89.99 | — | COM | 21870Q105 |
| IBB | ISHARES TR | 1,438 | $480 | 0.2% | $270.96 | — | NASDAQ BIOTECH | 464287556 |
| KMB | KIMBERLY CLARK CORP | 3,915 | $464 | 0.2% | $90.99 | 0.0% | COM | 494368103 |
| IGIB | ISHARES TR | 4,155 | $458 | 0.2% | $109.55 | — | INTRMD CR BD ETF | 464288638 |
| JNJ | JOHNSON & JOHNSON | 3,336 | $434 | 0.2% | $104.97 | 0.0% | COM | 478160104 |
| AMP | AMERIPRISE FINL INC | 2,899 | $431 | 0.2% | $118.64 | 0.0% | COM | 03076C106 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,936 | $426 | 0.2% | $96.87 | 0.0% | COM | 459200101 |
| JPM | JPMORGAN CHASE & CO | 4,436 | $424 | 0.2% | $49.95 | +47.5% | COM | 46625H100 |
| IWD | ISHARES TR | 3,572 | $423 | 0.2% | $116.46 | — | RUS 1000 VAL ETF | 464287598 |
| SLB | SCHLUMBERGER LTD | 5,901 | $415 | 0.2% | $60.82 | -14.7% | COM | 806857108 |
| AGG | ISHARES TR | 3,760 | $412 | 0.2% | $109.84 | — | CORE US AGGBD ET | 464287226 |
| WY | WEYERHAEUSER CO | 12,035 | $410 | 0.2% | $23.66 | 0.0% | COM | 962166104 |
| GOOGL | ALPHABET INC | 417 | $406 | 0.2% | $39.90 | +18.0% | CAP STK CL A | 02079K305 |
| IONS | IONIS PHARMACEUTICALS INC | 7,804 | $396 | 0.2% | $52.38 | 0.0% | COM | 462222100 |
| UNP | UNION PAC CORP | 3,332 | $386 | 0.2% | $89.12 | 0.0% | COM | 907818108 |
| — | DOWDUPONT INC | 5,388 | $373 | 0.2% | $69.23 | — | COM | 26078J100 |
| MRK | MERCK & CO INC | 5,313 | $343 | 0.2% | $46.68 | 0.0% | COM | 58933Y105 |
| PG | PROCTER AND GAMBLE CO | 3,694 | $336 | 0.2% | $73.02 | 0.0% | COM | 742718109 |
| — | TRINSEO S A | 5,000 | $336 | 0.2% | $62.40 | — | SHS | L9340P101 |
| — | DISCOVER FINL SVCS | 5,203 | $335 | 0.2% | $64.39 | — | COM | 254709108 |
| TGT | TARGET CORP | 5,630 | $332 | 0.2% | $47.92 | -7.9% | COM | 87612E106 |
| VZ | VERIZON COMMUNICATIONS INC | 6,607 | $327 | 0.2% | $31.89 | -5.2% | COM | 92343V104 |
| TAP | MOLSON COORS BREWING CO | 325,006 | $325 | 0.2% | $70.63 | 0.0% | CL B | 60871R209 |
| WDAY | WORKDAY INC | 3,002 | $316 | 0.2% | $79.32 | +30.1% | CL A | 98138H101 |
| — | JPMORGAN CHASE & CO | 10,797 | $305 | 0.1% | $40.28 | — | ALERIAN ML ETN | 46625H365 |
| TSLA | TESLA INC | 876 | $299 | 0.1% | $22.01 | +4.8% | COM | 88160R101 |
| NOC | NORTHROP GRUMMAN CORP | 1,022 | $294 | 0.1% | $234.97 | 0.0% | COM | 666807102 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,514 | $278 | 0.1% | $167.18 | +5.7% | CL B NEW | 084670702 |
| PEP | PEPSICO INC | 2,404 | $268 | 0.1% | $89.40 | 0.0% | COM | 713448108 |
| ADBE | ADOBE SYS INC | 1,791 | $267 | 0.1% | $137.51 | +8.5% | COM | 00724F101 |
| BAC | BANK AMER CORP | 9,915 | $251 | 0.1% | $19.96 | 0.0% | COM | 060505104 |
| VTI | VANGUARD INDEX FDS | 1,919 | $249 | 0.1% | $98.81 | — | TOTAL STK MKT | 922908769 |
| — | PIMCO DYNMIC CREDIT AND MRT | 10,500 | $244 | 0.1% | $23.24 | — | COM SHS | 72202D106 |
| NKE | NIKE INC | 4,544 | $236 | 0.1% | $50.38 | 0.0% | CL B | 654106103 |
| PM | PHILIP MORRIS INTL INC | 2,106 | $236 | 0.1% | $75.24 | 0.0% | COM | 718172109 |
| EPD | ENTERPRISE PRODS PARTNERS L | 8,970 | $234 | 0.1% | $29.16 | — | COM | 293792107 |
| — | KITE PHARMA INC | 1,300 | $234 | 0.1% | $180.00 | — | COM | 49803L109 |
| ARCC | ARES CAP CORP | 13,980 | $229 | 0.1% | $7.28 | 0.0% | COM | 04010L103 |
| PFE | PFIZER INC | 6,407 | $229 | 0.1% | $22.25 | 0.0% | COM | 717081103 |
| IP | INTL PAPER CO | 3,963 | $225 | 0.1% | $36.51 | 0.0% | COM | 460146103 |
| RIG | TRANSOCEAN LTD | 20,638 | $222 | 0.1% | $9.91 | -13.1% | REG SHS | H8817H100 |
| — | OPUS BK IRVINE CALIF | 9,235 | $222 | 0.1% | $24.15 | — | COM | 684000102 |
| — | HARRIS CORP DEL | 1,666 | $219 | 0.1% | $131.45 | — | COM | 413875105 |
| GDXJ | VANECK VECTORS ETF TR | 6,461 | $217 | 0.1% | $42.59 | — | JR GOLD MINERS E | 92189F791 |
| V | VISA INC | 2,056 | $216 | 0.1% | $68.44 | +39.9% | COM CL A | 92826C839 |
| — | RAYTHEON CO | 1,135 | $212 | 0.1% | $186.78 | — | COM NEW | 755111507 |
| — | PUTNAM MUN OPPORTUNITIES TR | 16,500 | $209 | 0.1% | $12.67 | — | SH BEN INT | 746922103 |
| KMI | KINDER MORGAN INC DEL | 10,805 | $207 | 0.1% | $12.30 | 0.0% | COM | 49456B101 |
| OXY | OCCIDENTAL PETE CORP DEL | 3,160 | $205 | 0.1% | $48.86 | 0.0% | COM | 674599105 |
| PANW | PALO ALTO NETWORKS INC | 1,413 | $204 | 0.1% | $22.36 | +1.9% | COM | 697435105 |
| — | RITE AID CORP | 90,100 | $177 | 0.1% | $2.95 | — | COM | 767754104 |
| — | ZAGG INC | 10,787 | $170 | 0.1% | $5.28 | — | COM | 98884U108 |
| — | POWERSHARES DB CMDTY IDX TRA | 10,556 | $163 | 0.1% | $14.53 | — | UNIT BEN INT | 73935S105 |
| — | LEGG MASON BW GLB INC OPP FD | 12,000 | $161 | 0.1% | $13.42 | — | COM | 52469B100 |
| XZFGX | VIRTUS TOTAL RETURN FUND INC | 11,500 | $150 | 0.1% | $13.04 | — | COM | 92837G100 |
| — | PACIFIC ETHANOL INC | 20,000 | $111 | 0.1% | $10.30 | — | COM PAR $.001 | 69423U305 |
| — | ALLIANZGI CONV & INCOME FD I | 15,000 | $95 | 0.0% | $6.33 | — | COM | 018825109 |
| NOK | NOKIA CORP | 15,000 | $90 | 0.0% | $5.89 | — | SPONSORED ADR | 654902204 |
| — | RIGEL PHARMACEUTICALS INC | 17,000 | $43 | 0.0% | $2.71 | — | COM NEW | 766559603 |
| EGY | VAALCO ENERGY INC | 25,910 | $21 | 0.0% | $1.25 | -46.7% | COM NEW | 91851C201 |
| — | GREAT PANTHER SILVER LTD | 15,000 | $19 | 0.0% | $1.27 | — | COM | 39115V101 |
| UUUU | ENERGY FUELS INC | 10,000 | $16 | 0.0% | $1.70 | 0.0% | COM NEW | 292671708 |
| — | SECOND SIGHT MED PRODS INC | 10,000 | $12 | 0.0% | $1.20 | — | COM | 81362J100 |