Location: White Plains, NY
CIK: 0001599511 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Mar 10, 2014
Total Value: $166M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES | 53,724 | $9.074M | 5.5% | $168.90 | $151.05 | — | CORE S&P500 ETF | 464287200 |
| SPY | SPDR S&P 500 ETF TR | 47,339 | $7.953M | 4.8% | $168.00 | $144.25 | — | TR UNIT | 78462F103 |
| — | POWERSHARES ETF TR II | 287,209 | $7.838M | 4.7% | $27.29 | $29.47 | — | BUILD AMER ETF | 73937B407 |
| — | KINDER MORGAN MANAGEMENT LLC | 102,250 | $7.665M | 4.6% | $74.96 | $75.60 | — | SHS | 49455U100 |
| HYG | ISHARES | 75,207 | $6.887M | 4.2% | $91.57 | $92.62 | — | IBOXX HI YD ETF | 464288513 |
| SJNK | SPDR SER TR | 200,515 | $6.124M | 3.7% | $30.54 | $30.60 | — | SHT TRM HGH YLD | 78468R408 |
| IWB | ISHARES | 64,041 | $6.031M | 3.6% | $94.17 | $79.71 | — | RUS 1000 ETF | 464287622 |
| — | NUVEEN NY DIV ADVANTG MUN FD | 443,953 | $5.634M | 3.4% | $12.69 | $13.77 | — | COM | 67070A101 |
| — | SPDR SERIES TRUST | 126,487 | $5.04M | 3.0% | $39.85 | $40.71 | — | BRC HGH YLD BD | 78464A417 |
| EFA | ISHARES | 69,575 | $4.439M | 2.7% | $63.80 | $56.86 | — | MSCI EAFE ETF | 464287465 |
| EEM | ISHARES | 107,695 | $4.389M | 2.6% | $40.75 | $44.35 | — | MSCI EMG MKT ETF | 464287234 |
| WOOD | ISHARES | 79,245 | $3.915M | 2.4% | $49.40 | $45.86 | — | GL TIMB FORE ETF | 464288174 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 25,541 | $3.857M | 2.3% | $151.01 | $130.58 | — | UT SER 1 | 78467X109 |
| — | SPDR SERIES TRUST | 67,698 | $3.636M | 2.2% | $53.71 | $56.69 | — | BRC BLD AMER BD | 78464A276 |
| — | NUVEEN NY DIVID ADVNTG MUN F | 274,276 | $3.541M | 2.1% | $12.91 | $15.16 | — | COM | 67066X107 |
| — | SPDR SERIES TRUST | 154,250 | $3.523M | 2.1% | $22.84 | $23.36 | — | NUVN BRCLY MUNI | 78464A458 |
| — | POWERSHARES GLOBAL ETF TRUST | 137,000 | $3.16M | 1.9% | $23.07 | $23.07 | — | INSUR NATL MUN | 73936T474 |
| MUB | ISHARES | 29,134 | $3.044M | 1.8% | $104.48 | $107.16 | — | NAT AMT FREE BD | 464288414 |
| IEMG | ISHARES INC | 62,269 | $3.029M | 1.8% | $48.64 | $47.90 | — | CORE MSCI EMKT | 46434G103 |
| IEFA | ISHARES TR | 49,358 | $2.845M | 1.7% | $57.64 | $52.20 | — | CORE MSCI EAFE | 46432F842 |
| IJR | ISHARES | 27,622 | $2.757M | 1.7% | $99.81 | $81.05 | — | CORE S&P SCP ETF | 464287804 |
| SCZ | ISHARES | 56,299 | $2.731M | 1.6% | $48.51 | $41.60 | — | EAFE SML CP ETF | 464288273 |
| — | WISDOMTREE TR | 114,462 | $2.346M | 1.4% | $20.50 | $19.60 | — | AUST NEW ZEAL DB | 97717W216 |
| — | ABERDEEN ASIA PACIFIC INCOM | 376,200 | $2.28M | 1.4% | $6.06 | $6.14 | — | COM | 003009107 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 18,668 | $2.119M | 1.3% | $113.51 | $89.68 | +28.6% | CL B NEW | 084670702 |
| IJS | ISHARES | 19,274 | $1.97M | 1.2% | $102.21 | $84.36 | — | SP SMCP600VL ETF | 464287879 |
| — | POWERSHARES GLOBAL ETF TRUST | 87,300 | $1.94M | 1.2% | $22.22 | $22.22 | — | NY MUNI BD ETF | 73936T458 |
| — | NUVEEN ENERGY MLP TOTL RTRNF | 101,517 | $1.899M | 1.1% | $18.71 | $17.70 | — | COM | 67074U103 |
| VSS | VANGUARD INTL EQUITY INDEX F | 18,695 | $1.857M | 1.1% | $99.33 | $90.95 | — | FTSE SMCAP ETF | 922042718 |
| AAPL | APPLE INC | 3,767 | $1.796M | 1.1% | $476.77 * | $390.77 | -96.3% | COM | 037833100 |
| — | PLUM CREEK TIMBER CO INC | 36,505 | $1.71M | 1.0% | $46.84 | $44.38 | — | COM | 729251108 |
| — | PIMCO ETF TR | 31,867 | $1.576M | 1.0% | $49.46 | $49.46 | — | BLD AMER BD FD | 72201R825 |
| SPSB | SPDR SERIES TRUST | 49,208 | $1.513M | 0.9% | $30.75 | $30.72 | — | BARC SHT TR CP | 78464A474 |
| DLS | WISDOMTREE TR | 21,384 | $1.285M | 0.8% | $60.09 | $52.14 | — | INTL SMCAP DIV | 97717W760 |
| — | WESTERN ASSET INTM MUNI FD I | 139,283 | $1.272M | 0.8% | $9.13 | $9.55 | — | COM | 958435109 |
| VCSH | VANGUARD SCOTTSDALE FDS | 15,265 | $1.215M | 0.7% | $79.59 | $80.31 | — | SHRT TRM CORP BD | 92206C409 |
| — | NUVEEN MD PREM INCOME MUN FD | 99,000 | $1.203M | 0.7% | $12.15 | $12.19 | — | COM | 67061Q107 |
| IBM | INTERNATIONAL BUSINESS MACHS | 6,348 | $1.176M | 0.7% | $185.26 * | $191.54 | -41.8% | COM | 459200101 |
| NYF | ISHARES | 10,636 | $1.103M | 0.7% | $103.70 | $105.22 | — | NY AMTFRE MU ETF | 464288323 |
| — | POWERSHARES ETF TRUST II | 38,000 | $938K | 0.6% | $24.68 | $24.74 | — | SENIOR LN PORT | 73936Q769 |
| XOM | EXXON MOBIL CORP | 10,758 | $926K | 0.6% | $86.08 * | $86.56 | -37.4% | COM | 30231G102 |
| VEU | VANGUARD INTL EQUITY INDEX F | 18,476 | $898K | 0.5% | $48.60 | $45.74 | — | ALLWRLD EX US | 922042775 |
| DGS | WISDOMTREE TR | 18,687 | $872K | 0.5% | $46.66 | $49.30 | — | EMG MKTS SMCAP | 97717W281 |
| IWM | ISHARES | 8,143 | $868K | 0.5% | $106.59 | $86.94 | — | RUSSELL 2000 ETF | 464287655 |
| — | L BRANDS INC | 13,700 | $837K | 0.5% | $61.09 | $49.27 | — | COM | 501797104 |
| IWD | ISHARES | 8,174 | $705K | 0.4% | $86.25 | $72.77 | — | RUS 1000 VAL ETF | 464287598 |
| LQD | ISHARES | 6,203 | $704K | 0.4% | $113.49 | $114.27 | — | IBOXX INV CP ETF | 464287242 |
| VWO | VANGUARD INTL EQUITY INDEX F | 16,266 | $653K | 0.4% | $40.15 | $42.75 | — | FTSE EMR MKT ETF | 922042858 |
| BA | BOEING CO | 5,146 | $605K | 0.4% | $117.57 * | $75.38 | +21.5% | COM | 097023105 |
| — | NUVEEN SELECT TAX FREE INCM | 46,400 | $595K | 0.4% | $12.82 | $12.82 | — | SH BEN INT | 67063X100 |
| XLU | SELECT SECTOR SPDR TR | 15,803 | $591K | 0.4% | $37.40 | $36.55 | — | SBI INT-UTILS | 81369Y886 |
| — | NUVEEN DIV ADVANTAGE MUN FD | 40,650 | $527K | 0.3% | $12.96 | $14.03 | — | COM | 67070F100 |
| PEP | PEPSICO INC | 6,522 | $518K | 0.3% | $79.42 * | $67.82 | -16.3% | COM | 713448108 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 3 | $511K | 0.3% | $170333.33 | $134000.00 | +29.1% | CL A | 084670108 |
| IEF | ISHARES | 4,845 | $495K | 0.3% | $102.17 | $102.17 | — | 7-10 Y TR BD ETF | 464287440 |
| WMT | WAL-MART STORES INC | 6,500 | $481K | 0.3% | $74.00 * | $51.45 | -61.6% | COM | 931142103 |
| ACWX | ISHARES | 10,551 | $473K | 0.3% | $44.83 | $41.84 | — | MSCI ACWI US ETF | 464288240 |
| JNJ | JOHNSON & JOHNSON | 5,425 | $470K | 0.3% | $86.64 * | $70.10 | -9.4% | COM | 478160104 |
| — | NUVEEN CALIF MUNICPAL VALU F | 31,300 | $465K | 0.3% | $14.86 | $14.86 | — | COM | 6706EB106 |
| UNH | UNITEDHEALTH GROUP INC | 6,365 | $456K | 0.3% | $71.64 * | $54.20 | +8.2% | COM | 91324P102 |
| VNQ | VANGUARD INDEX FDS | 6,583 | $435K | 0.3% | $66.08 | $65.84 | — | REIT ETF | 922908553 |
| IGSB | ISHARES | 3,995 | $421K | 0.3% | $105.38 | $105.47 | — | 1-3 YR CR BD ETF | 464288646 |
| VCIT | VANGUARD SCOTTSDALE FDS | 4,910 | $410K | 0.2% | $83.50 | $87.63 | — | INT-TERM CORP | 92206C870 |
| — | NUVEEN BUILD AMER BD OPPTNY | 21,300 | $395K | 0.2% | $18.54 | $18.54 | — | COM | 67074Q102 |
| MRK | MERCK & CO INC NEW | 7,492 | $357K | 0.2% | $47.65 * | $40.98 | -24.4% | COM | 58933Y105 |
| PG | PROCTER & GAMBLE CO | 4,634 | $350K | 0.2% | $75.53 * | $67.87 | -17.2% | COM | 742718109 |
| EWX | SPDR INDEX SHS FDS | 7,400 | $337K | 0.2% | $45.54 | $46.13 | — | S&P EMKTSC ETF | 78463X756 |
| — | NUVEEN CALIF MUN VALUE FD | 36,000 | $329K | 0.2% | $9.14 | $9.25 | — | COM | 67062C107 |
| UNP | UNION PAC CORP | 2,100 | $326K | 0.2% | $155.24 * | $125.61 | -52.1% | COM | 907818108 |
| IGIB | ISHARES | 3,000 | $324K | 0.2% | $108.00 | $111.25 | — | INTERM CR BD ETF | 464288638 |
| TROW | PRICE T ROWE GROUP INC | 4,200 | $302K | 0.2% | $71.90 * | $65.00 | -26.9% | COM | 74144T108 |
| EMB | ISHARES | 2,741 | $299K | 0.2% | $109.08 | $119.05 | — | JP MOR EM MK ETF | 464288281 |
| — | NUVEEN NJ DIV ADVANTAGE MUN | 21,262 | $268K | 0.2% | $12.60 | $15.33 | — | COM | 67069Y102 |
| DEM | WISDOMTREE TR | 5,102 | $264K | 0.2% | $51.74 | $57.23 | — | EMERG MKTS ETF | 97717W315 |
| — | CLAYMORE EXCHANGE TRD FD TR | 10,650 | $260K | 0.2% | $24.41 | $20.46 | — | GUGG TIMBER ETF | 18383Q879 |
| — | ALPS ETF TR | 14,350 | $252K | 0.2% | $17.56 | $15.92 | — | ALERIAN MLP | 00162Q866 |
| IYR | ISHARES | 3,869 | $247K | 0.1% | $63.84 | $65.51 | — | U.S. REAL ES ETF | 464287739 |
| XNXNX | NUVEEN NY SELECT TAX FREE PR | 18,810 | $245K | 0.1% | $13.02 | $13.94 | — | SH BEN INT | 67063V104 |
| CVX | CHEVRON CORP NEW | 1,991 | $242K | 0.1% | $121.55 * | $104.26 | -29.9% | COM | 166764100 |
| SCHE | SCHWAB STRATEGIC TR | 9,849 | $242K | 0.1% | $24.57 | $24.82 | — | EMRG MKTEQ ETF | 808524706 |
| VDC | VANGUARD WORLD FDS | 2,244 | $233K | 0.1% | $103.83 | $87.75 | — | CONSUM STP ETF | 92204A207 |
| EEMS | ISHARES | 4,990 | $231K | 0.1% | $46.29 | $48.99 | — | EM MKT SM-CP ETF | 464286475 |
| VNQI | VANGUARD INTL EQUITY INDEX F | 4,000 | $227K | 0.1% | $56.75 | $54.60 | — | GLB EX US ETF | 922042676 |
| PCH | POTLATCH CORP NEW | 5,650 | $224K | 0.1% | $39.65 | $39.22 | — | COM | 737630103 |
| — | TRANSCANADA CORP | 5,067 | $223K | 0.1% | $44.01 | $47.37 | — | COM | 89353D107 |
| VV | VANGUARD INDEX FDS | 2,840 | $220K | 0.1% | $77.46 | $65.14 | — | LARGE CAP ETF | 922908637 |
| IDV | ISHARES | 5,995 | $217K | 0.1% | $36.20 | $31.80 | — | INTL SEL DIV ETF | 464288448 |
| ELD | WISDOMTREE TR | 4,580 | $216K | 0.1% | $47.16 | $53.43 | — | EM LCL DEBT FD | 97717X867 |
| IFGL | ISHARES | 5,750 | $193K | 0.1% | $33.57 | $31.59 | — | INTL DEV RE ETF | 464288489 |
| AMGN | AMGEN INC | 1,700 | $190K | 0.1% | $111.76 * | $86.00 | -10.5% | COM | 031162100 |
| — | GENERAL ELECTRIC CO | 7,736 | $185K | 0.1% | $23.91 | $20.95 | — | COM | 369604103 |
| DWM | WISDOMTREE TR | 3,000 | $155K | 0.1% | $51.67 | $46.33 | — | DEFA FD | 97717W703 |
| KO | COCA COLA CO | 4,100 | $155K | 0.1% | $37.80 * | $27.13 | -1.3% | COM | 191216100 |
| IJH | ISHARES | 1,199 | $149K | 0.1% | $124.27 | $114.17 | — | CORE S&P MCP ETF | 464287507 |
| IWR | ISHARES | 1,065 | $148K | 0.1% | $138.97 | $125.95 | — | RUS MID-CAP ETF | 464287499 |
| BDX | BECTON DICKINSON & CO | 1,465 | $147K | 0.1% | $100.34 * | $77.87 | +3.5% | COM | 075887109 |
| — | SPDR SERIES TRUST | 6,500 | $147K | 0.1% | $22.62 | $23.91 | — | NUVN BR NY MUNI | 78464A433 |
| ED | CONSOLIDATED EDISON INC | 2,463 | $136K | 0.1% | $55.22 * | $55.62 | -34.6% | COM | 209115104 |
| WY | WEYERHAEUSER CO | 4,700 | $135K | 0.1% | $28.72 * | $26.51 | -33.5% | COM | 962166104 |
| SWK | STANLEY BLACK & DECKER INC | 1,468 | $133K | 0.1% | $90.60 * | $74.25 | -15.6% | COM | 854502101 |
| — | WALGREEN CO | 2,400 | $129K | 0.1% | $53.75 | $53.75 | — | COM | 931422109 |
| — | CHUBB CORP | 1,370 | $122K | 0.1% | $89.05 | $84.67 | — | COM | 171232101 |
| BMY | BRISTOL MYERS SQUIBB CO | 2,572 | $119K | 0.1% | $46.27 * | $32.66 | -10.5% | COM | 110122108 |
| VTI | VANGUARD INDEX FDS | 1,358 | $119K | 0.1% | $87.63 | $73.12 | — | TOTAL STK MKT | 922908769 |
| SCHC | SCHWAB STRATEGIC TR | 3,760 | $116K | 0.1% | $30.85 | $27.20 | — | INTL SCEQT ETF | 808524888 |
| — | GLOBAL X FDS | 7,130 | $114K | 0.1% | $15.99 | $14.59 | — | GLBL X MLP ETF | 37950E473 |
| GILD | GILEAD SCIENCES INC | 1,800 | $113K | 0.1% | $62.78 * | $51.20 | -18.9% | COM | 375558103 |
| SPIB | SPDR SERIES TRUST | 3,300 | $111K | 0.1% | $33.64 | $34.81 | — | INTR TRM CORP BD | 78464A375 |
| — | RYDEX ETF TRUST | 1,700 | $111K | 0.1% | $65.29 | $63.08 | — | GUG S&P500 EQ WT | 78355W106 |
| MMM | 3M CO | 915 | $109K | 0.1% | $119.13 * | $92.90 | -29.0% | COM | 88579Y101 |
| YUM | YUM BRANDS INC | 1,509 | $108K | 0.1% | $71.57 * | $66.27 | -38.1% | COM | 988498101 |
| SPY | SPDR S&P 500 ETF TR | 9,900 | $106K | 0.1% | $10.71 | $144.25 | — | Call | 78462F103 |
| HD | HOME DEPOT INC | 1,337 | $101K | 0.1% | $75.54 * | $56.27 | +2.8% | COM | 437076102 |
| — | PRAXAIR INC | 800 | $96,000 | 0.1% | $120.00 | $110.00 | — | COM | 74005P104 |
| DIS | DISNEY WALT CO | 1,454 | $94,000 | 0.1% | $64.65 * | $50.49 | +12.8% | COM DISNEY | 254687106 |
| — | PALL CORP | 1,200 | $92,000 | 0.1% | $76.67 | $60.00 | — | COM | 696429307 |
| SCHB | SCHWAB STRATEGIC TR | 2,250 | $92,000 | 0.1% | $40.89 | $35.57 | — | US BRD MKT ETF | 808524102 |
| PM | PHILIP MORRIS INTL INC | 1,000 | $87,000 | 0.1% | $87.00 * | $84.00 | -43.6% | COM | 718172109 |
| VPU | VANGUARD WORLD FDS | 1,000 | $82,000 | 0.0% | $82.00 | $75.00 | — | UTILITIES ETF | 92204A876 |
| ELME | WASHINGTON REAL ESTATE INVT | 3,250 | $82,000 | 0.0% | $25.23 | $26.15 | — | SH BEN INT | 939653101 |
| IWV | ISHARES | 800 | $81,000 | 0.0% | $101.25 | $85.27 | — | RUSSELL 3000 ETF | 464287689 |
| IWC | ISHARES | 1,150 | $79,000 | 0.0% | $68.70 | $63.74 | — | MICRO-CAP ETF | 464288869 |
| META | FACEBOOK INC | 1,550 | $78,000 | 0.0% | $50.32 * | $26.79 | +37.9% | CL A | 30303M102 |
| — | EXPRESS SCRIPTS HLDG CO | 1,258 | $78,000 | 0.0% | $62.00 | $54.05 | — | COM | 30219G108 |
| NVRI | HARSCO CORP | 3,100 | $77,000 | 0.0% | $24.84 | $23.55 | +5.7% | COM | 415864107 |
| SCHA | SCHWAB STRATEGIC TR | 1,590 | $77,000 | 0.0% | $48.43 | $41.69 | — | US SML CAP ETF | 808524607 |
| — | ISHARES | 2,400 | $76,000 | 0.0% | $31.67 | $29.83 | — | MSCI FRNTR100ETF | 464286145 |
| — | UNITED TECHNOLOGIES CORP | 700 | $75,000 | 0.0% | $107.14 | $82.35 | — | COM | 913017109 |
| — | DIRECTV | 1,234 | $74,000 | 0.0% | $59.97 | $50.24 | — | COM | 25490A309 |
| CLX | CLOROX CO DEL | 900 | $74,000 | 0.0% | $82.22 * | $59.35 | 0.0% | COM | 189054109 |
| NSC | NORFOLK SOUTHERN CORP | 900 | $70,000 | 0.0% | $77.78 * | $62.22 | -8.4% | COM | 655844108 |
| — | BB&T CORP | 2,000 | $68,000 | 0.0% | $34.00 | $29.00 | — | COM | 054937107 |
| — | POTASH CORP SASK INC | 2,100 | $66,000 | 0.0% | $31.43 | $40.48 | — | COM | 73755L107 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 936 | $65,000 | 0.0% | $69.44 | $59.74 | — | DIV APP ETF | 921908844 |
| T | AT&T INC | 1,912 | $65,000 | 0.0% | $34.00 * | $33.72 | -67.5% | COM | 00206R102 |
| — | DENTSPLY INTL INC NEW | 1,500 | $65,000 | 0.0% | $43.33 | $41.00 | — | COM | 249030107 |
| MSFT | MICROSOFT CORP | 1,920 | $64,000 | 0.0% | $33.33 * | $26.70 | +1.1% | COM | 594918104 |
| CL | COLGATE PALMOLIVE CO | 1,056 | $63,000 | 0.0% | $59.66 * | $74.27 | -40.0% | COM | 194162103 |
| CAH | CARDINAL HEALTH INC | 1,206 | $63,000 | 0.0% | $52.24 * | $31.59 | +15.6% | COM | 14149Y108 |
| ABBV | ABBVIE INC | 1,400 | $63,000 | 0.0% | $45.00 * | $22.26 | +22.0% | COM | 00287Y109 |
| VXF | VANGUARD INDEX FDS | 800 | $62,000 | 0.0% | $77.50 | $60.00 | — | EXTEND MKT ETF | 922908652 |
| CEW | WISDOMTREE TR | 3,000 | $60,000 | 0.0% | $20.00 | $21.00 | — | DRYFS CURR ETF | 97717W133 |
| AAPL | APPLE INC | 2,500 | $59,000 | 0.0% | $23.60 * | $390.77 | -96.3% | Call | 037833100 |
| VT | VANGUARD INTL EQUITY INDEX F | 1,030 | $57,000 | 0.0% | $55.34 | $49.51 | — | TT WRLD ST ETF | 922042742 |
| VB | VANGUARD INDEX FDS | 525 | $54,000 | 0.0% | $102.86 | $85.44 | — | SMALL CP ETF | 922908751 |
| CMF | ISHARES | 500 | $54,000 | 0.0% | $108.00 | $108.00 | — | CALI AMT-FRE ETF | 464288356 |
| — | NORTHEAST UTILS | 1,312 | $54,000 | 0.0% | $41.16 | $38.87 | — | COM | 664397106 |
| CM | CDN IMPERIAL BK OF COMMERCE | 650 | $52,000 | 0.0% | $80.00 * | $80.00 | -73.8% | COM | 136069101 |
| COST | COSTCO WHSL CORP NEW | 435 | $50,000 | 0.0% | $114.94 * | $95.83 | -4.4% | COM | 22160K105 |
| VXUS | VANGUARD STAR FD | 1,000 | $50,000 | 0.0% | $50.00 | $47.22 | — | VG TL INTL STK F | 921909768 |
| BAC | BANK OF AMERICA CORPORATION | 3,600 | $50,000 | 0.0% | $13.89 * | $11.60 | -3.1% | COM | 060505104 |
| C | CITIGROUP INC | 1,015 | $49,000 | 0.0% | $48.28 * | $39.10 | -3.8% | COM NEW | 172967424 |
| ABT | ABBOTT LABS | 1,426 | $47,000 | 0.0% | $32.96 * | $65.57 | -57.7% | COM | 002824100 |
| ITW | ILLINOIS TOOL WKS INC | 600 | $46,000 | 0.0% | $76.67 * | $58.37 | -6.1% | COM | 452308109 |
| — | HILLSHIRE BRANDS CO | 1,512 | $46,000 | 0.0% | $30.42 | $28.44 | — | COM | 432589109 |
| — | WEATHERFORD INTERNATIONAL LT | 3,000 | $46,000 | 0.0% | $15.33 | $11.44 | — | REG SHS | H27013103 |
| IYY | ISHARES | 516 | $44,000 | 0.0% | $85.27 | $71.98 | — | DOW JONES US ETF | 464287846 |
| — | ATHENAHEALTH INC | 400 | $43,000 | 0.0% | $107.50 | $72.50 | — | COM | 04685W103 |
| SCHF | SCHWAB STRATEGIC TR | 1,385 | $42,000 | 0.0% | $30.32 | $27.30 | — | INTL EQTY ETF | 808524805 |
| SPMD | SPDR SERIES TRUST | 500 | $42,000 | 0.0% | $84.00 | $84.00 | — | SM CAP COMPLETE | 78464A847 |
| — | NUVEEN NJ PREM INCOME MUN FD | 3,000 | $40,000 | 0.0% | $13.33 | $16.67 | — | COM | 67101N106 |
| EMCB | WISDOMTREE TR | 540 | $40,000 | 0.0% | $74.07 | $80.71 | — | WSDM EMKTBD FD | 97717X784 |
| RYN | RAYONIER INC | 701 | $39,000 | 0.0% | $55.63 | $53.95 | — | COM | 754907103 |
| IWF | ISHARES | 500 | $39,000 | 0.0% | $78.00 | $65.00 | — | RUS 1000 GRW ETF | 464287614 |
| EEM | ISHARES | 25,000 | $39,000 | 0.0% | $1.56 | $44.35 | — | Call | 464287234 |
| MO | ALTRIA GROUP INC | 1,115 | $38,000 | 0.0% | $34.08 * | $29.55 | -45.3% | COM | 02209S103 |
| MDLZ | MONDELEZ INTL INC | 1,222 | $38,000 | 0.0% | $31.10 * | $25.54 | -7.1% | CL A | 609207105 |
| CMP | COMPASS MINERALS INTL INC | 500 | $38,000 | 0.0% | $76.00 * | $74.00 | -26.6% | COM | 20451N101 |
| VBR | VANGUARD INDEX FDS | 425 | $38,000 | 0.0% | $89.41 | $72.94 | — | SM CP VAL ETF | 922908611 |
| COR | AMERISOURCEBERGEN CORP | 600 | $37,000 | 0.0% | $61.67 * | $43.00 | -2.1% | COM | 03073E105 |
| RWX | SPDR INDEX SHS FDS | 850 | $36,000 | 0.0% | $42.35 | $40.91 | — | DJ INTL RL ETF | 78463X863 |
| JPM | JPMORGAN CHASE & CO | 700 | $36,000 | 0.0% | $51.43 * | $44.29 | -13.0% | COM | 46625H100 |
| CVS | CVS CAREMARK CORPORATION | 600 | $34,000 | 0.0% | $56.67 * | $48.33 | -11.5% | COM | 126650100 |
| SDY | SPDR SERIES TRUST | 498 | $34,000 | 0.0% | $68.27 | $58.23 | — | S&P DIVID ETF | 78464A763 |
| ACWI | ISHARES | 610 | $33,000 | 0.0% | $54.10 | $48.82 | — | MSCI ACWI ETF | 464288257 |
| SCHX | SCHWAB STRATEGIC TR | 800 | $32,000 | 0.0% | $40.00 | $34.06 | — | US LRG CAP ETF | 808524201 |
| IJJ | ISHARES | 300 | $32,000 | 0.0% | $106.67 | $86.67 | — | S&P MC 400VL ETF | 464287705 |
| PAA | PLAINS ALL AMERN PIPELINE L | 600 | $32,000 | 0.0% | $53.33 | $45.00 | — | UNIT LTD PARTN | 726503105 |
| HYS | PIMCO ETF TR | 300 | $31,000 | 0.0% | $103.33 | $103.27 | — | 0-5 HIGH YIELD | 72201R783 |
| VPL | VANGUARD INTL EQUITY INDEX F | 500 | $30,000 | 0.0% | $60.00 | $54.00 | — | MEGA CAP GRO ETF | 922042866 |
| — | POINTS INTL LTD | 1,300 | $30,000 | 0.0% | $23.08 | $10.77 | — | COM NEW | 730843208 |
| ZBH | ZIMMER HLDGS INC | 365 | $30,000 | 0.0% | $82.19 * | $65.75 | +8.0% | COM | 98956P102 |
| — | ISHARES | 2,500 | $30,000 | 0.0% | $12.00 | $11.20 | — | MSCI JAPAN ETF | 464286848 |
| MCD | MCDONALDS CORP | 316 | $30,000 | 0.0% | $94.94 * | $88.61 | -20.4% | COM | 580135101 |
| AES | AES CORP | 2,200 | $29,000 | 0.0% | $13.18 * | $10.91 | -23.1% | COM | 00130H105 |
| MBB | ISHARES | 275 | $29,000 | 0.0% | $105.45 | $107.83 | — | MBS ETF | 464288588 |
| — | BOB EVANS FARMS INC | 475 | $27,000 | 0.0% | $56.84 | $40.00 | — | COM | 096761101 |
| LLY | LILLY ELI & CO | 490 | $25,000 | 0.0% | $51.02 * | $48.98 | -16.3% | COM | 532457108 |
| KMB | KIMBERLY CLARK CORP | 265 | $25,000 | 0.0% | $94.34 * | $84.91 | -28.1% | COM | 494368103 |
| — | POWERSHARES QQQ TRUST | 300 | $24,000 | 0.0% | $80.00 | $65.26 | — | UNIT SER 1 | 73935A104 |
| — | GOOGLE INC | 27 | $24,000 | 0.0% | $888.89 | $749.39 | — | CL A | 38259P508 |
| EIDO | ISHARES | 1,000 | $24,000 | 0.0% | $24.00 | $31.00 | — | MSCI INDONIA ETF | 46429B309 |
| — | ROYAL BK SCOTLAND GROUP PLC | 2,000 | $23,000 | 0.0% | $11.50 | $11.50 | — | SPONS ADR 20 ORD | 780097689 |
| TRIP | TRIPADVISOR INC | 300 | $23,000 | 0.0% | $76.67 * | $43.33 | +45.4% | COM | 896945201 |
| PEG | PUBLIC SVC ENTERPRISE GROUP | 675 | $22,000 | 0.0% | $32.59 * | $31.11 | -31.6% | COM | 744573106 |
| — | TUPPERWARE BRANDS CORP | 250 | $22,000 | 0.0% | $88.00 | $88.00 | — | COM | 899896104 |
| PFE | PFIZER INC | 750 | $22,000 | 0.0% | $29.33 * | $23.09 | -29.2% | COM | 717081103 |
| — | KRAFT FOODS GROUP INC | 407 | $21,000 | 0.0% | $51.60 | $44.61 | — | COM | 50076Q106 |
| SCHZ | SCHWAB STRATEGIC TR | 410 | $21,000 | 0.0% | $51.22 | $51.01 | — | US AGGREGATE B | 808524839 |
| XLP | SELECT SECTOR SPDR TR | 510 | $20,000 | 0.0% | $39.22 | $35.91 | — | SBI CONS STPLS | 81369Y308 |
| VTV | VANGUARD INDEX FDS | 288 | $20,000 | 0.0% | $69.44 | $60.00 | — | VALUE ETF | 922908744 |
| PPL | PPL CORP | 648 | $20,000 | 0.0% | $30.86 * | $29.32 | -43.9% | COM | 69351T106 |
| — | DU PONT E I DE NEMOURS & CO | 348 | $20,000 | 0.0% | $57.47 | $45.98 | — | COM | 263534109 |
| — | DUKE REALTY CORP | 1,200 | $19,000 | 0.0% | $15.83 | $14.17 | — | COM NEW | 264411505 |
| CMCSA | COMCAST CORP NEW | 419 | $19,000 | 0.0% | $45.35 * | $31.00 | -46.6% | CL A | 20030N101 |
| EBND | SPDR SERIES TRUST | 600 | $18,000 | 0.0% | $30.00 | $31.67 | — | BRCLY EM LOCL | 78464A391 |
| — | WISDOMTREE TR | 1,000 | $18,000 | 0.0% | $18.00 | $17.69 | — | GLB EX US UTIL | 97717W653 |
| — | CONSOL ENERGY INC | 500 | $17,000 | 0.0% | $34.00 | $32.00 | — | COM | 20854P109 |
| IJK | ISHARES | 124 | $17,000 | 0.0% | $137.10 | $112.90 | — | S&P MC 400GR ETF | 464287606 |
| GWX | SPDR INDEX SHS FDS | 500 | $16,000 | 0.0% | $32.00 | $28.00 | — | S&P INTL SMLCP | 78463X871 |
| SCHH | SCHWAB STRATEGIC TR | 510 | $16,000 | 0.0% | $31.37 | $30.50 | — | US REIT ETF | 808524847 |
| — | CA INC | 528 | $16,000 | 0.0% | $30.30 | $30.30 | — | COM | 12673P105 |
| DE | DEERE & CO | 200 | $16,000 | 0.0% | $80.00 * | $70.61 | -6.6% | COM | 244199105 |
| — | LEUCADIA NATL CORP | 600 | $16,000 | 0.0% | $26.67 | $23.33 | — | COM | 527288104 |
| NEE | NEXTERA ENERGY INC | 200 | $16,000 | 0.0% | $80.00 * | $70.00 | -78.8% | COM | 65339F101 |
| FXH | FIRST TR EXCHANGE TRADED FD | 342 | $15,000 | 0.0% | $43.86 | $32.16 | — | HLTH CARE ALPH | 33734X143 |
| DWX | SPDR INDEX SHS FDS | 300 | $14,000 | 0.0% | $46.67 | $48.57 | — | S&P INTL ETF | 78463X772 |
| AMP | AMERIPRISE FINL INC | 156 | $14,000 | 0.0% | $89.74 * | $64.10 | +6.3% | COM | 03076C106 |
| FXD | FIRST TR EXCHANGE TRADED FD | 468 | $14,000 | 0.0% | $29.91 | $23.50 | — | CONSUMR DISCRE | 33734X101 |
| HON | HONEYWELL INTL INC | 167 | $14,000 | 0.0% | $83.83 * | $65.87 | -12.8% | COM | 438516106 |
| XLE | SELECT SECTOR SPDR TR | 166 | $14,000 | 0.0% | $84.34 | $71.11 | — | SBI INT-ENERGY | 81369Y506 |
| — | NUVEEN BUILD AMER BD FD | 800 | $14,000 | 0.0% | $17.50 | $17.50 | — | COM | 67074C103 |
| TMO | THERMO FISHER SCIENTIFIC INC | 139 | $13,000 | 0.0% | $93.53 * | $64.75 | +34.1% | COM | 883556102 |
| AXP | AMERICAN EXPRESS CO | 167 | $13,000 | 0.0% | $77.84 * | $59.88 | +5.6% | COM | 025816109 |
| FXG | FIRST TR EXCHANGE TRADED FD | 394 | $13,000 | 0.0% | $32.99 | $25.38 | — | CONSUMR STAPLE | 33734X119 |
| HEI/A | HEICO CORP NEW | 250 | $13,000 | 0.0% | $52.00 * | $32.00 | -46.2% | CL A | 422806208 |
| RWO | SPDR INDEX SHS FDS | 285 | $12,000 | 0.0% | $42.11 | $42.11 | — | DJ GLB RL ES ETF | 78463X749 |
| IVW | ISHARES | 120 | $11,000 | 0.0% | $91.67 | $75.00 | — | S&P 500 GRWT ETF | 464287309 |
| — | COACH INC | 200 | $11,000 | 0.0% | $55.00 | $55.00 | — | COM | 189754104 |
| — | DOW CHEM CO | 295 | $11,000 | 0.0% | $37.29 | $33.90 | — | COM | 260543103 |
| — | POWERSHARES GLOBAL ETF TRUST | 385 | $11,000 | 0.0% | $28.57 | $28.57 | — | SOVEREIGN DEBT | 73936T573 |
| TEX | TEREX CORP NEW | 300 | $10,000 | 0.0% | $33.33 * | $30.88 | -1.8% | COM | 880779103 |
| FRI | FIRST TR S&P REIT INDEX FD | 581 | $10,000 | 0.0% | $17.21 | $17.21 | — | COM | 33734G108 |
| — | DNP SELECT INCOME FD | 1,000 | $10,000 | 0.0% | $10.00 | $9.00 | — | COM | 23325P104 |
| IEFA | ISHARES TR | 2,500 | $10,000 | 0.0% | $4.00 | $52.20 | — | Call | 46432F842 |
| MKC | MCCORMICK & CO INC | 150 | $10,000 | 0.0% | $66.67 * | $27.61 | 0.0% | COM NON VTG | 579780206 |
| — | COOPER COS INC | 68 | $9,000 | 0.0% | $132.35 | $88.24 | — | COM NEW | 216648402 |
| LYB | LYONDELLBASELL INDUSTRIES N | 125 | $9,000 | 0.0% | $72.00 * | $33.34 | +10.8% | SHS - A - | N53745100 |
| PPG | PPG INDS INC | 55 | $9,000 | 0.0% | $163.64 * | $127.27 | -49.2% | COM | 693506107 |
| HSY | HERSHEY CO | 102 | $9,000 | 0.0% | $88.24 * | $68.63 | +1.5% | COM | 427866108 |
| — | GLAXOSMITHKLINE PLC | 182 | $9,000 | 0.0% | $49.45 | $43.96 | — | SPONSORED ADR | 37733W105 |
| GM | GENERAL MTRS CO | 246 | $9,000 | 0.0% | $36.59 * | $28.46 | -6.0% | COM | 37045V100 |
| XLV | SELECT SECTOR SPDR TR | 150 | $8,000 | 0.0% | $53.33 | $40.00 | — | SBI HEALTHCARE | 81369Y209 |
| FDN | FIRST TR EXCHANGE TRADED FD | 150 | $8,000 | 0.0% | $53.33 | $39.86 | — | DJ INTERNT IDX | 33733E302 |
| — | HERTZ GLOBAL HOLDINGS INC | 3,000 | $8,000 | 0.0% | $2.67 | $2.00 | — | NOTE 5.250% 6/0 | 42805TAA3 |
| KMI | KINDER MORGAN INC DEL | 214 | $8,000 | 0.0% | $37.38 * | $23.98 | -15.9% | COM | 49456B101 |
| EMN | EASTMAN CHEM CO | 98 | $8,000 | 0.0% | $81.63 * | $71.43 | -25.7% | COM | 277432100 |
| — | LIGHTBRIDGE CORP | 4,234 | $8,000 | 0.0% | $1.89 | $1.42 | — | COM | 53224K104 |
| CPB | CAMPBELL SOUP CO | 200 | $8,000 | 0.0% | $40.00 * | $35.00 | -12.4% | COM | 134429109 |
| WFC | WELLS FARGO & CO NEW | 200 | $8,000 | 0.0% | $40.00 * | $24.86 | +21.4% | COM | 949746101 |
| EPD | ENTERPRISE PRODS PARTNERS L | 125 | $8,000 | 0.0% | $64.00 | $48.00 | — | COM | 293792107 |
| — | REED ELSEVIER P L C | 123 | $7,000 | 0.0% | $56.91 | $40.65 | — | SPONS ADR NEW | 758205207 |
| IDU | ISHARES | 77 | $7,000 | 0.0% | $90.91 | $90.91 | — | U.S. UTILITS ETF | 464287697 |
| AMAT | APPLIED MATLS INC | 400 | $7,000 | 0.0% | $17.50 * | $12.22 | +10.8% | COM | 038222105 |
| AMZN | AMAZON COM INC | 21 | $7,000 | 0.0% | $333.33 * | $259.26 | -94.3% | COM | 023135106 |
| FCX | FREEPORT-MCMORAN COPPER & GO | 200 | $7,000 | 0.0% | $35.00 * | $26.77 | -4.1% | COM | 35671D857 |
| FBT | FIRST TR EXCHANGE TRADED FD | 103 | $7,000 | 0.0% | $67.96 | $48.54 | — | NY ARCA BIOTECH | 33733E203 |
| — | ALLERGAN INC | 80 | $7,000 | 0.0% | $87.50 | $87.50 | — | COM | 018490102 |
| — | NOBLE ENERGY INC | 110 | $7,000 | 0.0% | $63.64 | $63.64 | — | COM | 655044105 |
| MAS | MASCO CORP | 344 | $7,000 | 0.0% | $20.35 * | $17.44 | -15.0% | COM | 574599106 |
| MET | METLIFE INC | 123 | $6,000 | 0.0% | $48.78 * | $28.79 | 0.0% | COM | 59156R108 |
| — | ENERGY TRANSFER PRTNRS L P | 111 | $6,000 | 0.0% | $54.05 | $45.05 | — | UNIT LTD PARTN | 29273R109 |
| VEA | VANGUARD TAX MANAGED INTL FD | 163 | $6,000 | 0.0% | $36.81 | $35.71 | — | FTSE DEV MKT ETF | 921943858 |
| — | TIME WARNER CABLE INC | 58 | $6,000 | 0.0% | $103.45 | $120.69 | — | COM | 88732J207 |
| — | TIME WARNER INC | 93 | $6,000 | 0.0% | $64.52 | $53.32 | — | COM NEW | 887317303 |
| QQXT | FIRST TR EXCHANGE TRADED FD | 190 | $6,000 | 0.0% | $31.58 | $26.32 | — | NASDAQ 100 EX | 33733E401 |
| STT | STATE STR CORP | 90 | $6,000 | 0.0% | $66.67 * | $44.44 | +10.8% | COM | 857477103 |
| FXO | FIRST TR EXCHANGE TRADED FD | 306 | $6,000 | 0.0% | $19.61 | $16.34 | — | FINLS ALPHADEX | 33734X135 |
| AGG | ISHARES | 55 | $6,000 | 0.0% | $109.09 | $109.09 | — | CORE TOTUSBD ETF | 464287226 |
| FXR | FIRST TR EXCHANGE TRADED FD | 246 | $6,000 | 0.0% | $24.39 | $20.33 | — | INDLS PROD DUR | 33734X150 |
| — | HUNTINGTON BANCSHARES INC | 5 | $6,000 | 0.0% | $1200.00 | $1200.00 | — | PFD CONV SER A | 446150401 |
| FIW | FIRST TR ISE WATER INDEX FD | 198 | $6,000 | 0.0% | $30.30 | $25.25 | — | COM | 33733B100 |
| INTC | INTEL CORP | 224 | $5,000 | 0.0% | $22.32 * | $15.32 | +10.3% | COM | 458140100 |
| DTRE | FIRST TR FTSE EPRA/NAREIT DE | 124 | $5,000 | 0.0% | $40.32 | $40.32 | — | COM | 33736N101 |
| SHW | SHERWIN WILLIAMS CO | 25 | $5,000 | 0.0% | $200.00 * | $53.48 | -2.3% | COM | 824348106 |
| SJM | SMUCKER J M CO | 50 | $5,000 | 0.0% | $100.00 * | $80.00 | -5.3% | COM NEW | 832696405 |
| FXU | FIRST TR EXCHANGE TRADED FD | 248 | $5,000 | 0.0% | $20.16 | $16.13 | — | UTILITIES ALPH | 33734X184 |
| — | MARKET VECTORS ETF TR | 100 | $5,000 | 0.0% | $50.00 | $50.00 | — | EGYPT INDX ETF | 57061R569 |
| DAL | DELTA AIR LINES INC DEL | 190 | $4,000 | 0.0% | $21.05 * | $14.99 | +20.4% | COM NEW | 247361702 |
| — | LINKEDIN CORP | 17 | $4,000 | 0.0% | $235.29 | $176.47 | — | COM CL A | 53578A108 |
| MA | MASTERCARD INC | 6 | $4,000 | 0.0% | $666.67 * | $500.00 | -88.3% | CL A | 57636Q104 |
| GILD | GILEAD SCIENCES INC | 1,000 | $4,000 | 0.0% | $4.00 * | $51.20 | -18.9% | Call | 375558103 |
| GME | GAMESTOP CORP NEW | 75 | $4,000 | 0.0% | $53.33 * | $6.27 | +36.1% | CL A | 36467W109 |
| PRU | PRUDENTIAL FINL INC | 53 | $4,000 | 0.0% | $75.47 * | $47.05 | 0.0% | COM | 744320102 |
| META | FACEBOOK INC | 600 | $4,000 | 0.0% | $6.67 * | $26.79 | +37.9% | Call | 30303M102 |
| — | TRINA SOLAR LIMITED | 200 | $3,000 | 0.0% | $15.00 | $4.17 | — | SPON ADR | 89628E104 |
| WY | WEYERHAEUSER CO | 4,100 | $3,000 | 0.0% | $0.73 * | $26.51 | -33.5% | Call | 962166104 |
| VRTX | VERTEX PHARMACEUTICALS INC | 40 | $3,000 | 0.0% | $75.00 * | $73.64 | +8.1% | COM | 92532F100 |
| TRV | TRAVELERS COMPANIES INC | 35 | $3,000 | 0.0% | $85.71 * | $70.43 | -10.9% | COM | 89417E109 |
| WMT | WAL-MART STORES INC | 3,200 | $3,000 | 0.0% | $0.94 * | $51.45 | -61.6% | Call | 931142103 |
| — | NEWFIELD EXPL CO | 100 | $3,000 | 0.0% | $30.00 | $30.00 | — | COM | 651290108 |
| — | CONVERGYS CORP | 150 | $3,000 | 0.0% | $20.00 | $13.33 | — | COM | 212485106 |
| CCL | CARNIVAL CORP | 100 | $3,000 | 0.0% | $30.00 | $27.66 | +8.0% | PAIRED CTF | 143658300 |
| — | FRONTIER COMMUNICATIONS CORP | 767 | $3,000 | 0.0% | $3.91 | $4.49 | — | COM | 35906A108 |
| — | APACHE CORP | 36 | $3,000 | 0.0% | $83.33 | $87.96 | — | COM | 037411105 |
| — | ALLEGHENY TECHNOLOGIES INC | 3,000 | $3,000 | 0.0% | $1.00 | $1.00 | — | NOTE 4.250% 6/0 | 01741RAD4 |
| — | ALCOA INC | 2,000 | $3,000 | 0.0% | $1.50 | $1.50 | — | NOTE 5.250% 3/1 | 013817AT8 |
| ACN | ACCENTURE PLC IRELAND | 35 | $3,000 | 0.0% | $85.71 * | $57.14 | +4.2% | SHS CLASS A | G1151C101 |
| IVE | ISHARES | 25 | $2,000 | 0.0% | $80.00 | $80.00 | — | S&P 500 VAL ETF | 464287408 |
| SGRP | SPAR GROUP INC | 1,200 | $2,000 | 0.0% | $1.67 * | $2.05 | 0.0% | COM | 784933103 |
| — | GT ADVANCED TECHNOLOGIES INC | 200 | $2,000 | 0.0% | $10.00 | $5.00 | — | COM | 36191U106 |
| EWC | ISHARES | 80 | $2,000 | 0.0% | $25.00 | $25.00 | — | MSCI CDA ETF | 464286509 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,700 | $2,000 | 0.0% | $1.18 * | $89.68 | +28.6% | Call | 084670702 |
| BAC | BANK OF AMERICA CORPORATION | 2,400 | $2,000 | 0.0% | $0.83 * | $11.60 | -3.1% | Call | 060505104 |
| BK | BANK NEW YORK MELLON CORP | 60 | $2,000 | 0.0% | $33.33 * | $33.33 | -31.7% | COM | 064058100 |
| FMX | FOMENTO ECONOMICO MEXICANO S | 18 | $2,000 | 0.0% | $111.11 | $111.11 | — | SPON ADR UNITS | 344419106 |
| AMGN | AMGEN INC | 1,700 | $2,000 | 0.0% | $1.18 * | $86.00 | -10.5% | Call | 031162100 |
| — | WHITING PETE CORP NEW | 38 | $2,000 | 0.0% | $52.63 | $52.63 | — | COM | 966387102 |
| — | UNIT CORP | 39 | $2,000 | 0.0% | $51.28 | $51.28 | — | COM | 909218109 |
| — | ORGANOVO HLDGS INC | 360 | $2,000 | 0.0% | $5.56 | $5.56 | — | COM | 68620A104 |
| LOW | LOWES COS INC | 50 | $2,000 | 0.0% | $40.00 * | $33.92 | +7.4% | COM | 548661107 |
| MUR | MURPHY OIL CORP | 30 | $2,000 | 0.0% | $66.67 * | $34.50 | +9.4% | COM | 626717102 |
| NOC | NORTHROP GRUMMAN CORP | 16 | $2,000 | 0.0% | $125.00 * | $62.50 | +19.8% | COM | 666807102 |
| — | CHIMERA INVT CORP | 500 | $2,000 | 0.0% | $4.00 | $2.00 | — | COM | 16934Q109 |
| COP | CONOCOPHILLIPS | 23 | $2,000 | 0.0% | $86.96 * | $39.96 | +11.3% | COM | 20825C104 |
| — | CBS CORP NEW | 11 | $1,000 | 0.0% | $90.91 | $90.91 | — | CL B | 124857202 |
| DVN | DEVON ENERGY CORP NEW | 20 | $1,000 | 0.0% | $50.00 * | $37.00 | +3.0% | COM | 25179M103 |
| KO | COCA COLA CO | 2,500 | $1,000 | 0.0% | $0.40 * | $27.13 | -1.3% | Call | 191216100 |
| KO | COCA COLA CO | 4,000 | $1,000 | 0.0% | $0.25 * | $27.13 | -1.3% | Put | 191216100 |
| — | LEVEL 3 COMMUNICATIONS INC | 4 | $1,000 | 0.0% | $250.00 | $250.00 | — | COM NEW | 52729N308 |
| — | KELLOGG CO | 19 | $1,000 | 0.0% | $52.63 * | $84.00 | -53.8% | COM | 487836108 |
| — | LONE PINE RES INC | 18 | $1,000 | 0.0% | $55.56 | $55.56 | — | COM | 54222A106 |
| — | CON-WAY INC | 33 | $1,000 | 0.0% | $30.30 | $30.30 | — | COM | 205944101 |
| — | MANITOWOC INC | 45 | $1,000 | 0.0% | $22.22 | $22.22 | — | COM | 563571108 |
| JPM | JPMORGAN CHASE & CO | 700 | $1,000 | 0.0% | $1.43 * | $44.29 | -13.0% | Call | 46625H100 |
| C | CITIGROUP INC | 1,000 | $1,000 | 0.0% | $1.00 * | $39.10 | -3.8% | Call | 172967424 |
| CSCO | CISCO SYS INC | 40 | $1,000 | 0.0% | $25.00 * | $25.00 | -32.3% | COM | 17275R102 |
| CX | CEMEX SAB DE CV | 6 | $1,000 | 0.0% | $166.67 | $11.49 | — | SPON ADR NEW | 151290889 |
| — | MONEYGRAM INTL INC | 4 | $1,000 | 0.0% | $250.00 | $250.00 | — | COM NEW | 60935Y208 |
| MUSA | MURPHY USA INC | 7 | $1,000 | 0.0% | $142.86 * | $38.02 | 0.0% | COM | 626755102 |
| — | NABORS INDUSTRIES LTD | 28 | $1,000 | 0.0% | $35.71 | $35.71 | — | SHS | G6359F103 |
| EW | EDWARDS LIFESCIENCES CORP | 2 | $1,000 | 0.0% | $500.00 * | $11.84 | -1.2% | COM | 28176E108 |
| BND | VANGUARD BD INDEX FD INC | 6 | $1,000 | 0.0% | $166.67 | $305.56 | — | TOTAL BND MRKT | 921937835 |
| — | PLUM CREEK TIMBER CO INC | 2,000 | $1,000 | 0.0% | $0.50 | $44.38 | — | Call | 729251108 |
| PSX | PHILLIPS 66 | 11 | $1,000 | 0.0% | $90.91 * | $40.44 | -7.3% | COM | 718546104 |
| PEP | PEPSICO INC | 900 | $1,000 | 0.0% | $1.11 * | $67.82 | -16.3% | Call | 713448108 |
| — | WPX ENERGY INC | 26 | $1,000 | 0.0% | $38.46 | $38.46 | — | COM | 98212B103 |
| — | UNITED STATES STL CORP NEW | 7 | $1,000 | 0.0% | $142.86 | $142.86 | — | COM | 912909108 |
| — | UQM TECHNOLOGIES INC | 200 | $1,000 | 0.0% | $5.00 | $5.00 | — | COM | 903213106 |
| — | SUPERIOR ENERGY SVCS INC | 35 | $1,000 | 0.0% | $28.57 | $28.57 | — | COM | 868157108 |
| — | ENSCO PLC | 27 | $1,000 | 0.0% | $37.04 | $74.07 | — | SHS CLASS A | G3157S106 |
| — | WALTER INVT MGMT CORP | 14 | $1,000 | 0.0% | $71.43 | $71.43 | — | COM | 93317W102 |
| — | WALTER ENERGY INC | 39 | $1,000 | 0.0% | $25.64 | $25.64 | — | COM | 93317Q105 |
| WMT | WAL-MART STORES INC | 3,000 | $1,000 | 0.0% | $0.33 * | $51.45 | -61.6% | Put | 931142103 |
| — | WALGREEN CO | 2,600 | $1,000 | 0.0% | $0.38 | $53.75 | — | Put | 931422109 |
| — | VODAFONE GROUP PLC NEW | 13 | $1,000 | 0.0% | $76.92 | $25.00 | — | SPONS ADR NEW | 92857W209 |
| — | VIACOM INC NEW | 11 | $1,000 | 0.0% | $90.91 | $72.60 | — | CL B | 92553P201 |
| VZ | VERIZON COMMUNICATIONS INC | 30 | $1,000 | 0.0% | $33.33 * | $43.14 | -39.4% | COM | 92343V104 |
| — | STONE ENERGY CORP | 30 | $1,000 | 0.0% | $33.33 | $33.33 | — | COM | 861642106 |
| — | GIGAMEDIA LTD | 200 | $1,000 | 0.0% | $5.00 | $5.00 | — | ORD | Y2711Y104 |
| HII | HUNTINGTON INGALLS INDS INC | 2 | $1,000 | 0.0% | $500.00 * | $500.00 | -89.7% | COM | 446413106 |
| — | GENERAL ELECTRIC CO | 1,700 | $1,000 | 0.0% | $0.59 | $20.95 | — | Call | 369604103 |
| STLD | STEEL DYNAMICS INC | 73 | $1,000 | 0.0% | $13.70 * | $11.35 | +6.7% | COM | 858119100 |
| — | AMERICAN INTL GROUP INC | 2 | $1,000 | 0.0% | $500.00 | $500.00 | — | *W EXP 01/19/202 | 026874156 |
| AIG | AMERICAN INTL GROUP INC | 5 | $1,000 | 0.0% | $200.00 * | $32.51 | +10.8% | COM NEW | 026874784 |
| IBM | INTERNATIONAL BUSINESS MACHS | 1,000 | $1,000 | 0.0% | $1.00 * | $191.54 | -41.8% | Call | 459200101 |
| — | ISHARES | 2,000 | $1,000 | 0.0% | $0.50 | $11.20 | — | Call | 464286848 |
| LQD | ISHARES | 4,600 | $1,000 | 0.0% | $0.22 | $114.27 | — | Call | 464287242 |
| — | HESS CORP | 16 | $1,000 | 0.0% | $62.50 | $62.50 | — | COM | 42809H107 |
| XLU | SELECT SECTOR SPDR TR | 1,400 | $1,000 | 0.0% | $0.71 | $36.55 | — | Call | 81369Y886 |
| BP | BP PLC | 2 | $1,000 | 0.0% | $500.00 | $500.00 | — | SPONSORED ADR | 055622104 |
| — | BLACKROCK ENHANCED EQT DIV T | 14 | $1,000 | 0.0% | $71.43 | $71.43 | — | COM | 09251A104 |
| — | FOREST OIL CORP | 31 | $1,000 | 0.0% | $32.26 | $32.26 | — | COM PAR $0.01 | 346091705 |
| SPY | SPDR S&P 500 ETF TR | 1,000 | $1,000 | 0.0% | $1.00 | $144.25 | — | Put | 78462F103 |