Location: Denver, CO
CIK: 0001730578 · Show all filings
Period: Q4 2017 (Next →)
Filing Date: Feb 15, 2018
Total Value: $79.89M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 29,179 | $4.938M | 6.2% | $169.23 * | $39.08 | +1.4% | com | 037833100 |
| UNH | UNITEDHEALTH GRP INC | 13,000 | $2.866M | 3.6% | $220.46 * | $186.06 | +4.3% | com | 91324P102 |
| AMZN | AMAZON COM INC | 1,851 | $2.165M | 2.7% | $1169.47 * | $55.02 | +6.3% | com | 023135106 |
| INTC | INTEL CORPORATION | 46,505 | $2.147M | 2.7% | $46.16 * | $36.55 | +6.0% | com | 458140100 |
| META | FACEBOOK INC CLASS A | 12,153 | $2.145M | 2.7% | $176.46 | $175.52 | -0.2% | cl a | 30303M102 |
| BA | BOEING CO | 7,243 | $2.136M | 2.7% | $294.91 * | $257.40 | +9.2% | com | 097023105 |
| BAC | BANK OF AMERICA CORP | 64,350 | $1.9M | 2.4% | $29.52 * | $22.78 | +7.4% | com | 060505104 |
| — | GUGGENHEIM S&P 500 EQUAL WEIGHT ETF | 16,598 | $1.681M | 2.1% | $101.27 | $101.27 | — | gug s&p 500 eq | 783550106 |
| MA | MASTERCARD INC CLASS A | 11,060 | $1.674M | 2.1% | $151.36 * | $142.19 | +1.8% | cl a | 57636Q104 |
| SBUX | STARBUCKS CORP | 29,063 | $1.669M | 2.1% | $57.43 * | $47.41 | +1.7% | com | 855244109 |
| SCHG | SCHWAB US LARGE CAP ETF | 25,883 | $1.651M | 2.1% | $63.78 * | $8.59 | +2.8% | us lcap gr etf | 808524300 |
| BIDU | BAIDU INC F SPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 6,910 | $1.618M | 2.0% | $234.21 | $244.53 | -4.2% | spon adr rep a | 056752108 |
| BSV | VANGUARD SHORT-TERM BOND ETF | 19,408 | $1.535M | 1.9% | $79.10 | $79.46 | -0.5% | short trm bond | 921937827 |
| PM | PHILIP MORRIS INTL | 13,958 | $1.475M | 1.8% | $105.65 * | $69.58 | +0.0% | com | 718172109 |
| AMAT | APPLIED MATERIALS | 25,677 | $1.313M | 1.6% | $51.12 * | $49.42 | -5.5% | com | 038222105 |
| TXN | TEXAS INSTRUMENTS | 12,000 | $1.253M | 1.6% | $104.44 * | $77.65 | +7.5% | com | 882508104 |
| — | ETFS PHYSICAL PLATINUM SHARES ETF | 13,745 | $1.216M | 1.5% | $88.47 | $88.47 | — | sh ben int | 26922V101 |
| MU | MICRON TECHNOLOGY | 28,950 | $1.19M | 1.5% | $41.12 * | $42.03 | -4.5% | com | 595112103 |
| T | A T & T INC | 30,183 | $1.174M | 1.5% | $38.88 * | $15.25 | +7.7% | com | 00206R102 |
| GOOGL | ALPHABET INC. CLASS A | 1,063 | $1.115M | 1.4% | $1049.13 * | $51.24 | +2.0% | cap stk cl a | 02079K305 |
| VOO | VERIZON COMMUNICATN | 20,681 | $1.095M | 1.4% | $52.93 * | $239.00 | +2.6% | com | 922908363 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 21,927 | $1.033M | 1.3% | $47.12 | $46.27 | +1.8% | msci emg mkt | 464287234 |
| C | CITIGROUP INC | 13,332 | $992K | 1.2% | $74.41 * | $56.47 | +0.8% | com | 172967424 |
| VIG | VANGUARD DIVIDEND APPRECIATION ETF | 9,580 | $977K | 1.2% | $102.03 | $98.47 | +3.6% | div app etf | 921908844 |
| SCHD | SCHWAB US DIVIDEND EQUITY ETF | 18,678 | $956K | 1.2% | $51.17 * | $16.43 | +3.8% | us duvudend eq | 808524797 |
| — | POWERSHARES AEROSPACE & DEFENSE ETF | 17,175 | $926K | 1.2% | $53.90 | $53.90 | — | aerspc def ptf | 73935X690 |
| SCHB | SCHWAB US BROAD MARKET ETF | 14,055 | $907K | 1.1% | $64.52 * | $10.48 | +2.6% | us brd mkt etf | 808524102 |
| MCD | MC DONALDS CORP | 5,267 | $907K | 1.1% | $172.12 * | $138.65 | +2.9% | com | 580135101 |
| URI | UNITED RENTALS INC | 5,213 | $896K | 1.1% | $171.91 * | $147.40 | +13.0% | com | 911363109 |
| SHY | ISHARES 1-3 YEAR TREASRY BOND ETF IV | 10,443 | $876K | 1.1% | $83.86 | $84.13 | -0.3% | 1 3 yr treas bd | 464287457 |
| CSCO | CISCO SYSTEMS INC | 21,969 | $841K | 1.1% | $38.30 * | $27.97 | +7.2% | com | 17275R102 |
| PSEC | PROSPECT CAPITAL CO | 118,039 | $796K | 1.0% | $6.74 * | $2.43 | +5.1% | com | 74348T102 |
| BIIB | BIOGEN INC | 2,450 | $780K | 1.0% | $318.57 | $320.80 | -0.7% | com | 09062X103 |
| PYPL | PAYPAL HOLDINGS INCO | 10,500 | $773K | 1.0% | $73.62 | $72.14 | +1.8% | com | 70450Y103 |
| BRK/B | BERKSHIRE HATHAWAY CLASS B | 3,731 | $740K | 0.9% | $198.22 | $189.88 | +4.4% | cl b new | 084670702 |
| SCHX | SCHWAB US LARGE CAP VALUE ETF | 13,043 | $713K | 0.9% | $54.67 * | $10.36 | +2.6% | us lrg cap etf | 808524201 |
| — | YY INC F SPONSORED ADR 1 ADR REPS 20 ORD SHS | 6,100 | $690K | 0.9% | $113.06 | $113.06 | — | ads repcom cla | 98426T106 |
| PFF | ISHARES U.S. PREFERRED STOCK ETF IV | 17,836 | $679K | 0.8% | $38.07 | $38.39 | -0.8% | s&p us pfd stk | 464288687 |
| — | ALTABA INCORPORATED | 9,400 | $657K | 0.8% | $69.85 | $69.85 | — | com | 021346101 |
| PG | PROCTER & GAMBLE | 7,143 | $656K | 0.8% | $91.89 * | $72.65 | +2.3% | com | 742718109 |
| — | ISHARES GOLD ETF | 52,396 | $655K | 0.8% | $12.51 | $12.51 | — | ishares | 464285105 |
| — | JOHN HANCOCK PREFERRED I | 28,000 | $602K | 0.8% | $21.49 | $21.49 | — | com | 41013X106 |
| FLOT | ISHARES FLOATING RATE BOND ETF | 11,496 | $584K | 0.7% | $50.82 | $50.90 | -0.2% | fltg rate nt etf | 46429B655 |
| — | PRICELINE GROUP | 332 | $577K | 0.7% | $1737.74 | $1737.74 | — | com | 741503403 |
| CAT | CATERPILLAR INC | 3,475 | $548K | 0.7% | $157.58 * | $116.31 | +13.7% | com | 149123101 |
| MO | ALTRIA GROUP INC | 7,583 | $542K | 0.7% | $71.41 * | $36.64 | +7.4% | com | 02209S103 |
| — | ANDEAVOR | 4,550 | $520K | 0.7% | $114.34 | $114.34 | — | com | 03349M105 |
| — | PACIFIC PREMIER BANC | 13,000 | $520K | 0.7% | $40.00 | $40.00 | — | com | 69478X105 |
| MSFT | MICROSOFT CORP | 6,066 | $519K | 0.6% | $85.54 * | $75.26 | +4.5% | com | 594918104 |
| — | BLACKROCK ENHANCED EQUIT | 56,163 | $518K | 0.6% | $9.23 | $9.23 | — | com | 09251A104 |
| XLI | SELECT SECTOR INDUSTRIAL SPDR ETF | 6,351 | $481K | 0.6% | $75.68 | $72.77 | +4.0% | sbi int inds | 81369Y704 |
| — | TRITON INTL LTD F | 12,680 | $475K | 0.6% | $37.45 | $37.45 | — | cl a | G9078F107 |
| VUG | VANGUARD GROWTH ETF | 3,309 | $465K | 0.6% | $140.67 * | $22.95 | +2.1% | growth etf | 922908736 |
| V | VISA INC CLASS A | 4,000 | $456K | 0.6% | $114.02 * | $104.38 | +3.3% | com cl a | 92826C839 |
| DIS | WALT DISNEY CO | 4,190 | $450K | 0.6% | $107.52 * | $97.30 | +5.0% | com | 254687106 |
| ELV | ANTHEM INC | 2,000 | $450K | 0.6% | $225.01 * | $191.44 | +5.9% | com | 036752103 |
| EIX | EDISON INTERNATIONAL | 6,914 | $437K | 0.5% | $63.24 * | $53.73 | -16.3% | com | 281020107 |
| — | BROADCOM LTD F | 1,674 | $430K | 0.5% | $256.90 | $256.90 | — | shs | Y09827109 |
| DAL | DELTA AIR LINES INC | 7,561 | $423K | 0.5% | $56.00 * | $47.79 | +7.5% | com | 247361702 |
| TSLA | TESLA INC | 1,350 | $420K | 0.5% | $311.35 * | $21.75 | -4.6% | com | 88160R101 |
| OMER | OMEROS CORP | 21,354 | $415K | 0.5% | $19.43 | $18.75 | +3.6% | com | 682143102 |
| IDA | IDACORP INCORPORATED | 4,531 | $414K | 0.5% | $91.36 | $93.46 | -2.2% | com | 451107106 |
| — | ALLIANZGI NFJ DIV INTERE | 31,088 | $406K | 0.5% | $13.05 | $13.05 | — | com | 01883a107 |
| IP | INTERNATIONAL PAPER | 7,000 | $406K | 0.5% | $57.94 * | $37.59 | +2.7% | com | 460146103 |
| LTPZ | PIMCO 15 YEAR US TIPS INDEX ETF | 5,816 | $403K | 0.5% | $69.23 | $67.43 | +2.7% | 15+yr us tips | 72201R304 |
| XAR | SPDR S&P AEROSPACE DEFENSE ETF | 4,515 | $377K | 0.5% | $83.57 | $81.77 | +2.2% | aerospace def | 78464A631 |
| JNJ | JOHNSON & JOHNSON | 2,683 | $375K | 0.5% | $139.72 * | $110.98 | +0.7% | com | 478160104 |
| UPS | UNITED PARCEL SRVC CLASS B | 3,142 | $374K | 0.5% | $119.15 * | $86.27 | +1.7% | cl b | 911312106 |
| NVDA | NVIDIA CORP | 1,925 | $372K | 0.5% | $193.50 * | $4.91 | -2.6% | com | 67066G104 |
| SHV | ISHARES TIPS BOND ETF | 2,955 | $337K | 0.4% | $114.08 * | $110.29 | -0.0% | short treas bd | 464288679 |
| PSX | PHILLIPS 66 | 3,327 | $337K | 0.4% | $101.15 * | $69.29 | +6.8% | com | 718546104 |
| DGRW | WISDOMTREE US QLT DIV GRW ETF | 7,955 | $330K | 0.4% | $41.43 | $39.91 | +3.8% | us wtly div drt | 97717X669 |
| ORCL | ORACLE CORPORATION | 6,700 | $317K | 0.4% | $47.28 * | $43.49 | -3.6% | com | 68389X105 |
| XOM | EXXON MOBIL CORP | 3,749 | $314K | 0.4% | $83.64 * | $57.12 | +1.6% | com | 30231G102 |
| — | BANK OF AMERIC 7.25 PFD CONV SER L DUE 01/30/13 | 235 | $310K | 0.4% | $1319.00 | $1319.00 | — | 7.25 cnv pfd l | 060505682 |
| — | FLAHERTY CRUMRINE TOTAL | 14,200 | $307K | 0.4% | $21.61 | $21.61 | — | com | 338479108 |
| — | WYNDHAM WORLDWIDE CO | 2,610 | $302K | 0.4% | $115.87 | $115.87 | — | com | 98310W108 |
| EBAY | EBAY INC | 8,000 | $302K | 0.4% | $37.74 * | $33.03 | +1.7% | com | 278642103 |
| SCHV | SCHWAB US LARGE CAP GROWTH ETF | 4,242 | $300K | 0.4% | $70.72 * | $17.79 | +2.4% | us lcap va etf | 808524409 |
| SRPT | SAREPTA THERAPEUTICS | 5,300 | $295K | 0.4% | $55.64 | $52.98 | +5.0% | com | 803607100 |
| — | CITIGROUP INC 5.8 PFD PFD | 11,300 | $288K | 0.4% | $25.46 | $25.46 | — | com | 172967366 |
| — | NOVARTIS AG F SPONSORED ADR 1 ADR REPS 1 ORD SHS | 3,407 | $286K | 0.4% | $83.96 | $83.96 | — | sponsored adr | 66987v109 |
| DXC | D X C TECHNOLOGY COM | 3,012 | $286K | 0.4% | $94.90 * | $76.85 | +1.8% | com | 23355L106 |
| AAL | AMERICAN AIRLS GROUP | 5,486 | $285K | 0.4% | $52.03 * | $48.51 | +4.5% | com | 02376R102 |
| — | COHEN AND STEERS SEL PRF | 10,000 | $282K | 0.4% | $28.24 | $28.24 | — | com | 19248Y107 |
| CVX | CHEVRON CORPORATION | 2,201 | $276K | 0.3% | $125.23 * | $83.55 | +6.1% | com | 166764100 |
| GLD | SPDR GOLD SHARES ETF | 2,213 | $274K | 0.3% | $123.65 | $121.23 | +2.0% | gold shrs | 78463V107 |
| BMY | BRISTOL-MYERS SQUIBB | 4,450 | $273K | 0.3% | $61.28 * | $46.46 | -2.0% | com | 110122108 |
| — | TIME WARNER INC | 2,950 | $270K | 0.3% | $91.47 | $91.47 | — | com | 887317303 |
| — | ALPINE TOTAL DYNAMIC DIV | 28,442 | $269K | 0.3% | $9.47 | $9.47 | — | com | 021060207 |
| — | BLACKROCK ENHANCED GLOBA | 21,454 | $268K | 0.3% | $12.51 | $12.51 | — | com | 092501105 |
| DEM | WISDOMTREE EMRG MRKT HG DIV ETF | 5,825 | $264K | 0.3% | $45.35 | $43.70 | +3.8% | emer mkt high fd | 97717W315 |
| — | NIKE INC CLASS B | 4,200 | $263K | 0.3% | $62.55 | $62.55 | — | cl b new | 654105103 |
| KBH | KB HOME | 8,200 | $262K | 0.3% | $31.95 * | $25.81 | +11.2% | com | 48666K109 |
| VLO | VALERO ENERGY CORP | 2,779 | $255K | 0.3% | $91.91 * | $59.68 | +11.9% | com | 91913Y100 |
| IEO | ISHARES US OIL GAS EXL PROD ETF | 3,900 | $253K | 0.3% | $64.97 | $60.42 | +7.5% | us oil gs ex etf | 464288851 |
| — | ANNALY CAPITAL MGMT REIT | 21,309 | $253K | 0.3% | $11.89 | $11.89 | — | com | 035710409 |
| — | BOULDER GROWTH AND INCOM | 22,783 | $253K | 0.3% | $11.09 | $11.09 | — | com | 101507101 |
| — | PIMCO STRATEGIC INCOME C | 26,300 | $241K | 0.3% | $9.18 | $9.18 | — | com | 72200X104 |
| — | POWERSHARE FTSE RAFI US 1000 POR ETF | 2,067 | $235K | 0.3% | $113.59 | $113.59 | — | ftse rafi 1000 | 73935X583 |
| IJS | ISHARES S&P SMALL CAP 600 ETF | 1,500 | $230K | 0.3% | $153.57 * | $75.30 | +2.0% | sp smcp600vl | 464287879 |
| JPM | JPMORGAN CHASE & CO | 2,100 | $225K | 0.3% | $106.94 * | $81.33 | +5.6% | com | 46625H100 |
| HON | HONEYWELL INTL INC | 1,452 | $223K | 0.3% | $153.36 * | $113.37 | +3.6% | com | 438516106 |
| QCOM | QUALCOMM INC | 3,421 | $219K | 0.3% | $64.02 * | $49.00 | +6.1% | com | 747525103 |
| — | ALPS ALERIAN MLP ETF | 19,888 | $215K | 0.3% | $10.79 | $10.79 | — | alerian mlp | 00162Q866 |
| SLYG | SPDR S&P 600 SMALL CAP GROWTH ETF | 528 | $211K | 0.3% | $400.52 * | $57.68 | -1.5% | s&p 600 smcp grw | 78464A201 |
| — | CELGENE CORP | 2,000 | $209K | 0.3% | $104.36 | $104.36 | — | com | 151020104 |
| — | GOLDMAN SACHS GROUP | 814 | $207K | 0.3% | $254.76 | $254.76 | — | com | 78355W106 |
| MS | MORGAN STANLEY | 3,948 | $207K | 0.3% | $52.47 * | $39.73 | +3.9% | spon adr | 617446448 |
| — | GLOBAL X SUPERDIVIDEND ETF | 9,356 | $204K | 0.3% | $21.78 | $21.78 | — | glb x superdiv | 37950E549 |
| — | BLACKROCK RES AND CMMDIT | 18,838 | $184K | 0.2% | $9.77 | $9.77 | — | shs | 09257A108 |
| MWA | MUELLER WATER PRODUC | 13,304 | $167K | 0.2% | $12.53 * | $10.73 | +1.7% | com ser a | 624758108 |
| — | BLACKROCK ENHCD CAPITL A | 10,000 | $164K | 0.2% | $16.38 | $16.38 | — | com | 09256A109 |
| XBFZX | BLACKROCK CALIFORNIA MUN | 10,000 | $138K | 0.2% | $13.78 | $13.78 | — | sh ben int | 09248E102 |
| — | EATON VANCE RISK MAN DIV | 13,965 | $134K | 0.2% | $9.63 | $9.63 | — | com | 27829G106 |
| — | MOBILE TELESYSTEMS F SPONSORED ADR 1 ADR REPS 2 ORD SHS | 12,850 | $131K | 0.2% | $10.19 | $10.19 | — | shs | 607409109 |
| ARWR | ARROWHEAD PHARMA INC | 32,284 | $119K | 0.1% | $3.68 | $3.71 | -0.9% | com | 04280A100 |
| — | NUVEEN PREF AND INCM SEC | 11,603 | $118K | 0.1% | $10.20 | $10.20 | — | com | 67072C105 |
| — | ADVENT CLAYMOR CON SEC A | 19,014 | $114K | 0.1% | $5.99 | $5.99 | — | com | 007639107 |
| — | EATON VANCE TAX MAN GL D | 10,700 | $106K | 0.1% | $9.95 | $9.95 | — | com | 27829f108 |
| — | TCW STRATEGIC INCOME CF | 16,000 | $93,920 | 0.1% | $5.87 | $5.87 | — | com | 872340104 |
| — | AK STEEL HOLDING CO | 14,200 | $80,372 | 0.1% | $5.66 | $5.66 | — | com | 001547108 |
| — | RITE AID CORPORATION | 14,910 | $29,372 | 0.0% | $1.97 | $1.97 | — | com | 767754104 |
| — | CONNECTURE INC | 50,402 | $8,064 | 0.0% | $0.16 | $0.16 | — | com | 20786J106 |