CIK: 0001802387 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 6, 2020
Total Value ($000): $89,955 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| BND | VANGUARD BD INDEX FD INC | 39,498 | $3,312 | 3.7% | $87.63 | — | TOTAL BND MRKT | 921937835 |
| VOO | VANGUARD INDEX FDS | 11,078 | $3,277 | 3.6% | $255.22 | — | S&P 500 ETF SHS | 922908363 |
| BLV | VANGUARD BD INDEX FD INC | 27,942 | $2,804 | 3.1% | $110.66 | — | LONG TERM BOND | 921937793 |
| MINT | PIMCO ETF TR | 26,768 | $2,719 | 3.0% | $100.23 | — | ENHAN SHRT MA AC | 72201R833 |
| AAPL | APPLE INC | 9,107 | $2,674 | 3.0% | $40.43 | +53.4% | COM | 037833100 |
| IEI | ISHARES TR | 19,658 | $2,472 | 2.7% | $133.45 | — | 3 7 YR TREAS BD | 464288661 |
| VEA | VANGUARD TAX MANAGED INTL FD | 52,928 | $2,332 | 2.6% | $33.98 | — | FTSE DEV MKT ETF | 921943858 |
| RFCI | ALPS ETF TR | 89,845 | $2,255 | 2.5% | $26.12 | — | RIVERFRONT DYM | 00162Q536 |
| XOM | EXXON MOBIL CORP | 27,894 | $1,946 | 2.2% | $55.43 | -6.1% | COM | 30231G102 |
| GBDC | GOLUB CAP BDC INC | 90,330 | $1,667 | 1.9% | $9.11 | +5.8% | COM | 38173M102 |
| — | FLAHERTY & CRUMRIN PFD & INM | 76,832 | $1,666 | 1.9% | $17.71 | — | COM | 338478100 |
| — | PIMCO INCOME OPPORTUNITY FD | 59,861 | $1,664 | 1.8% | $20.41 | — | COM | 72202B100 |
| NMFC | NEW MTN FIN CORP | 120,568 | $1,657 | 1.8% | $6.40 | +7.1% | COM | 647551100 |
| — | PIMCO CORPORATE INCOME STRAT | 86,505 | $1,654 | 1.8% | $14.02 | — | COM | 72200U100 |
| KBWY | INVESCO EXCHNG TRADED FD TR | 52,735 | $1,646 | 1.8% | $17.30 | — | KBW PREM YIELD | 46138E594 |
| — | HANCOCK JOHN PFD INCOME FD I | 85,134 | $1,642 | 1.8% | $14.66 | — | COM | 41021P103 |
| — | NEUBERGER BERMAN RE ES SEC F | 293,650 | $1,639 | 1.8% | $3.32 | — | COM | 64190A103 |
| MAIN | MAIN STREET CAPITAL CORP | 37,974 | $1,637 | 1.8% | $37.23 | +14.9% | COM | 56035L104 |
| ARCC | ARES CAP CORP | 87,374 | $1,630 | 1.8% | $8.68 | +18.8% | COM | 04010L103 |
| RFDA | ALPS ETF TR | 46,183 | $1,618 | 1.8% | $29.36 | — | RIVERFRNT DYMC | 00162Q528 |
| NEAR | ISHARES US ETF TR | 31,151 | $1,565 | 1.7% | $49.48 | — | SHT MAT BD ETF | 46431W507 |
| — | TWO RDS SHARED TR | 137,217 | $1,405 | 1.6% | $8.52 | — | ANFIELD CAP DI | 90213U115 |
| IVV | ISHARES TR | 4,203 | $1,359 | 1.5% | $278.57 | — | CORE S&P500 ETF | 464287200 |
| GSY | INVESCO ACTIVELY MANAGD ETF | 26,262 | $1,323 | 1.5% | $50.05 | — | ULTRA SHRT DUR | 46090A887 |
| IGIB | ISHARES TR | 21,805 | $1,264 | 1.4% | $57.82 | — | INTRM TR CRP ETF | 464288638 |
| VUG | VANGUARD INDEX FDS | 6,354 | $1,158 | 1.3% | $171.32 | — | GROWTH ETF | 922908736 |
| RFFC | ALPS ETF TR | 31,931 | $1,140 | 1.3% | $28.53 | — | RIVERFRNT FLEX | 00162Q510 |
| GLD | SPDR GOLD TRUST | 7,508 | $1,073 | 1.2% | $161.85 | — | GOLD SHS | 78463V107 |
| VTV | VANGUARD INDEX FDS | 8,955 | $1,073 | 1.2% | $95.01 | — | VALUE ETF | 922908744 |
| VO | VANGUARD INDEX FDS | 5,827 | $1,038 | 1.2% | $141.68 | — | MID CAP ETF | 922908629 |
| FTSL | FIRST TR EXCHANGE TRADED FD | 18,972 | $909 | 1.0% | $44.71 | — | SENIOR LN FD | 33738D309 |
| FLOT | ISHARES TR | 16,310 | $831 | 0.9% | $49.74 | — | FLTG RATE NT ETF | 46429B655 |
| HYS | PIMCO ETF TR | 8,286 | $826 | 0.9% | $95.81 | — | 0-5 HIGH YIELD | 72201R783 |
| DJP | BARCLAYS BK PLC | 34,395 | $786 | 0.9% | $16.71 | — | DJUBS CMDT ETN36 | 06738C778 |
| — | PEOPLES UTAH BANCORP | 25,610 | $771 | 0.9% | $16.87 | — | COM | 712706209 |
| ITOT | ISHARES TR | 10,559 | $768 | 0.9% | $72.73 | — | CORE S&P TTL STK | 464287150 |
| VB | VANGUARD INDEX FDS | 4,548 | $753 | 0.8% | $120.49 | — | SMALL CP ETF | 922908751 |
| VWO | VANGUARD INTL EQUITY INDEX F | 16,837 | $749 | 0.8% | $34.87 | — | FTSE EMR MKT ETF | 922042858 |
| ANGL | VANECK VECTORS ETF TRUST | 22,664 | $677 | 0.8% | $27.87 | — | FALLEN ANGEL HG | 92189F437 |
| SRLN | SSGA ACTIVE ETF TR | 14,440 | $673 | 0.7% | $44.43 | — | BLKSTN GSOSRLN | 78467V608 |
| IGSB | ISHARES TR | 12,439 | $667 | 0.7% | $53.79 | — | SH TR CRPORT ETF | 464288646 |
| HON | HONEYWELL INTL INC | 3,370 | $596 | 0.7% | $122.55 | +17.4% | COM | 438516106 |
| GLOF | ISHARES TR | 18,599 | $580 | 0.6% | $25.23 | — | MULTIFACTOR GLBL | 46434V316 |
| IWP | ISHARES TR | 3,712 | $566 | 0.6% | $131.58 | — | RUS MD CP GR ETF | 464287481 |
| RFDI | FIRST TR EXCH TRADED FD III | 9,255 | $555 | 0.6% | $46.72 | — | RIVRFRNT DYN DEV | 33739P608 |
| XLV | SELECT SECTOR SPDR TR | 5,317 | $542 | 0.6% | $96.61 | — | SBI HEALTHCARE | 81369Y209 |
| XLK | SELECT SECTOR SPDR TR | 5,905 | $541 | 0.6% | $87.08 | — | TECHNOLOGY | 81369Y803 |
| JPST | JP MORGAN EXCHANGE TRADED FD | 10,662 | $538 | 0.6% | $50.06 | — | ULTRA SHRT INC | 46641Q837 |
| IUSB | ISHARES TR | 10,273 | $535 | 0.6% | $53.53 | — | CORE TOTAL USD | 46434V613 |
| BNDX | VANGUARD CHARLOTTE FDS | 9,209 | $521 | 0.6% | $56.75 | — | INTL BD IDX ETF | 92203J407 |
| PM | PHILIP MORRIS INTL INC | 6,063 | $516 | 0.6% | $56.07 | +7.0% | COM | 718172109 |
| RSP | INVESCO EXCHANGE TRADED FD T | 4,370 | $506 | 0.6% | $115.79 | — | S&P500 EQL WGT | 46137V357 |
| CAT | CATERPILLAR INC DEL | 3,424 | $506 | 0.6% | $123.01 | 0.0% | COM | 149123101 |
| T | AT&T INC | 12,911 | $505 | 0.6% | $14.16 | +33.2% | COM | 00206R102 |
| BP | BP PLC | 13,332 | $503 | 0.6% | $22.83 | — | SPONSORED ADR | 055622104 |
| BSV | VANGUARD BD INDEX FD INC | 6,188 | $499 | 0.6% | $82.73 | — | SHORT TRM BOND | 921937827 |
| CVX | CHEVRON CORP NEW | 4,036 | $486 | 0.5% | $87.45 | +2.5% | COM | 166764100 |
| VNQ | VANGUARD INDEX FDS | 4,925 | $457 | 0.5% | $74.57 | — | REAL ESTATE ETF | 922908553 |
| XLP | SELECT SECTOR SPDR TR | 7,179 | $452 | 0.5% | $59.23 | — | SBI CONS STPLS | 81369Y308 |
| USMV | ISHARES TR | 6,799 | $446 | 0.5% | $65.60 | — | MSCI MIN VOL ETF | 46429B697 |
| ABBV | ABBVIE INC | 4,981 | $441 | 0.5% | $61.01 | +5.9% | COM | 00287Y109 |
| — | GLAXOSMITHKLINE PLC | 8,916 | $419 | 0.5% | $39.83 | — | SPONSORED ADR | 37733W105 |
| PB | PROSPERITY BANCSHARES INC | 5,801 | $417 | 0.5% | $57.37 | +0.8% | COM | 743606105 |
| KO | COCA COLA CO | 7,520 | $416 | 0.5% | $37.78 | +17.8% | COM | 191216100 |
| D | DOMINION ENERGY INC | 4,911 | $407 | 0.5% | $53.89 | +15.8% | COM | 25746U109 |
| VNQI | VANGUARD INTL EQUITY INDEX F | 6,857 | $405 | 0.5% | $43.48 | — | GLB EX US ETF | 922042676 |
| VZ | VERIZON COMMUNICATIONS INC | 6,598 | $405 | 0.5% | $38.95 | +9.9% | COM | 92343V104 |
| V | VISA INC | 2,147 | $403 | 0.4% | $137.38 | +25.6% | COM CL A | 92826C839 |
| MSFT | MICROSOFT CORP | 2,544 | $401 | 0.4% | $102.29 | +36.1% | COM | 594918104 |
| PG | PROCTER & GAMBLE CO | 3,189 | $398 | 0.4% | $82.07 | +28.2% | COM | 742718109 |
| CCI | CROWN CASTLE INTL CORP NEW | 2,718 | $386 | 0.4% | $87.33 | +19.3% | COM | 22822V101 |
| BTI | BRITISH AMERN TOB PLC | 8,893 | $378 | 0.4% | $36.69 | — | SPONSORED ADR | 110448107 |
| SO | SOUTHERN CO | 5,857 | $373 | 0.4% | $37.42 | +30.7% | COM | 842587107 |
| UPS | UNITED PARCEL SERVICE INC | 3,106 | $364 | 0.4% | $80.97 | +14.7% | CL B | 911312106 |
| PEP | PEPSICO INC | 2,613 | $357 | 0.4% | $92.45 | +22.0% | COM | 713448108 |
| DUK | DUKE ENERGY CORP NEW | 3,835 | $350 | 0.4% | $66.91 | +7.3% | COM NEW | 26441C204 |
| XLF | SELECT SECTOR SPDR TR | 10,888 | $335 | 0.4% | $21.64 | — | SBI INT-FINL | 81369Y605 |
| BCE | BCE INC | 7,133 | $331 | 0.4% | $27.51 | +15.3% | COM NEW | 05534B760 |
| KMB | KIMBERLY CLARK CORP | 2,394 | $329 | 0.4% | $91.30 | +19.1% | COM | 494368103 |
| AMT | AMERICAN TOWER CORP NEW | 1,367 | $314 | 0.3% | $146.03 | +25.9% | COM | 03027X100 |
| NGG | NATIONAL GRID PLC | 4,967 | $311 | 0.3% | $55.29 | — | SPONSORED ADR NE | 636274409 |
| TMO | THERMO FISHER SCIENTIFIC INC | 942 | $306 | 0.3% | $244.42 | +22.1% | COM | 883556102 |
| AMZN | AMAZON COM INC | 165 | $305 | 0.3% | $83.22 | +6.4% | COM | 023135106 |
| IJR | ISHARES TR | 3,629 | $304 | 0.3% | $57.25 | — | CORE S&P SCP ETF | 464287804 |
| PPL | PPL CORP | 8,467 | $304 | 0.3% | $23.10 | +12.2% | COM | 69351T106 |
| MA | MASTERCARD INC | 1,004 | $300 | 0.3% | $207.20 | +31.6% | CL A | 57636Q104 |
| RIGS | ALPS ETF TR | 11,807 | $294 | 0.3% | $23.32 | — | RIVRFRNT STR INC | 00162Q783 |
| BA | BOEING CO | 856 | $279 | 0.3% | $375.20 | -6.4% | COM | 097023105 |
| UNH | UNITEDHEALTH GROUP INC | 939 | $276 | 0.3% | $227.63 | +3.9% | COM | 91324P102 |
| QQQ | INVESCO QQQ TR | 1,289 | $274 | 0.3% | $209.50 | — | UNIT SER 1 | 46090E103 |
| MO | ALTRIA GROUP INC | 5,461 | $273 | 0.3% | $29.72 | -3.1% | COM | 02209S103 |
| VMBS | VANGUARD SCOTTSDALE FDS | 5,136 | $273 | 0.3% | $54.26 | — | MORTG-BACK SEC | 92206C771 |
| META | FACEBOOK INC | 1,296 | $266 | 0.3% | $157.93 | +21.8% | CL A | 30303M102 |
| BIV | VANGUARD BD INDEX FD INC | 3,035 | $265 | 0.3% | $91.24 | — | INTERMED TERM | 921937819 |
| ADBE | ADOBE INC | 802 | $265 | 0.3% | $252.10 | +16.7% | COM | 00724F101 |
| VTR | VENTAS INC | 4,576 | $264 | 0.3% | $47.25 | +4.0% | COM | 92276F100 |
| DXJ | WISDOMTREE TR | 4,696 | $253 | 0.3% | $53.88 | — | JAPN HEDGE EQT | 97717W851 |
| AMGN | AMGEN INC | 1,041 | $251 | 0.3% | $154.67 | +18.1% | COM | 031162100 |
| PYPL | PAYPAL HLDGS INC | 2,292 | $248 | 0.3% | $94.45 | +10.1% | COM | 70450Y103 |
| DHR | DANAHER CORPORATION | 1,607 | $247 | 0.3% | $99.39 | +23.7% | COM | 235851102 |
| SBUX | STARBUCKS CORP | 2,756 | $242 | 0.3% | $59.25 | +25.7% | COM | 855244109 |
| LMBS | FIRST TR EXCHANGE TRADED FD | 4,634 | $240 | 0.3% | $51.51 | — | FST LOW OPPT EFT | 33739Q200 |
| IFLN | INVESCO EXCHNG TRADED FD TR | 12,424 | $239 | 0.3% | $19.24 | — | FNDMNTL HY CRP | 46138E719 |
| UNP | UNION PACIFIC CORP | 1,312 | $237 | 0.3% | $149.35 | 0.0% | COM | 907818108 |
| COST | COSTCO WHSL CORP NEW | 802 | $236 | 0.3% | $198.35 | +36.9% | COM | 22160K105 |
| WELL | WELLTOWER INC | 2,834 | $232 | 0.3% | $60.30 | +18.0% | COM | 95040Q104 |
| FIS | FIDELITY NATL INFORMATION SV | 1,650 | $229 | 0.3% | $93.46 | +26.9% | COM | 31620M106 |
| CM | CDN IMPERIAL BK COMM TORONTO | 2,744 | $228 | 0.3% | $29.85 | +6.1% | COM | 136069101 |
| AFL | AFLAC INC | 4,108 | $217 | 0.2% | $45.85 | 0.0% | COM | 001055102 |
| SCHB | SCHWAB STRATEGIC TR | 2,808 | $216 | 0.2% | $64.98 | — | US BRD MKT ETF | 808524102 |
| — | CERNER CORP | 2,933 | $215 | 0.2% | $68.19 | — | COM | 156782104 |
| AXP | AMERICAN EXPRESS CO | 1,720 | $214 | 0.2% | $110.13 | 0.0% | COM | 025816109 |
| HBAN | HUNTINGTON BANCSHARES INC | 14,148 | $213 | 0.2% | $9.75 | +12.5% | COM | 446150104 |
| WDAY | WORKDAY INC | 1,287 | $212 | 0.2% | $181.88 | -8.7% | CL A | 98138H101 |
| FXL | FIRST TR EXCHANGE TRADED FD | 2,914 | $211 | 0.2% | $64.77 | — | TECH ALPHADEX | 33734X176 |
| — | TOTAL S A | 3,746 | $207 | 0.2% | $33.68 | — | SPONSORED ADS | 89151E109 |
| — | ADVISORSHARES TR | 4,217 | $204 | 0.2% | $46.83 | — | NEWFLT MULSINC | 00768Y727 |
| XLY | SELECT SECTOR SPDR TR | 1,628 | $204 | 0.2% | $125.31 | — | SBI CONS DISCR | 81369Y407 |
| NFLX | NETFLIX INC | 628 | $203 | 0.2% | $34.67 | -14.5% | COM | 64110L106 |