Location: New York, NY
CIK: 0001040762 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 16, 2015
Total Value: $895M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| ABCB | AMERIS BANCORP | 768,500 | $22.09M | 2.5% | $22.07 | +7.9% | COM | 03076K108 |
| C | CITIGROUP INC | 409,200 | $20.3M | 2.3% | $37.99 | +7.3% | COM NEW | 172967424 |
| USB | US BANCORP DEL | 452,800 | $18.57M | 2.1% | $29.85 | -0.1% | COM NEW | 902973304 |
| AER | AERCAP HOLDINGS NV | 470,000 | $17.97M | 2.0% | $45.27 | -3.9% | SHS | N00985106 |
| — | EAGLE BANCORP INC - Warrant $6.7636 Exp 12/05/2018 | 423,977 | $16.48M | 1.8% | $30.34 | — | WARRANT | 2699929B1 |
| — | STATE BK FINL CORP | 783,300 | $16.2M | 1.8% | $15.41 | — | COM | 856190103 |
| — | C1 FINL INC | 849,700 | $16.19M | 1.8% | $18.33 | — | COM | 12591N109 |
| — | GUARANTY BANCORP DEL | 925,000 | $15.23M | 1.7% | $14.47 | — | COM NEW | 40075T607 |
| UCB | UNITED CMNTY BKS BLAIRSVLE G | 724,998 | $14.82M | 1.7% | $19.01 | +7.6% | COM | 90984P303 |
| SPY | SPDR S&P 500 ETF TR | 75,000 | $14.37M | 1.6% | — | — | Put | 78462F103 |
| IBCP | INDEPENDENT BANK CORP MICH | 945,000 | $13.95M | 1.6% | $7.02 | +40.5% | COM NEW | 453838609 |
| ZION | ZIONS BANCORPORATION | 490,000 | $13.49M | 1.5% | $28.85 | +2.8% | COM | 989701107 |
| AMH | AMERICAN HOMES 4 RENT | 810,000 | $13.03M | 1.5% | $16.25 | — | CL A | 02665T306 |
| — | DISCOVER FINL SVCS | 234,700 | $12.2M | 1.4% | $57.27 | — | COM | 254709108 |
| SBCF | SEACOAST BKG CORP FLA | 770,000 | $11.3M | 1.3% | $12.25 | +25.2% | COM NEW | 811707801 |
| — | CENTURY BANCORP INC MASS | 275,500 | $11.23M | 1.3% | $34.83 | — | CL A NON VTG | 156432106 |
| — | E TRADE FINANCIAL CORP | 420,000 | $11.06M | 1.2% | $25.23 | — | COM NEW | 269246401 |
| — | BOSTON PRIVATE FINL HLDGS IN | 920,000 | $10.76M | 1.2% | $11.33 | — | COM | 101119105 |
| — | HF FINL CORP | 655,900 | $10.64M | 1.2% | $13.01 | — | COM | 404172108 |
| — | SI FINL GROUP INC MD | 859,300 | $10.23M | 1.1% | $11.43 | — | COM | 78425V104 |
| — | SUN BANCORP INC | 501,705 | $9.628M | 1.1% | $18.20 | — | COM NEW | 86663B201 |
| — | TERRITORIAL BANCORP INC | 368,400 | $9.593M | 1.1% | $22.32 | — | COM | 88145X108 |
| IVZ | INVESCO LTD | 298,900 | $9.335M | 1.0% | $21.11 | +5.6% | SHS | G491BT108 |
| EGBN | EAGLE BANCORP INC MD | 196,200 | $8.927M | 1.0% | $28.14 | +22.0% | COM | 268948106 |
| — | METRO BANCORP INC PA | 295,000 | $8.67M | 1.0% | $26.32 | — | COM | 59161R101 |
| — | UNITED CMNTY FINL CORP OHIO | 1,729,200 | $8.646M | 1.0% | $4.37 | — | COM | 909839102 |
| — | EVANS BANCORP INC | 328,500 | $8.147M | 0.9% | $19.26 | — | COM | 29911Q208 |
| HTBK | HERITAGE COMMERCE CORP | 715,000 | $8.108M | 0.9% | $7.52 | +42.9% | COM | 426927109 |
| — | DIME CMNTY BANCSHARES | 479,695 | $8.107M | 0.9% | $16.27 | — | COM | 253922108 |
| — | FIRST MIDWEST BANCORP DEL | 460,000 | $8.068M | 0.9% | $15.08 | — | COM | 320867104 |
| — | FOX CHASE BANCORP INC NEW | 463,821 | $8.052M | 0.9% | $17.00 | — | COM | 35137T108 |
| MOFG | MIDWESTONE FINL GROUP INC NE | 272,900 | $7.985M | 0.9% | $26.76 | +15.6% | COM | 598511103 |
| — | 1ST CENTURY BANCSHARES INC | 1,000,300 | $7.902M | 0.9% | $6.25 | — | COM | 31943X102 |
| EVR | EVERCORE PARTNERS INC | 155,000 | $7.787M | 0.9% | $43.65 | 0.0% | CLASS A | 29977A105 |
| BAC | BANK AMER CORP | 480,000 | $7.478M | 0.8% | $13.31 | +1.0% | COM | 060505104 |
| — | SYNOVUS FINL CORP | 249,100 | $7.373M | 0.8% | $27.48 | — | COM NEW | 87161C501 |
| — | CENTERSTATE BANKS INC | 480,000 | $7.056M | 0.8% | $11.72 | — | COM | 15201P109 |
| OSBC | OLD SECOND BANCORP INC ILL | 1,117,109 | $6.96M | 0.8% | $4.39 | +31.7% | COM | 680277100 |
| — | AMERICAN RIVER BANKSHARES | 715,100 | $6.879M | 0.8% | $8.29 | — | COM | 029326105 |
| WSFS | WSFS FINL CORP | 237,000 | $6.828M | 0.8% | $24.76 | +13.6% | COM | 929328102 |
| SHBI | SHORE BANCSHARES INC | 694,100 | $6.747M | 0.8% | $9.30 | +2.0% | COM | 825107105 |
| BK | BANK NEW YORK MELLON CORP | 170,000 | $6.656M | 0.7% | $30.74 | +4.1% | COM | 064058100 |
| MS | MORGAN STANLEY | 210,300 | $6.624M | 0.7% | $25.79 | +5.7% | COM NEW | 617446448 |
| BANF | BANCFIRST CORP | 104,300 | $6.581M | 0.7% | $18.61 | +36.5% | COM | 05945F103 |
| — | PRUDENTIAL BANCORP INC NEW | 452,000 | $6.513M | 0.7% | $10.80 | — | COM | 74431A101 |
| TOL | TOLL BROTHERS INC | 190,000 | $6.506M | 0.7% | $36.95 | +2.5% | COM | 889478103 |
| — | STANDRD FINANCIAL CORP | 272,000 | $6.392M | 0.7% | $19.94 | — | COM | 853393106 |
| — | FIRST NBC BK HLDG CO | 177,100 | $6.206M | 0.7% | $24.63 | — | COM | 32115D106 |
| — | LYON WILLIAM HOMES | 298,300 | $6.145M | 0.7% | $20.60 | — | CL A NEW | 552074700 |
| — | ASTORIA FINL CORP | 375,000 | $6.038M | 0.7% | $13.08 | — | COM | 046265104 |
| — | MAINSOURCE FINANCIAL GP INC | 295,000 | $6.006M | 0.7% | $14.74 | — | COM | 56062Y102 |
| MTH | MERITAGE HOMES CORP | 160,000 | $5.843M | 0.7% | $21.51 | 0.0% | COM | 59001A102 |
| NTRS | NORTHERN TR CORP | 84,100 | $5.732M | 0.6% | $55.52 | 0.0% | COM | 665859104 |
| FCCO | FIRST CMNTY CORP S C | 457,300 | $5.661M | 0.6% | $7.04 | +33.5% | COM | 319835104 |
| — | M & T BK CORP | 112,800 | $5.552M | 0.6% | $50.18 | — | *W EXP 12/23/201 | 55261F112 |
| SMBC | SOUTHERN MO BANCORP INC | 261,324 | $5.415M | 0.6% | $12.86 | +28.6% | COM | 843380106 |
| — | COASTWAY BANCORP INC | 484,800 | $5.352M | 0.6% | $10.28 | — | COM | 190632109 |
| — | SOUTHWEST BANCORP INC OKLA | 325,000 | $5.333M | 0.6% | $14.28 | — | COM | 844767103 |
| — | FCB FINL HLDGS INC | 160,000 | $5.219M | 0.6% | $29.42 | — | CL A | 30255G103 |
| PFBC | PREFERRED BK LOS ANGELES CA | 164,493 | $5.198M | 0.6% | $20.13 | +52.7% | COM NEW | 740367404 |
| — | BRIDGE BANCORP INC | 194,600 | $5.198M | 0.6% | $24.53 | — | COM | 108035106 |
| — | FIDELITY NATIONAL FINANCIAL | 440,000 | $5.157M | 0.6% | $15.03 | — | FNFV GROUP COM | 31620R402 |
| QCRH | QCR HOLDINGS INC | 232,500 | $5.085M | 0.6% | $19.19 | +7.2% | COM | 74727A104 |
| HTB | HOMETRUST BANCSHARES INC | 270,500 | $5.018M | 0.6% | $15.71 | +13.3% | COM | 437872104 |
| PGC | PEAPACK-GLADSTONE FINL CORP | 220,000 | $4.657M | 0.5% | $16.62 | +19.8% | COM | 704699107 |
| — | WOLVERINE BANCORP INC | 180,623 | $4.606M | 0.5% | $19.49 | — | COM | 977880103 |
| — | ALLIANCE BANCORP INC PA NEW | 188,300 | $4.514M | 0.5% | $18.07 | — | COM | 01890A108 |
| — | HERITAGE OAKS BANCORP | 565,500 | $4.501M | 0.5% | $7.18 | — | COM | 42724R107 |
| — | UNITED CMNTY BANCORP IND | 291,600 | $4.359M | 0.5% | $10.63 | — | COM | 90984R101 |
| — | HAMILTON BANCORP INC MD | 310,000 | $4.34M | 0.5% | $13.24 | — | COM | 407015106 |
| JPM | JPMORGAN CHASE & CO | 71,000 | $4.329M | 0.5% | $44.36 | +11.9% | COM | 46625H100 |
| NBHC | NATIONAL BK HLDGS CORP | 210,000 | $4.311M | 0.5% | $15.20 | +9.2% | CL A | 633707104 |
| IROQ | IF BANCORP INC | 250,900 | $4.3M | 0.5% | $15.41 | +8.4% | COM | 44951J105 |
| — | POLONIA BACORP INC MD | 329,900 | $4.289M | 0.5% | $9.38 | — | COM | 73158Q109 |
| — | JACKSONVILLE BANCORP INC FLA | 312,707 | $4.159M | 0.5% | $12.13 | — | COM NEW | 469249205 |
| FFWM | FIRST FNDTN INC | 175,000 | $3.985M | 0.4% | $9.84 | 0.0% | COM | 32026V104 |
| — | COBIZ FINANCIAL INC | 303,400 | $3.947M | 0.4% | $9.79 | — | COM | 190897108 |
| — | FIRST SEC GROUP INC | 1,583,800 | $3.944M | 0.4% | $2.44 | — | COM NEW | 336312202 |
| ISTR | INVESTAR HLDG CORP | 250,000 | $3.873M | 0.4% | $14.04 | +10.9% | COM | 46134L105 |
| — | XENITH BANKSHARES INC | 589,100 | $3.764M | 0.4% | $5.47 | — | COM | 98410X105 |
| — | CHICOPEE BANCORP INC | 233,300 | $3.742M | 0.4% | $16.70 | — | COM | 168565109 |
| BOKF | BOK FINL CORP | 57,500 | $3.721M | 0.4% | $44.24 | +12.9% | COM NEW | 05561Q201 |
| PFS | PROVIDENT FINL SVCS INC | 188,900 | $3.684M | 0.4% | $10.19 | +16.9% | COM | 74386T105 |
| FCNCA | FIRST CTZNS BANCSHARES INC N | 16,000 | $3.616M | 0.4% | $201.85 | +17.0% | CL A | 31946M103 |
| KEY | KEYCORP NEW | 275,000 | $3.578M | 0.4% | $9.21 | +1.4% | COM | 493267108 |
| — | LAPORTE BANCORP INC MD | 242,100 | $3.571M | 0.4% | $10.12 | — | COM | 516651106 |
| — | FNB CORPORATION - Warrant $3.324 Exp 1/30/2019 | 367,916 | $3.543M | 0.4% | $11.00 | — | WARRANT | 302520945 |
| NRIM | NORTHRIM BANCORP INC | 122,200 | $3.535M | 0.4% | $3.72 | +23.6% | COM | 666762109 |
| GABC | GERMAN AMERN BANCORP INC | 120,000 | $3.512M | 0.4% | $15.11 | +0.5% | COM | 373865104 |
| CCNE | CNB FINL CORP PA | 192,475 | $3.497M | 0.4% | $12.56 | +3.7% | COM | 126128107 |
| CMA | COMERICA INC | 85,000 | $3.494M | 0.4% | $30.22 | +1.1% | COM | 200340107 |
| — | ZIONS BANCORPORATION | 1,785,000 | $3.481M | 0.4% | $3.19 | — | *W EXP 11/14/201 | 989701131 |
| — | STONEGATE BK FT LAUDERDALE F | 108,400 | $3.448M | 0.4% | $30.13 | — | COM | 861811107 |
| — | ESSA BANCORP INC | 262,200 | $3.398M | 0.4% | $11.58 | — | COM | 29667D104 |
| — | WELLS FARGO & CO NEW | 185,000 | $3.347M | 0.4% | $18.09 | — | *W EXP 10/28/201 | 949746119 |
| PBHC | PATHFINDER BANCORP INC MD | 299,500 | $3.324M | 0.4% | $7.97 | +14.5% | COM | 70319R109 |
| NMIH | NMI HLDGS INC | 435,000 | $3.306M | 0.4% | $12.84 | -36.2% | CL A | 629209305 |
| — | UMPQUA HLDGS CORP | 200,000 | $3.26M | 0.4% | $16.87 | — | COM | 904214103 |
| — | POAGE BANKSHARES INC | 210,000 | $3.255M | 0.4% | $15.05 | — | COM | 730206109 |
| RJF | RAYMOND JAMES FINANCIAL INC | 65,000 | $3.226M | 0.4% | $31.75 | 0.0% | COM | 754730109 |
| — | WILSHIRE BANCORP INC | 305,000 | $3.206M | 0.4% | $7.69 | — | COM | 97186T108 |
| FNF | FIDELITY NATIONAL FINANCIAL | 90,000 | $3.192M | 0.4% | $14.32 | +23.2% | FNF GROUP COM | 31620R303 |
| — | GREAT WESTN BANCORP INC | 125,000 | $3.171M | 0.4% | $25.37 | — | COM | 391416104 |
| — | WSFS FINANCIAL CORP Pfd. Stock | 117,896 | $3.158M | 0.4% | $26.50 | — | 6.50% PFD | 929328409 |
| BUSE | FIRST BUSEY CORP | 157,800 | $3.135M | 0.4% | $13.06 | 0.0% | COM NEW | 319383204 |
| TFIN | TRIUMPH BANCORP INC | 186,600 | $3.135M | 0.4% | $13.63 | +5.3% | COM | 89679E300 |
| — | LEGG MASON INC | 75,000 | $3.121M | 0.3% | $50.29 | — | COM | 524901105 |
| KRE | SPDR SERIES TRUST | 75,000 | $3.089M | 0.3% | — | — | Put | 78464A698 |
| RVSB | RIVERVIEW BANCORP INC | 609,200 | $2.894M | 0.3% | $2.20 | +51.7% | COM | 769397100 |
| MC | MOELIS & CO | 110,000 | $2.889M | 0.3% | $12.90 | 0.0% | CL A | 60786M105 |
| — | MUTUALFIRST FINL INC | 121,400 | $2.841M | 0.3% | $23.40 | — | COM | 62845B104 |
| — | FIRST AMERICAN INTERNATIONAL CORP | 169,800 | $2.819M | 0.3% | $17.34 | — | COM | 31849X107 |
| — | STONEGATE MTG CORP | 390,000 | $2.773M | 0.3% | $14.71 | — | COM | 86181Q300 |
| — | MALVERN BANCORP INC | 176,200 | $2.758M | 0.3% | $11.97 | — | COM | 561409103 |
| MBWM | MERCANTILE BANK CORP | 132,100 | $2.745M | 0.3% | $13.89 | 0.0% | COM | 587376104 |
| — | BAY BANKS OF VIRGINIA INC | 473,900 | $2.725M | 0.3% | $5.80 | — | COM | 072035108 |
| — | MELROSE BANCORP INC | 185,700 | $2.657M | 0.3% | $13.25 | — | COM | 585553100 |
| — | PNC FINL SVCS GROUP INC | 105,000 | $2.56M | 0.3% | $25.97 | — | *W EXP 12/31/201 | 693475121 |
| BSRR | SIERRA BANCORP | 158,300 | $2.526M | 0.3% | $9.46 | +25.5% | COM | 82620P102 |
| PB | PROSPERITY BANCSHARES INC | 50,000 | $2.456M | 0.3% | $38.72 | +1.7% | COM | 743606105 |
| SF | STIFEL FINL CORP | 55,000 | $2.315M | 0.3% | $32.49 | -7.4% | COM | 860630102 |
| — | FRATERNITY COMMUNIT BANCORP INC | 130,088 | $2.18M | 0.2% | $15.02 | — | COM | 35553P101 |
| HTH | HILLTOP HOLDINGS INC | 110,000 | $2.179M | 0.2% | $21.40 | 0.0% | COM | 432748101 |
| HAFC | HANMI FINL CORP | 85,000 | $2.142M | 0.2% | $21.77 | +14.6% | COM NEW | 410495204 |
| — | SUNTRUST BKS INC | 55,000 | $2.103M | 0.2% | $38.24 | — | COM | 867914103 |
| FFBC | FIRST FINL BANCORP OH | 110,000 | $2.099M | 0.2% | $9.63 | +30.7% | COM | 320209109 |
| — | MB BANCORP INC | 159,142 | $2.069M | 0.2% | $10.68 | — | COM | 55280E104 |
| EQFN | EQUITABLE FINL CORP NEW | 250,000 | $2.055M | 0.2% | $8.28 | 0.0% | COM | 29448T105 |
| — | AJS BANCORP INC. | 140,400 | $2.043M | 0.2% | $12.20 | — | COM | 001503101 |
| — | SILVER BAY RLTY TR CORP | 126,900 | $2.032M | 0.2% | $16.27 | — | COM | 82735Q102 |
| LPLA | LPL FINL HLDGS INC | 50,000 | $1.989M | 0.2% | — | — | Put | 50212V100 |
| — | BANK OF THE OZARKS INC | 45,000 | $1.969M | 0.2% | $43.76 | — | COM | 063904106 |
| — | HMN FINANCIAL INC - Warrant $4.68 Exp 12/23/2018 | 277,778 | $1.956M | 0.2% | $7.42 | — | WARRANT | 40424G975 |
| SAMG | SILVERCREST ASSET MGMT GROUP | 175,000 | $1.892M | 0.2% | $13.19 | -7.5% | CL A | 828359109 |
| — | CIVISTA BANCSHARES INC | 55,719 | $1.85M | 0.2% | $34.87 | — | 6.50% PFD SER B | 178867206 |
| EVTC | EVERTEC INC | 100,000 | $1.807M | 0.2% | $19.88 | -13.6% | COM | 30040P103 |
| — | SOUTHCOAST FINANCIAL CORP | 134,300 | $1.79M | 0.2% | $7.37 | — | COM | 84129R100 |
| WLFC | WILLIS LEASE FINANCE CORP | 110,000 | $1.789M | 0.2% | $14.76 | +13.6% | COM | 970646105 |
| WTBA | WEST BANCORPORATION INC | 95,000 | $1.781M | 0.2% | $19.16 | +0.1% | CAP STK | 95123P106 |
| HBAN | HUNTINGTON BANCSHARES INC | 160,000 | $1.696M | 0.2% | $7.32 | 0.0% | COM | 446150104 |
| — | JPMORGAN CHASE & CO | 85,000 | $1.692M | 0.2% | $19.77 | — | *W EXP 10/28/201 | 46634E114 |
| PROV | PROVIDENT FINL HLDGS INC | 100,100 | $1.68M | 0.2% | $15.35 | +6.7% | COM | 743868101 |
| — | DNB FINL CORP | 63,520 | $1.672M | 0.2% | $20.53 | — | COM | 233237106 |
| — | UNITED FINL BANCORP INC NEW | 125,000 | $1.631M | 0.2% | $13.29 | — | COM | 910304104 |
| — | YADKIN FINL CORP | 75,000 | $1.612M | 0.2% | $21.49 | — | COM | 984305102 |
| BANC | BANC CALIF INC | 130,000 | $1.595M | 0.2% | $9.96 | 0.0% | COM | 05990K106 |
| — | COMMUNITY WEST BANCSHARES | 225,000 | $1.564M | 0.2% | $6.56 | — | COM | 204157101 |
| — | BRYN MAWR BK CORP | 50,000 | $1.554M | 0.2% | $31.08 | — | COM | 117665109 |
| AVBH | AVIDBANK HOLDINGS INC. | 124,961 | $1.543M | 0.2% | $11.95 | +4.6% | COM | 05368J103 |
| — | FIRST NIAGARA FINL GP INC | 150,000 | $1.532M | 0.2% | $10.21 | — | COM | 33582V108 |
| — | EUREKA FINANCIAL CORP | 55,933 | $1.527M | 0.2% | $18.37 | — | COM | 29855C108 |
| — | COUNTY BANCORP INC | 79,600 | $1.524M | 0.2% | $19.68 | — | COM | 221907108 |
| — | FLY LEASING LTD | 115,000 | $1.518M | 0.2% | $15.52 | — | SPONSORED ADR | 34407D109 |
| — | PILGRIM BANCSHARES INC | 125,900 | $1.517M | 0.2% | $10.92 | — | COM | 72143J105 |
| — | WEST END INDIANA BANCSHARES INC | 67,000 | $1.511M | 0.2% | $19.20 | — | COM | 952678100 |
| — | STERLING BANCORP DEL | 100,000 | $1.487M | 0.2% | $13.78 | — | COM | 85917A100 |
| — | JACKSONVILLE BANCORP INC MD | 61,300 | $1.481M | 0.2% | $19.64 | — | COM | 46924R106 |
| PEBK | PEOPLES BANCORP N C INC | 84,200 | $1.474M | 0.2% | $15.04 | +12.0% | COM | 710577107 |
| HBNC | HORIZON BANCORP IND | 62,000 | $1.473M | 0.2% | $10.93 | 0.0% | COM | 440407104 |
| PEBO | PEOPLES BANCORP INC | 70,000 | $1.455M | 0.2% | $21.88 | 0.0% | COM | 709789101 |
| — | DCB FINANCIAL CORP | 214,725 | $1.439M | 0.2% | $7.48 | — | COM | 233075100 |
| — | ACCESS NATL CORP | 70,000 | $1.426M | 0.2% | $15.80 | — | COM | 004337101 |
| — | GEORGETOWN BANCORP INC MD | 79,900 | $1.422M | 0.2% | $14.20 | — | COM | 372591107 |
| HFBL | HOME FED BANCORP INC LA NEW | 59,800 | $1.368M | 0.2% | $8.84 | +23.2% | COM | 43708L108 |
| HNNA | HENNESSY ADVISORS INC | 57,500 | $1.366M | 0.2% | $13.08 | +13.8% | COM | 425885100 |
| RNST | RENASANT CORP | 40,000 | $1.314M | 0.1% | $28.20 | +13.9% | COM | 75970E107 |
| — | SUNSHINE FINANCIAL INC | 70,000 | $1.26M | 0.1% | $18.47 | — | COM | 86782T109 |
| LEN/B | LENNAR CORP | 30,000 | $1.188M | 0.1% | $32.51 | +9.8% | CL B | 526057302 |
| — | WCI CMNTYS INC | 50,000 | $1.132M | 0.1% | $22.64 | — | COM PAR $0.01 | 92923C807 |
| — | PEOPLES UTAH BANCORP | 69,010 | $1.126M | 0.1% | $16.98 | — | COM | 712706209 |
| — | BANK COMM HLDGS | 180,000 | $1.04M | 0.1% | $6.03 | — | COM | 06424J103 |
| — | TWO RIV BANCORP | 115,921 | $1.037M | 0.1% | $8.99 | — | COM | 90207C105 |
| — | SUNTRUST BKS INC | 121,500 | $1.008M | 0.1% | $10.53 | — | *W EXP 12/31/201 | 867914129 |
| — | STATE NATL COS INC | 107,500 | $1.005M | 0.1% | $11.98 | — | COM | 85711T305 |
| BPOP | POPULAR INC | 30,000 | $907K | 0.1% | $25.35 | -11.1% | COM NEW | 733174700 |
| — | J ALEXANDERS HLDGS INC | 88,946 | $887K | 0.1% | $9.97 | — | COM | 46609J106 |
| KRNY | KEARNY FINL CORP MD | 75,000 | $860K | 0.1% | $11.18 | +2.3% | COM | 48716P108 |
| — | FIRST INTERCONTINENTAL BANK | 118,413 | $841K | 0.1% | $7.23 | — | COM | 32056Y101 |
| — | NEWBRIDGE BANCORP | 97,500 | $832K | 0.1% | $8.79 | — | CL A NO PAR | 65080T102 |
| CZWI | CITIZENS CMNTY BANCORP INC M | 94,157 | $832K | 0.1% | $6.21 | +20.3% | COM | 174903104 |
| — | CARDINAL FINL CORP | 36,100 | $831K | 0.1% | $20.03 | — | COM | 14149F109 |
| — | FIRST SOUTH BANCORP INC VA | 103,300 | $816K | 0.1% | $7.94 | — | COM | 33646W100 |
| — | HMN FINL INC | 69,858 | $804K | 0.1% | $10.80 | — | COM | 40424G108 |
| CFG | CITIZENS FINL GROUP INC | 30,000 | $716K | 0.1% | $17.55 | 0.0% | COM | 174610105 |
| — | STARWOOD WAYPOINT RESIDENTL | 30,000 | $715K | 0.1% | $23.83 | — | COM SHS | 85571W109 |
| OFG | OFG BANCORP | 80,900 | $706K | 0.1% | $8.61 | 0.0% | COM | 67103X102 |
| — | MEETINGHOUSE BANCORP INC | 47,500 | $701K | 0.1% | $12.00 | — | COM | 58514H109 |
| UBFO | UNITED SECURITY BANCSHARES C | 128,800 | $683K | 0.1% | $3.17 | +0.2% | COM | 911460103 |
| — | THE FIRST BANCORP INC. | 226,819 | $669K | 0.1% | $3.06 | — | WARRANT | 31866P979 |
| — | SUGAR CREEK FINANCIAL CORPORATION | 63,100 | $647K | 0.1% | $9.69 | — | COM | 86481Y102 |
| — | NEW JERSEY COMMUNITY BANK | 110,000 | $644K | 0.1% | $5.51 | — | COM | 64577U102 |
| QNBC | QNB CORPORATION | 20,372 | $601K | 0.1% | $28.15 | +5.0% | COM | 74726N107 |
| FBNC | FIRST BANCORP N C | 35,000 | $595K | 0.1% | $13.72 | +0.9% | COM | 318910106 |
| — | OLD LINE BANCSHARES INC | 35,000 | $569K | 0.1% | $13.88 | — | COM | 67984M100 |
| OVLY | OAK VALLEY BANCORP OAKDALE C | 56,100 | $531K | 0.1% | $9.28 | +5.8% | COM | 671807105 |
| WD | WALKER & DUNLOP INC | 20,000 | $522K | 0.1% | $13.59 | +50.7% | COM | 93148P102 |
| — | SUNNYSIDE BANCORP INC | 50,000 | $520K | 0.1% | $9.56 | — | COM | 867475105 |
| — | COMMUNITY BANKERS TR CORP | 100,000 | $501K | 0.1% | $4.69 | — | COM | 203612106 |
| — | BBCN BANCORP INC | 30,000 | $451K | 0.1% | $14.52 | — | COM | 073295107 |
| LCNB | LCNB CORP | 20,000 | $324K | 0.0% | $9.97 | +0.6% | COM | 50181P100 |
| — | MINDEN BANCORP INC | 14,900 | $314K | 0.0% | $18.98 | — | COM | 60255R106 |
| CATY | CATHAY GEN BANCORP | 9,100 | $273K | 0.0% | $22.68 | 0.0% | COM | 149150104 |
| WAFD | WASHINGTON FED INC | 11,738 | $267K | 0.0% | $15.65 | +7.7% | COM | 938824109 |
| — | FIRST CAPITAL BANCORP VA | 51,100 | $244K | 0.0% | $4.43 | — | COM | 319438107 |
| — | SUFFOLK BANCORP | 8,900 | $243K | 0.0% | $16.90 | — | COM | 864739107 |
| — | HIBERNIA BANCORP INC | 10,000 | $201K | 0.0% | $18.14 | — | COM | 42866N104 |
| — | MSB FINL CORP NEW | 17,100 | $198K | 0.0% | $11.58 | — | COM | 55352L101 |
| — | GUARANTY FED BANCSHARES INC | 12,800 | $188K | 0.0% | $14.69 | — | COM | 40108P101 |
| CHMG | CHEMUNG FINL CORP | 5,900 | $165K | 0.0% | $19.88 | 0.0% | COM | 164024101 |
| — | FIRST FINL BANCORP OH | 14,999 | $110K | 0.0% | $5.97 | — | *W EXP 12/23/201 | 320209117 |
| — | PREMIER FINL BANCORP INC | 7,600 | $108K | 0.0% | $12.04 | — | COM | 74050M105 |
| — | AMBAC FINL GROUP INC | 10,000 | $69,000 | 0.0% | $16.78 | — | *W EXP 04/30/202 | 023139116 |
| — | SELECT BANCORP INC NEW | 5,900 | $43,000 | 0.0% | $7.29 | — | COM | 81617L108 |
| FSFG | FIRST SAVINGS FINL GROUP INC | 600 | $20,000 | 0.0% | $8.41 | 0.0% | COM | 33621E109 |
| — | PZENA INVESTMENT MGMT INC | 200 | $2,000 | 0.0% | $10.00 | — | CLASS A | 74731Q103 |