CIK: 0001040762 · Show all filings
Period: Q1 2016 (← Previous) (Next →)
Filing Date: May 13, 2016
Total Value ($000): $770,440 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| C | CITIGROUP INC | 550,000 | $22,963 | 3.0% | $36.92 | -15.4% | COM NEW | 172967424 |
| — | Eagle Bancorp Inc. - Warrant $6.7636 Exp 12/05/2018 | 423,977 | $17,523 | 2.3% | $30.34 | — | WARRANT | 2699929B1 |
| — | STATE BK FINL CORP | 814,900 | $16,102 | 2.1% | $15.87 | — | COM | 856190103 |
| CMA | COMERICA INC | 405,000 | $15,337 | 2.0% | $25.91 | -5.6% | COM | 200340107 |
| — | FOX CHASE BANCORP INC NEW | 741,300 | $14,322 | 1.9% | $18.16 | — | COM | 35137T108 |
| UCB | UNITED CMNTY BKS BLAIRSVLE G | 775,000 | $14,314 | 1.9% | $19.14 | -7.4% | COM | 90984P303 |
| ABCB | AMERIS BANCORP | 476,339 | $14,090 | 1.8% | $22.35 | +11.5% | COM | 03076K108 |
| SBCF | SEACOAST BKG CORP FLA | 886,042 | $13,991 | 1.8% | $12.89 | +14.8% | COM NEW | 811707801 |
| AMH | AMERICAN HOMES 4 RENT | 801,750 | $12,748 | 1.7% | $16.23 | — | CL A | 02665T306 |
| — | GUARANTY BANCORP DEL | 800,000 | $12,368 | 1.6% | $14.55 | — | COM NEW | 40075T607 |
| ZION | ZIONS BANCORPORATION | 495,000 | $11,984 | 1.6% | $28.32 | -18.8% | COM | 989701107 |
| — | SI FINL GROUP INC MD | 859,305 | $11,970 | 1.6% | $11.43 | — | COM | 78425V104 |
| — | CENTURY BANCORP INC MASS | 299,600 | $11,657 | 1.5% | $35.16 | — | CL A NON VTG | 156432106 |
| — | SUN BANCORP INC | 555,100 | $11,496 | 1.5% | $18.44 | — | COM NEW | 86663B201 |
| — | BOSTON PRIVATE FINL HLDGS IN | 985,000 | $11,278 | 1.5% | $11.34 | — | COM | 101119105 |
| IBCP | INDEPENDENT BANK CORP MICH | 760,000 | $11,058 | 1.4% | $7.02 | +47.0% | COM NEW | 453838609 |
| IVZ | INVESCO LTD | 347,500 | $10,693 | 1.4% | $21.04 | -12.6% | SHS | G491BT108 |
| BAC | BANK AMER CORP | 780,000 | $10,546 | 1.4% | $11.15 | -2.7% | COM | 060505104 |
| EGBN | EAGLE BANCORP INC MD | 196,200 | $9,418 | 1.2% | $28.14 | +30.4% | COM | 268948106 |
| WTFC | WINTRUST FINL CORP | 210,000 | $9,311 | 1.2% | $47.90 | -10.6% | COM | 97650W108 |
| — | UNITED CMNTY FINL CORP OHIO | 1,545,100 | $9,070 | 1.2% | $4.37 | — | COM | 909839102 |
| CFG | CITIZENS FINL GROUP INC | 385,000 | $8,066 | 1.0% | $17.38 | -15.5% | COM | 174610105 |
| OSBC | OLD SECOND BANCORP INC ILL | 1,122,900 | $8,051 | 1.0% | $4.48 | +40.7% | COM | 680277100 |
| — | HERITAGE OAKS BANCORP | 1,000,000 | $7,790 | 1.0% | $7.53 | — | COM | 42724R107 |
| — | CENTERSTATE BANKS INC | 520,000 | $7,743 | 1.0% | $11.99 | — | COM | 15201P109 |
| RF | REGIONS FINL CORP NEW | 980,000 | $7,693 | 1.0% | $6.45 | -12.6% | COM | 7591EP100 |
| — | DIME CMNTY BANCSHARES | 435,800 | $7,679 | 1.0% | $16.27 | — | COM | 253922108 |
| — | SYNOVUS FINL CORP | 260,000 | $7,517 | 1.0% | $28.45 | — | COM NEW | 87161C501 |
| — | TERRITORIAL BANCORP INC | 285,951 | $7,452 | 1.0% | $22.32 | — | COM | 88145X108 |
| — | AMERICAN RIVER BANKSHARES | 692,100 | $7,032 | 0.9% | $8.29 | — | COM | 029326105 |
| SYF | SYNCHRONY FINL | 240,000 | $6,878 | 0.9% | $25.00 | -11.3% | COM | 87165B103 |
| — | EVANS BANCORP INC | 280,239 | $6,838 | 0.9% | $19.26 | — | COM NEW | 29911Q208 |
| FCCO | FIRST CMNTY CORP S C | 452,382 | $6,523 | 0.8% | $7.04 | +51.4% | COM | 319835104 |
| WSFS | WSFS FINL CORP | 200,000 | $6,504 | 0.8% | $26.23 | +15.2% | COM | 929328102 |
| — | Standard Financial Corp. | 263,300 | $6,398 | 0.8% | $19.94 | — | COM | 853393106 |
| — | MAINSOURCE FINANCIAL GP INC | 295,000 | $6,222 | 0.8% | $14.74 | — | COM | 56062Y102 |
| SHBI | SHORE BANCSHARES INC | 513,575 | $6,153 | 0.8% | $9.30 | +22.0% | COM | 825107105 |
| HTBK | HERITAGE COMMERCE CORP | 603,800 | $6,044 | 0.8% | $7.52 | +30.6% | COM | 426927109 |
| — | CARDINAL FINL CORP | 295,200 | $6,007 | 0.8% | $20.35 | — | COM | 14149F109 |
| BANF | BANCFIRST CORP | 103,500 | $5,903 | 0.8% | $18.61 | +23.1% | COM | 05945F103 |
| — | FIRST MIDWEST BANCORP DEL | 325,000 | $5,857 | 0.8% | $15.08 | — | COM | 320867104 |
| — | STONEGATE BK FT LAUDERDALE F | 194,323 | $5,822 | 0.8% | $30.06 | — | COM | 861811107 |
| — | COASTWAY BANCORP INC | 458,099 | $5,740 | 0.7% | $10.28 | — | COM | 190632109 |
| — | PRUDENTIAL BANCORP INC NEW | 400,000 | $5,728 | 0.7% | $10.80 | — | COM | 74431A101 |
| — | XENITH BANKSHARES INC | 750,000 | $5,670 | 0.7% | $5.91 | — | COM | 98410X105 |
| SMBC | SOUTHERN MO BANCORP INC | 230,500 | $5,537 | 0.7% | $13.79 | +44.0% | COM | 843380106 |
| GS | GOLDMAN SACHS GROUP INC | 35,000 | $5,494 | 0.7% | $126.24 | 0.0% | COM | 38141G104 |
| — | FCB FINL HLDGS INC | 165,000 | $5,488 | 0.7% | $29.65 | — | CL A | 30255G103 |
| — | BRIDGE BANCORP INC | 178,500 | $5,439 | 0.7% | $24.53 | — | COM | 108035106 |
| HTB | HOMETRUST BANCSHARES INC | 295,113 | $5,409 | 0.7% | $15.96 | +14.6% | COM | 437872104 |
| FITB | FIFTH THIRD BANCORP | 315,000 | $5,257 | 0.7% | $11.61 | 0.0% | COM | 316773100 |
| — | MUTUALFIRST FINL INC | 207,600 | $5,232 | 0.7% | $24.07 | — | COM | 62845B104 |
| PFBC | PREFERRED BK LOS ANGELES CA | 170,000 | $5,143 | 0.7% | $23.03 | +30.4% | COM NEW | 740367404 |
| — | EVERBANK FINL CORP | 340,000 | $5,131 | 0.7% | $15.52 | — | COM | 29977G102 |
| — | YADKIN FINL CORP | 213,000 | $5,042 | 0.7% | $23.08 | — | COM | 984305102 |
| — | WOLVERINE BANCORP INC | 188,523 | $4,807 | 0.6% | $19.74 | — | COM | 977880103 |
| SCHW | SCHWAB CHARLES CORP NEW | 170,000 | $4,763 | 0.6% | $26.81 | -13.1% | COM | 808513105 |
| IROQ | IF BANCORP INC | 255,000 | $4,723 | 0.6% | $15.44 | +18.9% | COM | 44951J105 |
| — | ESSA BANCORP INC | 350,000 | $4,722 | 0.6% | $12.07 | — | COM | 29667D104 |
| KEY | KEYCORP NEW | 425,000 | $4,692 | 0.6% | $7.44 | 0.0% | COM | 493267108 |
| ISTR | INVESTAR HLDG CORP | 300,100 | $4,402 | 0.6% | $14.27 | +7.7% | COM | 46134L105 |
| PHM | PULTE GROUP INC | 235,000 | $4,397 | 0.6% | $15.66 | -3.4% | COM | 745867101 |
| — | M & T BK CORP | 112,800 | $4,276 | 0.6% | $50.18 | — | *W EXP 12/23/201 | 55261F112 |
| — | C1 FINL INC | 175,000 | $4,235 | 0.5% | $24.20 | — | COM | 12591N109 |
| QCRH | QCR HOLDINGS INC | 176,300 | $4,205 | 0.5% | $20.90 | +3.0% | COM | 74727A104 |
| FCNCA | FIRST CTZNS BANCSHARES INC N | 16,600 | $4,168 | 0.5% | $203.85 | +13.8% | CL A | 31946M103 |
| — | CHICOPEE BANCORP INC | 233,900 | $4,126 | 0.5% | $16.70 | — | COM | 168565109 |
| — | UNITED CMNTY BANCORP IND | 291,600 | $3,977 | 0.5% | $10.63 | — | COM | 90984R101 |
| — | WASHINGTONFIRST BANKSHARES I | 175,000 | $3,824 | 0.5% | $22.64 | — | COM | 940730104 |
| — | CIVISTA BANCSHARES INC | 109,450 | $3,776 | 0.5% | $34.69 | — | 6.50% PFD SER B | 178867206 |
| AMG | AFFILIATED MANAGERS GROUP | 23,000 | $3,735 | 0.5% | $145.29 | -7.0% | COM | 008252108 |
| — | FNB Corporation - Warrant $3.243 Exp 1/30/2019 | 377,106 | $3,684 | 0.5% | $10.98 | — | WARRANT | 302520945 |
| CCNE | CNB FINL CORP PA | 206,100 | $3,625 | 0.5% | $12.68 | +3.8% | COM | 126128107 |
| — | Polonia Bancorp, Inc. | 329,900 | $3,497 | 0.5% | $9.38 | — | COM | 73158Q109 |
| — | POAGE BANKSHARES INC | 210,000 | $3,484 | 0.5% | $15.05 | — | COM | 730206109 |
| FIS | FIDELITY NATL INFORMATION SV | 55,000 | $3,482 | 0.5% | $50.57 | 0.0% | COM | 31620M106 |
| — | LAKELAND BANCORP INC | 341,200 | $3,463 | 0.4% | $11.11 | — | COM | 511637100 |
| — | COBIZ FINANCIAL INC | 290,000 | $3,428 | 0.4% | $10.00 | — | COM | 190897108 |
| MS | MORGAN STANLEY | 135,000 | $3,376 | 0.4% | $25.79 | -25.2% | COM NEW | 617446448 |
| CTBI | COMMUNITY TR BANCORP INC | 95,000 | $3,355 | 0.4% | $23.57 | -0.4% | COM | 204149108 |
| — | WILSHIRE BANCORP INC | 305,000 | $3,142 | 0.4% | $7.95 | — | COM | 97186T108 |
| — | WSFS Financial Corporation 6.25% Pfd. Stock | 117,596 | $3,108 | 0.4% | $26.50 | — | 6.50% PFD | 929328409 |
| NMIH | NMI HLDGS INC | 615,000 | $3,106 | 0.4% | $10.97 | -52.5% | CL A | 629209305 |
| PBHC | PATHFINDER BANCORP INC MD | 280,000 | $3,086 | 0.4% | $7.97 | +23.5% | COM | 70319R109 |
| MOFG | MIDWESTONE FINL GROUP INC NE | 110,000 | $3,020 | 0.4% | $26.76 | +1.8% | COM | 598511103 |
| — | UMPQUA HLDGS CORP | 190,000 | $3,013 | 0.4% | $16.87 | — | COM | 904214103 |
| BUSE | FIRST BUSEY CORP | 145,000 | $2,970 | 0.4% | $13.06 | +3.4% | COM NEW | 319383204 |
| FFBC | FIRST FINL BANCORP OH | 160,000 | $2,909 | 0.4% | $10.99 | +6.4% | COM | 320209109 |
| — | CAROLINA FINL CORP NEW | 155,700 | $2,890 | 0.4% | $18.00 | — | COM | 143873107 |
| STBA | S & T BANCORP INC | 111,600 | $2,875 | 0.4% | $26.24 | 0.0% | COM | 783859101 |
| — | MELROSE BANCORP INC | 191,600 | $2,874 | 0.4% | $13.31 | — | COM | 585553100 |
| — | SOUTHWEST BANCORP INC OKLA | 190,000 | $2,859 | 0.4% | $14.28 | — | COM | 844767103 |
| — | PNC FINL SVCS GROUP INC | 135,000 | $2,742 | 0.4% | $26.58 | — | *W EXP 12/31/201 | 693475121 |
| — | OPUS BK IRVINE CALIF | 79,800 | $2,713 | 0.4% | $36.97 | — | COM | 684000102 |
| — | HAMILTON BANCORP INC MD | 200,000 | $2,662 | 0.3% | $13.24 | — | COM | 407015106 |
| — | BAY BANKS OF VIRGINIA INC | 472,700 | $2,652 | 0.3% | $5.80 | — | COM | 072035108 |
| SRCE | 1ST SOURCE CORP | 83,300 | $2,652 | 0.3% | $30.87 | — | COM | 336901103 |
| RVSB | RIVERVIEW BANCORP INC | 630,400 | $2,648 | 0.3% | $2.24 | +51.7% | COM | 769397100 |
| BSRR | SIERRA BANCORP | 145,500 | $2,641 | 0.3% | $9.46 | +35.1% | COM | 82620P102 |
| — | Fraternity Community Bancorp, Inc. | 136,700 | $2,611 | 0.3% | $15.19 | — | COM | 35553P101 |
| — | PB BANCORP INC | 310,000 | $2,604 | 0.3% | $8.40 | — | COM | 70454T100 |
| NRIM | NORTHRIM BANCORP INC | 106,300 | $2,542 | 0.3% | $3.72 | +12.4% | COM | 666762109 |
| — | UNITED FINL BANCORP INC NEW | 201,407 | $2,536 | 0.3% | $13.12 | — | COM | 910304104 |
| — | First American International Corp. | 168,880 | $2,525 | 0.3% | $17.34 | — | COM | 31849X107 |
| ASB | ASSOCIATED BANC CORP | 140,000 | $2,512 | 0.3% | $12.99 | -4.2% | COM | 045487105 |
| BOTJ | BANK OF THE ST JAMES FINL GP | 214,000 | $2,506 | 0.3% | $8.63 | +1.3% | COM | 470299108 |
| LPLA | LPL FINL HLDGS INC | 97,500 | $2,418 | 0.3% | $30.19 | -10.6% | COM | 50212V100 |
| — | NEW YORK CMNTY BANCORP INC | 150,000 | $2,385 | 0.3% | $16.22 | — | COM | 649445103 |
| HWC | HANCOCK HLDG CO | 102,500 | $2,353 | 0.3% | $26.57 | -11.4% | COM | 410120109 |
| — | STONEGATE MTG CORP | 407,186 | $2,337 | 0.3% | $14.32 | — | COM | 86181Q300 |
| — | MB Bancorp, Inc. | 183,900 | $2,317 | 0.3% | $10.99 | — | COM | 55280E104 |
| EQFN | EQUITABLE FINL CORP NEW | 277,158 | $2,292 | 0.3% | $8.28 | +3.1% | COM | 29448T105 |
| SAMG | SILVERCREST ASSET MGMT GROUP | 175,000 | $2,230 | 0.3% | $13.19 | -15.2% | CL A | 828359109 |
| TOWN | TOWNEBANK PORTSMOUTH VA | 115,000 | $2,207 | 0.3% | $18.50 | 0.0% | COM | 89214P109 |
| — | E TRADE FINANCIAL CORP | 90,000 | $2,204 | 0.3% | $25.23 | — | COM NEW | 269246401 |
| FHN | FIRST HORIZON NATL CORP | 165,000 | $2,161 | 0.3% | $10.36 | -11.7% | COM | 320517105 |
| — | AJS BANCORP INC. | 140,400 | $2,106 | 0.3% | $12.20 | — | COM | 001503101 |
| — | CHEVIOT FINL CORP NEW | 142,000 | $2,086 | 0.3% | $15.33 | — | COM | 16677X105 |
| — | PACIFIC MERCANTILE BANCORP | 280,000 | $1,960 | 0.3% | $7.02 | — | COM | 694552100 |
| — | DCB Financial Corp | 280,000 | $1,907 | 0.2% | $7.40 | — | COM | 233075100 |
| NVR | NVR INC | 1,100 | $1,906 | 0.2% | $1636.54 | -1.2% | COM | 62944T105 |
| — | HMN FINL INC | 277,778 | $1,864 | 0.2% | $7.42 | — | WARRANT | 40424G975 |
| — | SILVER BAY RLTY TR CORP | 120,000 | $1,782 | 0.2% | $16.27 | — | COM | 82735Q102 |
| HNNA | HENNESSY ADVISORS INC | 65,000 | $1,736 | 0.2% | $14.21 | +26.5% | COM | 425885100 |
| — | Sutherland Asset Management Corporation - 144a | 164,600 | $1,728 | 0.2% | $10.75 | — | Equity | 86933F107 |
| — | WELLS FARGO & CO NEW | 110,000 | $1,722 | 0.2% | $18.09 | — | *W EXP 10/28/201 | 949746119 |
| AVBH | AVIDBANK HOLDINGS INC | 120,353 | $1,685 | 0.2% | $11.95 | +16.9% | COM | 05368J103 |
| — | DNB FINL CORP | 58,801 | $1,677 | 0.2% | $20.93 | — | COM | 233237106 |
| PEBK | PEOPLES BANCORP N C INC | 90,000 | $1,674 | 0.2% | $15.17 | +12.2% | COM | 710577107 |
| PEBO | PEOPLES BANCORP INC | 85,400 | $1,669 | 0.2% | $20.52 | -11.3% | COM | 709789101 |
| — | Pilgrim Bancshares, Inc. | 125,900 | $1,612 | 0.2% | $10.92 | — | COM | 72143J105 |
| — | ZIONS BANCORPORATION | 1,755,000 | $1,580 | 0.2% | $3.19 | — | *W EXP 11/14/201 | 989701131 |
| — | JACKSONVILLE BANCORP INC MD | 60,645 | $1,546 | 0.2% | $19.64 | — | COM | 46924R106 |
| — | CENTRAL FEDERAL BANCSHARES INC | 144,000 | $1,538 | 0.2% | $10.68 | — | COM | 15346T107 |
| — | COMMUNITY WEST BANCSHARES | 225,000 | $1,530 | 0.2% | $6.56 | — | COM | 204157101 |
| PGC | PEAPACK-GLADSTONE FINL CORP | 90,000 | $1,521 | 0.2% | $16.62 | +1.4% | COM | 704699107 |
| PFS | PROVIDENT FINL SVCS INC | 75,000 | $1,514 | 0.2% | $10.19 | +17.8% | COM | 74386T105 |
| KRNY | KEARNY FINL CORP MD | 120,000 | $1,482 | 0.2% | $12.00 | 0.0% | COM | 48716P108 |
| — | SB FINL GROUP INC | 125,000 | $1,406 | 0.2% | $11.25 | — | DEP SHS PFD 6.5% | 78408D204 |
| — | ACCESS NATL CORP | 70,000 | $1,388 | 0.2% | $15.80 | — | COM | 004337101 |
| — | GEORGETOWN BANCORP INC MD | 69,100 | $1,382 | 0.2% | $14.20 | — | COM | 372591107 |
| PROV | PROVIDENT FINL HLDGS INC | 80,000 | $1,364 | 0.2% | $15.64 | +13.0% | COM | 743868101 |
| MCHB | HOMESTREET INC | 65,000 | $1,353 | 0.2% | $20.01 | 0.0% | COM | 43785V102 |
| — | FIRST NBC BK HLDG CO | 65,000 | $1,338 | 0.2% | $24.63 | — | COM | 32115D106 |
| HAFC | HANMI FINL CORP | 60,100 | $1,323 | 0.2% | $21.44 | -0.3% | COM NEW | 410495204 |
| — | Sunshine Financial Inc. | 68,300 | $1,311 | 0.2% | $18.47 | — | COM | 86782T109 |
| — | MALVERN BANCORP INC | 80,000 | $1,282 | 0.2% | $11.97 | — | COM | 561409103 |
| WLFC | WILLIS LEASE FINANCE CORP | 57,700 | $1,246 | 0.2% | $14.76 | +32.8% | COM | 970646105 |
| — | COLONY STARWOOD HOMES | 50,000 | $1,238 | 0.2% | $24.76 | — | COM | 19625X102 |
| — | GUARANTY FED BANCSHARES INC | 82,400 | $1,234 | 0.2% | $15.03 | — | COM | 40108P101 |
| DHI | D R HORTON INC | 40,000 | $1,209 | 0.2% | $24.62 | 0.0% | COM | 23331A109 |
| LEN/B | LENNAR CORP | 31,189 | $1,207 | 0.2% | $32.57 | -11.0% | CL B | 526057302 |
| — | TWO RIV BANCORP | 125,000 | $1,188 | 0.2% | $9.04 | — | COM | 90207C105 |
| — | BANK COMM HLDGS | 182,200 | $1,157 | 0.2% | $6.03 | — | COM | 06424J103 |
| — | BRYN MAWR BK CORP | 43,500 | $1,119 | 0.1% | $30.65 | — | COM | 117665109 |
| TFIN | TRIUMPH BANCORP INC | 70,400 | $1,114 | 0.1% | $13.63 | +5.3% | COM | 89679E300 |
| — | First Intercontinental Bank | 131,439 | $933 | 0.1% | $7.21 | — | COM | 32056Y101 |
| — | AMERICAN CAPITAL AGENCY CORP | 50,000 | $932 | 0.1% | $18.64 | — | COM | 02503X105 |
| UBFO | UNITED SECURITY BANCSHARES C | 184,523 | $913 | 0.1% | $3.18 | -1.5% | COM | 911460103 |
| ATLO | AMES NATL CORP | 36,683 | $908 | 0.1% | $15.86 | -0.0% | COM | 031001100 |
| — | COMMUNITY BANKERS TR CORP | 175,000 | $875 | 0.1% | $4.93 | — | COM | 203612106 |
| UVSP | UNIVEST CORP PA | 44,600 | $870 | 0.1% | $19.75 | -1.9% | COM | 915271100 |
| — | CODORUS VY BANCORP INC | 42,959 | $869 | 0.1% | $20.23 | — | COM | 192025104 |
| — | FIRST SOUTH BANCORP INC VA | 103,025 | $850 | 0.1% | $7.94 | — | COM | 33646W100 |
| — | New Bancorp, Inc. | 65,000 | $822 | 0.1% | $13.00 | — | COM | 642142103 |
| QNBC | QNB Corporation | 27,072 | $812 | 0.1% | $28.69 | +5.7% | COM | 74726N107 |
| — | WCI CMNTYS INC | 43,500 | $808 | 0.1% | $22.36 | — | COM PAR $0.01 | 92923C807 |
| — | ASTORIA FINL CORP | 50,000 | $792 | 0.1% | $15.84 | — | COM | 046265104 |
| — | HMN FINL INC | 69,858 | $787 | 0.1% | $10.80 | — | COM | 40424G108 |
| BPOP | POPULAR INC | 26,550 | $760 | 0.1% | $25.35 | -21.2% | COM NEW | 733174700 |
| — | Meetinghouse Bancorp, Inc. | 47,500 | $751 | 0.1% | $12.00 | — | COM | 58514H109 |
| — | Sugar Creek Financial Corporation | 65,000 | $748 | 0.1% | $9.76 | — | COM | 86481Y102 |
| — | The First Bancorp, Inc. - Warrant $16.533 Exp 1/9/2019 | 226,819 | $746 | 0.1% | $3.06 | — | WARRANT | 31866P979 |
| — | New Jersey Community Bank | 150,000 | $743 | 0.1% | $5.39 | — | COM | 64577U102 |
| — | SUNTRUST BKS INC | 115,000 | $742 | 0.1% | $10.00 | — | *W EXP 12/31/201 | 867914129 |
| FISI | FINANCIAL INSTNS INC | 25,000 | $727 | 0.1% | $17.97 | 0.0% | COM | 317585404 |
| — | Sunnyside Bancorp, Inc. | 52,200 | $600 | 0.1% | $9.64 | — | COM | 867475105 |
| — | West End Indiana Bancshares, Inc. | 27,000 | $582 | 0.1% | $19.20 | — | COM | 952678100 |
| — | PULASKI FINL CORP | 35,000 | $565 | 0.1% | $15.97 | — | COM | 745548107 |
| — | MBT FINL CORP | 70,000 | $564 | 0.1% | $8.06 | — | COM | 578877102 |
| — | FIDELITY SOUTHERN CORP NEW | 35,000 | $561 | 0.1% | $16.03 | — | COM | 316394105 |
| — | FIDELITY NATIONAL FINANCIAL | 50,000 | $543 | 0.1% | $15.03 | — | FNFV GROUP COM | 31620R402 |
| — | OLD LINE BANCSHARES INC | 30,000 | $541 | 0.1% | $18.03 | — | COM | 67984M100 |
| BNCC | BNCCORP, Inc. | 35,455 | $532 | 0.1% | $9.23 | -7.8% | COM | 055936108 |
| — | FARMERS CAP BK CORP | 20,000 | $528 | 0.1% | $26.40 | — | COM | 309562106 |
| OVLY | OAK VALLEY BANCORP OAKDALE C | 56,100 | $520 | 0.1% | $9.28 | +3.1% | COM | 671807105 |
| — | Northeast Community Bancorp, Inc. | 74,900 | $506 | 0.1% | $7.12 | — | COM | 664112109 |
| FMBH | FIRST MID ILL BANCSHARES INC | 20,646 | $498 | 0.1% | $20.07 | 0.0% | COM | 320866106 |
| GABC | GERMAN AMERN BANCORP INC | 14,300 | $460 | 0.1% | $15.11 | +9.6% | COM | 373865104 |
| HBCP | HOME BANCORP INC | 17,151 | $460 | 0.1% | $20.43 | 0.0% | COM | 43689E107 |
| — | FLAGSTAR BANCORP INC | 20,000 | $429 | 0.1% | $21.45 | — | COM PAR .001 | 337930705 |
| RITM | NEW RESIDENTIAL INVT CORP | 35,000 | $407 | 0.1% | $11.63 | — | COM NEW | 64828T201 |
| FBNC | FIRST BANCORP N C | 20,000 | $377 | 0.0% | $14.31 | +7.5% | COM | 318910106 |
| — | Sutherland Asset Management Corporation - Reg D | 35,400 | $372 | 0.0% | $10.76 | — | Equity | 86933F305 |
| — | OCEAN SHORE HLDG CO NEW | 20,000 | $350 | 0.0% | $17.50 | — | COM | 67501R103 |
| — | Minden Bancorp, Inc. | 14,900 | $329 | 0.0% | $18.98 | — | COM | 60255R106 |
| — | Hibernia Bancorp, Inc. | 15,000 | $307 | 0.0% | $18.92 | — | COM | 42866N104 |
| — | SOUTHERN NATL BANCORP OF VA | 25,000 | $298 | 0.0% | $11.92 | — | COM | 843395104 |
| EBMT | EAGLE BANCORP MONT INC | 21,000 | $255 | 0.0% | $8.97 | +0.9% | COM | 26942G100 |
| — | MONARCH FINANCIAL HOLDINGS I | 12,000 | $199 | 0.0% | $16.58 | — | COM | 60907Q100 |
| CIVB | CIVISTA BANCSHARES INC | 10,000 | $103 | 0.0% | $8.50 | 0.0% | COM NO PAR | 178867107 |
| CHMG | CHEMUNG FINL CORP | 3,293 | $87 | 0.0% | $19.95 | +3.3% | COM | 164024101 |
| — | FC HOLDINGS INC | 100,000 | $75 | 0.0% | $0.81 | — | Equity | 993029941 |
| ORRF | ORRSTOWN FINL SVCS INC | 2,249 | $39 | 0.0% | $12.88 | 0.0% | COM | 687380105 |
| — | PARAGON COMMERCIAL CORPORATION | 700 | $19 | 0.0% | $27.14 | — | COM | 69911U403 |
| — | FOUR OAKS FINCORP INC | 4,827 | $9 | 0.0% | $1.86 | — | COM | 350891107 |
| RILY | B RILEY FINL INC | 746 | $8 | 0.0% | $9.63 | 0.0% | COM | 05580M108 |
| — | CARROLL BANCORP INC | 12,169 | $0 | 0.0% | $0.33 | — | WARRANT | 144702107 |
| — | Colonial Bancgroup Inc. 6.375% Due 12/1/2015 | 3,952,000 | $0 | 0.0% | — | — | Bond | 195556AA3 |