Location: Minneapolis, MN
CIK: 0001257391 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 12, 2015
Total Value: $2.238B (70.6% shares, 29.4% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| PARR | PAR PETE CORP | 8,516,576 | $177M | 7.9% | $20.83 * | $18.31 | +5.1% | COM NEW | 69888T207 |
| — | TESLA MTRS INC | 51,956,000 | $106M | 4.7% | $2.04 | $1.75 | — | NOTE 1.500% 6/0 | 88160RAA9 |
| — | AMERICAN CAP LTD | 7,264,138 | $88.33M | 3.9% | $12.16 | $13.49 | — | COM | 02503Y103 |
| — | AMERICAN CAPITAL AGENCY CORP | 3,896,424 | $72.86M | 3.3% | $18.70 | $18.91 | — | COM | 02503X105 |
| — | OCWEN FINL CORP | 8,717,017 | $58.49M | 2.6% | $6.71 | $8.54 | — | COM NEW | 675746309 |
| — | HERBALIFE LTD | 63,075,000 | $55.72M | 2.5% | $0.88 | $0.82 | — | NOTE 2.000% 8/1 | 42703MAB9 |
| — | TELEFLEX INC | 27,462,000 | $55.54M | 2.5% | $2.02 | $1.91 | — | NOTE 3.875% 8/0 | 879369AA4 |
| — | YAHOO INC | 1,820,432 | $52.63M | 2.4% | $28.91 | $32.82 | — | COM | 984332106 |
| ALLY | ALLY FINL INC | 2,173,536 | $44.3M | 2.0% | $20.38 * | $17.87 | -7.1% | COM | 02005N100 |
| — | PACIRA PHARMACEUTICALS INC | 22,336,000 | $38.99M | 1.7% | $1.75 | $3.41 | — | NOTE 3.250% 2/0 | 695127AB6 |
| — | E M C CORP MASS | 1,595,186 | $38.54M | 1.7% | $24.16 | $24.76 | — | COM | 268648102 |
| — | OFFICE DEPOT INC | 5,796,651 | $37.22M | 1.7% | $6.42 | $7.15 | — | COM | 676220106 |
| — | ENCORE CAP GROUP INC | 28,681,000 | $36.16M | 1.6% | $1.26 | $1.54 | — | NOTE 3.000%11/2 | 292554AD4 |
| — | CIGNA CORPORATION | 260,085 | $35.12M | 1.6% | $135.02 | $135.02 | — | COM | 125509109 |
| — | NEW SR INVT GROUP INC | 3,162,024 | $33.08M | 1.5% | $10.46 | $15.89 | — | COM | 648691103 |
| — | ALTERA CORP | 573,261 | $28.71M | 1.3% | $50.08 | $50.19 | — | COM | 021441100 |
| — | TIME WARNER CABLE INC | 158,570 | $28.44M | 1.3% | $179.37 | $173.66 | — | COM | 88732J207 |
| — | ENCORE CAP GROUP INC | 28,180,000 | $27.95M | 1.2% | $0.99 | $1.14 | — | NOTE 3.000% 7/0 | 292554AF9 |
| — | SPDR S&P 500 ETF TR | 28,655 | $25.71M | 1.1% | $897.33 | — | — | Put | 78462F953 |
| — | CORENERGY INFRASTRUCTURE TR | 28,500,000 | $25.2M | 1.1% | $0.88 | $0.88 | — | NOTE 7.000% 6/1 | 21870UAA4 |
| — | ISIS PHARMACEUTICALS INC DEL | 9,728,000 | $23.81M | 1.1% | $2.45 | $2.40 | — | NOTE 2.750%10/0 | 464337AG9 |
| — | BROADCOM CORP | 450,000 | $23.14M | 1.0% | $51.43 | $51.48 | — | CL A | 111320107 |
| SPY | SPDR S&P 500 ETF TR | 120,000 | $23M | 1.0% | $191.63 | $191.63 | — | TR UNIT | 78462F103 |
| — | INTEGRA LIFESCIENCES HLDGS | 17,309,000 | $20.52M | 0.9% | $1.19 | $1.19 | — | C NOTE 1.625%12/1 | 457985AK5 |
| — | ISHARES TR | 20,500 | $20M | 0.9% | $975.76 | — | — | Put | 464287955 |
| — | CORSICANTO LTD | 21,710,000 | $19.95M | 0.9% | $0.92 | $0.86 | — | NOTE 3.500% 1/1 | 220480AB3 |
| — | JETBLUE AIRWAYS CORP | 3,574,000 | $18.93M | 0.8% | $5.30 | $1.89 | — | DBCV 6.750%10/1 | 477143AG6 |
| — | LIBERTY MEDIA CORP | 29,201,000 | $17.85M | 0.8% | $0.61 | $0.62 | — | DEB 4.000%11/1 | 530715AG6 |
| AAL | AMERICAN AIRLS GROUP INC | 452,298 | $17.56M | 0.8% | $38.83 | $41.28 | -5.2% | COM | 02376R102 |
| — | ISTAR FINL INC | 15,000,000 | $17.13M | 0.8% | $1.14 | $1.14 | — | NOTE 3.000%11/1 | 45031UBR1 |
| — | JAZZ TECHNOLOGIES INC NEW | 11,779,000 | $17.09M | 0.8% | $1.45 | $1.63 | — | NOTE 8.000%12/3 | 47214GAF4 |
| — | AMERICAN CAP MTG INVT CORP | 1,091,688 | $16.09M | 0.7% | $14.74 | $15.90 | — | COM | 02504A104 |
| — | PRECISION CASTPARTS CORP | 65,000 | $14.93M | 0.7% | $229.71 | $229.71 | — | COM | 740189105 |
| — | MARKET VECTORS ETF TR | 1,069,514 | $14.7M | 0.7% | $13.74 | $23.03 | — | GOLD MINER ETF | 57060U100 |
| — | GOL LINHAS AEREAS INTLG S A | 14,437,678 | $14.07M | 0.6% | $0.97 | $2.69 | — | SP ADR REP PFD | 38045R107 |
| — | CHENIERE ENERGY INC | 22,000,000 | $13.74M | 0.6% | $0.62 | $0.83 | — | NOTE 4.250% 3/1 | 16411RAG4 |
| — | HOLOGIC INC | 8,000,000 | $13.65M | 0.6% | $1.71 | $1.71 | — | FRNT 2.000%12/1 | 436440AB7 |
| — | NII HLDGS INC | 2,068,157 | $13.46M | 0.6% | $6.51 | $6.51 | — | COM PAR $0.001 | 62913F508 |
| — | RYANAIR HLDGS PLC | 170,382 | $13.34M | 0.6% | $78.30 | $71.86 | — | SPONSORED ADR | 783513104 |
| — | ALERE INC | 11,444,000 | $13.23M | 0.6% | $1.16 | $1.19 | — | NOTE 3.000% 5/1 | 01449JAA3 |
| — | TITAN MACHY INC | 16,750,000 | $12.44M | 0.6% | $0.74 | $0.69 | — | NOTE 3.750% 5/0 | 88830RAB7 |
| CSX | CSX CORP | 460,187 | $12.38M | 0.6% | $26.90 * | $8.37 | 0.0% | COM | 126408103 |
| — | COBALT INTL ENERGY INC | 16,814,000 | $11.96M | 0.5% | $0.71 | $0.67 | — | NOTE 2.625%12/0 | 19075FAA4 |
| UAL | UNITED CONTL HLDGS INC | 222,161 | $11.79M | 0.5% | $53.05 * | $61.04 | -7.6% | COM | 910047109 |
| HUM | HUMANA INC | 65,567 | $11.74M | 0.5% | $178.99 * | $170.02 | 0.0% | COM | 444859102 |
| — | SELECT COMFORT CORP | 529,668 | $11.59M | 0.5% | $21.88 | $24.19 | — | COM | 81616X103 |
| — | ICONIX BRAND GROUP INC | 11,850,000 | $11.15M | 0.5% | $0.94 | $1.22 | — | NOTE 2.500% 6/0 | 451055AE7 |
| — | COWEN GROUP INC NEW | 10,500,000 | $11M | 0.5% | $1.05 | $1.29 | — | NOTE 3.000% 3/1 | 223622AB7 |
| — | GREEN PLAINS INC | 9,000,000 | $10.36M | 0.5% | $1.15 | $1.35 | — | NOTE 3.250%10/0 | 393222AD6 |
| — | CHUBB CORP | 80,000 | $9.812M | 0.4% | $122.65 | $122.65 | — | COM | 171232101 |
| — | DR PEPPER SNAPPLE GROUP INC | 118,473 | $9.365M | 0.4% | $79.05 | $77.17 | — | COM | 26138E109 |
| MDT | MEDTRONIC PLC | 136,592 | $9.143M | 0.4% | $66.94 * | $56.98 | 0.0% | SHS | G5960L103 |
| MU | MICRON TECHNOLOGY INC | 586,467 | $8.785M | 0.4% | $14.98 * | $22.03 | -23.8% | COM | 595112103 |
| — | ENCORE CAP GROUP INC | 10,429,000 | $8.773M | 0.4% | $0.84 | $0.92 | — | NOTE 2.875% 3/1 | 292554AH5 |
| AAPL | APPLE INC | 78,750 | $8.686M | 0.4% | $110.30 * | $25.93 | +1.4% | COM | 037833100 |
| PEP | PEPSICO INC | 92,058 | $8.681M | 0.4% | $94.30 * | $65.67 | +5.8% | COM | 713448108 |
| — | SAFEGUARD SCIENTIFICS INC | 7,614,000 | $8.499M | 0.4% | $1.12 | $1.32 | — | DBCV 5.250% 5/1 | 786449AK4 |
| — | TOWER INTL INC | 357,402 | $8.492M | 0.4% | $23.76 | $25.06 | — | COM | 891826109 |
| OSG | AMBAC FINL GROUP INC | 566,729 | $8.201M | 0.4% | $14.47 * | $23.58 | -31.2% | COM NEW | 023139884 |
| — | AMAG PHARMACEUTICALS INC | 5,000,000 | $8.1M | 0.4% | $1.62 | $2.08 | — | NOTE 2.500% 2/1 | 00163UAA4 |
| BXMT | BLACKSTONE MTG TR INC | 293,000 | $8.04M | 0.4% | $27.44 | $27.97 | — | COM CL A | 09257W100 |
| EZPW | EZCORP INC | 1,287,044 | $7.941M | 0.4% | $6.17 * | $11.52 | -45.1% | CL A NON VTG | 302301106 |
| — | ALTISOURCE PORTFOLIO SOLNS S | 325,441 | $7.759M | 0.3% | $23.84 | $25.49 | — | REG SHS | L0175J104 |
| WHR | WHIRLPOOL CORP | 50,625 | $7.455M | 0.3% | $147.26 * | $167.44 | +1.1% | COM | 963320106 |
| — | BAKER HUGHES INC | 143,169 | $7.451M | 0.3% | $52.04 | $56.93 | — | COM | 057224107 |
| CVX | CHEVRON CORP NEW | 93,284 | $7.358M | 0.3% | $78.88 * | $70.36 | -23.5% | COM | 166764100 |
| ITW | ILLINOIS TOOL WKS INC | 88,552 | $7.289M | 0.3% | $82.31 * | $68.35 | 0.0% | COM | 452308109 |
| — | NATIONSTAR MTG HLDGS INC | 514,518 | $7.136M | 0.3% | $13.87 | $20.61 | — | COM | 63861C109 |
| — | INTERPUBLIC GROUP COS INC | 371,758 | $7.112M | 0.3% | $19.13 * | $13.98 | -2.8% | COM | 460690100 |
| — | PRICELINE GRP INC | 5,665 | $7.007M | 0.3% | $1236.89 | $1202.06 | — | COM NEW | 741503403 |
| — | IMPERIAL HLDGS INC | 6,500,000 | $6.939M | 0.3% | $1.07 | $1.23 | — | NOTE 8.500% 2/1 | 452834AE4 |
| UNH | UNITEDHEALTH GROUP INC | 59,271 | $6.876M | 0.3% | $116.01 * | $99.65 | +1.6% | COM | 91324P102 |
| DVA | DAVITA HEALTHCARE PARTNERS I | 95,020 | $6.873M | 0.3% | $72.33 * | $77.54 | 0.0% | COM | 23918K108 |
| — | EVERI HLDGS INC | 1,333,920 | $6.843M | 0.3% | $5.13 | $5.13 | — | COM | 30034T103 |
| FLR | FLUOR CORP NEW | 160,786 | $6.809M | 0.3% | $42.35 | $58.14 | -27.0% | COM | 343412102 |
| — | ENERNOC INC | 9,500,000 | $6.608M | 0.3% | $0.70 | $0.70 | — | DBCV 2.250% 8/1 | 292764AB3 |
| — | SANDISK CORP | 5,200,000 | $6.455M | 0.3% | $1.24 | $1.58 | — | NOTE 1.500% 8/1 | 80004CAD3 |
| — | JOY GLOBAL INC | 424,685 | $6.341M | 0.3% | $14.93 | $24.20 | — | COM | 481165108 |
| — | RITE AID CORP | 1,032,058 | $6.265M | 0.3% | $6.07 | $5.21 | — | COM | 767754104 |
| CBRL | CRACKER BARREL OLD CTRY STOR | 42,086 | $6.198M | 0.3% | $147.27 * | $88.76 | +7.5% | COM | 22410J106 |
| — | ARES COML REAL ESTATE CORP | 6,000,000 | $5.944M | 0.3% | $0.99 | $1.02 | — | NOTE 7.000%12/1 | 04013VAB4 |
| AME | AMETEK INC NEW | 113,591 | $5.943M | 0.3% | $52.32 * | $48.15 | +4.4% | COM | 031100100 |
| MEI | METHODE ELECTRS INC | 184,488 | $5.885M | 0.3% | $31.90 * | $32.40 | -29.4% | COM | 591520200 |
| — | ATWOOD OCEANICS INC | 396,386 | $5.87M | 0.3% | $14.81 | $26.25 | — | COM | 050095108 |
| ECPG | ENCORE CAP GROUP INC | 158,097 | $5.85M | 0.3% | $37.00 * | $37.66 | +8.5% | COM | 292554102 |
| PBF | PBF ENERGY INC | 203,762 | $5.752M | 0.3% | $28.23 * | $29.02 | +4.5% | CL A | 69318G106 |
| XLI | SELECT SECTOR SPDR TR | 115,300 | $5.752M | 0.3% | $49.89 | $52.14 | — | SBI INT-INDS | 81369Y704 |
| — | VMWARE INC | 70,000 | $5.515M | 0.2% | $78.79 | $78.79 | — | CL A COM | 928563402 |
| CAH | CARDINAL HEALTH INC | 70,647 | $5.427M | 0.2% | $76.82 * | $62.30 | 0.0% | COM | 14149Y108 |
| DCH | AMERICAN AXLE & MFG HLDGS IN | 272,132 | $5.426M | 0.2% | $19.94 | $24.15 | -16.2% | COM | 024061103 |
| JNJ | JOHNSON & JOHNSON | 58,108 | $5.424M | 0.2% | $93.34 * | $68.36 | +6.0% | COM | 478160104 |
| — | NABORS INDUSTRIES LTD | 571,151 | $5.397M | 0.2% | $9.45 | $11.68 | — | SHS | G6359F103 |
| UNP | UNION PAC CORP | 60,185 | $5.321M | 0.2% | $88.41 * | $72.17 | 0.0% | COM | 907818108 |
| MCK | MCKESSON CORP | 28,530 | $5.279M | 0.2% | $185.03 * | $195.59 | 0.0% | COM | 58155Q103 |
| NNI | NELNET INC | 152,308 | $5.271M | 0.2% | $34.61 * | $40.33 | -2.4% | CL A | 64031N108 |
| — | J G WENTWORTH CO | 1,050,364 | $5.178M | 0.2% | $4.93 | $11.76 | — | CL A | 46618D108 |
| TXRH | TEXAS ROADHOUSE INC | 136,857 | $5.091M | 0.2% | $37.20 * | $29.66 | +7.1% | COM | 882681109 |
| — | NORTHSTAR RLTY FIN CORP | 411,781 | $5.085M | 0.2% | $12.35 | $18.12 | — | COM NEW | 66704R704 |
| GM | GENERAL MTRS CO | 167,122 | $5.017M | 0.2% | $30.02 * | $24.16 | 0.0% | COM | 37045V100 |
| ETD | ETHAN ALLEN INTERIORS INC | 189,473 | $5.004M | 0.2% | $26.41 * | $15.85 | 0.0% | COM | 297602104 |
| — | TWO HBRS INVT CORP | 559,043 | $4.931M | 0.2% | $8.82 | $8.82 | — | COM | 90187B101 |
| — | LEUCADIA NATL CORP | 242,118 | $4.905M | 0.2% | $20.26 | $27.96 | — | COM | 527288104 |
| DG | DOLLAR GEN CORP NEW | 67,635 | $4.899M | 0.2% | $72.43 * | $59.13 | +13.0% | COM | 256677105 |
| — | CONTINENTAL BLDG PRODS INC | 238,023 | $4.889M | 0.2% | $20.54 | $21.68 | — | COM | 211171103 |
| COF | CAPITAL ONE FINL CORP | 66,142 | $4.797M | 0.2% | $72.53 * | $64.53 | +3.2% | COM | 14040H105 |
| IWM | ISHARES TR | 42,650 | $4.657M | 0.2% | $109.19 | $109.19 | — | RUSSELL 2000 ETF | 464287655 |
| — | POWERSECURE INTL INC | 401,220 | $4.622M | 0.2% | $11.52 | $13.35 | — | COM | 73936N105 |
| — | GRAN TIERRA ENERGY INC | 2,107,918 | $4.49M | 0.2% | $2.13 | $4.58 | — | COM | 38500T101 |
| — | XEROX CORP | 461,275 | $4.488M | 0.2% | $9.73 | $10.63 | — | COM | 984121103 |
| WMT | WAL-MART STORES INC | 67,864 | $4.4M | 0.2% | $64.84 * | $20.88 | -9.4% | COM | 931142103 |
| EME | EMCOR GROUP INC | 99,343 | $4.396M | 0.2% | $44.25 | $44.50 | +0.3% | COM | 29084Q100 |
| DDS | DILLARDS INC | 50,111 | $4.379M | 0.2% | $87.39 * | $84.99 | -15.4% | CL A | 254067101 |
| XOM | EXXON MOBIL CORP | 58,784 | $4.371M | 0.2% | $74.36 * | $57.06 | -14.0% | COM | 30231G102 |
| CX | CEMEX SAB DE CV | 613,596 | $4.289M | 0.2% | $6.99 | $9.47 | — | SPON ADR NEW | 151290889 |
| — | SANOFI | 21,218,178 | $4.038M | 0.2% | $0.19 | $1.21 | — | RIGHT 12/31/2020 | 80105N113 |
| NTAP | NETAPP INC | 135,957 | $4.024M | 0.2% | $29.60 * | $30.14 | -21.5% | COM | 64110D104 |
| TPC | TUTOR PERINI CORP | 243,512 | $4.008M | 0.2% | $16.46 * | $19.38 | -5.4% | COM | 901109108 |
| — | CHESAPEAKE ENERGY CORP | 5,500,000 | $3.905M | 0.2% | $0.71 | $0.71 | — | NOTE 2.250%12/1 | 165167CB1 |
| — | HARMAN INTL INDS INC | 40,424 | $3.88M | 0.2% | $95.98 | $95.98 | — | COM | 413086109 |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIO | 61,327 | $3.84M | 0.2% | $62.62 * | $55.65 | +0.0% | CL A | 192446102 |
| — | MULTI COLOR CORP | 50,152 | $3.836M | 0.2% | $76.49 | $76.49 | — | COM | 625383104 |
| — | INTEGRATED DEVICE TECHNOLOGY | 184,096 | $3.737M | 0.2% | $20.30 | $18.66 | — | COM | 458118106 |
| — | SWIFT TRANSN CO | 248,018 | $3.725M | 0.2% | $15.02 | $15.02 | — | CL A | 87074U101 |
| — | HUBBELL INC | 43,111 | $3.662M | 0.2% | $84.94 | $109.62 | — | CL B | 443510201 |
| — | PIER 1 IMPORTS INC | 528,150 | $3.644M | 0.2% | $6.90 | $15.96 | — | COM | 720279108 |
| BMY | BRISTOL MYERS SQUIBB CO | 61,105 | $3.617M | 0.2% | $59.19 * | $43.65 | +2.0% | COM | 110122108 |
| PAHC | PHIBRO ANIMAL HEALTH CORP | 112,100 | $3.546M | 0.2% | $31.63 * | $36.51 | 0.0% | CL A COM | 71742Q106 |
| — | STONEGATE MTG CORP | 498,736 | $3.546M | 0.2% | $7.11 | $15.89 | — | COM | 86181Q300 |
| — | WHOLE FOODS MKT INC | 110,974 | $3.512M | 0.2% | $31.65 | $39.44 | — | COM | 966837106 |
| — | EZCORP INC | 4,840,000 | $3.455M | 0.2% | $0.71 | $0.71 | — | NOTE 2.125% 6/1 | 302301AB2 |
| ACM | AECOM | 125,289 | $3.447M | 0.2% | $27.51 | $27.92 | 0.0% | COM | 00766T100 |
| — | TETRALOGIC PHARMACEUTICALS | 6,500,000 | $3.408M | 0.2% | $0.52 | $0.59 | — | C NOTE 8.000% 6/1 | 88165UAB5 |
| — | UNITED TECHNOLOGIES CORP | 37,042 | $3.296M | 0.1% | $88.98 | $111.27 | — | COM | 913017109 |
| — | SUCAMPO PHARMACEUTICALS INC | 163,682 | $3.252M | 0.1% | $19.87 | $16.43 | — | CL A | 864909106 |
| — | KKR & CO L P DEL | 192,620 | $3.232M | 0.1% | $16.78 | $24.33 | — | COM UNITS | 48248M102 |
| — | DEL TACO RESTAURANTS INC | 230,516 | $3.227M | 0.1% | $14.00 | $14.00 | — | COM | 245496104 |
| — | GSV CAP CORP | 3,500,000 | $3.183M | 0.1% | $0.91 | $0.91 | — | NOTE 5.250% 9/1 | 36191JAB7 |
| — | TILE SHOP HLDGS INC | 262,471 | $3.144M | 0.1% | $11.98 | $11.98 | — | COM | 88677Q109 |
| — | CASTLE A M & CO | 5,808,000 | $2.998M | 0.1% | $0.52 | $1.45 | — | NOTE 7.000%12/1 | 148411AF8 |
| — | PMC-SIERRA INC | 440,950 | $2.985M | 0.1% | $6.77 | $6.77 | — | COM | 69344F106 |
| — | APOLLO GLOBAL MGMT LLC | 172,287 | $2.96M | 0.1% | $17.18 | $22.71 | — | CL A SHS | 037612306 |
| DLTR | DOLLAR TREE INC | 44,267 | $2.951M | 0.1% | $66.66 * | $60.31 | +24.5% | COM | 256746108 |
| — | FORTRESS INVESTMENT GROUP LL | 519,018 | $2.881M | 0.1% | $5.55 | $8.02 | — | CL A | 34958B106 |
| — | BANK AMER CORP | 30,000 | $2.88M | 0.1% | $96.00 | — | — | Put | 060505954 |
| — | HD SUPPLY HLDGS INC | 100,167 | $2.867M | 0.1% | $28.62 | $29.75 | — | COM | 40416M105 |
| — | GREATBATCH INC | 50,676 | $2.859M | 0.1% | $56.42 | $50.45 | — | COM | 39153L106 |
| AGM | FEDERAL AGRIC MTG CORP | 109,533 | $2.84M | 0.1% | $25.93 * | $21.58 | -12.1% | CL C | 313148306 |
| — | FLIR SYS INC | 98,751 | $2.764M | 0.1% | $27.99 | $31.75 | — | COM | 302445101 |
| — | RAIT FINANCIAL TRUST | 550,334 | $2.73M | 0.1% | $4.96 | $7.80 | — | COM NEW | 749227609 |
| BANC | BANC CALIF INC | 217,579 | $2.67M | 0.1% | $12.27 * | $9.95 | +0.1% | COM | 05990K106 |
| NEM | NEWMONT MINING CORP | 165,557 | $2.661M | 0.1% | $16.07 * | $21.21 | -33.9% | COM | 651639106 |
| — | SUNPOWER CORP | 2,500,000 | $2.655M | 0.1% | $1.06 | $1.48 | — | DBCV 0.750% 6/0 | 867652AG4 |
| ILMN | ILLUMINA INC | 15,100 | $2.655M | 0.1% | $175.83 * | $180.61 | +11.9% | COM | 452327109 |
| — | INVESCO MORTGAGE CAPITAL INC | 213,339 | $2.611M | 0.1% | $12.24 | $12.24 | — | COM | 46131B100 |
| MLKN | MILLER HERMAN INC | 90,105 | $2.599M | 0.1% | $28.84 * | $21.96 | -0.7% | COM | 600544100 |
| — | PATTERSON COMPANIES INC | 59,116 | $2.557M | 0.1% | $43.25 | $43.25 | — | COM | 703395103 |
| — | PLANAR SYS INC | 429,219 | $2.489M | 0.1% | $5.80 | $6.63 | — | COM | 726900103 |
| CPSS | CONSUMER PORTFOLIO SVCS INC | 493,916 | $2.46M | 0.1% | $4.98 * | $6.70 | -14.4% | COM | 210502100 |
| AER | AERCAP HOLDINGS NV | 63,547 | $2.43M | 0.1% | $38.24 * | $34.79 | +25.1% | SHS | N00985106 |
| — | PREFERRED APT CMNTYS INC | 223,294 | $2.429M | 0.1% | $10.88 | $8.75 | — | COM | 74039L103 |
| BKE | BUCKLE INC | 64,403 | $2.381M | 0.1% | $36.97 * | $15.70 | -8.0% | COM | 118440106 |
| — | TESLA MTRS INC | 2,500,000 | $2.353M | 0.1% | $0.94 | $0.94 | — | NOTE 1.250% 3/0 | 88160RAC5 |
| BAC | BANK AMER CORP | 150,000 | $2.337M | 0.1% | $15.58 * | $13.45 | 0.0% | COM | 060505104 |
| — | INGRAM MICRO INC | 85,655 | $2.333M | 0.1% | $27.24 | $25.10 | — | CL A | 457153104 |
| — | TENNECO INC | 51,350 | $2.299M | 0.1% | $44.77 | $44.77 | — | COM | 880349105 |
| — | GLOBAL EAGLE ENTMT INC | 195,123 | $2.24M | 0.1% | $11.48 | $12.43 | — | COM | 37951D102 |
| — | ORBOTECH LTD | 144,267 | $2.229M | 0.1% | $15.45 | $16.68 | — | ORD | M75253100 |
| SAH | SONIC AUTOMOTIVE INC | 108,825 | $2.222M | 0.1% | $20.42 * | $25.25 | -11.5% | CL A | 83545G102 |
| — | CARRIAGE SVCS INC | 2,000,000 | $2.219M | 0.1% | $1.11 | $1.11 | — | NOTE 2.750% 3/1 | 143905AM9 |
| — | LIFEPOINT HEALTH INC | 31,191 | $2.211M | 0.1% | $70.89 | $74.06 | — | COM | 53219L109 |
| CHMI | CHERRY HILL MTG INVT CORP | 145,205 | $2.211M | 0.1% | $15.23 | $18.48 | — | COM | 164651101 |
| — | LYON WILLIAM HOMES | 106,916 | $2.202M | 0.1% | $20.60 | $25.75 | — | CL A NEW | 552074700 |
| MCHB | HOMESTREET INC | 92,945 | $2.147M | 0.1% | $23.10 * | $20.89 | +8.1% | COM | 43785V102 |
| — | DESTINATION MATERNITY CORP | 232,181 | $2.141M | 0.1% | $9.22 | $26.28 | — | COM | 25065D100 |
| — | ASCENT CAP GROUP INC | 2,900,000 | $2.088M | 0.1% | $0.72 | $0.72 | — | NOTE 4.000% 7/1 | 043632AA6 |
| MOD | MODINE MFG CO | 262,515 | $2.066M | 0.1% | $7.87 * | $9.33 | 0.0% | COM | 607828100 |
| — | CHARTER COMMUNICATIONS INC D | 484 | $2.052M | 0.1% | $4239.67 | — | — | Put | 16117M955 |
| RICK | RCI HOSPITALITY HLDGS INC | 195,546 | $2.038M | 0.1% | $10.42 * | $11.25 | -1.0% | COM | 74934Q108 |
| — | AIR METHODS CORP | 58,511 | $1.995M | 0.1% | $34.10 | $41.34 | — | COM PAR $.06 | 009128307 |
| — | OWENS ILL INC | 95,741 | $1.984M | 0.1% | $20.72 | $22.94 | — | COM NEW | 690768403 |
| — | BIOTELEMETRY INC | 159,390 | $1.951M | 0.1% | $12.24 | $12.24 | — | COM | 090672106 |
| — | MENTOR GRAPHICS CORP | 1,497,000 | $1.887M | 0.1% | $1.26 | $1.26 | — | SDCV 4.000% 4/0 | 587200AK2 |
| — | ANGIES LIST INC | 373,912 | $1.885M | 0.1% | $5.04 | $11.52 | — | COM | 034754101 |
| — | PACIFIC PREMIER BANCORP | 92,075 | $1.871M | 0.1% | $20.32 | $14.20 | — | COM | 69478X105 |
| — | ARC DOCUMENT SOLUTIONS INC | 312,257 | $1.858M | 0.1% | $5.95 | $5.95 | — | COM | 00191G103 |
| RCKY | ROCKY BRANDS INC | 130,726 | $1.855M | 0.1% | $14.19 * | $19.62 | -9.0% | COM | 774515100 |
| — | BOINGO WIRELESS INC | 221,004 | $1.83M | 0.1% | $8.28 | $8.28 | — | COM | 09739C102 |
| — | DOMTAR CORP | 51,071 | $1.826M | 0.1% | $35.75 | $50.25 | — | COM NEW | 257559203 |
| — | NATIONAL WESTN LIFE INS CO | 8,118 | $1.808M | 0.1% | $222.71 | $207.88 | — | CL A | 638522102 |
| — | DEL FRISCOS RESTAURANT GROUP | 129,946 | $1.805M | 0.1% | $13.89 | $18.63 | — | COM | 245077102 |
| — | APOLLO RESIDENTIAL MTG INC | 142,515 | $1.804M | 0.1% | $12.66 | $12.89 | — | COM | 03763V102 |
| — | RTI SURGICAL INC | 317,140 | $1.801M | 0.1% | $5.68 | $5.68 | — | COM | 74975N105 |
| — | INSYS THERAPEUTICS INC NEW | 62,997 | $1.793M | 0.1% | $28.46 | $28.46 | — | COM NEW | 45824V209 |
| — | CYNOSURE INC | 58,987 | $1.772M | 0.1% | $30.04 | $30.77 | — | CL A | 232577205 |
| — | VMWARE INC | 1,500 | $1.763M | 0.1% | $1175.33 | — | — | Put | 928563952 |
| CVLG | COVENANT TRANSN GROUP INC | 96,965 | $1.742M | 0.1% | $17.97 * | $14.63 | -23.3% | CL A | 22284P105 |
| — | WEST CORP | 77,448 | $1.735M | 0.1% | $22.40 | $24.61 | — | COM | 952355204 |
| EXTR | EXTREME NETWORKS INC | 515,269 | $1.731M | 0.1% | $3.36 * | $3.70 | -24.6% | COM | 30226D106 |
| — | CURRENCYSHARES EURO TR | 9,000 | $1.674M | 0.1% | $186.00 | — | — | Put | 23130C958 |
| CBZ | CBIZ INC | 170,412 | $1.673M | 0.1% | $9.82 | $9.34 | +4.4% | COM | 124805102 |
| — | DEPOMED INC | 88,598 | $1.67M | 0.1% | $18.85 | $21.47 | — | COM | 249908104 |
| — | SUPERVALU INC | 229,853 | $1.65M | 0.1% | $7.18 | $7.18 | — | COM | 868536103 |
| — | QUANTUM CORP | 2,358,722 | $1.645M | 0.1% | $0.70 | $1.52 | — | COM DSSG | 747906204 |
| — | MARKET VECTORS ETF TR | 82,232 | $1.611M | 0.1% | $19.59 | $40.32 | — | JR GOLD MINERS E | 57061R544 |
| — | RUCKUS WIRELESS INC | 126,420 | $1.502M | 0.1% | $11.88 | $12.87 | — | COM | 781220108 |
| LEU | CENTRUS ENERGY CORP | 457,286 | $1.413M | 0.1% | $3.09 * | $51.25 | -92.8% | CL A | 15643U104 |
| — | MEDIVATION INC | 33,077 | $1.406M | 0.1% | $42.51 | $68.41 | — | COM | 58501N101 |
| FONR | FONAR CORP | 102,173 | $1.37M | 0.1% | $13.41 * | $11.58 | -10.1% | COM NEW | 344437405 |
| MDXG | MIMEDX GROUP INC | 139,591 | $1.347M | 0.1% | $9.65 * | $8.36 | +26.3% | COM | 602496101 |
| HBNC | HORIZON BANCORP IND | 56,409 | $1.34M | 0.1% | $23.76 * | $10.69 | +2.2% | COM | 440407104 |
| — | CAMBREX CORP | 33,766 | $1.34M | 0.1% | $39.68 | $39.68 | — | COM | 132011107 |
| MRTN | MARTEN TRANS LTD | 80,678 | $1.305M | 0.1% | $16.18 * | $6.29 | 0.0% | COM | 573075108 |
| ANIP | ANI PHARMACEUTICALS INC | 32,981 | $1.303M | 0.1% | $39.51 * | $56.89 | 0.0% | COM | 00182C103 |
| MPAA | MOTORCAR PTS AMER INC | 41,055 | $1.287M | 0.1% | $31.35 | $23.61 | +30.5% | COM | 620071100 |
| — | SAGENT PHARMACEUTICALS INC | 81,509 | $1.25M | 0.1% | $15.34 | $23.25 | — | COM | 786692103 |
| AEM | AGNICO EAGLE MINES LTD | 46,497 | $1.177M | 0.1% | $25.31 * | $20.19 | 0.0% | COM | 008474108 |
| BELFB | BEL FUSE INC | 58,906 | $1.145M | 0.1% | $19.44 * | $17.81 | -1.5% | CL B | 077347300 |
| — | TIME INC NEW | 59,036 | $1.125M | 0.1% | $19.06 | $23.01 | — | COM | 887228104 |
| AES | AES CORP | 51,267 | $1.077M | 0.0% | $21.01 * | $9.34 | -12.1% | COM | 00130H105 |
| MOH | MOLINA HEALTHCARE INC | 15,590 | $1.073M | 0.0% | $68.83 * | $74.17 | 0.0% | COM | 60855R100 |
| — | PERION NETWORK LTD | 495,435 | $1.04M | 0.0% | $2.10 | $8.52 | — | SHS | M78673106 |
| — | AMAG PHARMACEUTICALS INC | 26,125 | $1.038M | 0.0% | $39.73 | $39.73 | — | COM | 00163U106 |
| IIIN | INSTEEL INDUSTRIES INC | 62,490 | $1.005M | 0.0% | $16.08 * | $13.21 | -19.0% | COM | 45774W108 |
| RM | REGIONAL MGMT CORP | 64,479 | $999K | 0.0% | $15.49 * | $14.03 | 0.0% | COM | 75902K106 |
| — | USA TECHNOLOGIES INC | 71,104 | $995K | 0.0% | $13.99 | $18.09 | — | CONV PFD SER A | 90328S203 |
| GOGO | GOGO INC | 64,425 | $984K | 0.0% | $15.27 * | $19.05 | -10.3% | COM | 38046C109 |
| — | GAIN CAP HLDGS INC | 132,861 | $967K | 0.0% | $7.28 | $8.57 | — | COM | 36268W100 |
| FISI | FINANCIAL INSTNS INC | 38,078 | $944K | 0.0% | $24.79 * | $14.45 | +10.2% | COM | 317585404 |
| NXRT | NEXPOINT RESIDENTIAL TR INC | 69,900 | $934K | 0.0% | $13.36 | $13.43 | — | COM | 65341D102 |
| — | HORNBECK OFFSHORE SVCS INC N | 67,627 | $915K | 0.0% | $13.53 | $39.60 | — | COM | 440543106 |
| — | TSAKOS ENERGY NAVIGATION LTD | 109,070 | $887K | 0.0% | $8.13 | $8.13 | — | SHS | G9108L108 |
| — | SPARTANNASH CO | 33,273 | $860K | 0.0% | $25.85 | $19.45 | — | COM | 847215100 |
| — | ALERE INC | 17,729 | $854K | 0.0% | $48.17 | $49.14 | — | COM | 01449J105 |
| — | DONNELLEY R R & SONS CO | 58,515 | $852K | 0.0% | $14.56 | $15.75 | — | COM | 257867101 |
| — | YRC WORLDWIDE INC | 63,734 | $845K | 0.0% | $13.26 | $13.26 | — | COM PAR $.01 | 984249607 |
| — | LIBERTY TAX INC | 34,900 | $813K | 0.0% | $23.30 | $24.32 | — | CL A | 53128T102 |
| FSS | FEDERAL SIGNAL CORP | 59,183 | $811K | 0.0% | $13.70 * | $12.74 | -0.6% | COM | 313855108 |
| EQT | EQT CORP | 12,476 | $808K | 0.0% | $64.76 * | $43.15 | -13.1% | COM | 26884L109 |
| — | AMERICAN AIRLS GROUP INC | 10,500 | $790K | 0.0% | $75.24 | — | — | Call | 02376R902 |
| CNTY | CENTURY CASINOS INC | 126,192 | $776K | 0.0% | $6.15 | $5.98 | +3.9% | COM | 156492100 |
| LNC | LINCOLN NATL CORP IND | 16,099 | $764K | 0.0% | $47.46 * | $34.28 | +6.3% | COM | 534187109 |
| — | SUPERCOM LTD NEW | 89,981 | $720K | 0.0% | $8.00 | $10.96 | — | SHS NEW | M87095119 |
| SYNA | SYNAPTICS INC | 8,586 | $708K | 0.0% | $82.46 * | $75.51 | +0.1% | COM | 87157D109 |
| — | BLUEROCK RESIDENT GR REIT IN | 58,886 | $705K | 0.0% | $11.97 | $12.96 | — | COM CL A | 09627J102 |
| — | NORTHSTAR ASSET MGMT GROUP I | 48,014 | $689K | 0.0% | $14.35 | $14.35 | — | COM | 66705Y104 |
| NVGS | NAVIGATOR HOLDINGS LTD | 51,271 | $684K | 0.0% | $13.34 * | $17.45 | -8.2% | SHS | Y62132108 |
| FBNC | FIRST BANCORP N C | 39,164 | $666K | 0.0% | $17.01 * | $13.38 | +3.5% | COM | 318910106 |
| RITM | NEW RESIDENTIAL INVT CORP | 50,775 | $665K | 0.0% | $13.10 | $12.77 | — | COM NEW | 64828T201 |
| — | ACXIOM CORP | 33,593 | $664K | 0.0% | $19.77 | $31.10 | — | COM | 005125109 |
| — | MARVELL TECHNOLOGY GROUP LTD | 73,361 | $664K | 0.0% | $9.05 | $9.05 | — | ORD | G5876H105 |
| CCS | CENTURY CMNTYS INC | 32,847 | $652K | 0.0% | $19.85 | $18.82 | +3.9% | COM | 156504300 |
| LDOS | LEIDOS HLDGS INC | 15,729 | $650K | 0.0% | $41.32 * | $25.66 | 0.0% | COM | 525327102 |
| RVP | RETRACTABLE TECHNOLOGIES INC | 179,401 | $649K | 0.0% | $3.62 * | $4.12 | -7.2% | COM | 76129W105 |
| EVR | EVERCORE PARTNERS INC | 12,867 | $646K | 0.0% | $50.21 * | $39.23 | +11.3% | CLASS A | 29977A105 |
| UVSP | UNIVEST CORP PA | 33,446 | $643K | 0.0% | $19.23 * | $19.63 | +0.3% | COM | 915271100 |
| — | USA TECHNOLOGIES INC | 256,443 | $639K | 0.0% | $2.49 | $2.49 | — | COM NO PAR | 90328S500 |
| — | ATTUNITY LTD | 46,663 | $638K | 0.0% | $13.67 | $13.67 | — | SHS NEW | M15332121 |
| — | OMNOVA SOLUTIONS INC | 114,850 | $636K | 0.0% | $5.54 | $8.43 | — | COM | 682129101 |
| — | SPEEDWAY MOTORSPORTS INC | 34,841 | $629K | 0.0% | $18.05 | $18.05 | — | COM | 847788106 |
| — | TELENAV INC | 80,568 | $629K | 0.0% | $7.81 | $6.70 | — | COM | 879455103 |
| — | NAVIOS MARITIME ACQUIS CORP | 177,135 | $624K | 0.0% | $3.52 | $3.52 | — | SHS | Y62159101 |
| — | DATALINK CORP | 101,872 | $608K | 0.0% | $5.97 | $8.94 | — | COM | 237934104 |
| EAT | BRINKER INTL INC | 11,061 | $583K | 0.0% | $52.71 * | $50.78 | -6.5% | COM | 109641100 |
| PLUS | EPLUS INC | 7,334 | $580K | 0.0% | $79.08 * | $16.16 | +18.6% | COM | 294268107 |
| — | MAIDEN HOLDINGS LTD | 41,800 | $580K | 0.0% | $13.88 | $11.77 | — | SHS | G5753U112 |
| — | CUMULUS MEDIA INC | 823,563 | $580K | 0.0% | $0.70 | $2.03 | — | CL A | 231082108 |
| NHTC | NATURAL HEALTH TRENDS CORP | 17,635 | $576K | 0.0% | $32.66 * | $21.94 | +38.0% | COM PAR $.001 | 63888P406 |
| — | COMMUNICATIONS SALES&LEAS IN | 32,053 | $574K | 0.0% | $17.91 | $22.94 | — | COM | 20341J104 |
| — | WILSHIRE BANCORP INC | 54,254 | $570K | 0.0% | $10.51 | $9.97 | — | COM | 97186T108 |
| — | NEWCASTLE INVT CORP NEW | 126,668 | $556K | 0.0% | $4.39 | $4.49 | — | COM PAR $0.01 | 65105M603 |
| — | ISHARES TR | 1,000 | $550K | 0.0% | $550.00 | — | — | Put | 464288953 |
| LSAK | NET 1 UEPS TECHNOLOGIES INC | 32,330 | $541K | 0.0% | $16.73 * | $10.98 | +73.1% | COM NEW | 64107N206 |
| — | TRANSOCEAN LTD | 2,500 | $540K | 0.0% | $216.00 | — | — | Put | H8817H950 |
| RRC | RANGE RES CORP | 16,672 | $536K | 0.0% | $32.15 * | $80.04 | -51.2% | COM | 75281A109 |
| CASH | META FINL GROUP INC | 12,621 | $527K | 0.0% | $41.76 * | $11.05 | +30.2% | COM | 59100U108 |
| VAC | MARRIOTT VACATIONS WRLDWDE C | 7,679 | $523K | 0.0% | $68.11 * | $85.26 | -7.9% | COM | 57164Y107 |
| — | AMBAC FINL GROUP INC | 74,756 | $514K | 0.0% | $6.88 | $7.60 | — | *W EXP 04/30/202 | 023139116 |
| INFU | INFUSYSTEM HLDGS INC | 187,372 | $512K | 0.0% | $2.73 * | $2.90 | +2.0% | COM | 45685K102 |
| OPY | OPPENHEIMER HLDGS INC | 25,290 | $506K | 0.0% | $20.01 * | $23.98 | -9.2% | CL A NON VTG | 683797104 |
| SB | SAFE BULKERS INC | 180,694 | $499K | 0.0% | $2.76 * | $5.77 | -42.3% | COM | Y7388L103 |
| — | SYNERON MEDICAL LTD | 69,537 | $497K | 0.0% | $7.15 | $12.38 | — | ORD SHS | M87245102 |
| — | LANNET INC | 11,894 | $494K | 0.0% | $41.53 | $41.53 | — | COM | 516012101 |
| — | SUMMER INFANT INC | 282,206 | $485K | 0.0% | $1.72 | $2.31 | — | COM | 865646103 |
| GEO | GEO GROUP INC NEW | 16,022 | $476K | 0.0% | $29.71 * | $13.45 | -3.3% | COM | 36162J106 |
| — | NAVIOS MARITIME HOLDINGS INC | 189,308 | $471K | 0.0% | $2.49 | $5.52 | — | COM | Y62196103 |
| — | OUTERWALL INC | 8,223 | $468K | 0.0% | $56.91 | $56.91 | — | COM | 690070107 |
| — | RIGHTSIDE GROUP LTD | 55,414 | $425K | 0.0% | $7.67 | $7.98 | — | COM | 76658B100 |
| VPG | VISHAY PRECISION GROUP INC | 36,089 | $418K | 0.0% | $11.58 * | $15.98 | -20.6% | COM | 92835K103 |
| LNWO | SCIENTIFIC GAMES CORP | 38,460 | $402K | 0.0% | $10.45 * | $13.11 | 0.0% | CL A | 80874P109 |
| — | OI S.A. | 579,932 | $392K | 0.0% | $0.68 | $2.31 | — | SPN ADR PFD NEW | 670851401 |
| — | GILEAD SCIENCES INC | 425 | $391K | 0.0% | $920.00 | — | — | Put | 375558953 |
| — | SEQUANS COMMUNICATIONS S A | 335,268 | $369K | 0.0% | $1.10 | $1.71 | — | SPONSORED ADS | 817323108 |
| — | ISHARES TR | 1,500 | $357K | 0.0% | $238.00 | — | — | Put | 464287954 |
| — | NETFLIX INC | 500 | $354K | 0.0% | $708.00 | — | — | Put | 64110L956 |
| — | SFX ENTMT INC | 674,450 | $344K | 0.0% | $0.51 | $4.49 | — | COM | 784178303 |
| — | CONNECTURE INC | 71,148 | $324K | 0.0% | $4.55 | $9.58 | — | COM | 20786J106 |
| — | APARTMENT INVT & MGMT CO | 8,669 | $321K | 0.0% | $37.03 | $37.03 | — | CL A | 03748R101 |
| — | VERINT SYS INC | 7,292 | $315K | 0.0% | $43.20 | $43.20 | — | COM | 92343X100 |
| — | PLUM CREEK TIMBER CO INC | 7,821 | $309K | 0.0% | $39.51 | $39.51 | — | COM | 729251108 |
| DHX | DHI GROUP INC | 42,067 | $308K | 0.0% | $7.32 * | $8.68 | -7.3% | COM | 23331S100 |
| — | JOHNSON CTLS INC | 7,431 | $307K | 0.0% | $41.31 | $41.31 | — | COM | 478366107 |
| EXC | EXELON CORP | 10,332 | $307K | 0.0% | $29.71 * | $15.56 | 0.0% | COM | 30161N101 |
| LTC | LTC PPTYS INC | 7,152 | $305K | 0.0% | $42.65 | $42.65 | — | COM | 502175102 |
| EPR | EPR PPTYS | 5,884 | $303K | 0.0% | $51.50 | $51.50 | — | COM SH BEN INT | 26884U109 |
| — | WEBMD HEALTH CORP | 7,447 | $297K | 0.0% | $39.88 | $39.88 | — | COM | 94770V102 |
| DEI | DOUGLAS EMMETT INC | 10,153 | $292K | 0.0% | $28.76 | $28.76 | — | COM | 25960P109 |
| GS | GOLDMAN SACHS GROUP INC | 1,662 | $289K | 0.0% | $173.89 * | $158.88 | 0.0% | COM | 38141G104 |
| — | PLANET PAYMENT INC | 100,471 | $284K | 0.0% | $2.83 | $2.77 | — | SHS | U72603118 |
| — | WALGREENS BOOTS ALLIANCE INC | 3,403 | $283K | 0.0% | $83.16 | $84.57 | — | COM | 931427108 |
| FMC | F M C CORP | 7,953 | $270K | 0.0% | $33.95 * | $30.56 | 0.0% | COM NEW | 302491303 |
| — | APPLE INC | 2,000 | $260K | 0.0% | $130.00 | — | — | Put | 037833950 |
| — | BLUE BUFFALO PET PRODS INC | 14,138 | $253K | 0.0% | $17.90 | $17.90 | — | COM | 09531U102 |
| — | LANDAUER INC | 6,715 | $248K | 0.0% | $36.93 | $36.93 | — | COM | 51476K103 |
| — | VALERO ENERGY CORP NEW | 1,000 | $236K | 0.0% | $236.00 | — | — | Put | 91913Y950 |
| — | COSAN LTD | 80,150 | $232K | 0.0% | $2.89 | $11.73 | — | SHS A | G25343107 |
| — | NAUTILUS INC | 13,483 | $202K | 0.0% | $14.98 | $14.98 | — | COM | 63910B102 |
| BLDR | BUILDERS FIRSTSOURCE INC | 15,720 | $199K | 0.0% | $12.66 * | $12.20 | +16.4% | COM | 12008R107 |
| — | PACIFIC ETHANOL INC | 26,718 | $173K | 0.0% | $6.48 | $10.33 | — | COM PAR $.001 | 69423U305 |
| — | GULF RESOURCES INC | 114,774 | $162K | 0.0% | $1.41 | $1.45 | — | COM PAR $0.0005 | 40251W309 |
| — | ALTERA CORP | 500 | $155K | 0.0% | $310.00 | — | — | Call | 021441900 |
| — | BARRETT BILL CORP | 45,080 | $149K | 0.0% | $3.31 | $23.98 | — | COM | 06846N104 |
| — | PROFIRE ENERGY INC | 145,435 | $140K | 0.0% | $0.96 | $1.22 | — | COM | 74316X101 |
| DLNG | DYNAGAS LNG PARTNERS LP | 10,252 | $136K | 0.0% | $13.27 | $19.96 | — | COM UNIT LTD PT | Y2188B108 |
| — | UNITED RENTALS INC | 185 | $125K | 0.0% | $675.68 | — | — | Put | 911363959 |
| — | HERBALIFE LTD | 287 | $116K | 0.0% | $404.18 | — | — | Put | G4412G951 |
| NWBO | NORTHWEST BIOTHERAPEUTICS IN | 15,078 | $94,000 | 0.0% | $6.23 * | $8.76 | +6.7% | COM PAR $0.001 | 66737P600 |
| — | JMP GROUP LLC | 13,795 | $86,000 | 0.0% | $6.23 | $7.80 | — | COM | 46629U107 |
| — | ISHARES | 1,000 | $65,000 | 0.0% | $65.00 | — | — | Put | 464286950 |
| — | FACEBOOK INC | 1,000 | $41,000 | 0.0% | $41.00 | — | — | Put | 30303M952 |
| — | RCS CAP CORP | 47,889 | $39,000 | 0.0% | $0.81 | $7.66 | — | COM CL A | 74937W102 |
| — | SELECT SECTOR SPDR TR | 1,500 | $31,000 | 0.0% | $20.67 | — | — | Call | 81369Y906 |
| — | ISHARES TR | 1,000 | $10,000 | 0.0% | $10.00 | — | — | Call | 464287904 |
| — | SELECT SECTOR SPDR TR | 2,000 | $7,000 | 0.0% | $3.50 | — | — | Call | 81369Y905 |
| — | ISHARES TR | 3,000 | $3,000 | 0.0% | $1.00 | — | — | Call | 464287905 |