CIK: 0001425165 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 14, 2017
Total Value ($000): $402,147 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SCHX | SCHWAB US LARGE CAP ETF | 983,083 | $59,024 | 14.7% | $53.95 | — | cs | 808524201 |
| SCHF | SCHWAB INTERNATIONAL | 1,397,635 | $46,779 | 11.6% | $30.84 | — | cs | 808524805 |
| SCHZ | SCHWAB US AGGREGATE BOND | 500,987 | $26,232 | 6.5% | $52.31 | — | cs | 808524839 |
| SCHE | SCHWAB EMERGING MARKETS | 650,634 | $17,509 | 4.4% | $23.07 | — | cs | 808524706 |
| XOM | EXXON MOBIL CORP | 165,922 | $13,602 | 3.4% | $56.16 | -3.2% | cs | 30231G102 |
| SCHG | SCHWAB US LARGE CAP | 182,724 | $12,073 | 3.0% | $63.32 | — | cs | 808524300 |
| SCHV | SCHWAB US LARGE CAP | 227,942 | $11,812 | 2.9% | $47.25 | — | cs | 808524409 |
| T | A T & T INC | 248,362 | $9,728 | 2.4% | $11.84 | +31.8% | cs | 00206R102 |
| — | GUGGENHEIM S&P 500 EQUAL | 99,570 | $9,513 | 2.4% | $89.56 | — | cs | 78355W106 |
| AAPL | APPLE INC | 58,124 | $8,958 | 2.2% | $19.68 | +83.7% | cs | 037833100 |
| ETN | EATON CORP PLC F | 97,349 | $7,475 | 1.9% | $48.50 | +31.6% | cs | G29183103 |
| SPY | SPDR S&P 500 ETF | 29,030 | $7,293 | 1.8% | $218.28 | — | cs | 78462F103 |
| PFE | PFIZER INCORPORATED | 188,621 | $6,734 | 1.7% | $17.16 | +29.7% | cs | 717081103 |
| — | DOUBLELINE OPPORTUNISTIC | 276,173 | $6,639 | 1.7% | $23.47 | — | cs | 258623107 |
| ABBV | ABBVIE INC | 74,604 | $6,629 | 1.6% | $27.73 | +93.5% | cs | 00287Y109 |
| ED | CONSOLIDATED EDISON | 81,980 | $6,614 | 1.6% | $42.25 | +45.0% | cs | 209115104 |
| JPM | JPMORGAN CHASE & CO | 65,018 | $6,210 | 1.5% | $49.48 | +48.9% | cs | 46625H100 |
| VYMI | VANGUARD INTERNATNL HGH | 88,950 | $5,843 | 1.5% | $61.52 | — | cs | 921946794 |
| GOOGL | ALPHABET INC. | 5,972 | $5,815 | 1.4% | $39.13 | +20.3% | cs | 02079K305 |
| — | POWERSHARES PREFERRED | 350,202 | $5,264 | 1.3% | $15.03 | — | cs | 73936T565 |
| META | FACEBOOK INC | 30,300 | $5,177 | 1.3% | $88.89 | +86.4% | cs | 30303M102 |
| WDC | WESTERN DIGITAL CORP | 55,762 | $4,818 | 1.2% | $33.75 | +77.6% | cs | 958102105 |
| CSCO | CISCO SYSTEMS INC | 134,686 | $4,529 | 1.1% | $15.77 | +56.7% | cs | 17275R102 |
| VDC | VANGUARD CONSUMER | 32,452 | $4,497 | 1.1% | $137.33 | — | cs | 92204A207 |
| BAC | BANK OF AMERICA CORP | 176,364 | $4,469 | 1.1% | $10.77 | +85.4% | cs | 060505104 |
| IGIB | ISHARES INTERM CREDIT | 39,229 | $4,321 | 1.1% | $107.88 | — | cs | 464288638 |
| VZ | VERIZON COMMUNICATN | 85,758 | $4,244 | 1.1% | $28.77 | +5.1% | cs | 92343V104 |
| WFC | WELLS FARGO BK N A | 74,000 | $4,081 | 1.0% | $37.60 | +12.1% | cs | 949746101 |
| AMZN | AMAZON COM INC | 4,008 | $3,853 | 1.0% | $39.63 | +23.9% | cs | 023135106 |
| — | COHEN AND STEERS INFRAST | 159,725 | $3,674 | 0.9% | $22.07 | — | cs | 19248A109 |
| VFH | VANGUARD FINANCIALS ETF | 51,266 | $3,351 | 0.8% | $52.07 | — | cs | 92204A405 |
| — | UNITED TECHNOLOGIES | 28,743 | $3,337 | 0.8% | $111.39 | — | cs | 913017109 |
| — | CELGENE CORP | 21,475 | $3,131 | 0.8% | $113.48 | — | cs | 151020104 |
| SBUX | STARBUCKS CORP | 54,852 | $2,946 | 0.7% | $33.54 | +37.8% | cs | 855244109 |
| VNQ | VANGUARD REIT ETF | 31,439 | $2,612 | 0.6% | $83.94 | — | cs | 922908553 |
| — | ANNALY CAPITAL MGMT | 210,120 | $2,561 | 0.6% | $11.24 | — | oa | 035710409 |
| XLU | SELECT SECTOR UTI SELECT | 47,060 | $2,497 | 0.6% | $50.42 | — | cs | 81369Y886 |
| SCHB | SCHWAB US BROAD MARKET | 40,961 | $2,495 | 0.6% | $49.69 | — | cs | 808524102 |
| — | EATON VANCE LIMITED DURA | 177,132 | $2,485 | 0.6% | $13.95 | — | cs | 27828H105 |
| — | NUVEEN S&P500 BUY-WRITE | 159,347 | $2,228 | 0.6% | $13.19 | — | cs | 6706ER101 |
| — | NUVEN CALIFOR AMT FREE Q | 133,382 | $2,103 | 0.5% | $13.79 | — | cs | 670651108 |
| TSLA | TESLA INC | 5,985 | $2,041 | 0.5% | $17.50 | +31.8% | cs | 88160R101 |
| MO | ALTRIA GROUP INC | 30,776 | $1,952 | 0.5% | $33.12 | +9.0% | cs | 02209S103 |
| PHG | KONINKLIJKE PHILIPS F | 47,127 | $1,942 | 0.5% | $41.21 | — | cs | 500472303 |
| — | NUVEEN CLIFORNIA QULTY M | 123,426 | $1,842 | 0.5% | $14.16 | — | cs | 67066Y105 |
| BRK/B | BERKSHIRE HATHAWAY | 9,134 | $1,674 | 0.4% | $123.07 | +43.6% | cs | 084670702 |
| — | BLACKROCK MUNIYIELD CALI | 87,157 | $1,347 | 0.3% | $14.75 | — | cs | 09254N103 |
| CVX | CHEVRON CORPORATION | 9,913 | $1,165 | 0.3% | $68.42 | +11.4% | cs | 166764100 |
| SCHD | SCHWAB US DIVIDEND | 22,585 | $1,057 | 0.3% | $41.48 | — | cs | 808524797 |
| — | BLACKROCK FLOAT RATE INC | 71,700 | $1,030 | 0.3% | $14.34 | — | cs | 09255X100 |
| — | DOWDUPONT INC | 14,660 | $1,015 | 0.3% | $69.24 | — | cs | 26078J100 |
| — | DOUBLELINE INCOME SOLUTI | 43,510 | $925 | 0.2% | $19.60 | — | cs | 258622109 |
| — | GUGGENHEIM BLLSHS 2017 | 40,572 | $918 | 0.2% | $22.67 | — | cs | 18383M548 |
| CBSH | COMMERCE BANCSHARES | 15,000 | $867 | 0.2% | $27.67 | +31.7% | cs | 200525103 |
| PFXF | VANECK VECTORS PFD SEC | 43,175 | $867 | 0.2% | $20.81 | — | cs | 92189F429 |
| BND | VANGUARD TOTAL BOND | 10,510 | $861 | 0.2% | $81.01 | — | cs | 921937835 |
| — | ALLERGAN PLC F | 3,928 | $805 | 0.2% | $204.94 | — | cs | G0177J108 |
| SBAC | S B A COMMUNICATIONS | 5,000 | $720 | 0.2% | $120.02 | +9.6% | cs | 78410G104 |
| LOW | LOWES COMPANIES INC | 8,774 | $701 | 0.2% | $62.37 | +5.3% | cs | 548661107 |
| — | JP MORGAN CHASE ALERIAN | 24,495 | $691 | 0.2% | $40.08 | — | cs | 46625H365 |
| PG | PROCTER & GAMBLE | 7,074 | $644 | 0.2% | $64.81 | +12.7% | cs | 742718109 |
| — | POWERSHARES QQQ TRUST | 4,366 | $635 | 0.2% | $97.89 | — | cs | 73935A104 |
| UNP | UNION PACIFIC CORP | 5,296 | $614 | 0.2% | $66.55 | +33.9% | cs | 907818108 |
| QCOM | QUALCOMM INC | 11,445 | $593 | 0.1% | $47.49 | -10.9% | cs | 747525103 |
| BA | BOEING CO | 2,334 | $593 | 0.1% | $157.45 | +40.0% | cs | 097023105 |
| — | POWERSH CALIFOR AMT FRE | 22,184 | $579 | 0.1% | $25.69 | — | cs | 73936T441 |
| PPG | PPG INDUSTRIES INC | 5,309 | $577 | 0.1% | $86.10 | +5.8% | cs | 693506107 |
| CORP | PIMCO INVEST GRADE CORP | 5,407 | $570 | 0.1% | $105.42 | — | cs | 72201R817 |
| MRK | MERCK & CO INC | 8,248 | $528 | 0.1% | $40.35 | +15.7% | cs | 58933Y105 |
| HD | HOME DEPOT INC | 3,216 | $526 | 0.1% | $71.44 | +75.2% | cs | 437076102 |
| VTR | VENTAS INC | 7,937 | $517 | 0.1% | $43.61 | +8.0% | oa | 92276F100 |
| — | ABERDEEN ASIA PACIFIC IN | 99,000 | $511 | 0.1% | $5.16 | — | cs | 003009107 |
| C | CITIGROUP INC | 6,660 | $484 | 0.1% | $51.91 | 0.0% | cs | 172967424 |
| HON | HONEYWELL INTL INC | 3,410 | $483 | 0.1% | $80.68 | +29.3% | cs | 438516106 |
| MET | METLIFE INC | 9,160 | $476 | 0.1% | $31.49 | +16.3% | cs | 59156R108 |
| GIS | GENERAL MILLS INC | 8,934 | $462 | 0.1% | $39.35 | +3.4% | cs | 370334104 |
| MU | MICRON TECHNOLOGY | 11,715 | $461 | 0.1% | $30.85 | 0.0% | cs | 595112103 |
| COST | COSTCO WHOLESALE CO | 2,799 | $460 | 0.1% | $127.92 | +9.5% | cs | 22160K105 |
| IBB | ISHARES NASDAQ | 1,360 | $454 | 0.1% | $279.10 | — | cs | 464287556 |
| BABA | ALIBABA GROUP HLDG F | 2,540 | $439 | 0.1% | $172.83 | — | cs | 01609W102 |
| XLF | SELECT STR FINANCIAL | 16,953 | $438 | 0.1% | $23.04 | — | cs | 81369Y605 |
| PYPL | PAYPAL HOLDINGS INCO | 6,628 | $424 | 0.1% | $38.91 | +53.6% | cs | 70450Y103 |
| QRVO | QORVO INC | 5,825 | $412 | 0.1% | $60.16 | +16.0% | cs | 74736K101 |
| CATY | CATHAY GENERAL BANCO | 10,000 | $402 | 0.1% | $14.04 | +99.9% | cs | 149150104 |
| NOC | NORTHROP GRUMMAN CO | 1,378 | $396 | 0.1% | $136.45 | +72.2% | cs | 666807102 |
| NVDA | NVIDIA CORP | 2,207 | $395 | 0.1% | $4.11 | 0.0% | cs | 67066G104 |
| XLE | ENERGY SELECT SECTOR | 5,745 | $393 | 0.1% | $70.11 | — | cs | 81369Y506 |
| XLI | SELECT SECTOR INDUSTRIAL | 5,274 | $374 | 0.1% | $57.68 | — | cs | 81369Y704 |
| DIS | WALT DISNEY CO | 3,771 | $372 | 0.1% | $83.05 | +16.7% | cs | 254687106 |
| PM | PHILIP MORRIS INTL | 3,338 | $371 | 0.1% | $54.33 | +38.5% | cs | 718172109 |
| SCHA | SCHWAB US SMALL CAP ETF | 5,474 | $369 | 0.1% | $62.29 | — | cs | 808524607 |
| IYH | ISHARES US HEALTHCARE | 2,142 | $368 | 0.1% | $121.65 | — | cs | 464287762 |
| JNJ | JOHNSON & JOHNSON | 2,814 | $366 | 0.1% | $83.30 | +26.0% | cs | 478160104 |
| FFWM | FIRST FOUNDATION INC | 20,000 | $358 | 0.1% | $11.92 | +30.2% | cs | 32026V104 |
| GILD | GILEAD SCIENCES INC | 4,225 | $342 | 0.1% | $61.59 | -9.2% | cs | 375558103 |
| — | ETFS GOLD TRUST ETF | 2,690 | $334 | 0.1% | $125.22 | — | cs | 26922Y105 |
| — | DNP SELECT INCOME CF | 28,300 | $325 | 0.1% | $10.04 | — | cs | 23325P104 |
| — | TIME WARNER INC | 3,076 | $315 | 0.1% | $70.55 | — | cs | 887317303 |
| — | SPDR S&P OIL & GAS EXPL | 9,200 | $314 | 0.1% | $34.13 | — | cs | 78464A730 |
| INTC | INTEL CORP | 8,071 | $307 | 0.1% | $23.03 | +28.5% | cs | 458140100 |
| — | BLACKROCK MUNIYIELD CALI | 19,700 | $304 | 0.1% | $15.04 | — | cs | 09254M105 |
| NFLX | NETFLIX INC | 1,664 | $302 | 0.1% | $10.79 | +61.6% | cs | 64110L106 |
| PANW | PALO ALTO NETWORKS | 2,065 | $298 | 0.1% | $28.60 | -20.4% | cs | 697435105 |
| DUK | DUKE ENERGY CORP | 3,529 | $296 | 0.1% | $51.71 | +17.6% | cs | 26441C204 |
| EPD | ENTERPRISE PRODUCTS LP | 11,302 | $295 | 0.1% | $27.26 | — | oa | 293792107 |
| NKE | NIKE INC | 5,652 | $293 | 0.1% | $49.31 | +2.2% | cs | 654106103 |
| XLP | SPDR FUND CONSUMER | 5,180 | $280 | 0.1% | $50.67 | — | cs | 81369Y308 |
| BMY | BRISTOL-MYERS SQUIBB | 4,348 | $277 | 0.1% | $30.79 | +40.0% | cs | 110122108 |
| — | GENERAL ELECTRIC CO | 11,463 | $277 | 0.1% | $24.16 | — | cs | 369604103 |
| — | 1/100 BERKSHIRE HTWY CLA | 100 | $275 | 0.1% | $4412.50 | — | cs | 084990175 |
| PSX | PHILLIPS 66 | 2,980 | $273 | 0.1% | $56.68 | +8.1% | cs | 718546104 |
| MRSH | MARSH & MC LENNAN CO | 3,218 | $270 | 0.1% | $64.42 | +7.4% | cs | 571748102 |
| GLD | SPDR GOLD SHARES ETF | 2,200 | $267 | 0.1% | $115.08 | — | cs | 78463V107 |
| EIX | EDISON INTERNATIONAL | 3,414 | $263 | 0.1% | $36.08 | +53.4% | cs | 281020107 |
| — | BROADCOM LTD F | 1,013 | $246 | 0.1% | $187.41 | — | cs | Y09827109 |
| — | CENTURYLINK INC | 13,002 | $246 | 0.1% | $22.36 | — | cs | 156700106 |
| IGSB | ISHARES 1-3 YEAR CREDIT | 2,200 | $232 | 0.1% | $105.03 | — | cs | 464288646 |
| MSFT | MICROSOFT CORP | 3,117 | $232 | 0.1% | $66.68 | 0.0% | cs | 594918104 |
| O | REALTY INCM CORP | 3,950 | $226 | 0.1% | $35.17 | +5.7% | oa | 756109104 |
| — | SIRIUS XM HLDGS INC | 40,575 | $224 | 0.1% | $3.73 | — | cs | 82968B103 |
| JCI | JOHNSON CTLS INTL F | 5,406 | $218 | 0.1% | $33.21 | +0.5% | cs | G51502105 |
| TAL | TAL EDUCATION GROUP F | 6,400 | $216 | 0.1% | $33.75 | — | cs | 874080104 |
| SWKS | SKYWORKS SOLUTIONS | 2,094 | $213 | 0.1% | $61.44 | +40.4% | cs | 83088M102 |
| AMGN | AMGEN INCORPORATED | 1,119 | $209 | 0.1% | $110.06 | +24.9% | cs | 031162100 |
| EMR | EMERSON ELECTRIC CO | 3,329 | $209 | 0.1% | $49.23 | 0.0% | cs | 291011104 |
| CRM | SALESFORCE COM | 2,225 | $208 | 0.1% | $69.56 | +30.7% | cs | 79466L302 |
| KMB | KIMBERLY-CLARK CORP | 1,757 | $207 | 0.1% | $87.59 | +3.9% | cs | 494368103 |
| — | GUGGENHEIM BULTSH 2018 | 9,761 | $207 | 0.1% | $21.21 | — | cs | 18383M530 |
| — | RAYTHEON COMPANY | 1,097 | $205 | 0.1% | $186.87 | — | cs | 755111507 |
| — | BLACKROCK CORE BOND CF | 12,667 | $178 | 0.0% | $12.90 | — | cs | 09249E101 |
| — | ALPS ALERIAN MLP ETF | 15,534 | $174 | 0.0% | $12.44 | — | cs | 00162Q866 |
| — | NAVIOS MARITIME F | 100,000 | $167 | 0.0% | $1.86 | — | cs | Y62196103 |
| — | CAPRICOR THERAPEUTICS | 50,000 | $152 | 0.0% | $3.38 | — | cs | 14070B101 |
| F | FORD MOTOR COMPANY | 10,909 | $131 | 0.0% | $7.36 | -1.5% | cs | 345370860 |
| — | NUVEEN ALL CAP ENERGY ML | 10,075 | $90 | 0.0% | $7.00 | — | cs | 67075E108 |
| VIPS | VIPSHOP HLDGS LTD F | 10,000 | $88 | 0.0% | $8.80 | — | cs | 92763W103 |
| — | BARCLYS IPATH NOTES LKD | 15,950 | $86 | 0.0% | $9.71 | — | cs | 06738C786 |
| — | FS INVESTMENT CORP | 10,000 | $85 | 0.0% | $8.50 | — | cs | 302635107 |
| SALTUSD | SCORPIO BULKERS INC F | 11,000 | $78 | 0.0% | $7.09 | — | cs | Y7546A122 |
| — | GROUPON INC | 11,000 | $57 | 0.0% | $5.18 | — | cs | 399473107 |
| — | LEO MOTORS INC | 249,742 | $32 | 0.0% | $0.13 | — | cs | 526362108 |
| NTEK | NANOTECH ENTERTAINME | 82,323 | $2 | 0.0% | $0.05 | -46.6% | cs | 63009Y203 |
| — | 5BARZ INTL INC | 50,000 | $2 | 0.0% | $0.10 | — | cs | 33833F100 |
| — | LIBERTY STAR URANIUM | 616,600 | $1 | 0.0% | $0.01 | — | cs | 53123T206 |
| XNNHQ | XENONICS HOLDINGS | 16,553 | $0 | 0.0% | $0.02 | -95.7% | cs | 984117101 |
| — | SOLARIS PWR CELLS | 20,000 | $0 | 0.0% | $0.10 | — | cs | 83416X101 |
| — | GENERAL MOTORS 7.70XXX | 25,000 | $0 | 0.0% | — | — | oa | 370ESCAU9 |
| — | USA URANIUM CORP XXX | 400,000 | $0 | 0.0% | — | — | cs | 91154T109 |
| CHAG | CHANCELLOR GROUP INC | 70,000 | $0 | 0.0% | $0.11 | -98.0% | cs | 15883D101 |
| FITX | CREATIVE EDGE NUTRIT | 150,000 | $0 | 0.0% | $0.04 | -98.1% | cs | 22528W205 |
| — | HEALTHMED SVCS LTD | 489,700 | $0 | 0.0% | — | — | cs | 422246306 |