CIK: 0001539947 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 6, 2020
Total Value ($000): $200,180 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 43,907 | $11,165 | 5.6% | $20.08 | +254.0% | COM | 037833100 |
| ITOT | ISHARES TR | 187,634 | $10,735 | 5.4% | $57.78 | — | CORE S&P TTL STK | 464287150 |
| IGIB | ISHARES TR | 183,312 | $10,067 | 5.0% | $54.92 | — | INTRM TR CRP ETF | 464288638 |
| MSFT | MICROSOFT CORP | 56,938 | $8,980 | 4.5% | $58.94 | +165.3% | COM | 594918104 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 37,527 | $6,861 | 3.4% | $200.32 | +6.1% | CL B NEW | 084670702 |
| MINT | PIMCO ETF TR | 69,077 | $6,837 | 3.4% | $101.66 | — | ENHAN SHRT MA AC | 72201R833 |
| GOOGL | ALPHABET INC | 5,621 | $6,531 | 3.3% | $39.01 | +72.4% | CAP STK CL A | 02079K305 |
| AMZN | AMAZON COM INC | 3,065 | $5,976 | 3.0% | $45.14 | +114.4% | COM | 023135106 |
| HD | HOME DEPOT INC | 25,242 | $4,713 | 2.4% | $111.58 | +70.4% | COM | 437076102 |
| REGN | REGENERON PHARMACEUTICALS | 8,604 | $4,201 | 2.1% | $384.79 | +6.6% | COM | 75886F107 |
| VIG | VANGUARD SPECIALIZED FUNDS | 40,545 | $4,192 | 2.1% | $103.17 | — | DIV APP ETF | 921908844 |
| — | DOUBLELINE OPPORTUNISTIC CR | 242,020 | $4,139 | 2.1% | $19.10 | — | COM | 258623107 |
| JNJ | JOHNSON & JOHNSON | 31,221 | $4,094 | 2.0% | $95.22 | +26.2% | COM | 478160104 |
| V | VISA INC | 24,793 | $3,995 | 2.0% | $84.74 | +113.2% | COM CL A | 92826C839 |
| WMT | WALMART INC | 28,624 | $3,252 | 1.6% | $28.58 | +23.8% | COM | 931142103 |
| VZ | VERIZON COMMUNICATIONS INC | 56,013 | $3,010 | 1.5% | $27.98 | +46.6% | COM | 92343V104 |
| DIS | DISNEY WALT CO | 30,670 | $2,963 | 1.5% | $101.68 | +21.5% | COM DISNEY | 254687106 |
| IBM | INTERNATIONAL BUSINESS MACHS | 25,923 | $2,876 | 1.4% | $115.75 | -15.1% | COM | 459200101 |
| NOW | SERVICENOW INC | 9,687 | $2,776 | 1.4% | $62.52 | 0.0% | COM | 81762P102 |
| BX | BLACKSTONE GROUP INC | 58,556 | $2,668 | 1.3% | $43.18 | +4.8% | COM CL A | 09260D107 |
| SPY | SPDR S&P 500 ETF TR | 9,994 | $2,576 | 1.3% | $253.70 | — | TR UNIT | 78462F103 |
| XYZ | SQUARE INC | 48,524 | $2,542 | 1.3% | $58.52 | +16.9% | CL A | 852234103 |
| BABA | ALIBABA GROUP HLDG LTD | 12,772 | $2,484 | 1.2% | $166.16 | — | SPONSORED ADS | 01609W102 |
| — | UNITED TECHNOLOGIES CORP | 26,304 | $2,481 | 1.2% | $120.54 | — | COM | 913017109 |
| FIS | FIDELITY NATL INFORMATION SV | 20,024 | $2,436 | 1.2% | $123.12 | 0.0% | COM | 31620M106 |
| — | PIMCO DYNAMIC CR & MTG INC F | 138,812 | $2,335 | 1.2% | $17.11 | — | COM SHS | 72202D106 |
| IJR | ISHARES TR | 41,111 | $2,307 | 1.2% | $75.63 | — | CORE S&P SCP ETF | 464287804 |
| IXUS | ISHARES TR | 48,742 | $2,291 | 1.1% | $56.01 | — | CORE MSCI TOTAL | 46432F834 |
| — | NUVEEN AMT FREE QLTY MUN INC | 167,079 | $2,262 | 1.1% | $13.55 | — | COM | 670657105 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 26,165 | $2,113 | 1.1% | $83.97 | 0.0% | COM | 45866F104 |
| C | CITIGROUP INC | 49,881 | $2,101 | 1.0% | $47.65 | +13.7% | COM NEW | 172967424 |
| — | NUVEEN QUALITY MUNCP INCOME | 151,729 | $2,085 | 1.0% | $13.62 | — | COM | 67066V101 |
| — | ENVESTNET INC | 38,158 | $2,052 | 1.0% | $65.44 | — | COM | 29404K106 |
| SHW | SHERWIN WILLIAMS CO | 4,427 | $2,034 | 1.0% | $171.20 | 0.0% | COM | 824348106 |
| GSLC | GOLDMAN SACHS ETF TR | 38,164 | $1,992 | 1.0% | $54.30 | — | ACTIVEBETA US LG | 381430503 |
| — | GREAT AJAX CORP | 290,388 | $1,847 | 0.9% | $11.63 | — | COM | 38983D300 |
| — | MATCH GROUP INC | 27,144 | $1,793 | 0.9% | $82.11 | — | COM | 57665R106 |
| ILMN | ILLUMINA INC | 6,431 | $1,756 | 0.9% | $255.41 | +9.5% | COM | 452327109 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 120,671 | $1,508 | 0.8% | $12.77 | — | COM | 670656107 |
| — | RIVERNORTH OPPORTUNISTIC MUN | 73,685 | $1,483 | 0.7% | $21.11 | — | COM | 76883F108 |
| — | BLACKROCK MUNIYIELD QLTY FD | 115,203 | $1,472 | 0.7% | $12.53 | — | COM | 09254E103 |
| XOM | EXXON MOBIL CORP | 38,750 | $1,471 | 0.7% | $57.06 | -26.2% | COM | 30231G102 |
| — | DOUBLELINE INCOME SOLUTIONS | 100,895 | $1,346 | 0.7% | $15.83 | — | COM | 258622109 |
| — | INVESCO VALUE MUN INCOME TR | 95,036 | $1,344 | 0.7% | $14.22 | — | COM | 46132P108 |
| — | INSEEGO CORP | 207,901 | $1,295 | 0.6% | $2.86 | — | COM | 45782B104 |
| — | BLACKROCK MUN TARGET TERM TR | 51,159 | $1,160 | 0.6% | $22.83 | — | COM SHS BEN IN | 09257P105 |
| WY | WEYERHAEUSER CO | 67,347 | $1,142 | 0.6% | $20.04 | +5.7% | COM | 962166104 |
| SHV | ISHARES TR | 10,061 | $1,117 | 0.6% | $110.38 | — | SHORT TREAS BD | 464288679 |
| — | PIMCO DYNAMIC INCOME FD | 50,263 | $1,110 | 0.6% | $22.08 | — | SHS | 72201Y101 |
| — | PACWEST BANCORP DEL | 56,906 | $1,020 | 0.5% | $43.10 | — | COM | 695263103 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 73,396 | $959 | 0.5% | $13.53 | — | COM | 09253X102 |
| — | BLACKROCK CORPOR HI YLD FD I | 107,299 | $944 | 0.5% | $9.43 | — | COM | 09255P107 |
| — | PROSHARES TR | 33,822 | $936 | 0.5% | $27.67 | — | SHORT S&P 500 NE | 74347B425 |
| KRE | SPDR SER TR | 27,530 | $897 | 0.4% | $33.61 | — | S&P REGL BKG | 78464A698 |
| — | BLACKROCK CR ALLOCATION INCO | 75,823 | $884 | 0.4% | $11.52 | — | COM | 092508100 |
| — | CREDIT SUISSE ASSET MGMT INC | 348,651 | $833 | 0.4% | $2.63 | — | COM | 224916106 |
| USB | US BANCORP DEL | 23,680 | $816 | 0.4% | $29.40 | +26.6% | COM NEW | 902973304 |
| HDV | ISHARES TR | 11,328 | $811 | 0.4% | $95.15 | — | CORE HIGH DV ETF | 46429B663 |
| AMGN | AMGEN INC | 3,923 | $795 | 0.4% | $133.58 | +36.4% | COM | 031162100 |
| PFE | PFIZER INC | 23,634 | $771 | 0.4% | $25.69 | +0.5% | COM | 717081103 |
| TGT | TARGET CORP | 8,045 | $748 | 0.4% | $43.55 | +118.1% | COM | 87612E106 |
| — | BLACKROCK MUNIYIELD CALI QLT | 53,524 | $724 | 0.4% | $13.00 | — | COM | 09254N103 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 57,153 | $720 | 0.4% | $13.03 | — | COM | 09255C106 |
| MRK | MERCK & CO. INC | 9,324 | $717 | 0.4% | $53.01 | +22.8% | COM | 58933Y105 |
| — | BLACKROCK INCOME TR INC | 118,441 | $682 | 0.3% | $6.05 | — | COM | 09247F100 |
| IJH | ISHARES TR | 4,233 | $609 | 0.3% | $166.08 | — | CORE S&P MCP ETF | 464287507 |
| BMY | BRISTOL-MYERS SQUIBB CO | 10,910 | $608 | 0.3% | $37.85 | +28.3% | COM | 110122108 |
| GOOG | ALPHABET INC | 517 | $601 | 0.3% | $52.02 | +29.5% | CAP STK CL C | 02079K107 |
| SYK | STRYKER CORP | 3,607 | $601 | 0.3% | $92.50 | +98.2% | COM | 863667101 |
| INTC | INTEL CORP | 10,535 | $570 | 0.3% | $40.65 | +28.7% | COM | 458140100 |
| — | BLACKROCK DEBT STRATEGIES FD | 65,481 | $553 | 0.3% | $10.23 | — | COM NEW | 09255R202 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 2 | $544 | 0.3% | $263970.66 | +20.7% | CL A | 084670108 |
| VRP | INVESCO EXCHANGE-TRADED FD T | 24,752 | $531 | 0.3% | $23.37 | — | VAR RATE PFD | 46138G870 |
| — | NUVEEN AMT FREE MUN CR INC F | 35,181 | $516 | 0.3% | $14.33 | — | COM | 67071L106 |
| VT | VANGUARD INTL EQUITY INDEX F | 8,062 | $506 | 0.3% | $69.25 | — | TT WRLD ST ETF | 922042742 |
| VCSH | VANGUARD SCOTTSDALE FDS | 6,346 | $502 | 0.3% | $80.00 | — | SHRT TRM CORP BD | 92206C409 |
| — | NUVEEN MORTGAGE AND INCOME F | 28,169 | $463 | 0.2% | $16.44 | — | COM | 670735109 |
| — | NUVEEN MUN HIGH INCOME OPPOR | 36,988 | $461 | 0.2% | $13.67 | — | COM | 670682103 |
| JPST | J P MORGAN EXCHANGE-TRADED F | 8,929 | $444 | 0.2% | $50.42 | — | ULTRA SHRT INC | 46641Q837 |
| CRM | SALESFORCE COM INC | 3,041 | $438 | 0.2% | $169.39 | 0.0% | COM | 79466L302 |
| — | NUVEEN ARIZONA QLTY MUN INC | 34,541 | $428 | 0.2% | $12.92 | — | COM | 67061W104 |
| CVX | CHEVRON CORP NEW | 5,679 | $412 | 0.2% | $78.18 | -2.8% | COM | 166764100 |
| — | RIVERNORTH / DOUBLELINE STRA | 31,176 | $399 | 0.2% | $12.80 | — | COM | 76882G107 |
| MO | ALTRIA GROUP INC | 10,017 | $387 | 0.2% | $30.36 | -9.2% | COM | 02209S103 |
| JPM | JPMORGAN CHASE & CO | 3,908 | $352 | 0.2% | $74.55 | +39.0% | COM | 46625H100 |
| DX | DYNEX CAP INC | 32,874 | $343 | 0.2% | $10.43 | — | COM | 26817Q886 |
| — | BLACKROCK 2022 GBL INCM OPP | 45,040 | $341 | 0.2% | $8.73 | — | COM | 09258P104 |
| — | MORGAN STANLEY EMERGING MKTS | 63,241 | $329 | 0.2% | $6.23 | — | COM | 617477104 |
| SKYY | FIRST TR EXCHANGE TRADED FD | 6,000 | $327 | 0.2% | $54.50 | — | CLOUD COMPUTING | 33734X192 |
| MCD | MCDONALDS CORP | 1,980 | $327 | 0.2% | $144.68 | +18.8% | COM | 580135101 |
| XMVFX | BLACKROCK MUNIVEST FD INC | 39,501 | $320 | 0.2% | $8.67 | — | COM | 09253R105 |
| GLD | SPDR GOLD TRUST | 2,145 | $318 | 0.2% | $148.25 | — | GOLD SHS | 78463V107 |
| — | NUVEEN MUN VALUE FD INC | 31,427 | $307 | 0.2% | $9.27 | — | COM | 670928100 |
| TD | TORONTO DOMINION BK ONT | 7,115 | $302 | 0.2% | $51.30 | 0.0% | COM NEW | 891160509 |
| — | EATON VANCE MUNI INCOME TRUS | 24,782 | $297 | 0.1% | $12.20 | — | SH BEN INT | 27826U108 |
| BYND | BEYOND MEAT INC | 4,430 | $295 | 0.1% | $97.08 | 0.0% | COM | 08862E109 |
| NKE | NIKE INC | 3,571 | $295 | 0.1% | $78.37 | +9.6% | CL B | 654106103 |
| — | NUVEEN SELECT TAX-FREE INCOM | 19,493 | $292 | 0.1% | $14.63 | — | SH BEN INT | 67062F100 |
| META | FACEBOOK INC | 1,750 | $292 | 0.1% | $177.41 | +9.6% | CL A | 30303M102 |
| ABT | ABBOTT LABS | 3,573 | $282 | 0.1% | $75.30 | +0.0% | COM | 002824100 |
| QQQ | INVESCO QQQ TR | 1,462 | $278 | 0.1% | $190.15 | — | UNIT SER 1 | 46090E103 |
| — | PIMCO NEW YORK MUN FD II | 27,698 | $271 | 0.1% | $10.92 | — | COM | 72200Y102 |
| IYH | ISHARES TR | 1,433 | $269 | 0.1% | $180.74 | — | US HLTHCARE ETF | 464287762 |
| — | CENTRIC BRANDS INC | 235,000 | $263 | 0.1% | $3.43 | — | COM | 15644G104 |
| PM | PHILIP MORRIS INTL INC | 3,463 | $253 | 0.1% | $56.44 | +7.6% | COM | 718172109 |
| — | NUVEEN SELECT TAX FREE INCOM | 17,748 | $252 | 0.1% | $14.00 | — | SH BEN INT | 67063C106 |
| PYPL | PAYPAL HLDGS INC | 2,632 | $252 | 0.1% | $98.45 | +11.9% | COM | 70450Y103 |
| DUK | DUKE ENERGY CORP NEW | 3,071 | $248 | 0.1% | $70.72 | +2.8% | COM NEW | 26441C204 |
| KKR | KKR & CO INC | 10,503 | $247 | 0.1% | $22.90 | +18.3% | CL A | 48251W104 |
| UNP | UNION PAC CORP | 1,741 | $246 | 0.1% | $147.57 | -1.8% | COM | 907818108 |
| — | INVESCO QUALITY MUNI INC TRS | 20,955 | $245 | 0.1% | $12.12 | — | COM | 46133G107 |
| MDT | MEDTRONIC PLC | 2,701 | $244 | 0.1% | $78.58 | +14.8% | SHS | G5960L103 |
| T | AT&T INC | 8,274 | $241 | 0.1% | $16.48 | +10.3% | COM | 00206R102 |
| ACN | ACCENTURE PLC IRELAND | 1,341 | $219 | 0.1% | $176.70 | +0.2% | SHS CLASS A | G1151C101 |
| — | BARRICK GOLD CORPORATION | 11,792 | $216 | 0.1% | $18.32 | — | COM | 067901108 |
| GIS | GENERAL MLS INC | 4,036 | $213 | 0.1% | $41.22 | +5.1% | COM | 370334104 |
| CMCSA | COMCAST CORP NEW | 6,109 | $210 | 0.1% | $37.61 | -4.1% | CL A | 20030N101 |
| KO | COCA COLA CO | 4,642 | $205 | 0.1% | $44.07 | +2.1% | COM | 191216100 |
| VFH | VANGUARD WORLD FDS | 4,000 | $203 | 0.1% | $50.75 | — | FINANCIALS ETF | 92204A405 |
| VTI | VANGUARD INDEX FDS | 1,498 | $193 | 0.1% | $128.36 | — | TOTAL STK MKT | 922908769 |
| EPD | ENTERPRISE PRODS PARTNERS L | 13,482 | $193 | 0.1% | $27.92 | — | COM | 293792107 |
| MCHI | ISHARES TR | 3,218 | $184 | 0.1% | $57.18 | — | MSCI CHINA ETF | 46429B671 |
| — | LEXINGTON REALTY TRUST | 18,337 | $182 | 0.1% | $8.94 | — | COM | 529043101 |
| — | NUVEEN PFD & INCM SECURTIES | 25,000 | $182 | 0.1% | $7.28 | — | COM | 67072C105 |
| — | BROOKFIELD REAL ASSETS INCOM | 12,293 | $180 | 0.1% | $19.79 | — | SHS BEN INT | 112830104 |
| XMVTX | BLACKROCK MUNIVEST FD II INC | 13,076 | $178 | 0.1% | $13.61 | — | COM | 09253T101 |
| SUSA | ISHARES TR | 1,575 | $173 | 0.1% | $121.90 | — | MSCI USA ESG SLC | 464288802 |
| — | NUVEEN MUNICIPAL CREDIT INC | 11,995 | $169 | 0.1% | $14.09 | — | COM SH BEN INT | 67070X101 |
| IDV | ISHARES TR | 7,143 | $161 | 0.1% | $31.78 | — | INTL SEL DIV ETF | 464288448 |
| — | TYME TECHNOLOGIES INC | 140,000 | $154 | 0.1% | $5.49 | — | COM | 90238J103 |
| MUNI | PIMCO ETF TR | 2,800 | $153 | 0.1% | $54.76 | — | INTER MUN BD ACT | 72201R866 |
| SHM | SPDR SER TR | 3,125 | $153 | 0.1% | $48.86 | — | NUVEEN BLMBRG SR | 78468R739 |
| VOT | VANGUARD INDEX FDS | 1,150 | $146 | 0.1% | $147.91 | — | MCAP GR IDXVIP | 922908538 |
| — | BLACKSTONE GSO STRATEGIC CR | 13,751 | $143 | 0.1% | $14.27 | — | COM SHS BEN IN | 09257R101 |
| — | PORTOLA PHARMACEUTICALS INC | 19,500 | $139 | 0.1% | $27.13 | — | COM | 737010108 |
| IUSV | ISHARES TR | 2,935 | $136 | 0.1% | $52.49 | — | CORE S&P US VLU | 464287663 |
| IYW | ISHARES TR | 635 | $130 | 0.1% | $198.43 | — | U.S. TECH ETF | 464287721 |
| VCIT | VANGUARD SCOTTSDALE FDS | 1,194 | $104 | 0.1% | $89.69 | — | INT-TERM CORP | 92206C870 |
| RC | READY CAP CORP | 12,412 | $90 | 0.0% | $7.25 | — | COM | 75574U101 |
| XBI | SPDR SER TR | 1,150 | $89 | 0.0% | $87.83 | — | S&P BIOTECH | 78464A870 |
| IEFA | ISHARES TR | 1,517 | $76 | 0.0% | $61.33 | — | CORE MSCI EAFE | 46432F842 |
| IWO | ISHARES TR | 451 | $71 | 0.0% | $200.87 | — | RUS 2000 GRW ETF | 464287648 |
| SPYD | SPDR SER TR | 2,727 | $67 | 0.0% | $39.60 | — | PRTFLO S&P500 HI | 78468R788 |
| — | GABELLI EQUITY TR INC | 14,206 | $62 | 0.0% | $5.63 | — | COM | 362397101 |
| ET | ENERGY TRANSFER LP | 13,518 | $62 | 0.0% | $14.12 | — | COM UT LTD PTN | 29273V100 |
| VB | VANGUARD INDEX FDS | 505 | $58 | 0.0% | $156.71 | — | SMALL CP ETF | 922908751 |
| SPYV | SPDR SER TR | 1,861 | $48 | 0.0% | $31.30 | — | PRTFLO S&P500 VL | 78464A508 |
| VO | VANGUARD INDEX FDS | 359 | $47 | 0.0% | $167.53 | — | MID CAP ETF | 922908629 |
| VOO | VANGUARD INDEX FDS | 58 | $14 | 0.0% | $263.36 | — | S&P 500 ETF SHS | 922908363 |
| VWO | VANGUARD INTL EQUITY INDEX F | 366 | $12 | 0.0% | $42.45 | — | FTSE EMR MKT ETF | 922042858 |
| GERN | GERON CORP | 10,100 | $12 | 0.0% | $3.46 | -64.6% | COM | 374163103 |
| DVY | ISHARES TR | 131 | $10 | 0.0% | $99.24 | — | SELECT DIVID ETF | 464287168 |
| IBB | ISHARES TR | 97 | $10 | 0.0% | $105.09 | — | NASDAQ BIOTECH | 464287556 |
| IWR | ISHARES TR | 200 | $9 | 0.0% | $55.00 | — | RUS MID CAP ETF | 464287499 |