CIK: 0001539947 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 11, 2020
Total Value ($000): $289,859 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IGSB | ISHARES TR | 395,750 | $21,224 | 7.3% | $51.76 | — | SH TR CRPORT ETF | 464288646 |
| AAPL | APPLE INC | 45,390 | $13,329 | 4.6% | $20.08 | +208.8% | COM | 037833100 |
| BOND | PIMCO ETF TR | 111,057 | $11,973 | 4.1% | $103.48 | — | ACTIVE BD ETF | 72201R775 |
| ITOT | ISHARES TR | 152,577 | $11,091 | 3.8% | $57.91 | — | CORE S&P TTL STK | 464287150 |
| MSFT | MICROSOFT CORP | 58,900 | $9,289 | 3.2% | $58.94 | +136.2% | COM | 594918104 |
| MINT | PIMCO ETF TR | 85,846 | $8,721 | 3.0% | $101.66 | — | ENHAN SHRT MA AC | 72201R833 |
| GOOGL | ALPHABET INC | 5,990 | $8,023 | 2.8% | $39.01 | +64.1% | CAP STK CL A | 02079K305 |
| VIG | VANGUARD GROUP | 51,900 | $6,470 | 2.2% | $103.17 | — | DIV APP ETF | 921908844 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 28,286 | $6,407 | 2.2% | $196.33 | +10.6% | CL B NEW | 084670702 |
| PFF | ISHARES TR | 157,183 | $5,909 | 2.0% | $36.96 | — | PFD AND INCM SEC | 464288687 |
| VMBS | VANGUARD SCOTTSDALE FDS | 109,385 | $5,816 | 2.0% | $52.86 | — | MORTG-BACK SEC | 92206C771 |
| HD | HOME DEPOT INC | 26,134 | $5,707 | 2.0% | $111.58 | +74.7% | COM | 437076102 |
| AMZN | AMAZON COM INC | 3,013 | $5,568 | 1.9% | $44.25 | +100.0% | COM | 023135106 |
| V | VISA INC | 25,106 | $4,717 | 1.6% | $84.74 | +103.6% | COM CL A | 92826C839 |
| JNJ | JOHNSON & JOHNSON | 31,925 | $4,657 | 1.6% | $95.22 | +19.8% | COM | 478160104 |
| USB | US BANCORP DEL | 78,277 | $4,641 | 1.6% | $29.40 | +50.8% | COM NEW | 902973304 |
| DIS | DISNEY WALT CO | 30,244 | $4,374 | 1.5% | $101.37 | +33.9% | COM DISNEY | 254687106 |
| C | CITIGROUP INC | 54,363 | $4,343 | 1.5% | $47.65 | +24.4% | COM NEW | 172967424 |
| HDV | ISHARES TR | 41,719 | $4,091 | 1.4% | $95.15 | — | CORE HIGH DV ETF | 46429B663 |
| — | UNITED TECHNOLOGIES CORP | 26,999 | $4,043 | 1.4% | $120.54 | — | COM | 913017109 |
| VZ | VERIZON COMMUNICATIONS INC | 62,350 | $3,828 | 1.3% | $27.98 | +52.9% | COM | 92343V104 |
| BABA | ALIBABA GROUP HLDG LTD | 18,021 | $3,822 | 1.3% | $166.16 | — | SPONSORED ADS | 01609W102 |
| UNH | UNITEDHEALTH GROUP INC | 12,620 | $3,710 | 1.3% | $174.37 | +35.7% | COM | 91324P102 |
| IXUS | ISHARES TR | 58,651 | $3,630 | 1.3% | $56.01 | — | CORE MSCI TOTAL | 46432F834 |
| WMT | WALMART INC | 29,656 | $3,524 | 1.2% | $28.58 | +27.3% | COM | 931142103 |
| IBM | INTERNATIONAL BUSINESS MACHS | 25,923 | $3,475 | 1.2% | $115.75 | -13.7% | COM | 459200101 |
| IJR | ISHARES TR | 41,085 | $3,445 | 1.2% | $75.63 | — | CORE S&P SCP ETF | 464287804 |
| — | DOUBLELINE OPPORTUNISTIC CR | 162,183 | $3,347 | 1.2% | $20.08 | — | COM | 258623107 |
| REGN | REGENERON PHARMACEUTICALS | 8,716 | $3,273 | 1.1% | $384.79 | -13.0% | COM | 75886F107 |
| XOM | EXXON MOBIL CORP | 43,613 | $3,043 | 1.0% | $57.06 | -8.8% | COM | 30231G102 |
| — | GREAT AJAX CORP | 202,066 | $2,993 | 1.0% | $13.93 | — | COM | 38983D300 |
| SPY | SPDR S&P 500 ETF TR | 9,153 | $2,946 | 1.0% | $253.33 | — | TR UNIT | 78462F103 |
| — | BLACKROCK DEBT STRAT FD INC | 253,293 | $2,837 | 1.0% | $10.23 | — | COM NEW | 09255R202 |
| — | MATCH GROUP INC | 34,320 | $2,818 | 1.0% | $82.11 | — | COM | 57665R106 |
| — | ENVESTNET INC | 39,775 | $2,770 | 1.0% | $65.44 | — | COM | 29404K106 |
| GS | GOLDMAN SACHS GROUP INC | 11,285 | $2,595 | 0.9% | $179.59 | +4.4% | COM | 38141G104 |
| — | PACWEST BANCORP DEL | 65,406 | $2,503 | 0.9% | $43.10 | — | COM | 695263103 |
| — | BLACKROCK INCOME TR INC | 394,636 | $2,388 | 0.8% | $6.05 | — | COM | 09247F100 |
| ILMN | ILLUMINA INC | 6,814 | $2,260 | 0.8% | $255.41 | +18.7% | COM | 452327109 |
| SHV | ISHARES TR | 20,263 | $2,238 | 0.8% | $110.38 | — | SHORT TREAS BD | 464288679 |
| — | INSEEGO CORP | 298,927 | $2,191 | 0.8% | $2.86 | — | COM | 45782B104 |
| GSLC | GOLDMAN SACHS ETF TR | 33,444 | $2,163 | 0.7% | $54.60 | — | EQUITY ETF | 381430503 |
| SE | SEA LTD | 53,459 | $2,150 | 0.7% | $40.22 | — | SPONSORED ADS | 81141R100 |
| WY | WEYERHAEUSER CO | 70,937 | $2,142 | 0.7% | $20.04 | +15.3% | COM | 962166104 |
| XYZ | SQUARE INC | 33,777 | $2,113 | 0.7% | $54.21 | +17.9% | CL A | 852234103 |
| — | BLACKSTONE GSO STRATEGIC CR | 137,108 | $1,972 | 0.7% | $14.27 | — | COM SHS BEN IN | 09257R101 |
| — | BROOKFIELD REAL ASSETS INCOM | 90,672 | $1,936 | 0.7% | $19.79 | — | SHS BEN INT | 112830104 |
| — | RIVERNORTH OPPORTUNISTIC MUN | 82,887 | $1,880 | 0.6% | $21.11 | — | COM | 76883F108 |
| STZ | CONSTELLATION BRANDS INC | 9,634 | $1,828 | 0.6% | $181.83 | -6.1% | CL A | 21036P108 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 123,629 | $1,678 | 0.6% | $12.77 | — | COM | 670656107 |
| — | BLACKROCK CORPOR HI YLD FD I | 149,519 | $1,675 | 0.6% | $9.43 | — | COM | 09255P107 |
| VCSH | VANGUARD SCOTTSDALE FDS | 20,434 | $1,656 | 0.6% | $80.00 | — | SHRT TRM CORP BD | 92206C409 |
| BP | BP PLC | 42,024 | $1,586 | 0.5% | $41.14 | — | SPONSORED ADR | 055622104 |
| EPD | ENTERPRISE PRODS PARTNERS L | 47,840 | $1,347 | 0.5% | $27.92 | — | COM | 293792107 |
| MRK | MERCK & CO INC | 13,681 | $1,244 | 0.4% | $53.01 | +27.4% | COM | 58933Y105 |
| — | DOUBLELINE INCOME SOLUTIONS | 60,483 | $1,195 | 0.4% | $17.50 | — | COM | 258622109 |
| — | BLACKROCK MUNIYIELD QLTY FD | 86,961 | $1,174 | 0.4% | $12.45 | — | COM | 09254E103 |
| ET | ENERGY TRANSFER LP | 88,921 | $1,141 | 0.4% | $14.12 | — | COM UT LTD PTN | 29273V100 |
| PFE | PFIZER INC | 28,986 | $1,136 | 0.4% | $25.69 | +4.0% | COM | 717081103 |
| — | NUVEEN QUALITY MUNCP INCOME | 77,504 | $1,132 | 0.4% | $13.50 | — | COM | 67066V101 |
| BX | BLACKSTONE GROUP INC | 20,196 | $1,130 | 0.4% | $39.22 | +7.3% | COM CL A | 09260D107 |
| IJH | ISHARES TR | 5,288 | $1,088 | 0.4% | $166.08 | — | CORE S&P MCP ETF | 464287507 |
| TGT | TARGET CORP | 8,181 | $1,049 | 0.4% | $43.55 | +129.2% | COM | 87612E106 |
| BMY | BRISTOL MYERS SQUIBB CO | 15,910 | $1,021 | 0.4% | $37.85 | +19.4% | COM | 110122108 |
| AMGN | AMGEN INC | 4,057 | $978 | 0.3% | $133.58 | +36.8% | COM | 031162100 |
| JPST | JP MORGAN EXCHANGE TRADED FD | 19,108 | $964 | 0.3% | $50.42 | — | ULTRA SHRT INC | 46641Q837 |
| VT | VANGUARD INTL EQUITY INDEX F | 10,923 | $885 | 0.3% | $69.25 | — | TT WRLD ST ETF | 922042742 |
| — | BLACKROCK MUN 2030 TAR TERM | 36,363 | $880 | 0.3% | $22.89 | — | COM SHS BEN IN | 09257P105 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 61,755 | $879 | 0.3% | $13.61 | — | COM | 09253X102 |
| — | NUVEEN AMT FREE QLTY MUN INC | 61,161 | $879 | 0.3% | $13.56 | — | COM | 670657105 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 57,153 | $779 | 0.3% | $13.03 | — | COM | 09255C106 |
| — | PIMCO ENRGY TACTICAL CR OPP | 46,453 | $766 | 0.3% | $16.49 | — | COM SHS BEN INT | 69346N107 |
| CVX | CHEVRON CORP NEW | 6,237 | $752 | 0.3% | $78.18 | +14.7% | COM | 166764100 |
| — | BLACKROCK MUNIYIELD CALI QLT | 52,184 | $742 | 0.3% | $12.99 | — | COM | 09254N103 |
| SYK | STRYKER CORP | 3,482 | $731 | 0.3% | $89.24 | +117.6% | COM | 863667101 |
| GOOG | ALPHABET INC | 544 | $727 | 0.3% | $52.02 | +23.1% | CAP STK CL C | 02079K107 |
| JPM | JPMORGAN CHASE & CO | 4,891 | $682 | 0.2% | $74.55 | +45.8% | COM | 46625H100 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 2 | $679 | 0.2% | $263970.66 | +23.4% | CL A | 084670108 |
| — | PGIM GLOBAL HIGH YIELD FD IN | 44,737 | $672 | 0.2% | $13.27 | — | COM | 69346J106 |
| — | INVESCO VALUE MUN INCOME TR | 43,678 | $669 | 0.2% | $14.31 | — | COM | 46132P108 |
| INTC | INTEL CORP | 10,980 | $657 | 0.2% | $40.65 | +21.2% | COM | 458140100 |
| SEB | SEABOARD CORP | 150 | $638 | 0.2% | $4118.48 | 0.0% | COM | 811543107 |
| RITM | NEW RESIDENTIAL INVT CORP | 39,472 | $636 | 0.2% | $15.82 | — | COM NEW | 64828T201 |
| — | BLACKROCK MULTI-SECTOR INC T | 38,640 | $624 | 0.2% | $16.81 | — | COM | 09258A107 |
| — | NUVEEN ARIZONA QLTY MUN INC | 46,080 | $621 | 0.2% | $12.92 | — | COM | 67061W104 |
| — | NUVEEN CR STRATEGIES INCM FD | 75,870 | $582 | 0.2% | $7.55 | — | COM SHS | 67073D102 |
| — | RIVERNORTH MARKETPLACE LENDI | 31,699 | $578 | 0.2% | $18.81 | — | COM | 76882B108 |
| MO | ALTRIA GROUP INC | 11,515 | $575 | 0.2% | $30.36 | -5.2% | COM | 02209S103 |
| — | NUVEEN MUN HIGH INCOME OPP F | 39,988 | $567 | 0.2% | $13.67 | — | COM | 670682103 |
| — | CREDIT SUISSE ASSET MGMT INC | 169,673 | $546 | 0.2% | $2.88 | — | COM | 224916106 |
| — | BLACKROCK 2022 GBL INCM OPP | 52,701 | $520 | 0.2% | $8.73 | — | COM | 09258P104 |
| VRP | INVESCO EXCHNG TRADED FD TR | 20,068 | $518 | 0.2% | $23.81 | — | VAR RATE PFD | 46138G870 |
| — | CENTRIC BRANDS INC | 235,000 | $510 | 0.2% | $3.43 | — | COM | 15644G104 |
| — | MORGAN STANLEY EM MKTS DM DE | 72,728 | $508 | 0.2% | $6.23 | — | COM | 617477104 |
| — | WESTERN ASSET EMRG MKT DEBT | 35,573 | $508 | 0.2% | $12.66 | — | COM | 95766A101 |
| — | NUVEEN AMT FREE MUN CR INC F | 28,132 | $469 | 0.2% | $14.24 | — | COM | 67071L106 |
| — | PORTOLA PHARMACEUTICALS INC | 19,500 | $466 | 0.2% | $27.13 | — | COM | 737010108 |
| T | AT&T INC | 11,931 | $466 | 0.2% | $16.48 | +14.5% | COM | 00206R102 |
| — | BLACKROCK CR ALLCTN INC TR | 32,206 | $450 | 0.2% | $11.34 | — | COM | 092508100 |
| — | NEW YORK CMNTY BANCORP INC | 36,833 | $443 | 0.2% | $12.03 | — | COM | 649445103 |
| AGO | ASSURED GUARANTY LTD | 8,500 | $417 | 0.1% | $42.95 | 0.0% | COM | G0585R106 |
| KKR | KKR & CO INC | 14,241 | $415 | 0.1% | $22.90 | +16.8% | CL A | 48251W104 |
| NKE | NIKE INC | 3,750 | $380 | 0.1% | $78.37 | +10.8% | CL B | 654106103 |
| — | GLAXOSMITHKLINE PLC | 8,000 | $376 | 0.1% | $47.00 | — | SPONSORED ADR | 37733W105 |
| MCD | MCDONALDS CORP | 1,893 | $374 | 0.1% | $143.43 | +19.9% | COM | 580135101 |
| IEFA | ISHARES TR | 5,524 | $360 | 0.1% | $61.33 | — | CORE MSCI EAFE | 46432F842 |
| IDV | ISHARES TR | 10,158 | $341 | 0.1% | $31.78 | — | INTL SEL DIV ETF | 464288448 |
| — | NUVEEN MUN VALUE FD INC | 31,427 | $336 | 0.1% | $9.27 | — | COM | 670928100 |
| MDT | MEDTRONIC PLC | 2,894 | $328 | 0.1% | $78.58 | +17.8% | SHS | G5960L103 |
| — | TEMPLETON EMERG MKTS INCOME | 35,518 | $326 | 0.1% | $9.64 | — | COM | 880192109 |
| CMCSA | COMCAST CORP NEW | 7,142 | $321 | 0.1% | $37.61 | +0.7% | CL A | 20030N101 |
| — | NUVEEN SELECT TAX FREE INCM | 19,493 | $320 | 0.1% | $14.63 | — | SH BEN INT | 67062F100 |
| BA | BOEING CO | 971 | $316 | 0.1% | $351.04 | 0.0% | COM | 097023105 |
| — | EATON VANCE MUNI INCOME TRUS | 24,782 | $316 | 0.1% | $12.20 | — | SH BEN INT | 27826U108 |
| WFC | WELLS FARGO CO NEW | 5,783 | $311 | 0.1% | $40.22 | +11.2% | COM | 949746101 |
| IYH | ISHARES TR | 1,433 | $309 | 0.1% | $180.74 | — | US HLTHCARE ETF | 464287762 |
| META | FACEBOOK INC | 1,479 | $304 | 0.1% | $174.30 | +10.4% | CL A | 30303M102 |
| UNP | UNION PACIFIC CORP | 1,681 | $304 | 0.1% | $147.67 | +1.1% | COM | 907818108 |
| DUK | DUKE ENERGY CORP NEW | 3,319 | $303 | 0.1% | $70.72 | +1.5% | COM NEW | 26441C204 |
| ABT | ABBOTT LABS | 3,475 | $302 | 0.1% | $75.30 | 0.0% | COM | 002824100 |
| VTI | VANGUARD INDEX FDS | 1,834 | $300 | 0.1% | $128.36 | — | TOTAL STK MKT | 922908769 |
| PM | PHILIP MORRIS INTL INC | 3,515 | $299 | 0.1% | $56.44 | +6.3% | COM | 718172109 |
| ACN | ACCENTURE PLC IRELAND | 1,403 | $295 | 0.1% | $176.70 | +1.0% | SHS CLASS A | G1151C101 |
| KO | COCA COLA CO | 5,079 | $281 | 0.1% | $44.07 | +1.0% | COM | 191216100 |
| CB | CHUBB LIMITED | 1,755 | $273 | 0.1% | $138.44 | 0.0% | COM | H1467J104 |
| OKE | ONEOK INC NEW | 3,608 | $273 | 0.1% | $43.86 | +8.7% | COM | 682680103 |
| PYPL | PAYPAL HLDGS INC | 2,477 | $268 | 0.1% | $97.72 | +6.4% | COM | 70450Y103 |
| — | INVESCO QUALITY MUNI INC TRS | 20,955 | $264 | 0.1% | $12.12 | — | COM | 46133G107 |
| — | ROYAL DUTCH SHELL PLC | 4,298 | $253 | 0.1% | $65.52 | — | SPONS ADR A | 780259206 |
| DOW | DOW INC | 4,612 | $252 | 0.1% | $36.70 | 0.0% | COM | 260557103 |
| BAC | BANK AMER CORP | 6,759 | $238 | 0.1% | $27.79 | 0.0% | COM | 060505104 |
| — | PIMCO DYNMIC CREDIT AND MRT | 9,439 | $238 | 0.1% | $21.05 | — | COM SHS | 72202D106 |
| LMT | LOCKHEED MARTIN CORP | 593 | $231 | 0.1% | $324.81 | 0.0% | COM | 539830109 |
| — | RAYTHEON CO | 1,050 | $231 | 0.1% | $220.00 | — | COM NEW | 755111507 |
| REGN | REGENERON PHARMACEUTICALS | 600 | $225 | 0.1% | $384.79 | -13.0% | Call | 75886F107 |
| XMVFX | BLACKROCK MUNIVEST FD INC | 24,501 | $223 | 0.1% | $9.02 | — | COM | 09253R105 |
| — | NUVEEN SELECT TAX FREE INCM | 14,404 | $220 | 0.1% | $13.95 | — | SH BEN INT | 67063C106 |
| WELL | WELLTOWER INC | 2,666 | $218 | 0.1% | $71.12 | 0.0% | COM | 95040Q104 |
| GIS | GENERAL MLS INC | 4,036 | $216 | 0.1% | $41.22 | +3.8% | COM | 370334104 |
| SHM | SPDR SERIES TRUST | 4,375 | $215 | 0.1% | $48.86 | — | NUVEEN BLMBRG SR | 78468R739 |
| MBI | MBIA INC | 23,000 | $214 | 0.1% | $4.15 | 0.0% | COM | 55262C100 |
| VOT | VANGUARD INDEX FDS | 1,350 | $214 | 0.1% | $147.91 | — | MCAP GR IDXVIP | 922908538 |
| SUSA | ISHARES TR | 1,575 | $211 | 0.1% | $121.90 | — | MSCI USA ESG SLC | 464288802 |
| ROBO | EXCHANGE TRADED CONCEPTS TR | 5,014 | $211 | 0.1% | $32.52 | — | ROBO GLB ETF | 301505707 |
| XYL | XYLEM INC | 2,660 | $210 | 0.1% | $67.22 | +7.7% | COM | 98419M100 |
| MA | MASTERCARD INC | 678 | $202 | 0.1% | $272.58 | 0.0% | CL A | 57636Q104 |
| — | TYME TECHNOLOGIES INC | 140,000 | $196 | 0.1% | $5.49 | — | COM | 90238J103 |
| — | LEXINGTON REALTY TRUST | 18,337 | $195 | 0.1% | $8.94 | — | COM | 529043101 |
| VWO | VANGUARD INTL EQUITY INDEX F | 4,262 | $190 | 0.1% | $42.45 | — | FTSE EMR MKT ETF | 922042858 |
| MUNI | PIMCO ETF TR | 3,360 | $185 | 0.1% | $54.76 | — | INTER MUN BD ACT | 72201R866 |
| PTEN | PATTERSON UTI ENERGY INC | 17,000 | $179 | 0.1% | $9.05 | 0.0% | COM | 703481101 |
| — | PIMCO NEW YORK MUN FD II | 14,582 | $176 | 0.1% | $11.93 | — | COM | 72200Y102 |
| — | AG MTG INVT TR INC | 10,971 | $169 | 0.1% | $15.40 | — | COM | 001228105 |
| BB | BLACKBERRY LTD | 25,000 | $161 | 0.1% | $5.49 | 0.0% | COM | 09228F103 |
| SPEM | SPDR INDEX SHS FDS | 4,248 | $160 | 0.1% | $32.36 | — | PORTFOLIO EMG MK | 78463X509 |
| — | DOMINION ENERGY INC | 1,489 | $159 | 0.1% | $105.44 | — | UNIT 99/99/9999 | 25746U133 |
| IYW | ISHARES TR | 635 | $148 | 0.1% | $198.43 | — | U.S. TECH ETF | 464287721 |
| IJT | ISHARES TR | 735 | $142 | 0.0% | $182.31 | — | S&P SML 600 GWT | 464287887 |
| VB | VANGUARD INDEX FDS | 835 | $138 | 0.0% | $156.71 | — | SMALL CP ETF | 922908751 |
| VO | VANGUARD INDEX FDS | 733 | $131 | 0.0% | $167.53 | — | MID CAP ETF | 922908629 |
| — | LIBERTY MEDIA CORP DELAWARE | 4,380 | $130 | 0.0% | $29.68 | — | COM A BRAVES GRP | 531229706 |
| XBI | SPDR SERIES TRUST | 1,150 | $109 | 0.0% | $87.83 | — | S&P BIOTECH | 78464A870 |
| VCIT | VANGUARD SCOTTSDALE FDS | 1,194 | $109 | 0.0% | $89.69 | — | INT-TERM CORP | 92206C870 |
| SPYD | SPDR SERIES TRUST | 2,727 | $108 | 0.0% | $39.60 | — | PRTFLO S&P500 HI | 78468R788 |
| IUSV | ISHARES TR | 1,635 | $103 | 0.0% | $57.38 | — | CORE S&P US VLU | 464287663 |
| — | VOXX INTL CORP | 23,000 | $101 | 0.0% | $4.39 | — | CL A | 91829F104 |
| IWO | ISHARES TR | 458 | $98 | 0.0% | $200.87 | — | RUS 2000 GRW ETF | 464287648 |
| GXC | SPDR INDEX SHS FDS | 935 | $96 | 0.0% | $95.19 | — | S&P CHINA ETF | 78463X400 |
| KRE | SPDR SERIES TRUST | 1,504 | $88 | 0.0% | $51.32 | — | S&P REGL BKG | 78464A698 |
| — | GABELLI EQUITY TR INC | 14,206 | $87 | 0.0% | $5.63 | — | COM | 362397101 |
| D | DOMINION ENERGY INC | 1,000 | $83 | 0.0% | $58.40 | +6.9% | COM | 25746U109 |
| — | COLONY CAP INC NEW | 17,485 | $83 | 0.0% | $4.75 | — | CL A COM | 19626G108 |
| — | LIBERTY MEDIA CORP DELAWARE | 1,457 | $67 | 0.0% | $45.98 | — | COM SER C FRMLA | 531229854 |
| SPYV | SPDR SERIES TRUST | 1,861 | $65 | 0.0% | $31.30 | — | PRTFLO S&P500 VL | 78464A508 |
| VUG | VANGUARD INDEX FDS | 285 | $52 | 0.0% | $164.91 | — | GROWTH ETF | 922908736 |
| VOO | VANGUARD INDEX FDS | 97 | $29 | 0.0% | $263.36 | — | S&P 500 ETF SHS | 922908363 |
| DVY | ISHARES TR | 131 | $14 | 0.0% | $99.24 | — | SELECT DIVID ETF | 464287168 |
| GERN | GERON CORP | 10,100 | $14 | 0.0% | $3.46 | -58.2% | COM | 374163103 |
| IWM | ISHARES TR | 84 | $14 | 0.0% | $154.76 | — | RUSSELL 2000 ETF | 464287655 |
| IWR | ISHARES TR | 200 | $12 | 0.0% | $55.00 | — | RUS MID CAP ETF | 464287499 |
| — | WELLS FARGO CO NEW | 4 | $6 | 0.0% | $1500.00 | — | PERP PFD CNV A | 949746804 |
| — | LIBERTY MEDIA CORP DELAWARE | 102 | $5 | 0.0% | $49.02 | — | COM C SIRIUSXM | 531229607 |
| — | ROYAL DUTCH SHELL PLC | 80 | $5 | 0.0% | $66.93 | — | SPON ADR B | 780259107 |
| IBB | ISHARES TR | 30 | $4 | 0.0% | $109.56 | — | NASDAQ BIOTECH | 464287556 |
| — | LIBERTY MEDIA CORP DELAWARE | 51 | $2 | 0.0% | $39.22 | — | COM A SIRIUSXM | 531229409 |
| — | LIBERTY MEDIA CORP DELAWARE | 12 | $1 | 0.0% | $83.33 | — | COM SER A FRMLA | 531229870 |