Location: New York, NY
CIK: 0001567163 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Jan 29, 2020
Total Value: $500M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 89,276 | $26.09M | 5.2% | $292.26 * | $26.03 | +172.2% | COM | 037833100 |
| PGX | INVESCO PREFERRED ETF | 1,645,830 | $24.66M | 4.9% | $14.99 | $14.01 | +7.1% | ETF | 46138E511 |
| MSFT | MICROSOFT CORP | 136,388 | $21.42M | 4.3% | $157.08 * | $44.56 | +236.0% | COM | 594918104 |
| GOOGL | ALPHABET INC-CL A | 15,376 | $20.54M | 4.1% | $1335.72 * | $38.61 | +72.2% | COM | 02079K305 |
| — | INVESCO BULLETSHARES 2022 CO | 944,414 | $20.31M | 4.1% | $21.51 | $21.40 | — | ETF | 46138J882 |
| DOCU | DOCUSIGN INC | 216,351 | $16.02M | 3.2% | $74.04 | $51.00 | +45.3% | COM | 256163106 |
| JNJ | JOHNSON & JOHNSON | 102,284 | $14.86M | 3.0% | $145.23 * | $90.62 | +36.0% | COM | 478160104 |
| INTC | INTEL CORP | 246,946 | $14.71M | 2.9% | $59.58 * | $31.59 | +67.1% | COM | 458140100 |
| JPM | JPMORGAN CHASE & CO | 100,004 | $13.89M | 2.8% | $138.86 * | $55.92 | +111.3% | COM | 46625H100 |
| BP | BP PLC-SPONS ADR | 363,064 | $13.61M | 2.7% | $37.48 | $37.34 | +1.1% | ADR | 055622104 |
| MRK | MERCK & CO. INC. | 147,625 | $13.37M | 2.7% | $90.59 * | $43.61 | +64.6% | COM | 58933Y105 |
| DIS | WALT DISNEY CO/THE | 85,043 | $12.26M | 2.5% | $144.12 | $113.86 | +24.1% | COM | 254687106 |
| PFE | PFIZER INC | 305,480 | $11.89M | 2.4% | $38.93 * | $20.08 | +39.4% | COM | 717081103 |
| — | INVESCO BULLETSHARES 2021 CO | 556,565 | $11.82M | 2.4% | $21.24 | $21.20 | — | ETF | 46138J700 |
| BRK/B | BERKSHIRE HATHAWAY INC-CL B | 50,575 | $11.41M | 2.3% | $225.63 | $148.58 | +52.4% | COM | 084670702 |
| GD | GENERAL DYNAMICS CORP | 62,000 | $10.91M | 2.2% | $176.05 * | $117.90 | +29.9% | COM | 369550108 |
| PYPL | PAYPAL HOLDINGS INC | 83,400 | $8.989M | 1.8% | $107.78 | $103.75 | +4.0% | COM | 70450Y103 |
| — | NUVEEN NY AMT-FR MUNI INC FD | 634,273 | $8.6M | 1.7% | $13.56 | $12.54 | — | CEF | 670656107 |
| PSA | PUBLIC STORAGE | 39,416 | $8.371M | 1.7% | $212.38 * | $170.95 | -3.3% | REIT | 74460D109 |
| GILD | GILEAD SCIENCES INC | 126,963 | $8.213M | 1.6% | $64.69 * | $51.71 | -0.3% | COM | 375558103 |
| — | BLACKROCK INC | 15,285 | $7.654M | 1.5% | $500.75 | $434.19 | — | COM | 09247X101 |
| CVX | CHEVRON CORP | 63,788 | $7.649M | 1.5% | $119.91 * | $84.78 | +8.8% | COM | 166764100 |
| WMT | WALMART INC | 64,133 | $7.591M | 1.5% | $118.36 * | $28.38 | +28.3% | COM | 931142103 |
| — | ANNALY CAPITAL MGMT | 280,545 | $7.277M | 1.5% | $25.94 | $25.46 | — | PFD | 035710870 |
| — | RAYTHEON COMPANY | 32,706 | $7.186M | 1.4% | $219.72 | $152.46 | — | COM | 755111507 |
| CSCO | CISCO SYSTEMS INC | 119,566 | $5.72M | 1.1% | $47.84 * | $28.60 | +39.2% | COM | 17275R102 |
| — | AGNC INVESTMENT CORP | 199,979 | $5.2M | 1.0% | $26.00 | $25.65 | — | PFD | 00123Q500 |
| CVS | CVS HEALTH CORP | 69,605 | $5.149M | 1.0% | $73.97 * | $53.74 | +13.9% | COM | 126650100 |
| REM | ISHARES MORTGAGE REAL ESTATE | 114,929 | $5.128M | 1.0% | $44.62 | $42.83 | +4.0% | ETF | 46435G342 |
| — | SANTA CRUZ COUNTY BANK | 90,469 | $4.75M | 0.9% | $52.50 | $26.68 | — | COM | 801827106 |
| AMZN | AMAZON.COM INC | 2,533 | $4.669M | 0.9% | $1843.27 * | $49.48 | +86.7% | COM | 023135106 |
| MDT | AT&T INC | 96,251 | $4.653M | 0.9% | $48.34 * | $88.50 | +8.6% | COM | G5960L103 |
| PG | PROCTER & GAMBLE CO/THE | 37,051 | $4.608M | 0.9% | $124.37 * | $66.96 | +60.6% | COM | 742718109 |
| BAC | BANK OF AMERICA CORP | 131,134 | $4.596M | 0.9% | $35.05 * | $18.89 | +60.9% | COM | 060505104 |
| PFF | ISHARES PREFERRED & INCOME S | 114,132 | $4.281M | 0.9% | $37.51 | $37.99 | -1.1% | ETF | 464288687 |
| — | KAYNE ANDERSON MLP/MIDSTREAM | 290,277 | $4.023M | 0.8% | $13.86 | $14.26 | — | CEF | 486606106 |
| — | UNITED TECHNOLOGIES CORP | 24,644 | $3.682M | 0.7% | $149.41 | $125.14 | — | COM | 913017109 |
| EFAV | ISHARES EDGE MSCI MIN VOL EA | 47,956 | $3.565M | 0.7% | $74.34 | $71.64 | +4.1% | ETF | 46429B689 |
| ETN | EATON CORP PLC | 36,380 | $3.443M | 0.7% | $94.64 * | $66.94 | +27.3% | COM | G29183103 |
| ITOEF | ITO EN LTD | 116,101 | $3.294M | 0.7% | $28.37 * | $44.85 | +0.5% | COM | J25027103 |
| ACN | ACCENTURE PLC-CL A | 338,611 | $2.969M | 0.6% | $8.77 * | $178.30 | +8.2% | COM | G1151C101 |
| — | ALLERGAN PLC | 41,565 | $2.925M | 0.6% | $70.37 | $71.63 | — | COM | G0177J108 |
| BRDCF | BRIDGESTONE CORP | 44,785 | $2.724M | 0.5% | $60.82 * | $33.20 | -0.1% | COM | J04578126 |
| — | MALLINCKRODT PLC | 184,170 | $2.572M | 0.5% | $13.97 | $13.52 | — | COM | G5785G107 |
| EEMV | ISHARES EDGE MSCI MIN VOL EM | 43,417 | $2.543M | 0.5% | $58.57 | $57.94 | +1.2% | ETF | 464286533 |
| USMV | ISHARES EDGE MSCI MIN VOL US | 38,842 | $2.542M | 0.5% | $65.44 | $55.12 | +19.0% | ETF | 46429B697 |
| CRSP | CRISPR THERAPEUTICS AG | 148,069 | $2.404M | 0.5% | $16.24 * | $54.60 | +11.6% | COM | H17182108 |
| PIPR | BANK OF AMERICA CORP | 87,071 | $2.362M | 0.5% | $27.13 * | $77.43 | +3.2% | PFD | 724078100 |
| ACGL | ISHARES NASDAQ BIOTECHNOLOGY | 15,698 | $1.876M | 0.4% | $119.51 * | $39.43 | +3.4% | ETF | G0450A105 |
| — | SALESFORCE.COM INC | 11,301 | $1.811M | 0.4% | $160.25 | $158.21 | — | COM | G54050102 |
| NVCR | GLOBAL X MLP ETF | 226,604 | $1.778M | 0.4% | $7.85 * | $80.69 | +4.4% | ETF | G6674U108 |
| VALPQ | SPDR S&P 500 ETF TRUST | 6,315 | $1.713M | 0.3% | $271.26 | $228.94 | — | ETF | G9402V109 |
| SSYS | AGNC INVESTMENT CORP | 94,625 | $1.678M | 0.3% | $17.73 * | $19.99 | +1.2% | REIT | M85548101 |
| GNK | FEDEX CORP | 11,445 | $1.652M | 0.3% | $144.34 * | $10.60 | +0.2% | COM | Y2685T131 |
| WILC | CHIMERA INVESTMENT CORP | 60,373 | $1.611M | 0.3% | $26.68 * | $11.45 | +0.3% | PFD | M52523103 |
| — | PENNYMAC MTGE INVESTMENT | 60,133 | $1.585M | 0.3% | $26.36 | $26.31 | — | PFD | G1992S109 |
| — | ENERGY TRANSFER OPERATNG | 58,673 | $1.456M | 0.3% | $24.82 | $24.85 | — | PFD | Y8564W103 |
| — | WELLS FARGO & CO | 26,780 | $1.435M | 0.3% | $53.58 | $53.54 | — | COM | G0750W104 |
| UPS | UNITED PARCEL SERVICE-CL B | 11,598 | $1.349M | 0.3% | $116.31 * | $70.18 | +31.3% | COM | 911312106 |
| — | CLOUDERA INC | 113,581 | $1.331M | 0.3% | $11.72 | $11.64 | — | COM | 18914U100 |
| XBI | SPDR S&P BIOTECH ETF | 13,688 | $1.305M | 0.3% | $95.34 | $80.70 | +17.9% | ETF | 78464A870 |
| JPST | JPMORGAN ULTRA-SHORT INCOME | 25,248 | $1.273M | 0.3% | $50.42 | $50.24 | +0.4% | ETF | 46641Q837 |
| — | BOEING CO/THE | 3,860 | $1.252M | 0.3% | $324.35 | $324.35 | — | COM | 023135906 |
| LADR | LADDER CAPITAL CORP-REIT | 68,149 | $1.234M | 0.2% | $18.11 | $15.16 | — | REIT | 505743104 |
| META | FACEBOOK INC-CLASS A | 5,660 | $1.157M | 0.2% | $204.42 | $127.39 | +60.0% | COM | 30303M102 |
| — | INVESCO MORTGAGE CAPITAL | 42,382 | $1.124M | 0.2% | $26.52 | $25.52 | — | PFD | 46131B506 |
| SCHG | SCHWAB U.S. LARGE-CAP GROWTH | 11,834 | $1.097M | 0.2% | $92.70 * | $6.73 | +72.5% | ETF | 808524300 |
| ET | ENERGY TRANSFER LP | 82,094 | $1.04M | 0.2% | $12.67 | $14.46 | — | MLP | 29273V100 |
| — | NEW YORK MORTGAGE TRUST | 39,865 | $1.001M | 0.2% | $25.11 | $22.60 | — | PFD | 649604881 |
| — | INVESCO BULLETSHARES 2021 HI | 39,592 | $977K | 0.2% | $24.68 | $24.69 | — | ETF | 46138J809 |
| — | FS KKR CAPITAL CORP | 157,209 | $966K | 0.2% | $6.14 | $5.61 | — | COM | 302635107 |
| UPWK | UPWORK INC | 90,177 | $959K | 0.2% | $10.63 | $14.40 | -25.9% | COM | 91688F104 |
| — | BROOKFIELD REAL ASSETS INCOM | 44,791 | $951K | 0.2% | $21.23 | $20.59 | — | CEF | 112830104 |
| — | RIVERNRTH/DOUBLELNE STR OPP | 57,025 | $933K | 0.2% | $16.36 | $16.55 | — | CEF | 76882G107 |
| — | INVESCO MORTGAGE CAPITAL | 35,062 | $905K | 0.2% | $25.81 | $25.07 | — | PFD | 46131B209 |
| — | NUVEEN NJ QUAL MUNI INC FD | 61,340 | $899K | 0.2% | $14.66 | $13.21 | — | CEF | 67069Y102 |
| — | INVESCO BULLETSHARES 2023 CO | 41,700 | $889K | 0.2% | $21.32 | $21.32 | — | ETF | 46138J866 |
| VZ | VERIZON COMMUNICATIONS INC | 14,354 | $877K | 0.2% | $61.10 * | $39.10 | +11.5% | COM | 92343V104 |
| FLOT | ISHARES FLOATING RATE BOND E | 16,704 | $851K | 0.2% | $50.95 | $50.92 | +0.0% | ETF | 46429B655 |
| TBF | PROSHARES SHORT 20 TREASURY | 42,000 | $823K | 0.2% | $19.60 | $19.23 | +2.0% | ETF | 74347X849 |
| SCHD | SCHWAB US DVD EQUITY ETF | 13,698 | $791K | 0.2% | $57.75 * | $13.99 | +38.0% | ETF | 808524797 |
| IVV | ISHARES CORE S&P 500 ETF | 2,306 | $743K | 0.1% | $322.20 | $291.60 | +10.8% | ETF | 464287200 |
| EFC | ELLINGTON FINANCIAL INC | 39,500 | $724K | 0.1% | $18.33 | $17.91 | — | COM | 28852N109 |
| — | DUKE ENERGY CORP | 25,125 | $682K | 0.1% | $27.14 | $25.51 | — | PFD | 26441C402 |
| — | CLEARBRIDGE MLP & MIDSTREAM | 60,179 | $671K | 0.1% | $11.15 | $13.19 | — | CEF | 184692101 |
| MCD | MCDONALD'S CORP | 3,357 | $663K | 0.1% | $197.50 * | $137.08 | +25.5% | COM | 580135101 |
| — | PIMCO DYNAMIC CREDIT AND MOR | 25,782 | $649K | 0.1% | $25.17 | $21.13 | — | CEF | 72202D106 |
| IEMG | ISHARES CORE MSCI EMERGING | 12,052 | $647K | 0.1% | $53.68 | $51.81 | +3.8% | ETF | 46434G103 |
| DOMO | DOMO INC - CLASS B | 29,201 | $640K | 0.1% | $21.92 | $24.25 | -10.4% | COM | 257554105 |
| LMT | LOCKHEED MARTIN CORP | 1,645 | $639K | 0.1% | $388.45 * | $304.63 | +8.6% | COM | 539830109 |
| PCAR | PACCAR INC | 7,980 | $630K | 0.1% | $78.95 * | $31.93 | +33.9% | COM | 693718108 |
| DXJ | WISDOMTREE JAPAN HEDGED EQ | 11,735 | $630K | 0.1% | $53.69 * | $143.39 | +12.5% | ETF | 97717W851 |
| GOOG | ALPHABET INC-CL C | 465 | $620K | 0.1% | $1333.33 * | $43.41 | +52.9% | COM | 02079K107 |
| SGMO | SANGAMO THERAPEUTICS INC | 70,777 | $590K | 0.1% | $8.34 * | $14.35 | -35.9% | COM | 800677106 |
| — | BLACKROCK MUNICIPAL 2030 TAR | 23,826 | $579K | 0.1% | $24.30 | $20.51 | — | CEF | 09257P105 |
| — | BLACKROCK MUNIHOLDINGS NJ QU | 39,475 | $566K | 0.1% | $14.34 | $13.03 | — | CEF | 09254X101 |
| HBAN | HUNTINGTON BANCSHARES INC | 37,546 | $564K | 0.1% | $15.02 * | $9.39 | +21.2% | COM | 446150104 |
| TFC | TRUIST FINANCIAL CORP | 9,747 | $549K | 0.1% | $56.33 * | $40.89 | +4.4% | COM | 89832Q109 |
| IWM | ISHARES RUSSELL 2000 ETF | 3,282 | $546K | 0.1% | $166.36 | $154.17 | +7.5% | ETF | 464287655 |
| — | LAM RESEARCH CORP | 1,700 | $497K | 0.1% | $292.35 | $135.88 | — | COM | 512807108 |
| — | ANNALY CAPITAL MANAGEMENT IN | 52,069 | $490K | 0.1% | $9.41 | $9.40 | — | REIT | 035710409 |
| PEP | PEPSICO INC | 3,574 | $487K | 0.1% | $136.26 * | $68.01 | +67.4% | COM | 713448108 |
| — | SIRIUS XM HOLDINGS INC | 66,486 | $475K | 0.1% | $7.14 | $6.93 | — | COM | 82968B103 |
| UNP | UNION PACIFIC CORP | 2,630 | $473K | 0.1% | $179.85 * | $77.58 | +104.0% | COM | 907818108 |
| GDX | VANECK GOLD MINERS | 15,996 | $470K | 0.1% | $29.38 | $24.26 | +20.7% | ETF | 92189F106 |
| GLD | SPDR GOLD SHARES | 3,264 | $467K | 0.1% | $143.08 | $121.52 | +17.6% | ETF | 78463V107 |
| — | NUVEEN PREFERRED & INCOME OP | 41,426 | $432K | 0.1% | $10.43 | $8.36 | — | CEF | 67073B106 |
| CMCSA | COMCAST CORP-CLASS A | 9,562 | $430K | 0.1% | $44.97 * | $26.53 | +44.2% | COM | 20030N101 |
| LQD | ISHARES IBOXX INVESTMENT GRA | 3,350 | $429K | 0.1% | $128.06 | $112.52 | +13.7% | ETF | 464287242 |
| SPLV | INVESCO S&P 500 LOW VOLATILI | 6,649 | $387K | 0.1% | $58.20 | $54.18 | +7.7% | ETF | 46138E354 |
| — | NEW RESIDENTIAL INV CORP | 14,195 | $375K | 0.1% | $26.42 | $26.30 | — | PFD | 64828T300 |
| SCHB | SCHWAB US BROAD MARKET ETF | 4,650 | $357K | 0.1% | $76.77 * | $10.81 | +18.5% | ETF | 808524102 |
| BABA | ALIBABA GROUP HOLDING-SP ADR | 1,675 | $355K | 0.1% | $211.94 | $147.25 | +44.0% | ADR | 01609W102 |
| TGTX | TG THERAPEUTICS INC | 31,420 | $354K | 0.1% | $11.27 | $7.56 | +46.8% | COM | 88322Q108 |
| — | RIVERNORTH OPPORTUNITIES FND | 21,656 | $354K | 0.1% | $16.35 | $16.24 | — | CEF | 76881Y109 |
| FRME | FIRST MERCHANTS CORP | 8,484 | $353K | 0.1% | $41.61 * | $32.25 | +4.6% | COM | 320817109 |
| — | INVESCO BULLETSHARES 2022 HI | 14,400 | $352K | 0.1% | $24.44 | $24.45 | — | ETF | 46138J874 |
| — | ALEXION PHARMACEUTICALS INC | 3,157 | $341K | 0.1% | $108.01 | $110.41 | — | COM | 015351109 |
| NEAR | ISHARES SHORT MATURITY BOND | 6,744 | $339K | 0.1% | $50.27 | $50.17 | +0.2% | ETF | 46431W507 |
| XHTAX | INVESCO HI INC 2024 TRGT TRM | 32,285 | $336K | 0.1% | $10.41 | $10.38 | — | CEF | 46136K105 |
| — | CITIGROUP INC | 11,725 | $332K | 0.1% | $28.32 | $28.49 | — | PFD | 172967341 |
| — | NUVEEN INT DUR MUNI TERM FD | 22,896 | $320K | 0.1% | $13.98 | $12.86 | — | CEF | 670671106 |
| — | NEW YORK MORTGAGE TRUST | 12,386 | $310K | 0.1% | $25.03 | $21.96 | — | PFD | 649604709 |
| GOVT | ISHARES US TREASURY BOND ETF | 11,953 | $310K | 0.1% | $25.93 | $26.12 | -0.7% | ETF | 46429B267 |
| — | TWO HARBORS INV CORP | 11,600 | $303K | 0.1% | $26.12 | $24.10 | — | PFD | 90187B507 |
| — | SPLUNK INC | 2,000 | $300K | 0.1% | $150.00 | $49.00 | — | COM | 848637104 |
| BMY | BRISTOL-MYERS SQUIBB CO | 4,663 | $299K | 0.1% | $64.12 * | $36.80 | +37.6% | COM | 110122108 |
| AL | AIR LEASE CORP | 6,000 | $285K | 0.1% | $47.50 * | $31.72 | +25.7% | COM | 00912X302 |
| ULTA | ULTA BEAUTY INC | 1,085 | $275K | 0.1% | $253.46 | $306.82 | -17.5% | COM | 90384S303 |
| — | MORGAN STANLEY | 9,600 | $272K | 0.1% | $28.33 | $25.94 | — | PFD | 61763E207 |
| — | INVESCO CA V M I | 21,100 | $270K | 0.1% | $12.80 | $12.02 | — | CEF | 46132H106 |
| — | SOUTHERN CO | 10,000 | $263K | 0.1% | $26.30 | $26.60 | — | PFD | 842587206 |
| HD | HOME DEPOT INC | 1,193 | $259K | 0.1% | $217.10 * | $105.71 | +78.7% | COM | 437076102 |
| IYY | ISHARES DOW JONES U.S. ETF | 1,600 | $255K | 0.1% | $159.38 * | $40.56 | +96.8% | ETF | 464287846 |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | 9,114 | $252K | 0.1% | $27.65 | $9.13 | +203.2% | COM | 462260100 |
| — | NUVEEN CREDIT STRAT INCM | 31,994 | $246K | 0.0% | $7.69 | $8.19 | — | CEF | 67073D102 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 7,758 | $238K | 0.0% | $30.68 | $23.26 | +32.4% | ETF | 81369Y605 |
| — | JPMORGAN CHASE & CO | 9,000 | $232K | 0.0% | $25.78 | $26.18 | — | PFD | 48127X542 |
| — | PGIM GLOBAL HIGH YIELD FUND | 15,389 | $230K | 0.0% | $14.95 | $12.91 | — | CEF | 69346J106 |
| QUAL | ISHARES EDGE MSCI USA QUALIT | 2,257 | $227K | 0.0% | $100.58 | $96.07 | +5.1% | ETF | 46432F339 |
| IEFA | ISHARES CORE MSCI EAFE ETF | 3,426 | $223K | 0.0% | $65.09 | $63.43 | +2.9% | ETF | 46432F842 |
| KRE | SPDR S&P REGIONAL BANKING | 3,670 | $214K | 0.0% | $58.31 | $54.79 | +6.3% | ETF | 78464A698 |
| — | CORNERSTONE ONDEMAND INC | 3,616 | $212K | 0.0% | $58.63 | $42.46 | — | COM | 21925Y103 |
| SIZE | ISHARES EDGE MSCI USA SIZE F | 2,177 | $212K | 0.0% | $97.38 | $93.46 | +4.2% | ETF | 46432F370 |
| — | CMS ENERGY CORP | 7,700 | $211K | 0.0% | $27.40 | $25.71 | — | PFD | 125896845 |
| — | GAZPROM PJSC-SPON ADR | 25,200 | $207K | 0.0% | $8.21 | $8.73 | — | ADR | 368287207 |
| EDIT | EDITAS MEDICINE INC | 6,825 | $203K | 0.0% | $29.74 | $27.21 | +8.8% | COM | 28106W103 |
| — | MORGAN STANLEY | 8,800 | $199K | 0.0% | $22.61 | $23.79 | — | PFD | 61747S504 |
| VWO | VANGUARD FTSE EMERGING MARKE | 4,155 | $185K | 0.0% | $44.52 | $42.23 | +5.3% | ETF | 922042858 |
| SONY | SONY CORP-SPONSORED ADR | 2,675 | $181K | 0.0% | $67.66 | $46.81 | +45.3% | ADR | 835699307 |
| IWF | ISHARES RUSSELL 1000 GROWTH | 1,029 | $181K | 0.0% | $175.90 * | $24.52 | +79.3% | ETF | 464287614 |
| IHE | ISHARES US PHARMACEUTICALS E | 1,109 | $177K | 0.0% | $159.60 * | $37.34 | +42.9% | ETF | 464288836 |
| XHITX | INVESCO HI INC 2023 TRGT TRM | 16,600 | $174K | 0.0% | $10.48 | $10.40 | — | CEF | 46135X108 |
| BX | BLACKSTONE GROUP INC/THE-A | 3,100 | $173K | 0.0% | $55.81 * | $31.77 | +43.3% | COM | 09260D107 |
| — | BLACKROCK MUNI 2020 TERM TRS | 11,285 | $168K | 0.0% | $14.89 | $15.57 | — | CEF | 09249X109 |
| VIG | VANGUARD DIVIDEND APPREC ETF | 1,310 | $163K | 0.0% | $124.43 | $94.43 | +32.0% | ETF | 921908844 |
| C | CITIGROUP INC | 2,035 | $162K | 0.0% | $79.61 * | $52.85 | +21.5% | COM | 172967424 |
| LYFT | LYFT INC-A | 3,765 | $162K | 0.0% | $43.03 | $54.63 | -21.3% | COM | 55087P104 |
| VEA | VANGUARD FTSE DEVELOPED ETF | 3,560 | $156K | 0.0% | $43.82 | $39.59 | +11.3% | ETF | 921943858 |
| — | GMAC CAPITAL TRUST I | 6,000 | $156K | 0.0% | $26.00 | $26.00 | — | PFD | 361860208 |
| TSLA | TESLA INC | 362 | $152K | 0.0% | $419.89 * | $21.24 | +31.3% | COM | 88160R101 |
| XLE | ENERGY SELECT SECTOR SPDR | 2,525 | $151K | 0.0% | $59.80 * | $34.36 | -12.6% | ETF | 81369Y506 |
| — | INVESCO BULLETSHARES 2020 HI | 6,280 | $150K | 0.0% | $23.89 | $24.04 | — | ETF | 46138J601 |
| — | DOUBLELINE OPPORT CREDIT | 7,200 | $149K | 0.0% | $20.69 | $18.89 | — | CEF | 258623107 |
| — | 2U INC | 6,000 | $144K | 0.0% | $24.00 | $16.18 | — | COM | 90214J101 |
| — | WELLS FARGO INCOME OPPORTUNI | 17,000 | $142K | 0.0% | $8.35 | $7.57 | — | CEF | 94987B105 |
| SLB | SCHLUMBERGER LTD | 3,507 | $140K | 0.0% | $39.92 * | $39.87 | -12.5% | COM | 806857108 |
| TCEHY | TENCENT HOLDINGS LTD-UNS ADR | 2,906 | $140K | 0.0% | $48.18 | $38.77 | +23.8% | ADR | 88032Q109 |
| BIDU | BAIDU INC - SPON ADR | 1,071 | $135K | 0.0% | $126.05 | $174.45 | -27.5% | ADR | 056752108 |
| DAL | DELTA AIR LINES INC | 2,286 | $134K | 0.0% | $58.62 * | $49.67 | +13.8% | COM | 247361702 |
| — | CANOPY GROWTH CORP | 6,220 | $133K | 0.0% | $21.38 | $22.48 | — | COM | 138035100 |
| KSS | KOHLS CORP | 2,595 | $132K | 0.0% | $50.87 | $50.84 | +0.2% | COM | 500255104 |
| JPUS | JPMORGAN DIV RET US EQ ETF | 1,656 | $132K | 0.0% | $79.71 | $73.81 | +7.9% | ETF | 46641Q407 |
| — | DELAWARE ENHANCED GLOBAL DIV | 12,335 | $128K | 0.0% | $10.38 | $9.81 | — | CEF | 246060107 |
| SHOO | STEVEN MADDEN LTD | 2,950 | $128K | 0.0% | $43.39 * | $27.21 | +40.9% | COM | 556269108 |
| NOC | NORTHROP GRUMMAN CORP | 343 | $119K | 0.0% | $346.94 * | $245.15 | +27.1% | COM | 666807102 |
| DVY | ISHARES SELECT DIVIDEND ETF | 1,125 | $119K | 0.0% | $105.78 | $77.57 | +36.2% | ETF | 464287168 |
| — | PROSHARES ULTRASHORT QQQ | 5,000 | $118K | 0.0% | $23.60 | $23.60 | — | ETF | 74347B243 |
| SA | SEABRIDGE GOLD INC | 8,480 | $117K | 0.0% | $13.80 * | $12.98 | -2.5% | COM | 811916105 |
| SDCCQ | SMILEDIRECTCLUB INC | 13,215 | $116K | 0.0% | $8.78 * | $10.11 | -1.1% | COM | 83192H106 |
| — | BLACKROCK CREDIT ALLOCATION | 8,150 | $114K | 0.0% | $13.99 | $12.45 | — | CEF | 092508100 |
| — | EATON VANCE TAX MAN GLBL BR | 11,000 | $114K | 0.0% | $10.36 | $10.55 | — | CEF | 27829C105 |
| — | JPMORGAN CHASE & CO | 4,000 | $113K | 0.0% | $28.25 | $27.25 | — | PFD | 48128B648 |
| — | COLONY CAPITAL INC | 23,500 | $111K | 0.0% | $4.72 | $5.85 | — | REIT | 19626G108 |
| — | NEW YORK MORTGAGE TRUST | 4,400 | $111K | 0.0% | $25.23 | $25.23 | — | PFD | 649604873 |
| ORCL | ORACLE CORP | 2,102 | $111K | 0.0% | $52.81 * | $44.18 | +9.9% | COM | 68389X105 |
| — | STERLING BANCORP/DE | 5,213 | $110K | 0.0% | $21.10 | $13.43 | — | COM | 85917A100 |
| — | JPMORGAN CHASE & CO | 4,250 | $109K | 0.0% | $25.65 | $25.92 | — | PFD | 48127R461 |
| AVB | AVALONBAY COMMUNITIES INC | 515 | $108K | 0.0% | $209.71 * | $87.72 | +93.9% | REIT | 053484101 |
| — | GENERAL ELECTRIC CO | 9,621 | $106K | 0.0% | $11.02 | $10.20 | — | COM | 369604103 |
| VYM | VANGUARD HIGH DVD YIELD ETF | 1,120 | $105K | 0.0% | $93.75 | $88.62 | +5.7% | ETF | 921946406 |
| — | INVESCO TRUST FOR INVESTMENT | 7,600 | $103K | 0.0% | $13.55 | $11.97 | — | CEF | 46131T101 |
| — | FEDERAL REALTY INVS TRUST | 800 | $103K | 0.0% | $128.75 | $103.75 | — | REIT | 313747206 |
| — | BARRICK GOLD CORP | 5,492 | $102K | 0.0% | $18.57 | $15.03 | — | COM | 067901108 |
| SGDM | SPROTT GOLD MINERS ETF | 4,000 | $101K | 0.0% | $25.25 | $23.38 | +7.6% | ETF | 85210B102 |
| NLR | VANECK URANIUM NUCLR ENERGY | 2,031 | $98,000 | 0.0% | $48.25 | $48.10 | +1.0% | ETF | 92189F601 |
| ECL | ECOLAB INC | 500 | $96,000 | 0.0% | $192.00 * | $73.48 | +146.3% | COM | 278865100 |
| — | PRECISION BIOSCIENCES INC | 6,747 | $94,000 | 0.0% | $13.93 | $13.53 | — | COM | 74019P108 |
| CRL | CHARLES RIVER LABORATORIES | 600 | $92,000 | 0.0% | $153.33 | $42.84 | +256.5% | COM | 159864107 |
| PAA | PLAINS ALL AMER PIPELINE LP | 5,000 | $92,000 | 0.0% | $18.40 | $18.40 | — | MLP | 726503105 |
| ROK | ROCKWELL AUTOMATION INC | 450 | $91,000 | 0.0% | $202.22 * | $67.20 | +171.5% | COM | 773903109 |
| YELP | YELP INC | 2,600 | $91,000 | 0.0% | $35.00 | $31.20 | +11.6% | COM | 985817105 |
| NMRK | NEWMARK GROUP INC-CLASS A | 6,727 | $91,000 | 0.0% | $13.53 * | $7.96 | +58.4% | COM | 65158N102 |
| EPI | WISDOMTREE INDIA EARNINGS | 3,600 | $90,000 | 0.0% | $25.00 | $23.32 | +6.7% | ETF | 97717W422 |
| VV | VANGUARD LARGE-CAP ETF | 610 | $90,000 | 0.0% | $147.54 | $135.73 | +8.9% | ETF | 922908637 |
| KKR | KKR & CO INC -A | 3,100 | $90,000 | 0.0% | $29.03 * | $24.47 | +12.2% | COM | 48251W104 |
| — | REDFIN CORP | 4,200 | $90,000 | 0.0% | $21.43 | $19.33 | — | COM | 75737F108 |
| — | GLAXOSMITHKLINE PLC-SPON ADR | 1,900 | $89,000 | 0.0% | $46.84 | $38.80 | — | ADR | 37733W105 |
| CMI | CUMMINS INC | 500 | $89,000 | 0.0% | $178.00 * | $136.12 | +13.2% | COM | 231021106 |
| YEXT | YEXT INC | 6,175 | $88,000 | 0.0% | $14.25 | $17.64 | -18.2% | COM | 98585N106 |
| — | INVESCO BULLETSHARES 2020 CO | 4,100 | $87,000 | 0.0% | $21.22 | $21.22 | — | ETF | 46138J502 |
| — | BGC PARTNERS INC-CL A | 14,505 | $86,000 | 0.0% | $5.93 | $7.10 | — | COM | 05541T101 |
| ADDYY | ADIDAS AG-SPONSORED ADR | 525 | $85,000 | 0.0% | $161.90 | $75.40 | +115.9% | ADR | 00687A107 |
| — | MAG SILVER CORP | 7,000 | $83,000 | 0.0% | $11.86 | $11.47 | — | COM | 55903Q104 |
| CGAU | CENTERRA GOLD INC | 10,200 | $81,000 | 0.0% | $7.94 * | $3.34 | +103.4% | COM | 152006102 |
| LLY | ELI LILLY & CO | 619 | $81,000 | 0.0% | $130.86 * | $56.14 | +117.8% | COM | 532457108 |
| IYH | ISHARES U.S. HEALTHCARE ETF | 370 | $80,000 | 0.0% | $216.22 * | $20.12 | +114.4% | ETF | 464287762 |
| — | FIREEYE INC | 4,764 | $79,000 | 0.0% | $16.58 | $28.34 | — | COM | 31816Q101 |
| EMN | EASTMAN CHEMICAL CO | 1,000 | $79,000 | 0.0% | $79.00 * | $61.76 | +3.5% | COM | 277432100 |
| QQQ | INVESCO QQQ TRUST SERIES 1 | 372 | $79,000 | 0.0% | $212.37 | $181.96 | +16.8% | ETF | 46090E103 |
| — | BLACKROCK MUNIYIELD NY QUALI | 6,000 | $79,000 | 0.0% | $13.17 | $11.50 | — | CEF | 09255E102 |
| PHO | INVESCO WATER RESOURCES ETF | 2,000 | $77,000 | 0.0% | $38.50 | $30.56 | +26.4% | ETF | 46137V142 |
| — | REVANCE THERAPEUTICS INC | 4,750 | $77,000 | 0.0% | $16.21 | $17.36 | — | COM | 761330109 |
| NKE | NIKE INC -CL B | 726 | $73,000 | 0.0% | $100.55 * | $60.25 | +55.1% | COM | 654106103 |
| V | VISA INC-CLASS A SHARES | 391 | $73,000 | 0.0% | $186.70 * | $117.79 | +52.9% | COM | 92826C839 |
| NG | NOVAGOLD RESOURCES INC | 8,100 | $73,000 | 0.0% | $9.01 | $6.53 | +37.2% | COM | 66987E206 |
| ABBV | ABBVIE INC | 809 | $71,000 | 0.0% | $87.76 * | $58.43 | +18.1% | COM | 00287Y109 |
| — | TWITTER INC | 2,195 | $70,000 | 0.0% | $31.89 | $22.54 | — | COM | 90184L102 |
| — | INVESCO VALUE MUNICIPAL INCO | 4,565 | $70,000 | 0.0% | $15.33 | $14.64 | — | CEF | 46132P108 |
| ARKG | ARK GENOMIC REVOLUTION ETF | 2,075 | $70,000 | 0.0% | $33.73 | $28.22 | +18.8% | ETF | 00214Q302 |
| YUM | YUM! BRANDS INC | 682 | $69,000 | 0.0% | $101.17 * | $97.03 | -7.2% | COM | 988498101 |
| — | EATON VANCE LTD DURATION FND | 5,175 | $68,000 | 0.0% | $13.14 | $13.43 | — | CEF | 27828H105 |
| FNMA | FANNIE MAE | 21,500 | $67,000 | 0.0% | $3.12 | $2.24 | +39.5% | COM | 313586109 |
| MS | MORGAN STANLEY | 1,300 | $66,000 | 0.0% | $50.77 * | $34.89 | +21.3% | COM | 617446448 |
| GS | GOLDMAN SACHS GROUP INC | 275 | $63,000 | 0.0% | $229.09 * | $170.49 | +16.9% | COM | 38141G104 |
| HON | HONEYWELL INTERNATIONAL INC | 360 | $63,000 | 0.0% | $175.00 * | $111.76 | +31.7% | COM | 438516106 |
| A | AGILENT TECHNOLOGIES INC | 741 | $63,000 | 0.0% | $85.02 * | $39.23 | +108.8% | COM | 00846U101 |
| XLK | TECHNOLOGY SELECT SECT SPDR | 675 | $62,000 | 0.0% | $91.85 * | $27.30 | +67.9% | ETF | 81369Y803 |
| DUK | DUKE ENERGY CORP | 680 | $62,000 | 0.0% | $91.18 * | $56.05 | +28.2% | COM | 26441C204 |
| — | FANNIE MAE | 5,217 | $61,000 | 0.0% | $11.69 | $9.71 | — | PFD | 313586752 |
| — | NORDSTROM INC | 1,500 | $61,000 | 0.0% | $40.67 | $37.11 | — | COM | 655664100 |
| — | XILINX INC | 615 | $60,000 | 0.0% | $97.56 | $79.67 | — | COM | 983919101 |
| MPC | MARATHON PETROLEUM CORP | 1,008 | $60,000 | 0.0% | $59.52 * | $34.23 | +46.0% | COM | 56585A102 |
| MSGS | MADISON SQUARE GARDEN CO- A | 200 | $59,000 | 0.0% | $295.00 * | $117.41 | +78.7% | COM | 55825T103 |
| ADP | AUTOMATIC DATA PROCESSING | 350 | $59,000 | 0.0% | $168.57 * | $67.96 | +120.8% | COM | 053015103 |
| HEDJ | WISDOMTREE EUROPE HEDGED EQU | 814 | $57,000 | 0.0% | $70.02 * | $31.63 | +11.6% | ETF | 97717X701 |
| — | NUVEEN NY QUAL MUNI INC FD | 4,000 | $57,000 | 0.0% | $14.25 | $12.44 | — | CEF | 67066X107 |
| — | WELLS FARGO & COMPANY | 2,000 | $55,000 | 0.0% | $27.50 | $26.00 | — | PFD | 949746556 |
| RBB | RBB BANCORP | 2,542 | $54,000 | 0.0% | $21.24 | $20.33 | +4.2% | COM | 74930B105 |
| PJT | PJT PARTNERS INC - A | 1,200 | $54,000 | 0.0% | $45.00 * | $42.95 | -3.7% | COM | 69343T107 |
| SCHV | SCHWAB US LARGE-CAP VALUE | 877 | $53,000 | 0.0% | $60.43 * | $16.64 | +20.4% | ETF | 808524409 |
| IBM | INTL BUSINESS MACHINES CORP | 400 | $53,000 | 0.0% | $132.50 * | $102.09 | -3.0% | COM | 459200101 |
| FTCHQ | FARFETCH LTD-CLASS A | 5,000 | $53,000 | 0.0% | $10.60 * | $14.34 | -27.8% | COM | 30744W107 |
| VRP | INVESCO VARIABLE RATE PREFER | 2,000 | $52,000 | 0.0% | $26.00 | $24.12 | +7.1% | ETF | 46138G870 |
| MMM | 3M CO | 287 | $50,000 | 0.0% | $174.22 * | $102.22 | +15.7% | COM | 88579Y101 |
| CI | CIGNA CORP | 240 | $49,000 | 0.0% | $204.17 * | $190.77 | -2.0% | COM | 125523100 |
| BUD | ANHEUSER-BUSCH INBEV-SPN ADR | 600 | $49,000 | 0.0% | $81.67 | $87.69 | -6.4% | ADR | 03524A108 |
| AMGN | AMGEN INC | 200 | $48,000 | 0.0% | $240.00 * | $89.47 | +124.0% | COM | 031162100 |
| MOS | MOSAIC CO/THE | 2,191 | $47,000 | 0.0% | $21.45 * | $20.96 | -8.1% | COM | 61945C103 |
| AXP | AMERICAN EXPRESS CO | 370 | $46,000 | 0.0% | $124.32 * | $84.54 | +35.7% | COM | 025816109 |
| — | CASTLIGHT HEALTH INC-B | 34,700 | $46,000 | 0.0% | $1.33 | $3.07 | — | COM | 14862Q100 |
| BOTZ | GLOBAL X ROBOTICS & ARTIFICI | 2,000 | $44,000 | 0.0% | $22.00 | $25.15 | -13.0% | ETF | 37954Y715 |
| — | FANNIE MAE | 2,180 | $43,000 | 0.0% | $19.72 | $5.50 | — | PFD | 313586828 |
| — | BLACKROCK MUNIYIELD PENNSYLV | 3,000 | $43,000 | 0.0% | $14.33 | $13.67 | — | CEF | 09255G107 |
| — | NUVEEN PA QUAL MUNI INC FD | 3,000 | $43,000 | 0.0% | $14.33 | $13.33 | — | CEF | 670972108 |
| — | February 20 Puts on SPY US | 201 | $42,000 | 0.0% | $208.96 | — | — | Put | 78462F953 |
| — | WABCO HOLDINGS INC | 311 | $42,000 | 0.0% | $135.05 | $93.25 | — | COM | 92927K102 |
| OMEX | ODYSSEY MARINE EXPLORATION | 12,800 | $41,000 | 0.0% | $3.20 | $3.93 | -18.9% | COM | 676118201 |
| BK | BANK OF NEW YORK MELLON CORP | 826 | $41,000 | 0.0% | $49.64 * | $31.02 | +36.0% | COM | 064058100 |
| SNAP | SNAP INC - A | 2,500 | $41,000 | 0.0% | $16.40 | $11.25 | +45.2% | COM | 83304A106 |
| M | MACY'S INC | 2,385 | $40,000 | 0.0% | $16.77 | $32.92 | -48.4% | COM | 55616P104 |
| TJX | TJX COMPANIES INC | 650 | $40,000 | 0.0% | $61.54 * | $39.95 | +41.4% | COM | 872540109 |
| TGT | TARGET CORP | 307 | $39,000 | 0.0% | $127.04 * | $53.07 | +106.1% | COM | 87612E106 |
| GBTC | GRAYSCALE BITCOIN TRUST BTC | 4,793 | $39,000 | 0.0% | $8.14 * | $10.97 | -32.6% | Open-End Fund | 389637109 |
| FNDE | SCHWAB FUNDAMENTAL EM L/C | 1,298 | $39,000 | 0.0% | $30.05 | $31.10 | -4.1% | ETF | 808524730 |
| PINS | PINTEREST INC- CLASS A | 2,022 | $38,000 | 0.0% | $18.79 | $21.59 | -13.7% | COM | 72352L106 |
| CHCO | CITY HOLDING CO | 444 | $37,000 | 0.0% | $83.33 * | $44.49 | +53.0% | COM | 177835105 |
| — | INTERCEPT PHARMACEUTICALS IN | 300 | $37,000 | 0.0% | $123.33 | $123.33 | — | COM | 45845P108 |
| — | CEDAR FAIR LP | 668 | $37,000 | 0.0% | $55.39 | $47.93 | — | MLP | 150185106 |
| O | REALTY INCOME CORP | 500 | $37,000 | 0.0% | $74.00 * | $36.42 | +45.4% | REIT | 756109104 |
| CARS | CARS.COM INC | 3,000 | $37,000 | 0.0% | $12.33 | $24.19 | -49.5% | COM | 14575E105 |
| ABBNY | ABB LTD-SPON ADR | 1,500 | $36,000 | 0.0% | $24.00 * | $21.63 | +6.9% | ADR | 000375204 |
| — | EAGLE GROWTH & INCOME OPPORT | 2,052 | $36,000 | 0.0% | $17.54 | $15.46 | — | CEF | 26958J105 |
| — | PIMCO DYNAMIC INCOME FUND | 1,085 | $35,000 | 0.0% | $32.26 | $29.95 | — | CEF | 72201Y101 |
| VFH | VANGUARD FINANCIALS ETF | 465 | $35,000 | 0.0% | $75.27 | $39.55 | +92.9% | ETF | 92204A405 |
| — | FREDDIE MAC | 2,950 | $35,000 | 0.0% | $11.86 | $12.45 | — | PFD | 313400624 |
| VGT | VANGUARD INFO TECH ETF | 135 | $33,000 | 0.0% | $244.44 * | $28.62 | +6.9% | ETF | 92204A702 |
| KIM | KIMCO REALTY CORP | 1,575 | $33,000 | 0.0% | $20.95 * | $12.61 | +26.3% | REIT | 49446R109 |
| LULU | LULULEMON ATHLETICA INC | 140 | $32,000 | 0.0% | $228.57 | $63.62 | +264.1% | COM | 550021109 |
| — | VANECK OIL SERVICES | 2,400 | $32,000 | 0.0% | $13.33 | $19.13 | — | ETF | 92189F718 |
| VNO | VORNADO REALTY TRUST | 466 | $31,000 | 0.0% | $66.52 | $83.69 | — | REIT | 929042109 |
| EQ | EQUILLIUM INC | 7,072 | $31,000 | 0.0% | $4.38 * | $6.29 | -46.2% | COM | 29446K106 |
| — | NUVEEN AMT-FR MUNI CREDIT FD | 1,860 | $31,000 | 0.0% | $16.67 | $16.34 | — | CEF | 67071L106 |
| NEM | NEWMONT CORP | 706 | $31,000 | 0.0% | $43.91 * | $27.95 | +30.5% | COM | 651639106 |
| — | NEW YORK COMMUNITY BANCORP | 2,516 | $30,000 | 0.0% | $11.92 | $14.13 | — | COM | 649445103 |
| — | BLACKROCK MULTI-SECTOR INCOM | 1,905 | $30,000 | 0.0% | $15.75 | $15.99 | — | CEF | 09258A107 |
| GOOS | CANADA GOOSE HOLDINGS INC | 820 | $30,000 | 0.0% | $36.59 | $38.60 | -6.1% | COM | 135086106 |
| OKTA | OKTA INC | 250 | $29,000 | 0.0% | $116.00 | $33.37 | +245.7% | COM | 679295105 |
| CUZ | COUSINS PROPERTIES INC | 709 | $29,000 | 0.0% | $40.90 | $36.67 | — | REIT | 222795502 |
| — | GW PHARMACEUTICALS -ADR | 275 | $29,000 | 0.0% | $105.45 | $125.29 | — | ADR | 36197T103 |
| FCX | FREEPORT-MCMORAN INC | 2,201 | $29,000 | 0.0% | $13.18 * | $10.55 | +16.0% | COM | 35671D857 |
| YUMC | YUM CHINA HOLDINGS INC | 596 | $29,000 | 0.0% | $48.66 | $44.66 | +7.5% | COM | 98850P109 |
| XRX | XEROX HOLDINGS CORP | 750 | $28,000 | 0.0% | $37.33 | $31.33 | +17.7% | COM | 98421M106 |
| VHT | VANGUARD HEALTH CARE ETF | 146 | $28,000 | 0.0% | $191.78 | $179.32 | +6.9% | ETF | 92204A504 |
| SBUX | STARBUCKS CORP | 318 | $28,000 | 0.0% | $88.05 * | $44.22 | +74.1% | COM | 855244109 |
| NVDA | NVIDIA CORP | 118 | $28,000 | 0.0% | $237.29 * | $4.62 | +26.8% | COM | 67066G104 |
| AIG | AMERICAN INTERNATIONAL GROUP | 525 | $27,000 | 0.0% | $51.43 * | $35.88 | +22.4% | COM | 026874784 |
| FNDB | SCHWAB FUNDAMENTAL BROAD MKT | 645 | $27,000 | 0.0% | $41.86 * | $10.60 | +32.5% | ETF | 808524789 |
| MTB | M & T BANK CORP | 159 | $27,000 | 0.0% | $169.81 * | $88.17 | +58.3% | COM | 55261F104 |
| KLAC | KLA CORP | 150 | $27,000 | 0.0% | $180.00 * | $155.73 | +6.5% | COM | 482480100 |
| TAK | TAKEDA PHARMACEUTIC-SP ADR | 1,333 | $26,000 | 0.0% | $19.50 | $20.12 | -2.0% | ADR | 874060205 |
| — | ANAPLAN INC | 500 | $26,000 | 0.0% | $52.00 | $46.40 | — | COM | 03272L108 |
| EOLS | EVOLUS INC | 2,000 | $25,000 | 0.0% | $12.50 * | $19.82 | -38.6% | COM | 30052C107 |
| — | SL GREEN REALTY CORP | 1,000 | $25,000 | 0.0% | $25.00 | $25.00 | — | PFD | 78440X507 |
| IUSV | ISHARES CORE S&P U.S. VALUE | 400 | $25,000 | 0.0% | $62.50 | $60.29 | +4.5% | ETF | 464287663 |
| ASHR | XTRACKERS HARVEST CSI 300 CH | 825 | $24,000 | 0.0% | $29.09 | $25.11 | +18.0% | ETF | 233051879 |
| RSP | INVESCO S&P 500 EQUAL WEIGHT | 205 | $24,000 | 0.0% | $117.07 | $107.33 | +7.8% | ETF | 46137V357 |
| — | ALLIANZGI EQUITY & CONVERTIB | 1,050 | $24,000 | 0.0% | $22.86 | $18.91 | — | CEF | 018829101 |
| — | BLACKROCK RESOURCES & COMMOD | 3,000 | $24,000 | 0.0% | $8.00 | $8.67 | — | CEF | 09257A108 |
| XENWX | EATON VANCE NEW YORK MUNICIP | 2,000 | $24,000 | 0.0% | $12.00 | $11.32 | — | CEF | 27827Y109 |
| HRL | HORMEL FOODS CORP | 500 | $23,000 | 0.0% | $46.00 * | $27.67 | +37.9% | COM | 440452100 |
| FOXA | FOX CORP - CLASS A | 633 | $23,000 | 0.0% | $36.33 * | $35.41 | -3.4% | COM | 35137L105 |
| — | CYBERARK SOFTWARE LTD/ISRAEL | 200 | $23,000 | 0.0% | $115.00 | $115.00 | — | COM | M2682V108 |
| — | MARKER THERAPEUTICS INC | 8,000 | $23,000 | 0.0% | $2.88 | $5.31 | — | COM | 57055L107 |
| BOX | BOX INC - CLASS A | 1,383 | $23,000 | 0.0% | $16.63 | $24.91 | -32.6% | COM | 10316T104 |
| DIA | SPDR DJIA TRUST | 80 | $23,000 | 0.0% | $287.50 | $275.52 | +3.5% | ETF | 78467X109 |
| NSRGY | NESTLE SA-SPONS ADR | 200 | $22,000 | 0.0% | $110.00 | $71.63 | +51.1% | ADR | 641069406 |
| — | SLACK TECHNOLOGIES INC- CL A | 1,000 | $22,000 | 0.0% | $22.00 | $37.00 | — | COM | 83088V102 |
| — | LIBERTY MEDIA CORP-LIBERTY-A | 500 | $22,000 | 0.0% | $44.00 | $30.00 | — | Tracking Stk | 531229870 |
| MAIN | MAIN STREET CAPITAL CORP | 500 | $22,000 | 0.0% | $44.00 * | $33.13 | +30.1% | COM | 56035L104 |
| MO | ALTRIA GROUP INC | 420 | $21,000 | 0.0% | $50.00 * | $31.57 | -2.0% | COM | 02209S103 |
| VEU | VANGUARD FTSE ALL-WORLD EX-U | 400 | $21,000 | 0.0% | $52.50 * | $51.94 | +3.5% | ETF | 922042775 |
| — | MACQUARIE INFRASTRUCTURE COR | 500 | $21,000 | 0.0% | $42.00 | $45.73 | — | COM | 55608B105 |
| — | NUVEEN CA AMT-FR MUNI INC FD | 1,375 | $21,000 | 0.0% | $15.27 | $13.71 | — | CEF | 670651108 |
| UAL | UNITED AIRLINES HOLDINGS INC | 235 | $21,000 | 0.0% | $89.36 | $83.91 | +5.0% | COM | 910047109 |
| — | INVITAE CORP | 1,250 | $20,000 | 0.0% | $16.00 | $20.80 | — | COM | 46185L103 |
| XME | SPDR S&P METALS & MINING ETF | 695 | $20,000 | 0.0% | $28.78 | $26.81 | +9.3% | ETF | 78464A755 |
| VOD | VODAFONE GROUP PLC-SP ADR | 1,047 | $20,000 | 0.0% | $19.10 | $31.61 | -38.9% | ADR | 92857W308 |
| IP | INTERNATIONAL PAPER CO | 440 | $20,000 | 0.0% | $45.45 * | $26.29 | +26.7% | COM | 460146103 |
| PSX | PHILLIPS 66 | 182 | $20,000 | 0.0% | $109.89 * | $40.87 | +112.8% | COM | 718546104 |
| — | INVESCO SENIOR INCOME TRUST | 4,681 | $20,000 | 0.0% | $4.27 | $4.45 | — | CEF | 46131H107 |
| LDOS | LEIDOS HOLDINGS INC | 200 | $20,000 | 0.0% | $100.00 * | $54.15 | +66.9% | COM | 525327102 |
| LGFRY | LONGFOR GROUP HOLDINGS-ADR | 400 | $19,000 | 0.0% | $47.50 | $17.50 | — | ADR | 54303R101 |
| OXY | OCCIDENTAL PETROLEUM CORP | 473 | $19,000 | 0.0% | $40.17 * | $45.79 | -17.9% | COM | 674599105 |
| TSNDF | TERRASCEND CORP | 8,850 | $19,000 | 0.0% | $2.15 * | $2.88 | 0.0% | COM | 88105E108 |
| ODFL | OLD DOMINION FREIGHT LINE | 100 | $19,000 | 0.0% | $190.00 * | $28.34 | +117.2% | COM | 679580100 |
| — | ROYAL DUTCH SHELL PLC-B SHS | 316 | $19,000 | 0.0% | $60.13 | $56.88 | — | COM | 780259107 |
| RGEN | REPLIGEN CORP | 200 | $19,000 | 0.0% | $95.00 * | $84.01 | +10.1% | COM | 759916109 |
| FNB | FNB CORP | 1,413 | $18,000 | 0.0% | $12.74 * | $9.60 | +4.3% | COM | 302520101 |
| CNP | CENTERPOINT ENERGY INC | 670 | $18,000 | 0.0% | $26.87 * | $15.27 | +51.9% | COM | 15189T107 |
| — | ETFMG ALTERNATIVE HARVEST | 1,025 | $18,000 | 0.0% | $17.56 | $33.52 | — | ETF | 26924G508 |
| AMP | AMERIPRISE FINANCIAL INC | 100 | $17,000 | 0.0% | $170.00 * | $80.07 | +87.6% | COM | 03076C106 |
| CQQQ | INVESCO CHINA TECHNOLOGY ETF | 330 | $17,000 | 0.0% | $51.52 * | $44.56 | +18.0% | ETF | 46138E800 |
| EXC | EXELON CORP | 381 | $17,000 | 0.0% | $44.62 * | $14.29 | +83.7% | COM | 30161N101 |
| DD | DUPONT DE NEMOURS INC | 267 | $17,000 | 0.0% | $63.67 * | $27.24 | -12.4% | COM | 26614N102 |
| BXMT | BLACKSTONE MORTGAGE TRU-CL A | 452 | $17,000 | 0.0% | $37.61 | $30.63 | — | REIT | 09257W100 |
| — | RENN FUND INC | 10,000 | $17,000 | 0.0% | $1.70 | $1.50 | — | CEF | 759720105 |
| MDLZ | MONDELEZ INTERNATIONAL INC-A | 300 | $17,000 | 0.0% | $56.67 * | $44.10 | +7.7% | COM | 609207105 |
| CHRW | C.H. ROBINSON WORLDWIDE INC | 200 | $16,000 | 0.0% | $80.00 * | $56.18 | +20.7% | COM | 12541W209 |
| PFLT | PENNANTPARK FLOATING RATE CA | 1,350 | $16,000 | 0.0% | $11.85 * | $5.71 | +8.2% | COM | 70806A106 |
| ADBE | ADOBE INC | 50 | $16,000 | 0.0% | $320.00 * | $294.23 | +12.1% | COM | 00724F101 |
| OTTR | OTTER TAIL CORP | 319 | $16,000 | 0.0% | $50.16 * | $19.62 | +121.0% | COM | 689648103 |
| ACWV | ISHARES EDGE MSCI MIN VOL GL | 170 | $16,000 | 0.0% | $94.12 | $87.35 | +9.7% | ETF | 464286525 |
| VCSH | VANGUARD S/T CORP BOND ETF | 200 | $16,000 | 0.0% | $80.00 | $80.80 | +0.3% | ETF | 92206C409 |
| — | INVESTORS BANCORP INC | 1,350 | $16,000 | 0.0% | $11.85 | $10.98 | — | COM | 46146L101 |
| — | GLOBAL BLOOD THERAPEUTICS IN | 200 | $16,000 | 0.0% | $80.00 | $42.02 | — | COM | 37890U108 |
| DELL | DELL TECHNOLOGIES -C | 310 | $16,000 | 0.0% | $51.61 * | $24.29 | -1.7% | COM | 24703L202 |
| — | FORTRESS BIOTECH INC | 6,000 | $15,000 | 0.0% | $2.50 | $1.50 | — | COM | 34960Q109 |
| CBRL | CRACKER BARREL OLD COUNTRY | 100 | $15,000 | 0.0% | $150.00 * | $79.09 | +54.1% | COM | 22410J106 |
| SCHX | SCHWAB US LARGE-CAP ETF | 200 | $15,000 | 0.0% | $75.00 * | $6.66 | +92.1% | ETF | 808524201 |
| MET | METLIFE INC | 295 | $15,000 | 0.0% | $50.85 * | $37.68 | +10.6% | COM | 59156R108 |
| EWJ | ISHARES MSCI JAPAN ETF | 250 | $15,000 | 0.0% | $60.00 | $49.93 | +18.7% | ETF | 46434G822 |
| CEF | SPROTT PHYSICAL GOLD AND SIL | 1,000 | $15,000 | 0.0% | $15.00 | $14.00 | — | CEF | 85208R101 |
| XLV | HEALTH CARE SELECT SECTOR | 144 | $15,000 | 0.0% | $104.17 * | $72.25 | +41.0% | ETF | 81369Y209 |
| — | JPMORGAN ALERIAN MLP INDEX | 675 | $15,000 | 0.0% | $22.22 | $37.19 | — | ETF | 46625H365 |
| DOW | DOW INC | 267 | $15,000 | 0.0% | $56.18 * | $36.37 | +7.8% | COM | 260557103 |
| BKD | BROOKDALE SENIOR LIVING INC | 2,000 | $15,000 | 0.0% | $7.50 * | $36.87 | -80.3% | COM | 112463104 |
| IJS | ISHARES S&P SMALL-CAP 600 VA | 90 | $15,000 | 0.0% | $166.67 * | $73.49 | +9.4% | ETF | 464287879 |
| — | May 20 Calls on BLUE US | 15 | $14,000 | 0.0% | $933.33 | — | — | Call | 09609G900 |
| — | BLACKROCK ENHANCED GLOBAL DI | 1,234 | $14,000 | 0.0% | $11.35 | $11.35 | — | CEF | 092501105 |
| PGR | PROGRESSIVE CORP | 200 | $14,000 | 0.0% | $70.00 * | $32.08 | +85.6% | COM | 743315103 |
| MFIC | APOLLO INVESTMENT CORP | 819 | $14,000 | 0.0% | $17.09 * | $6.30 | +31.7% | COM | 03761U502 |
| — | NUVECTRA CORP | 150,140 | $14,000 | 0.0% | $0.09 | $1.97 | — | COM | 67075N108 |
| — | VIACOMCBS INC - CLASS A | 319 | $14,000 | 0.0% | $43.89 | $43.89 | — | COM | 92556H107 |
| BAH | BOOZ ALLEN HAMILTON HOLDINGS | 200 | $14,000 | 0.0% | $70.00 * | $28.75 | +121.1% | COM | 099502106 |
| CCI | CROWN CASTLE INTL CORP | 100 | $14,000 | 0.0% | $140.00 * | $104.76 | +4.4% | REIT | 22822V101 |
| — | ZIONS BANCORP NA | 500 | $14,000 | 0.0% | $28.00 | $26.00 | — | PFD | 989701859 |
| IJJ | ISHARES S&P MID-CAP 400 VALU | 80 | $14,000 | 0.0% | $175.00 * | $78.71 | +8.5% | ETF | 464287705 |
| SO | SOUTHERN CO/THE | 215 | $14,000 | 0.0% | $65.12 * | $33.20 | +52.2% | COM | 842587107 |
| — | MARATHON OIL CORP | 1,003 | $14,000 | 0.0% | $13.96 | $14.24 | — | COM | 565849106 |
| SFTBY | SOFTBANK GROUP CORP-UNSP ADR | 600 | $13,000 | 0.0% | $21.67 | $20.13 | +7.0% | ADR | 83404D109 |
| AMD | ADVANCED MICRO DEVICES | 277 | $13,000 | 0.0% | $46.93 * | $15.88 | +188.8% | COM | 007903107 |
| IVE | ISHARES S&P 500 VALUE ETF | 100 | $13,000 | 0.0% | $130.00 | $124.43 | +4.5% | ETF | 464287408 |
| — | ZOGENIX INC | 250 | $13,000 | 0.0% | $52.00 | $52.00 | — | COM | 98978L204 |
| FULT | FULTON FINANCIAL CORP | 745 | $13,000 | 0.0% | $17.45 * | $11.76 | +14.6% | COM | 360271100 |
| — | TECHTARGET | 500 | $13,000 | 0.0% | $26.00 | $10.00 | — | COM | 87874R100 |
| GM | GENERAL MOTORS CO | 360 | $13,000 | 0.0% | $36.11 * | $24.51 | +42.4% | COM | 37045V100 |
| UNH | UNITEDHEALTH GROUP INC | 45 | $13,000 | 0.0% | $288.89 * | $236.60 | +12.7% | COM | 91324P102 |
| VLO | VALERO ENERGY CORP | 143 | $13,000 | 0.0% | $90.91 * | $59.29 | +23.7% | COM | 91913Y100 |
| — | VIACOMCBS INC - CLASS B | 319 | $13,000 | 0.0% | $40.75 | $40.75 | — | COM | 92556H206 |
| TPR | TAPESTRY INC | 500 | $13,000 | 0.0% | $26.00 * | $32.95 | -28.7% | COM | 876030107 |
| MRMD | MARIMED INC | 22,000 | $13,000 | 0.0% | $0.59 * | $1.96 | -61.6% | COM | 56782V107 |
| TMO | THERMO FISHER SCIENTIFIC INC | 37 | $12,000 | 0.0% | $324.32 | $281.00 | +13.8% | COM | 883556102 |
| NFLX | NETFLIX INC | 36 | $12,000 | 0.0% | $333.33 * | $15.10 | +114.2% | COM | 64110L106 |
| FMCC | FREDDIE MAC | 4,000 | $12,000 | 0.0% | $3.00 | $2.36 | +25.3% | COM | 313400301 |
| — | MANTECH INTERNATIONAL CORP-A | 150 | $12,000 | 0.0% | $80.00 | $60.00 | — | COM | 564563104 |
| KR | KROGER CO | 420 | $12,000 | 0.0% | $28.57 * | $23.29 | +9.6% | COM | 501044101 |
| — | URSTADT BIDDLE - CLASS A | 500 | $12,000 | 0.0% | $24.00 | $24.00 | — | REIT | 917286205 |
| CODI | COMPASS DIVERSIFIED HOLDINGS | 500 | $12,000 | 0.0% | $24.00 * | $10.17 | +76.1% | MLP | 20451Q104 |
| PANW | PALO ALTO NETWORKS INC | 50 | $12,000 | 0.0% | $240.00 * | $37.82 | +1.9% | COM | 697435105 |
| NVO | NOVO-NORDISK A/S-SPONS ADR | 200 | $12,000 | 0.0% | $60.00 * | $36.25 | +59.7% | ADR | 670100205 |
| VTR | VENTAS INC | 200 | $12,000 | 0.0% | $60.00 * | $37.55 | +22.0% | REIT | 92276F100 |
| TOKE | CAMBRIA CANNABIS ETF | 785 | $12,000 | 0.0% | $15.29 | $15.21 | — | ETF | 132061821 |
| ARI | APOLLO COMMERCIAL REAL ESTAT | 642 | $12,000 | 0.0% | $18.69 | $25.38 | — | REIT | 03762U105 |
| COST | COSTCO WHOLESALE CORP | 40 | $12,000 | 0.0% | $300.00 * | $150.81 | +78.2% | COM | 22160K105 |
| TRUP | TRUPANION INC | 300 | $11,000 | 0.0% | $36.67 * | $29.29 | +27.9% | COM | 898202106 |
| PMT | PENNYMAC MORTGAGE INVESTMENT | 516 | $11,000 | 0.0% | $21.32 | $18.08 | — | REIT | 70931T103 |
| XYL | XYLEM INC | 140 | $11,000 | 0.0% | $78.57 * | $58.70 | +25.0% | COM | 98419M100 |
| — | TURQUOISE HILL RESOURCES LTD | 15,000 | $11,000 | 0.0% | $0.73 | $1.67 | — | COM | 900435108 |
| FLO | FLOWERS FOODS INC | 500 | $11,000 | 0.0% | $22.00 * | $11.44 | +48.3% | COM | 343498101 |
| KMI | KINDER MORGAN INC | 500 | $11,000 | 0.0% | $22.00 * | $11.20 | +31.8% | COM | 49456B101 |
| FAST | FASTENAL CO | 280 | $10,000 | 0.0% | $35.71 * | $11.20 | +41.4% | COM | 311900104 |
| BWAY | BRAINSWAY LTD-ADR | 1,000 | $10,000 | 0.0% | $10.00 * | $10.41 | -6.3% | ADR | 10501L106 |
| CG | CARLYLE GROUP INC/THE | 300 | $10,000 | 0.0% | $33.33 * | $23.03 | +14.0% | COM | 14316J108 |
| — | GRUBHUB INC | 200 | $10,000 | 0.0% | $50.00 | $79.34 | — | COM | 400110102 |
| SCHW | SCHWAB (CHARLES) CORP | 200 | $10,000 | 0.0% | $50.00 * | $34.74 | +26.0% | COM | 808513105 |
| MAR | MARRIOTT INTERNATIONAL -CL A | 62 | $9,000 | 0.0% | $145.16 | $126.71 | +14.8% | COM | 571903202 |
| NVAX | NOVAVAX INC | 2,285 | $9,000 | 0.0% | $3.94 | $4.78 | -16.7% | COM | 670002401 |
| LMPX | LMP AUTOMOTIVE HOLDINGS INC | 500 | $9,000 | 0.0% | $18.00 * | $0.01 | 0.0% | COM | 53952P101 |
| FNDA | SCHWAB FUNDAMENTAL SMALL CAP | 218 | $9,000 | 0.0% | $41.28 * | $17.38 | +15.8% | ETF | 808524763 |
| — | BRF SA-ADR | 1,000 | $9,000 | 0.0% | $9.00 | $5.00 | — | ADR | 10552T107 |
| ARCC | ARES CAPITAL CORP | 464 | $9,000 | 0.0% | $19.40 * | $7.44 | +41.7% | COM | 04010L103 |
| RARE | ULTRAGENYX PHARMACEUTICAL IN | 200 | $9,000 | 0.0% | $45.00 * | $81.34 | -47.5% | COM | 90400D108 |
| ALLY | ALLY FINANCIAL INC | 303 | $9,000 | 0.0% | $29.70 * | $13.20 | +89.7% | COM | 02005N100 |
| ADM | ARCHER-DANIELS-MIDLAND CO | 200 | $9,000 | 0.0% | $45.00 * | $25.95 | +50.3% | COM | 039483102 |
| — | PERFICIENT INC | 200 | $9,000 | 0.0% | $45.00 | $25.00 | — | COM | 71375U101 |
| — | VEREIT INC | 1,000 | $9,000 | 0.0% | $9.00 | $7.67 | — | REIT | 92339V100 |
| TMP | TOMPKINS FINANCIAL CORP | 100 | $9,000 | 0.0% | $90.00 * | $41.31 | +77.7% | COM | 890110109 |
| JBGS | JBG SMITH PROPERTIES | 233 | $9,000 | 0.0% | $38.63 | $34.33 | — | REIT | 46590V100 |
| EGHT | 8X8 INC | 500 | $9,000 | 0.0% | $18.00 | $19.94 | -8.2% | COM | 282914100 |
| — | WADDELL & REED FINANCIAL-A | 500 | $8,000 | 0.0% | $16.00 | $24.00 | — | COM | 930059100 |
| PRGS | PROGRESS SOFTWARE CORP | 200 | $8,000 | 0.0% | $40.00 * | $39.71 | +4.6% | COM | 743312100 |
| — | HANGER INC | 300 | $8,000 | 0.0% | $26.67 | $20.00 | — | COM | 41043F208 |
| — | INVESCO CHINA REAL ESTATE ET | 300 | $8,000 | 0.0% | $26.67 | $26.67 | — | ETF | 46138E602 |
| IJH | ISHARES CORE S&P MIDCAP ETF | 40 | $8,000 | 0.0% | $200.00 * | $28.57 | +44.1% | ETF | 464287507 |
| — | OXFORD LANE CAPITAL CORP | 1,000 | $8,000 | 0.0% | $8.00 | $11.00 | — | CEF | 691543102 |
| — | CALAMOS STRAT TOT RETURN FD | 600 | $8,000 | 0.0% | $13.33 | $10.04 | — | CEF | 128125101 |
| WU | WESTERN UNION CO | 300 | $8,000 | 0.0% | $26.67 | $26.67 | — | COM | 959802109 |
| SKY | SKYLINE CHAMPION CORP | 250 | $8,000 | 0.0% | $32.00 | $14.91 | +112.6% | COM | 830830105 |
| — | EATON VANCE ENHANCED EQ INCM | 500 | $8,000 | 0.0% | $16.00 | $12.00 | — | CEF | 278274105 |
| CTVA | CORTEVA INC | 267 | $8,000 | 0.0% | $29.96 * | $25.02 | +9.7% | COM | 22052L104 |
| MOAT | VANECK MORNINGSTAR WIDE MOAT | 140 | $8,000 | 0.0% | $57.14 * | $52.92 | +3.5% | ETF | 92189F643 |
| SBRA | SABRA HEALTH CARE REIT INC | 400 | $8,000 | 0.0% | $20.00 | $21.85 | — | REIT | 78573L106 |
| ES | EVERSOURCE ENERGY | 100 | $8,000 | 0.0% | $80.00 * | $36.21 | +88.9% | COM | 30040W108 |
| GOOD | GLADSTONE COMMERCIAL CORP | 300 | $7,000 | 0.0% | $23.33 | $23.33 | — | REIT | 376536108 |
| — | ACTIVISION BLIZZARD INC | 126 | $7,000 | 0.0% | $55.56 | $51.72 | — | COM | 00507V109 |
| NOK | NOKIA CORP-SPON ADR | 2,000 | $7,000 | 0.0% | $3.50 * | $3.52 | +5.4% | ADR | 654902204 |
| — | GREAT AJAX CORP | 500 | $7,000 | 0.0% | $14.00 | $14.00 | — | REIT | 38983D300 |
| LNG | CHENIERE ENERGY INC | 120 | $7,000 | 0.0% | $58.33 * | $52.26 | +16.9% | COM | 16411R208 |
| — | AVALARA INC | 100 | $7,000 | 0.0% | $70.00 | $70.00 | — | COM | 05338G106 |
| LX | LEXINFINTECH HOLDINGS L-ADR | 500 | $7,000 | 0.0% | $14.00 | $11.48 | +21.0% | ADR | 528877103 |
| DOC | HEALTHPEAK PROPERTIES INC | 200 | $7,000 | 0.0% | $35.00 * | $25.47 | -1.2% | REIT | 42250P103 |
| PSLV | SPROTT PHYSICAL SILVER TRUST | 1,000 | $7,000 | 0.0% | $7.00 | $6.00 | — | CEF | 85207K107 |
| — | STARS GROUP INC/THE | 250 | $7,000 | 0.0% | $28.00 | $24.00 | — | COM | 85570W100 |
| FLGT | FULGENT GENETICS INC | 500 | $6,000 | 0.0% | $12.00 * | $11.89 | +8.5% | COM | 359664109 |
| MC | MOELIS & CO - CLASS A | 200 | $6,000 | 0.0% | $30.00 * | $16.40 | +28.2% | COM | 60786M105 |
| IRM | IRON MOUNTAIN INC | 200 | $6,000 | 0.0% | $30.00 * | $22.54 | +4.9% | REIT | 46284V101 |
| — | AVEO PHARMACEUTICALS INC | 10,000 | $6,000 | 0.0% | $0.60 | $2.52 | — | COM | 053588109 |
| CUBE | CUBESMART | 200 | $6,000 | 0.0% | $30.00 | $30.00 | — | REIT | 229663109 |
| MUB | ISHARES NATIONAL MUNI BOND E | 55 | $6,000 | 0.0% | $109.09 * | $114.09 | -0.2% | ETF | 464288414 |
| NTDOY | NINTENDO CO LTD-UNSPONS ADR | 125 | $6,000 | 0.0% | $48.00 * | $51.58 | -3.2% | ADR | 654445303 |
| BWXT | BWX TECHNOLOGIES INC | 100 | $6,000 | 0.0% | $60.00 * | $57.71 | -0.2% | COM | 05605H100 |
| VTV | VANGUARD VALUE ETF | 52 | $6,000 | 0.0% | $115.38 * | $115.44 | +3.8% | ETF | 922908744 |
| MU | MICRON TECHNOLOGY INC | 115 | $6,000 | 0.0% | $52.17 | $44.22 | +18.7% | COM | 595112103 |
| — | COVANTA HOLDING CORP | 400 | $6,000 | 0.0% | $15.00 | $15.00 | — | COM | 22282E102 |
| VOO | VANGUARD S&P 500 ETF | 20 | $6,000 | 0.0% | $300.00 | $226.49 | +30.6% | ETF | 922908363 |
| CWH | CAMPING WORLD HOLDINGS INC-A | 400 | $6,000 | 0.0% | $15.00 * | $11.79 | -9.4% | COM | 13462K109 |
| — | PACIFIC GAS&ELEC | 225 | $6,000 | 0.0% | $26.67 | $26.67 | — | PFD | 694308206 |
| AR | ANTERO RESOURCES CORP | 2,000 | $6,000 | 0.0% | $3.00 * | $19.18 | -85.1% | COM | 03674X106 |
| UA | UNDER ARMOUR INC-CLASS C | 300 | $6,000 | 0.0% | $20.00 * | $19.30 | -0.6% | COM | 904311206 |
| — | PHYSICIANS REALTY TRUST | 300 | $6,000 | 0.0% | $20.00 | $20.00 | — | REIT | 71943U104 |
| — | TORTOISE ENERGY INFRASTRUCT | 310 | $6,000 | 0.0% | $19.35 | $28.89 | — | CEF | 89147L100 |
| PSEC | PROSPECT CAPITAL CORP | 1,000 | $6,000 | 0.0% | $6.00 * | $2.11 | +43.6% | COM | 74348T102 |
| — | BG STAFFING INC | 300 | $6,000 | 0.0% | $20.00 | $16.67 | — | COM | 05544A109 |
| — | SECOND SIGHT MEDICAL PRODUCT | 7,278 | $5,000 | 0.0% | $0.69 | $0.69 | — | COM | 81362J209 |
| GAL | SPDR SSGA GLOBAL ALLOCATION | 135 | $5,000 | 0.0% | $37.04 * | $37.65 | +6.4% | ETF | 78467V400 |
| CYTK | CYTOKINETICS INC | 500 | $5,000 | 0.0% | $10.00 * | $10.27 | +3.3% | COM | 23282W605 |
| — | STEMLINE THERAPEUTICS INC | 500 | $5,000 | 0.0% | $10.00 | $8.00 | — | COM | 85858C107 |
| SCHE | SCHWAB EMERGING MARKETS EQUI | 189 | $5,000 | 0.0% | $26.46 * | $28.84 | -5.1% | ETF | 808524706 |
| KEYS | KEYSIGHT TECHNOLOGIES IN | 50 | $5,000 | 0.0% | $100.00 * | $32.07 | +220.0% | COM | 49338L103 |
| — | ARISTA NETWORKS INC | 25 | $5,000 | 0.0% | $200.00 | $175.56 | — | COM | 040413106 |
| TCOM | TRIP.COM GROUP LTD-ADR | 150 | $5,000 | 0.0% | $33.33 | $32.23 | +4.1% | ADR | 89677Q107 |
| BB | BLACKBERRY LTD | 750 | $5,000 | 0.0% | $6.67 * | $9.00 | -28.6% | COM | 09228F103 |
| — | INVESCO HIGH INCOME TRUST II | 337 | $5,000 | 0.0% | $14.84 | $14.81 | — | CEF | 46131F101 |
| SPH | SUBURBAN PROPANE PARTNERS LP | 216 | $5,000 | 0.0% | $23.15 | $45.67 | — | MLP | 864482104 |
| WB | WEIBO CORP-SPON ADR | 100 | $5,000 | 0.0% | $50.00 * | $56.07 | -17.3% | ADR | 948596101 |
| VO | VANGUARD MID-CAP ETF | 26 | $5,000 | 0.0% | $192.31 * | $38.46 | +15.8% | ETF | 922908629 |
| — | PIMCO STRATEGIC INCOME FUND | 500 | $5,000 | 0.0% | $10.00 | $9.20 | — | CEF | 72200X104 |
| VUG | VANGUARD GROWTH ETF | 30 | $5,000 | 0.0% | $166.67 * | $28.88 | +5.1% | ETF | 922908736 |
| PSNL | PERSONALIS INC | 500 | $5,000 | 0.0% | $10.00 * | $10.41 | +4.7% | COM | 71535D106 |
| — | DUNKIN' BRANDS GROUP INC | 50 | $4,000 | 0.0% | $80.00 | $43.46 | — | COM | 265504100 |
| KW | KENNEDY-WILSON HOLDINGS INC | 200 | $4,000 | 0.0% | $20.00 * | $18.83 | +19.0% | COM | 489398107 |
| UE | URBAN EDGE PROPERTIES | 233 | $4,000 | 0.0% | $17.17 | $25.75 | — | REIT | 91704F104 |
| CXW | CORECIVIC INC | 250 | $4,000 | 0.0% | $16.00 | $16.10 | +1.3% | REIT | 21871N101 |
| SACH | SACHEM CAPITAL CORP | 1,000 | $4,000 | 0.0% | $4.00 | $5.00 | — | REIT | 78590A109 |
| GLPI | GAMING AND LEISURE PROPERTIE | 100 | $4,000 | 0.0% | $40.00 | $40.00 | — | REIT | 36467J108 |
| VISN | COMMSCOPE HOLDING CO INC | 300 | $4,000 | 0.0% | $13.33 * | $38.52 | -63.2% | COM | 20337X109 |
| WDAY | WORKDAY INC-CLASS A | 25 | $4,000 | 0.0% | $160.00 * | $166.02 | -0.9% | COM | 98138H101 |
| NMFC | NEW MOUNTAIN FINANCE CORP | 300 | $4,000 | 0.0% | $13.33 * | $4.23 | +67.9% | COM | 647551100 |
| — | BLACKROCK CAPITAL INVESTMENT | 800 | $4,000 | 0.0% | $5.00 | $7.50 | — | COM | 092533108 |
| EQNR | EQUINOR ASA-SPON ADR | 200 | $4,000 | 0.0% | $20.00 | $26.00 | -23.4% | ADR | 29446M102 |
| ITT | ITT INC | 50 | $4,000 | 0.0% | $80.00 * | $60.32 | +22.5% | COM | 45073V108 |
| — | CHINA RAPID FINANCE LTD-ADR | 1,000 | $4,000 | 0.0% | $4.00 | $4.00 | — | ADR | 16953Q204 |
| CHD | CHURCH & DWIGHT CO INC | 50 | $4,000 | 0.0% | $80.00 * | $43.96 | +49.0% | COM | 171340102 |
| — | AURORA CANNABIS INC | 1,572 | $3,000 | 0.0% | $1.91 | $9.39 | — | COM | 05156X108 |
| — | PACIFIC GAS&ELEC | 137 | $3,000 | 0.0% | $21.90 | $29.20 | — | PFD | 694308305 |
| EEM | ISHARES MSCI EMERGING MARKET | 70 | $3,000 | 0.0% | $42.86 * | $46.09 | -2.6% | ETF | 464287234 |
| IESC | IES HOLDINGS INC | 120 | $3,000 | 0.0% | $25.00 * | $18.11 | +41.7% | COM | 44951W106 |
| — | PROPHECY DEVELOPMENT CORP | 10,000 | $3,000 | 0.0% | $0.30 | $0.20 | — | COM | 74347D207 |
| — | SOUTHERN CAL ED | 125 | $3,000 | 0.0% | $24.00 | $24.00 | — | PFD | 842400301 |
| — | SOUTHERN CAL ED | 125 | $3,000 | 0.0% | $24.00 | $24.00 | — | PFD | 842400202 |
| ADSK | AUTODESK INC | 15 | $3,000 | 0.0% | $200.00 * | $162.05 | +13.2% | COM | 052769106 |
| CAT | CATERPILLAR INC | 18 | $3,000 | 0.0% | $166.67 * | $117.66 | +10.8% | COM | 149123101 |
| — | CLOVIS ONCOLOGY INC | 250 | $3,000 | 0.0% | $12.00 | $12.00 | — | COM | 189464100 |
| PM | PHILIP MORRIS INTERNATIONAL | 30 | $3,000 | 0.0% | $100.00 * | $57.48 | +9.0% | COM | 718172109 |
| NRG | NRG ENERGY INC | 64 | $3,000 | 0.0% | $46.88 * | $20.46 | +62.0% | COM | 629377508 |
| — | CABCO TRUST FOR JCP | 400 | $3,000 | 0.0% | $7.50 | $17.50 | — | PFD | 126797208 |
| TRGP | TARGA RESOURCES CORP | 62 | $3,000 | 0.0% | $48.39 * | $15.07 | +134.7% | COM | 87612G101 |
| — | UNITED STATES STEEL CORP | 300 | $3,000 | 0.0% | $10.00 | $34.66 | — | COM | 912909108 |
| — | FREDDIE MAC | 200 | $3,000 | 0.0% | $15.00 | $10.00 | — | PFD | 313400848 |
| TEVA | TEVA PHARMACEUTICAL-SP ADR | 250 | $2,000 | 0.0% | $8.00 * | $44.82 | -78.1% | ADR | 881624209 |
| MGM | MGM RESORTS INTERNATIONAL | 60 | $2,000 | 0.0% | $33.33 | $30.12 | +9.5% | COM | 552953101 |
| OSS | ONE STOP SYSTEMS INC | 1,000 | $2,000 | 0.0% | $2.00 | $2.09 | -3.6% | COM | 68247W109 |
| PBT | PERMIAN BASIN ROYALTY TRUST | 500 | $2,000 | 0.0% | $4.00 | $8.00 | — | Royalty Trst | 714236106 |
| LEN | LENNAR CORP-A | 35 | $2,000 | 0.0% | $57.14 * | $52.55 | -5.3% | COM | 526057104 |
| — | THERAPEUTICSMD INC | 800 | $2,000 | 0.0% | $2.50 | $5.97 | — | COM | 88338N107 |
| — | UNIVERSAL FOREST PRODUCTS | 39 | $2,000 | 0.0% | $51.28 | $25.64 | — | COM | 913543104 |
| EA | ELECTRONIC ARTS INC | 16 | $2,000 | 0.0% | $125.00 * | $91.55 | +14.2% | COM | 285512109 |
| F | FORD MOTOR CO | 165 | $2,000 | 0.0% | $12.12 * | $7.27 | -4.5% | COM | 345370860 |
| THO | THOR INDUSTRIES INC | 20 | $2,000 | 0.0% | $100.00 * | $84.60 | -22.2% | COM | 885160101 |
| — | DARE BIOSCIENCE INC | 3,000 | $2,000 | 0.0% | $0.67 | $1.00 | — | COM | 23666P101 |
| — | RESONANT INC | 1,000 | $2,000 | 0.0% | $2.00 | $2.00 | — | COM | 76118L102 |
| COHU | COHU INC | 105 | $2,000 | 0.0% | $19.05 * | $18.68 | +22.0% | COM | 192576106 |
| EWY | ISHARES MSCI SOUTH KOREA ETF | 35 | $2,000 | 0.0% | $57.14 * | $58.44 | +6.4% | ETF | 464286772 |
| — | FIRST TR ENRGY INC & GRW | 95 | $2,000 | 0.0% | $21.05 | $26.51 | — | CEF | 33738G104 |
| PATK | PATRICK INDUSTRIES INC | 39 | $2,000 | 0.0% | $51.28 * | $25.18 | +23.7% | COM | 703343103 |
| VYX | NCR CORPORATION | 8 | $1,000 | 0.0% | $125.00 * | $18.10 | +19.2% | COM | 62886E108 |
| — | SECOND SIGHT MEDICAL-CW22 | 1,278 | $1,000 | 0.0% | $0.78 | $0.78 | — | Equity WRT | 81362J126 |
| TDC | TERADATA CORP | 8 | $1,000 | 0.0% | $125.00 * | $26.54 | +0.9% | COM | 88076W103 |
| NIO | NIO INC - ADR | 50 | $1,000 | 0.0% | $20.00 * | $7.09 | -43.3% | ADR | 62914V106 |
| GTX | GARRETT MOTION INC | 20 | $1,000 | 0.0% | $50.00 * | $13.59 | -26.5% | COM | 366505105 |
| — | TARONIS TECHNOLOGIES INC | 150 | $1,000 | 0.0% | $6.67 | — | — | COM | 876214206 |
| RIOT | RIOT BLOCKCHAIN INC | 100 | $1,000 | 0.0% | $10.00 * | $14.03 | -92.0% | COM | 767292105 |
| — | WHITING PETROLEUM CORP | 15 | $1,000 | 0.0% | $66.67 | $66.67 | — | COM | 966387409 |
| — | TERRA TECH CORP | 667 | $1,000 | 0.0% | $1.50 | $3.00 | — | COM | 88102J209 |
| HMNY | HELIOS AND MATHESON ANALYTIC | 25,000 | $1,000 | 0.0% | $0.04 | $10.00 | -100.0% | COM | 42327L309 |
| TMQ | TRILOGY METALS INC | 16 | $1,000 | 0.0% | $62.50 * | $0.51 | +408.2% | COM | 89621C105 |
| — | SANOFI CVR | 34 | $1,000 | 0.0% | $29.41 | $29.41 | — | Right | 80105N113 |
| SPOWF | STRATA POWER CORP | 1,340 | $1,000 | 0.0% | $0.75 * | $0.12 | -92.4% | COM | 86270C204 |
| — | FRONTIER COMMUNICATIONS CORP | 13 | $1,000 | 0.0% | $76.92 | $4.93 | — | COM | 35906A306 |
| AMLM | AMERICAN LITHIUM MINERALS IN | 500 | $1,000 | 0.0% | $2.00 * | $0.04 | -74.2% | COM | 027263102 |
| — | AQUABOUNTY TECHNOLOGIES | 1 | $1,000 | 0.0% | $1000.00 | $1000.00 | — | COM | 03842K200 |
| — | ECHO THERAPEUTICS INC | 100 | $1,000 | 0.0% | $10.00 | $10.00 | — | COM | 27876L206 |
| — | January 20 Calls on AMZN US | 28 | $1,000 | 0.0% | $35.71 | $324.35 | — | Call | 023135906 |
| — | LIBERTY MEDIA CORP-LIBERTY-C | 30 | $1,000 | 0.0% | $33.33 | $33.33 | — | Tracking Stk | 531229854 |
| — | OCWEN FINANCIAL CORP | 1,000 | $1,000 | 0.0% | $1.00 | $8.77 | — | COM | 675746309 |
| — | BP PRUDHOE BAY ROYALTY TRUST | 200 | $1,000 | 0.0% | $5.00 | $20.00 | — | Royalty Trst | 055630107 |
| — | ZYNGA INC - CL A | 214 | $1,000 | 0.0% | $4.67 | $2.47 | — | COM | 98986T108 |
| CX | CEMEX SAB-SPONS ADR PART CER | 336 | $1,000 | 0.0% | $2.98 * | $8.61 | -56.1% | ADR | 151290889 |
| VTWG | VANGUARD RUSSELL 2000 GROWTH | 8 | $1,000 | 0.0% | $125.00 * | $143.72 | +8.4% | ETF | 92206C623 |
| WAB | WABTEC CORP | 16 | $1,000 | 0.0% | $62.50 * | $73.56 | +2.1% | COM | 929740108 |
| — | SUPREME CANNABIS CO INC/THE | 2,500 | $1,000 | 0.0% | $0.40 | $1.20 | — | COM | 86860J106 |
| — | T2 BIOSYSTEMS INC | 1,000 | $1,000 | 0.0% | $1.00 | $6.00 | — | COM | 89853L104 |
| — | CALLON PETROLEUM CO | 225 | $1,000 | 0.0% | $4.44 | — | — | COM | 13123X102 |
| SLNM | SALON MEDIA GROUP INC | 65,714 | $1,000 | 0.0% | $0.02 | $0.07 | -72.8% | COM | 79550B202 |
| KBWB | INVESCO KBW BANK ETF | 14 | $1,000 | 0.0% | $71.43 * | $55.57 | +4.8% | ETF | 46138E628 |
| — | CORBUS PHARMACEUTICALS HOLDI | 150 | $1,000 | 0.0% | $6.67 | $6.67 | — | COM | 21833P103 |
| VKTX | VIKING THERAPEUTICS INC | 100 | $1,000 | 0.0% | $10.00 * | $8.54 | -6.1% | COM | 92686J106 |
| AA | ALCOA CORP | 36 | $1,000 | 0.0% | $27.78 * | $43.68 | -53.0% | COM | 013872106 |
| FNDF | SCHWAB FUNDAMENTAL INTL L/C | 26 | $1,000 | 0.0% | $38.46 * | $30.22 | -4.3% | ETF | 808524755 |
| UBER | UBER TECHNOLOGIES INC | 25 | $1,000 | 0.0% | $40.00 * | $42.45 | -29.9% | COM | 90353T100 |
| ILMN | ILLUMINA INC | 2 | $1,000 | 0.0% | $500.00 * | $303.09 | +6.5% | COM | 452327109 |
| VAC | MARRIOTT VACATIONS WORLD | 5 | $1,000 | 0.0% | $200.00 * | $98.36 | +30.9% | COM | 57164Y107 |
| — | BLACKROCK ENHANCED EQTY DVD | 62 | $1,000 | 0.0% | $16.13 | $16.66 | — | CEF | 09251A104 |
| AQST | AQUESTIVE THERAPEUTICS INC | 100 | $1,000 | 0.0% | $10.00 * | $7.01 | -16.9% | COM | 03843E104 |
| TRV | TRAVELERS COS INC/THE | 4 | $1,000 | 0.0% | $250.00 * | $63.44 | +90.0% | COM | 89417E109 |
| — | COREPOINT LODGING INC | 50 | $1,000 | 0.0% | $20.00 | $20.00 | — | REIT | 21872L104 |
| OCGN | OCUGEN INC | 1,000 | $1,000 | 0.0% | $1.00 * | $1.37 | -62.1% | COM | 67577C105 |
| SPYG | SPDR PORTFOLIO S&P 500 GROWT | 12 | $1,000 | 0.0% | $83.33 * | $37.14 | +12.9% | ETF | 78464A409 |
| UAA | UNDER ARMOUR INC-CLASS A | 23 | $1,000 | 0.0% | $43.48 * | $20.33 | +6.3% | COM | 904311107 |
| VMC | VULCAN MATERIALS CO | 3 | $1,000 | 0.0% | $333.33 * | $101.79 | +34.4% | COM | 929160109 |
| — | QUALSTAR CORP | 75 | $1,000 | 0.0% | $13.33 | $6.67 | — | COM | 74758R208 |
| — | SPDR OIL & GAS EQUIP & SERV | 50 | $1,000 | 0.0% | $20.00 | $20.00 | — | ETF | 78464A748 |
| REZI | RESIDEO TECHNOLOGIES INC | 33 | $1,000 | 0.0% | $30.30 * | $21.34 | -44.1% | COM | 76118Y104 |
| — | MOTORS LIQUIDATION CO GUC TR | 40 | $1,000 | 0.0% | $25.00 | $25.00 | — | Unit | 62010U101 |