Location: New York, NY
CIK: 0001567163 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Oct 21, 2019
Total Value: $434M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| PGX | INVESCO PREFERRED ETF | 1,514,903 | $22.75M | 5.2% | $15.02 | $13.93 | +7.8% | ETF | 46138E511 |
| AAPL | APPLE INC | 90,806 | $20.34M | 4.7% | $223.96 * | $26.03 | +107.0% | COM | 037833100 |
| MSFT | MICROSOFT CORP | 138,146 | $19.21M | 4.4% | $139.03 * | $44.56 | +195.2% | COM | 594918104 |
| — | INVESCO BULLETSHARES 2022 CO | 882,115 | $18.96M | 4.4% | $21.49 | $21.39 | — | ETF | 46138J882 |
| GOOGL | ALPHABET INC-CL A | 15,284 | $18.66M | 4.3% | $1221.08 * | $38.61 | +57.0% | COM | 02079K305 |
| DOCU | DOCUSIGN INC | 246,851 | $15.29M | 3.5% | $61.92 | $51.00 | +21.4% | COM | 256163106 |
| BP | BP PLC-SPONS ADR | 354,768 | $13.48M | 3.1% | $37.99 | $37.33 | +1.8% | ADR | 055622104 |
| INTC | INTEL CORP | 247,352 | $12.75M | 2.9% | $51.53 * | $31.59 | +43.1% | COM | 458140100 |
| MRK | MERCK & CO. INC. | 142,507 | $12M | 2.8% | $84.18 * | $42.75 | +54.3% | COM | 58933Y105 |
| JPM | JPMORGAN CHASE & CO | 98,905 | $11.64M | 2.7% | $117.69 * | $55.34 | +78.8% | COM | 46625H100 |
| JNJ | JOHNSON & JOHNSON | 89,166 | $11.54M | 2.7% | $129.38 * | $87.17 | +24.5% | COM | 478160104 |
| — | INVESCO BULLETSHARES 2021 CO | 529,620 | $11.26M | 2.6% | $21.26 | $21.20 | — | ETF | 46138J700 |
| DIS | WALT DISNEY CO/THE | 82,465 | $10.75M | 2.5% | $130.31 * | $113.17 | +11.8% | COM | 254687106 |
| GD | GENERAL DYNAMICS CORP | 57,100 | $10.43M | 2.4% | $182.73 * | $114.64 | +37.7% | COM | 369550108 |
| BRK/B | BERKSHIRE HATHAWAY INC-CL B | 49,862 | $10.37M | 2.4% | $208.01 | $147.60 | +40.9% | COM | 084670702 |
| PFE | PFIZER INC | 271,855 | $9.767M | 2.2% | $35.93 * | $19.26 | +32.0% | COM | 717081103 |
| — | NUVEEN NY AMT-FR MUNI INC FD | 613,743 | $8.26M | 1.9% | $13.46 | $12.51 | — | CEF | 670656107 |
| WMT | WALMART INC | 63,638 | $7.552M | 1.7% | $118.67 * | $28.38 | +27.5% | COM | 931142103 |
| GILD | GILEAD SCIENCES INC | 117,271 | $7.432M | 1.7% | $63.37 * | $51.74 | -3.8% | COM | 375558103 |
| — | ANNALY CAPITAL MGMT | 280,950 | $7.234M | 1.7% | $25.75 | $25.46 | — | PFD | 035710870 |
| — | RAYTHEON COMPANY | 32,761 | $6.427M | 1.5% | $196.18 | $152.46 | — | COM | 755111507 |
| — | BLACKROCK INC | 13,751 | $6.127M | 1.4% | $445.57 | $426.77 | — | COM | 09247X101 |
| CVX | CHEVRON CORP | 50,121 | $5.944M | 1.4% | $118.59 * | $83.45 | +7.7% | COM | 166764100 |
| CVS | CVS HEALTH CORP | 88,040 | $5.552M | 1.3% | $63.06 * | $53.74 | -4.0% | COM | 126650100 |
| — | AGNC INVESTMENT CORP | 201,704 | $5.201M | 1.2% | $25.79 | $25.65 | — | PFD | 00123Q500 |
| CSCO | CISCO SYSTEMS INC | 99,237 | $4.903M | 1.1% | $49.41 * | $26.56 | +53.2% | COM | 17275R102 |
| REM | ISHARES MORTGAGE REAL ESTATE | 115,837 | $4.88M | 1.1% | $42.13 | $42.83 | -1.6% | ETF | 46435G342 |
| PG | PROCTER & GAMBLE CO/THE | 36,705 | $4.565M | 1.1% | $124.37 * | $66.96 | +59.0% | COM | 742718109 |
| — | SANTA CRUZ COUNTY BANK | 88,683 | $4.434M | 1.0% | $50.00 | $26.16 | — | COM | 801827106 |
| PFF | ISHARES PREFERRED & INCOME S | 110,091 | $4.131M | 1.0% | $37.52 | $38.01 | -1.3% | ETF | 464288687 |
| BAC | BANK OF AMERICA CORP | 133,099 | $3.882M | 0.9% | $29.17 * | $18.89 | +32.5% | COM | 060505104 |
| AMZN | AMAZON.COM INC | 2,213 | $3.841M | 0.9% | $1735.65 * | $43.84 | +98.0% | COM | 023135106 |
| EFAV | ISHARES EDGE MSCI MIN VOL EA | 48,539 | $3.556M | 0.8% | $73.26 | $71.64 | +2.3% | ETF | 46429B689 |
| — | ALERIAN MLP ETF | 381,713 | $3.488M | 0.8% | $9.14 | $10.80 | — | ETF | 00162Q866 |
| — | UNITED TECHNOLOGIES CORP | 24,331 | $3.321M | 0.8% | $136.49 | $124.83 | — | COM | 913017109 |
| T | AT&T INC | 85,995 | $3.254M | 0.7% | $37.84 * | $14.99 | +22.5% | COM | 00206R102 |
| ETN | EATON CORP PLC | 36,990 | $3.075M | 0.7% | $83.13 * | $66.94 | +10.9% | COM | G29183103 |
| EPD | ENTERPRISE PRODUCTS PARTNERS | 101,673 | $2.905M | 0.7% | $28.57 | $25.53 | — | MLP | 293792107 |
| — | KAYNE ANDERSON MLP/MIDSTREAM | 182,369 | $2.637M | 0.6% | $14.46 | $14.49 | — | CEF | 486606106 |
| EEMV | ISHARES EDGE MSCI MIN VOL EM | 45,433 | $2.593M | 0.6% | $57.07 | $57.94 | -1.5% | ETF | 464286533 |
| USMV | ISHARES EDGE MSCI MIN VOL US | 38,139 | $2.444M | 0.6% | $64.08 | $54.96 | +16.6% | ETF | 46429B697 |
| — | BANK OF AMERICA CORP | 86,940 | $2.394M | 0.6% | $27.54 | $25.24 | — | PFD | 060505195 |
| — | MAGELLAN MIDSTREAM PARTNERS | 35,835 | $2.374M | 0.5% | $66.25 | $62.15 | — | MLP | 559080106 |
| — | NUVEEN AMT-FR QU MUNI INC FD | 148,985 | $2.131M | 0.5% | $14.30 | $12.94 | — | CEF | 670657105 |
| RITM | NEW RESIDENTIAL INVESTMENT | 128,775 | $2.019M | 0.5% | $15.68 | $15.14 | — | REIT | 64828T201 |
| — | PIMCO DYNAMIC CREDIT AND MOR | 76,899 | $1.882M | 0.4% | $24.47 | $21.13 | — | CEF | 72202D106 |
| BA | BOEING CO/THE | 4,779 | $1.818M | 0.4% | $380.41 | $246.91 | +52.3% | COM | 097023105 |
| IBB | ISHARES NASDAQ BIOTECHNOLOGY | 17,092 | $1.7M | 0.4% | $99.46 | $106.86 | -6.9% | ETF | 464287556 |
| CRM | SALESFORCE.COM INC | 11,278 | $1.674M | 0.4% | $148.43 | $112.31 | +30.6% | COM | 79466L302 |
| — | PENNYMAC MTGE INVESTMENT | 58,041 | $1.554M | 0.4% | $26.77 | $25.09 | — | PFD | 70931T301 |
| AGNC | AGNC INVESTMENT CORP | 94,325 | $1.517M | 0.3% | $16.08 | $16.93 | — | REIT | 00123Q104 |
| — | CHIMERA INVESTMENT CORP | 57,514 | $1.502M | 0.3% | $26.12 | $25.82 | — | PFD | 16934Q406 |
| META | FACEBOOK INC-CLASS A | 8,226 | $1.464M | 0.3% | $177.97 | $127.39 | +38.8% | COM | 30303M102 |
| UPS | UNITED PARCEL SERVICE-CL B | 11,635 | $1.394M | 0.3% | $119.81 * | $70.18 | +33.4% | COM | 911312106 |
| WFC | WELLS FARGO & CO | 26,752 | $1.349M | 0.3% | $50.43 * | $38.73 | +10.5% | COM | 949746101 |
| MDT | MEDTRONIC PLC | 12,240 | $1.329M | 0.3% | $108.58 * | $60.63 | +51.1% | COM | G5960L103 |
| ET | ENERGY TRANSFER LP | 99,836 | $1.305M | 0.3% | $13.07 | $14.46 | — | MLP | 29273V100 |
| JPST | JPMORGAN ULTRA-SHORT INCOME | 24,833 | $1.252M | 0.3% | $50.42 | $50.23 | +0.4% | ETF | 46641Q837 |
| — | ENERGY TRANSFER OPERATNG | 50,361 | $1.243M | 0.3% | $24.68 | $23.91 | — | PFD | 29278N400 |
| SPY | SPDR S&P 500 ETF TRUST | 4,070 | $1.207M | 0.3% | $296.56 | $258.82 | +14.7% | ETF | 78462F103 |
| LADR | LADDER CAPITAL CORP-REIT | 69,454 | $1.199M | 0.3% | $17.26 | $15.16 | — | REIT | 505743104 |
| — | CITIGROUP INC | 42,500 | $1.194M | 0.3% | $28.09 | $28.49 | — | PFD | 172967341 |
| FLOT | ISHARES FLOATING RATE BOND E | 21,642 | $1.103M | 0.3% | $50.97 | $50.92 | +0.1% | ETF | 46429B655 |
| — | INVESCO MORTGAGE CAPITAL | 42,382 | $1.091M | 0.3% | $25.74 | $25.52 | — | PFD | 46131B506 |
| XBI | SPDR S&P BIOTECH ETF | 13,912 | $1.06M | 0.2% | $76.19 | $80.70 | -5.5% | ETF | 78464A870 |
| — | CLOUDERA INC | 118,042 | $1.045M | 0.2% | $8.85 | $11.64 | — | COM | 18914U100 |
| XOM | EXXON MOBIL CORP | 14,699 | $1.037M | 0.2% | $70.55 * | $54.01 | -2.2% | COM | 30231G102 |
| SCHG | SCHWAB U.S. LARGE-CAP GROWTH | 12,333 | $1.036M | 0.2% | $84.00 * | $6.73 | +56.0% | ETF | 808524300 |
| — | BROOKFIELD REAL ASSETS INCOM | 45,780 | $1.034M | 0.2% | $22.59 | $20.59 | — | CEF | 112830104 |
| — | NEW YORK MORTGAGE TRUST | 39,865 | $993K | 0.2% | $24.91 | $22.60 | — | PFD | 649604881 |
| — | RIVERNRTH/DOUBLELNE STR OPP | 56,182 | $978K | 0.2% | $17.41 | $16.55 | — | CEF | 76882G107 |
| — | INVESCO MORTGAGE CAPITAL | 35,419 | $928K | 0.2% | $26.20 | $25.07 | — | PFD | 46131B209 |
| VZ | VERIZON COMMUNICATIONS INC | 14,655 | $884K | 0.2% | $60.32 * | $39.10 | +8.5% | COM | 92343V104 |
| — | NUVEEN NJ QUAL MUNI INC FD | 60,790 | $879K | 0.2% | $14.46 | $13.21 | — | CEF | 67069Y102 |
| SCHD | SCHWAB US DVD EQUITY ETF | 15,656 | $857K | 0.2% | $54.74 * | $13.99 | +30.5% | ETF | 808524797 |
| C | CITIGROUP INC | 11,969 | $826K | 0.2% | $69.01 * | $52.85 | +4.4% | COM | 172967424 |
| UPWK | UPWORK INC | 61,250 | $814K | 0.2% | $13.29 | $15.25 | -12.7% | COM | 91688F104 |
| EFC | ELLINGTON FINANCIAL INC | 39,500 | $713K | 0.2% | $18.05 | $17.91 | — | COM | 28852N109 |
| — | DUKE ENERGY CORP | 25,325 | $695K | 0.2% | $27.44 | $25.51 | — | PFD | 26441C402 |
| IEMG | ISHARES CORE MSCI EMERGING | 13,924 | $682K | 0.2% | $48.98 | $51.81 | -5.4% | ETF | 46434G103 |
| MCD | MCDONALDS CORP | 3,151 | $676K | 0.2% | $214.54 * | $134.81 | +37.7% | COM | 580135101 |
| GOOG | ALPHABET INC-CL C | 541 | $659K | 0.2% | $1218.11 * | $43.41 | +39.4% | COM | 02079K107 |
| DXJ | WISDOMTREE JAPAN HEDGED EQ | 12,855 | $648K | 0.1% | $50.41 * | $143.39 | +5.6% | ETF | 97717W851 |
| LMT | LOCKHEED MARTIN CORP | 1,645 | $641K | 0.1% | $389.67 * | $304.63 | +8.2% | COM | 539830109 |
| SGMO | SANGAMO THERAPEUTICS INC | 68,869 | $623K | 0.1% | $9.05 * | $14.50 | -22.6% | COM | 800677106 |
| — | BLACKROCK MUNIHOLDINGS NJ QU | 40,575 | $577K | 0.1% | $14.22 | $13.03 | — | CEF | 09254X101 |
| — | BLACKROCK MUNICIPAL 2030 TAR | 23,826 | $563K | 0.1% | $23.63 | $20.51 | — | CEF | 09257P105 |
| PCAR | PACCAR INC | 8,010 | $560K | 0.1% | $69.91 * | $31.93 | +14.7% | COM | 693718108 |
| — | BB&T CORP | 9,747 | $520K | 0.1% | $53.35 | $50.76 | — | COM | 054937107 |
| GDX | VANECK GOLD MINERS | 19,336 | $516K | 0.1% | $26.69 | $24.26 | +10.1% | ETF | 92189F106 |
| IWM | ISHARES RUSSELL 2000 ETF | 3,339 | $505K | 0.1% | $151.24 | $154.17 | -1.8% | ETF | 464287655 |
| — | FS KKR CAPITAL CORP | 86,441 | $503K | 0.1% | $5.82 | $5.18 | — | COM | 302635107 |
| — | INVESCO BULLETSHARES 2021 HI | 19,955 | $491K | 0.1% | $24.61 | $24.69 | — | ETF | 46138J809 |
| COP | CONOCOPHILLIPS | 8,516 | $485K | 0.1% | $56.95 * | $48.62 | -6.6% | COM | 20825C104 |
| PEP | PEPSICO INC | 3,444 | $472K | 0.1% | $137.05 * | $66.32 | +71.0% | COM | 713448108 |
| — | NUVEEN CT QUAL MUNI INC FD | 34,440 | $462K | 0.1% | $13.41 | $12.09 | — | CEF | 67060D107 |
| GLD | SPDR GOLD SHARES | 3,264 | $453K | 0.1% | $138.79 | $121.52 | +14.3% | ETF | 78463V107 |
| DOMO | DOMO INC - CLASS B | 27,534 | $439K | 0.1% | $15.94 | $24.60 | -35.0% | COM | 257554105 |
| CMCSA | COMCAST CORP-CLASS A | 9,562 | $431K | 0.1% | $45.07 * | $26.53 | +43.9% | COM | 20030N101 |
| LQD | ISHARES IBOXX INVESTMENT GRA | 3,350 | $427K | 0.1% | $127.46 | $112.52 | +13.3% | ETF | 464287242 |
| UNP | UNION PACIFIC CORP | 2,630 | $426K | 0.1% | $161.98 * | $77.58 | +81.8% | COM | 907818108 |
| — | NUVEEN PREFERRED & INCOME OP | 41,121 | $413K | 0.1% | $10.04 | $8.36 | — | CEF | 67073B106 |
| — | LAM RESEARCH CORP | 1,700 | $392K | 0.1% | $230.59 | $135.88 | — | COM | 512807108 |
| — | RIVERNORTH OPPORTUNITIES FND | 22,622 | $391K | 0.1% | $17.28 | $16.24 | — | CEF | 76881Y109 |
| TBT | PROSHARES ULTRASHORT 20 Y TR | 16,000 | $389K | 0.1% | $24.31 | $31.92 | -23.7% | ETF | 74347B201 |
| SPLV | INVESCO S&P 500 LOW VOLATILI | 6,649 | $384K | 0.1% | $57.75 | $54.18 | +6.9% | ETF | 46138E354 |
| — | CLEARBRIDGE MLP & MIDSTREAM | 31,441 | $357K | 0.1% | $11.35 | $15.06 | — | CEF | 184692101 |
| XHTAX | INVESCO HI INC 2024 TRGT TRM | 32,285 | $335K | 0.1% | $10.38 | $10.38 | — | CEF | 46136K105 |
| SCHB | SCHWAB US BROAD MARKET ETF | 4,651 | $330K | 0.1% | $70.95 * | $10.81 | +9.5% | ETF | 808524102 |
| — | INVESCO BULLETSHARES 2022 HI | 13,550 | $330K | 0.1% | $24.35 | $24.45 | — | ETF | 46138J874 |
| BABA | ALIBABA GROUP HOLDING-SP ADR | 1,922 | $321K | 0.1% | $167.01 | $147.25 | +13.6% | ADR | 01609W102 |
| — | NEW YORK MORTGAGE TRUST | 12,636 | $316K | 0.1% | $25.01 | $21.96 | — | PFD | 649604709 |
| — | NUVEEN INT DUR MUNI TERM FD | 22,855 | $313K | 0.1% | $13.70 | $12.86 | — | CEF | 670671106 |
| BMY | BRISTOL-MYERS SQUIBB CO | 6,160 | $312K | 0.1% | $50.65 * | $36.80 | +7.8% | COM | 110122108 |
| — | TWO HARBORS INV CORP | 11,600 | $300K | 0.1% | $25.86 | $24.10 | — | PFD | 90187B507 |
| — | ALEXION PHARMACEUTICALS INC | 2,970 | $290K | 0.1% | $97.64 | $110.57 | — | COM | 015351109 |
| HBAN | HUNTINGTON BANCSHARES INC | 19,387 | $276K | 0.1% | $14.24 * | $7.91 | +34.8% | COM | 446150104 |
| ULTA | ULTA BEAUTY INC | 1,100 | $275K | 0.1% | $250.00 | $306.82 | -18.3% | COM | 90384S303 |
| — | INVESCO CA V M I | 21,100 | $270K | 0.1% | $12.80 | $12.02 | — | CEF | 46132H106 |
| — | MORGAN STANLEY | 9,600 | $268K | 0.1% | $27.92 | $25.94 | — | PFD | 61763E207 |
| — | SOUTHERN CO | 10,000 | $267K | 0.1% | $26.70 | $26.60 | — | PFD | 842587206 |
| — | NEW RESIDENTIAL INV CORP | 10,100 | $265K | 0.1% | $26.24 | $26.25 | — | PFD | 64828T300 |
| AL | AIR LEASE CORP | 6,000 | $250K | 0.1% | $41.67 * | $31.72 | +14.9% | COM | 00912X302 |
| HD | HOME DEPOT INC | 1,048 | $243K | 0.1% | $231.87 * | $93.36 | +113.6% | COM | 437076102 |
| — | ANNALY CAPITAL MANAGEMENT IN | 26,931 | $236K | 0.1% | $8.76 | $9.40 | — | REIT | 035710409 |
| IYY | ISHARES DOW JONES U.S. ETF | 1,600 | $236K | 0.1% | $147.50 * | $40.56 | +81.9% | ETF | 464287846 |
| — | SPLUNK INC | 2,000 | $235K | 0.1% | $117.50 | $49.00 | — | COM | 848637104 |
| — | BLACKROCK MUNI 2020 TERM TRS | 15,485 | $233K | 0.1% | $15.05 | $15.57 | — | CEF | 09249X109 |
| — | JPMORGAN CHASE & CO | 9,000 | $233K | 0.1% | $25.89 | $26.18 | — | PFD | 48127X542 |
| — | NUVEEN CREDIT STRAT INC FD | 30,690 | $229K | 0.1% | $7.46 | $8.21 | — | CEF | 67073D102 |
| — | PGIM GLOBAL HIGH YIELD FUND | 15,389 | $221K | 0.1% | $14.36 | $12.91 | — | CEF | 69346J106 |
| MU | MICRON TECHNOLOGY INC | 5,115 | $219K | 0.1% | $42.82 * | $44.22 | -5.5% | COM | 595112103 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 7,758 | $217K | 0.0% | $27.97 | $23.26 | +20.4% | ETF | 81369Y605 |
| — | CMS ENERGY CORP | 7,700 | $217K | 0.0% | $28.18 | $25.71 | — | PFD | 125896845 |
| — | SCE TRUST V | 8,478 | $207K | 0.0% | $24.42 | $23.88 | — | PFD | 78409W201 |
| GBTC | GRAYSCALE BITCOIN TRUST BTC | 18,793 | $199K | 0.0% | $10.59 * | $10.97 | -12.8% | Open-End Fund | 389637109 |
| — | CORNERSTONE ONDEMAND INC | 3,616 | $198K | 0.0% | $54.76 | $42.46 | — | COM | 21925Y103 |
| — | CASTLIGHT HEALTH INC-B | 137,625 | $194K | 0.0% | $1.41 | $3.07 | — | COM | 14862Q100 |
| KRE | SPDR S&P REGIONAL BANKING | 3,670 | $193K | 0.0% | $52.59 | $54.79 | -3.6% | ETF | 78464A698 |
| — | MORGAN STANLEY | 8,800 | $192K | 0.0% | $21.82 | $23.79 | — | PFD | 61747S504 |
| LYFT | LYFT INC-A | 4,605 | $188K | 0.0% | $40.83 | $54.63 | -25.2% | COM | 55087P104 |
| SLB | SCHLUMBERGER LTD | 5,432 | $185K | 0.0% | $34.06 * | $39.87 | -26.6% | COM | 806857108 |
| TGTX | TG THERAPEUTICS INC | 31,420 | $176K | 0.0% | $5.60 | $7.56 | -25.7% | COM | 88322Q108 |
| — | GAZPROM PJSC-SPON ADR | 25,200 | $175K | 0.0% | $6.94 | $8.73 | — | ADR | 368287207 |
| SONY | SONY CORP-SPONSORED ADR | 2,825 | $167K | 0.0% | $59.12 | $46.81 | +26.3% | ADR | 835699307 |
| VWO | VANGUARD FTSE EMERGING MARKE | 4,105 | $165K | 0.0% | $40.19 | $42.23 | -4.7% | ETF | 922042858 |
| IWF | ISHARES RUSSELL 1000 GROWTH | 1,029 | $164K | 0.0% | $159.38 * | $24.52 | +62.7% | ETF | 464287614 |
| EDIT | EDITAS MEDICINE INC | 7,035 | $159K | 0.0% | $22.60 | $27.21 | -16.4% | COM | 28106W103 |
| IVV | ISHARES CORE S&P 500 ETF | 533 | $159K | 0.0% | $298.31 | $232.10 | +28.6% | ETF | 464287200 |
| — | GMAC CAPITAL TRUST I | 6,000 | $157K | 0.0% | $26.17 | $26.00 | — | PFD | 361860208 |
| — | JPMORGAN CHASE & CO | 6,200 | $157K | 0.0% | $25.32 | $24.49 | — | PFD | 46637G124 |
| JPUS | JPMORGAN DIV RET US EQ ETF | 2,056 | $156K | 0.0% | $75.88 | $73.81 | +2.9% | ETF | 46641Q407 |
| IHE | ISHARES US PHARMACEUTICALS E | 1,109 | $155K | 0.0% | $139.77 * | $37.34 | +24.8% | ETF | 464288836 |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | 8,414 | $153K | 0.0% | $18.18 | $8.00 | +127.6% | COM | 462260100 |
| NOC | NORTHROP GRUMMAN CORP | 407 | $152K | 0.0% | $373.46 * | $245.15 | +37.9% | COM | 666807102 |
| NEAR | ISHARES SHORT MATURITY BOND | 3,000 | $151K | 0.0% | $50.33 | $50.02 | +0.6% | ETF | 46431W507 |
| BX | BLACKSTONE GROUP INC/THE-A | 3,100 | $151K | 0.0% | $48.71 * | $31.77 | +24.0% | COM | 09260D107 |
| — | INVESCO BULLETSHARES 2020 HI | 6,280 | $150K | 0.0% | $23.89 | $24.04 | — | ETF | 46138J601 |
| — | DOUBLELINE OPPORT CREDIT | 7,200 | $149K | 0.0% | $20.69 | $18.89 | — | CEF | 258623107 |
| VEA | VANGUARD FTSE DEVELOPED ETF | 3,560 | $146K | 0.0% | $41.01 | $39.59 | +3.8% | ETF | 921943858 |
| — | COLONY CAPITAL INC | 23,500 | $141K | 0.0% | $6.00 | $5.85 | — | REIT | 19626G108 |
| XLE | ENERGY SELECT SECTOR SPDR | 2,375 | $140K | 0.0% | $58.95 * | $34.66 | -14.6% | ETF | 81369Y506 |
| — | WELLS FARGO INCOME OPPORTUNI | 17,000 | $140K | 0.0% | $8.24 | $7.57 | — | CEF | 94987B105 |
| KHC | KRAFT HEINZ CO/THE | 5,000 | $139K | 0.0% | $27.80 * | $29.09 | -28.7% | COM | 500754106 |
| VIG | VANGUARD DIVIDEND APPREC ETF | 1,110 | $132K | 0.0% | $118.92 | $89.64 | +33.4% | ETF | 921908844 |
| DAL | DELTA AIR LINES INC | 2,285 | $131K | 0.0% | $57.33 * | $49.67 | +11.2% | COM | 247361702 |
| ITOEF | ITO EN LTD | 2,700 | $127K | 0.0% | $47.04 * | $36.32 | +19.5% | COM | J25027103 |
| — | DELAWARE ENHANCED GLOBAL DIV | 12,741 | $125K | 0.0% | $9.81 | $9.81 | — | CEF | 246060107 |
| TCEHY | TENCENT HOLDINGS LTD-UNS ADR | 2,906 | $120K | 0.0% | $41.29 | $38.77 | +7.4% | ADR | 88032Q109 |
| ORCL | ORACLE CORP | 2,102 | $115K | 0.0% | $54.71 * | $44.18 | +13.7% | COM | 68389X105 |
| — | CBOE GLOBAL MARKETS INC | 444 | $115K | 0.0% | $259.01 | — | — | Call | 12497K100 |
| DVY | ISHARES SELECT DIVIDEND ETF | 1,125 | $114K | 0.0% | $101.33 | $77.57 | +31.4% | ETF | 464287168 |
| PYPL | PAYPAL HOLDINGS INC | 1,100 | $113K | 0.0% | $102.73 | $87.42 | +18.2% | COM | 70450Y103 |
| — | ALLSTATE CORP | 4,500 | $112K | 0.0% | $24.89 | $25.48 | — | PFD | 020002879 |
| — | MARKER THERAPEUTICS INC | 22,000 | $112K | 0.0% | $5.09 | $5.31 | — | COM | 57055L107 |
| — | JPMORGAN CHASE & CO | 4,000 | $112K | 0.0% | $28.00 | $27.25 | — | PFD | 48128B648 |
| SCHV | SCHWAB US LARGE-CAP VALUE | 1,974 | $111K | 0.0% | $56.23 * | $16.64 | +13.6% | ETF | 808524409 |
| — | BLACKROCK CREDIT ALLOCATION | 8,150 | $111K | 0.0% | $13.62 | $12.45 | — | CEF | 092508100 |
| — | 2U INC | 6,800 | $110K | 0.0% | $16.18 | $16.18 | — | COM | 90214J101 |
| AVB | AVALONBAY COMMUNITIES INC | 515 | $110K | 0.0% | $213.59 * | $87.72 | +97.6% | REIT | 053484101 |
| BIDU | BAIDU INC - SPON ADR | 1,071 | $110K | 0.0% | $102.71 | $174.45 | -41.1% | ADR | 056752108 |
| UAL | UNITED AIRLINES HOLDINGS INC | 1,235 | $109K | 0.0% | $88.26 | $83.91 | +5.4% | COM | 910047109 |
| NXPI | NXP SEMICONDUCTORS NV | 1,000 | $109K | 0.0% | $109.00 * | $70.60 | +39.4% | COM | N6596X109 |
| — | FEDERAL REALTY INVS TRUST | 800 | $108K | 0.0% | $135.00 | $103.75 | — | REIT | 313747206 |
| — | JPMORGAN CHASE & CO | 4,250 | $108K | 0.0% | $25.41 | $25.92 | — | PFD | 48127R461 |
| — | EATON VANCE TAX MAN GLBL BR | 11,000 | $106K | 0.0% | $9.64 | $10.55 | — | CEF | 27829C105 |
| MOS | MOSAIC CO/THE | 5,188 | $106K | 0.0% | $20.43 * | $20.96 | -13.2% | COM | 61945C103 |
| SHOO | STEVEN MADDEN LTD | 2,950 | $105K | 0.0% | $35.59 * | $27.21 | +16.9% | COM | 556269108 |
| — | STERLING BANCORP/DE | 5,213 | $104K | 0.0% | $19.95 | $13.43 | — | COM | 85917A100 |
| ACN | ACCENTURE PLC-CL A | 540 | $103K | 0.0% | $190.74 * | $102.74 | +70.8% | COM | G1151C101 |
| — | INVESCO TRUST FOR INVESTMENT | 7,600 | $103K | 0.0% | $13.55 | $11.97 | — | CEF | 46131T101 |
| NLR | VANECK URANIUM NUCLR ENERGY | 2,031 | $101K | 0.0% | $49.73 | $48.10 | +3.6% | ETF | 92189F601 |
| ECL | ECOLAB INC | 500 | $99,000 | 0.0% | $198.00 * | $73.48 | +152.1% | COM | 278865100 |
| YEXT | YEXT INC | 6,175 | $98,000 | 0.0% | $15.87 | $17.64 | -9.9% | COM | 98585N106 |
| — | BARRICK GOLD CORP | 5,492 | $95,000 | 0.0% | $17.30 | $15.03 | — | COM | 067901108 |
| VV | VANGUARD LARGE-CAP ETF | 680 | $92,000 | 0.0% | $135.29 | $135.73 | +0.4% | ETF | 922908637 |
| EPI | WISDOMTREE INDIA EARNINGS | 3,800 | $90,000 | 0.0% | $23.68 | $23.32 | +2.3% | ETF | 97717W422 |
| YELP | YELP INC | 2,600 | $90,000 | 0.0% | $34.62 | $31.20 | +11.4% | COM | 985817105 |
| — | TWITTER INC | 2,165 | $89,000 | 0.0% | $41.11 | $22.41 | — | COM | 90184L102 |
| — | LIGHTHOUSE BANK SANTA CRUZ | 3,432 | $89,000 | 0.0% | $25.93 | $24.77 | — | COM | 53223T106 |
| — | INVESCO BULLETSHARES 2020 CO | 4,100 | $87,000 | 0.0% | $21.22 | $21.22 | — | ETF | 46138J502 |
| CGAU | CENTERRA GOLD INC | 10,200 | $86,000 | 0.0% | $8.43 * | $3.34 | +117.7% | COM | 152006102 |
| QCOM | QUALCOMM INC | 1,110 | $84,000 | 0.0% | $75.68 * | $45.66 | +45.1% | COM | 747525103 |
| KKR | KKR & CO INC -A | 3,100 | $83,000 | 0.0% | $26.77 * | $24.47 | +2.8% | COM | 48251W104 |
| CMI | CUMMINS INC | 500 | $81,000 | 0.0% | $162.00 * | $136.12 | +2.2% | COM | 231021106 |
| ADDYY | ADIDAS AG-SPONSORED ADR | 525 | $81,000 | 0.0% | $154.29 | $75.40 | +106.5% | ADR | 00687A107 |
| FNMA | FANNIE MAE | 21,500 | $81,000 | 0.0% | $3.77 | $2.24 | +69.9% | COM | 313586109 |
| — | GLAXOSMITHKLINE PLC-SPON ADR | 1,900 | $81,000 | 0.0% | $42.63 | $38.80 | — | ADR | 37733W105 |
| CRL | CHARLES RIVER LABORATORIES | 600 | $79,000 | 0.0% | $131.67 | $42.84 | +209.0% | COM | 159864107 |
| — | BGC PARTNERS INC-CL A | 14,505 | $79,000 | 0.0% | $5.45 | $7.10 | — | COM | 05541T101 |
| — | BLACKROCK MUNIYIELD NY QUALI | 6,000 | $78,000 | 0.0% | $13.00 | $11.50 | — | CEF | 09255E102 |
| YUM | YUM BRANDS INC | 657 | $74,000 | 0.0% | $112.63 * | $97.20 | +3.9% | COM | 988498101 |
| ROK | ROCKWELL AUTOMATION INC | 450 | $74,000 | 0.0% | $164.44 * | $67.20 | +119.5% | COM | 773903109 |
| PHO | INVESCO WATER RESOURCES ETF | 2,000 | $73,000 | 0.0% | $36.50 | $30.56 | +19.8% | ETF | 46137V142 |
| EMN | EASTMAN CHEMICAL CO | 1,000 | $73,000 | 0.0% | $73.00 * | $61.76 | -4.4% | COM | 277432100 |
| XHITX | INVESCO HI INC 2023 TRGT TRM | 7,000 | $72,000 | 0.0% | $10.29 | $10.29 | — | CEF | 46135X108 |
| — | REDFIN CORP | 4,200 | $70,000 | 0.0% | $16.67 | $19.33 | — | COM | 75737F108 |
| — | INVESCO VALUE MUNICIPAL INCO | 4,565 | $70,000 | 0.0% | $15.33 | $14.64 | — | CEF | 46132P108 |
| IYH | ISHARES U.S. HEALTHCARE ETF | 370 | $69,000 | 0.0% | $186.49 * | $20.12 | +87.9% | ETF | 464287762 |
| — | FANNIE MAE | 5,217 | $69,000 | 0.0% | $13.23 | $9.71 | — | PFD | 313586752 |
| — | NUVECTRA CORP | 50,140 | $68,000 | 0.0% | $1.36 | $5.71 | — | COM | 67075N108 |
| NKE | NIKE INC -CL B | 726 | $68,000 | 0.0% | $93.66 * | $60.25 | +43.4% | COM | 654106103 |
| V | VISA INC-CLASS A SHARES | 391 | $67,000 | 0.0% | $171.36 * | $117.79 | +39.7% | COM | 92826C839 |
| QQQ | INVESCO QQQ TRUST SERIES 1 | 350 | $66,000 | 0.0% | $188.57 | $180.81 | +4.4% | ETF | 46090E103 |
| — | EATON VANCE LTD DURATION FND | 5,175 | $64,000 | 0.0% | $12.37 | $13.43 | — | CEF | 27828H105 |
| DUK | DUKE ENERGY CORP | 677 | $64,000 | 0.0% | $94.53 * | $56.05 | +33.3% | COM | 26441C204 |
| — | ALLERGAN PLC | 375 | $63,000 | 0.0% | $168.00 | $209.65 | — | COM | G0177J108 |
| — | FIREEYE INC | 4,764 | $63,000 | 0.0% | $13.22 | $28.34 | — | COM | 31816Q101 |
| AVXL | ANAVEX LIFE SCIENCES CORP | 20,000 | $63,000 | 0.0% | $3.15 | $3.38 | -6.6% | COM | 032797300 |
| — | GENERAL ELECTRIC CO | 7,031 | $62,000 | 0.0% | $8.82 | $9.90 | — | COM | 369604103 |
| — | FIRST TR ENRGY INC & GRW | 2,776 | $62,000 | 0.0% | $22.33 | $26.51 | — | CEF | 33738G104 |
| MPC | MARATHON PETROLEUM CORP | 1,008 | $61,000 | 0.0% | $60.52 * | $34.23 | +46.0% | COM | 56585A102 |
| ARKG | ARK GENOMIC REVOLUTION ETF | 2,075 | $61,000 | 0.0% | $29.40 | $28.22 | +4.6% | ETF | 00214Q302 |
| NMRK | NEWMARK GROUP INC-CLASS A | 6,727 | $60,000 | 0.0% | $8.92 * | $7.96 | +5.8% | COM | 65158N102 |
| — | ACTIVISION BLIZZARD INC | 1,126 | $59,000 | 0.0% | $52.40 | $51.72 | — | COM | 00507V109 |
| LLY | ELI LILLY & CO | 530 | $59,000 | 0.0% | $111.32 * | $47.50 | +117.8% | COM | 532457108 |
| BRDCF | BRIDGESTONE CORP | 1,500 | $58,000 | 0.0% | $38.67 * | $33.70 | -7.7% | COM | J04578126 |
| — | XILINX INC | 615 | $58,000 | 0.0% | $94.31 | $79.67 | — | COM | 983919101 |
| IBM | INTL BUSINESS MACHINES CORP | 400 | $58,000 | 0.0% | $145.00 * | $102.09 | +4.0% | COM | 459200101 |
| BIIB | BIOGEN INC | 250 | $58,000 | 0.0% | $232.00 | $314.89 | -26.1% | COM | 09062X103 |
| — | NUVEEN NY QUAL MUNI INC FD | 4,000 | $57,000 | 0.0% | $14.25 | $12.44 | — | CEF | 67066X107 |
| — | SPDR S&P 500 ETF TR | 301 | $57,000 | 0.0% | $189.37 | — | — | Put | 78462F953 |
| A | AGILENT TECHNOLOGIES INC | 740 | $56,000 | 0.0% | $75.68 * | $39.23 | +87.2% | COM | 00846U101 |
| ADP | AUTOMATIC DATA PROCESSING | 350 | $56,000 | 0.0% | $160.00 * | $67.96 | +107.9% | COM | 053015103 |
| GS | GOLDMAN SACHS GROUP INC | 275 | $56,000 | 0.0% | $203.64 * | $170.49 | +4.8% | COM | 38141G104 |
| GME | GAMESTOP CORP-CLASS A | 10,000 | $55,000 | 0.0% | $5.50 * | $1.08 | +27.9% | COM | 36467W109 |
| MS | MORGAN STANLEY | 1,300 | $55,000 | 0.0% | $42.31 * | $34.89 | +0.5% | COM | 617446448 |
| HEDJ | WISDOMTREE EUROPE HEDGED EQU | 774 | $52,000 | 0.0% | $67.18 * | $31.49 | +6.9% | ETF | 97717X701 |
| — | WELLS FARGO & COMPANY | 2,000 | $52,000 | 0.0% | $26.00 | $26.00 | — | PFD | 949746556 |
| MSGS | MADISON SQUARE GARDEN CO- A | 200 | $52,000 | 0.0% | $260.00 * | $117.41 | +60.1% | COM | 55825T103 |
| TSLA | TESLA INC | 212 | $51,000 | 0.0% | $240.57 * | $20.92 | -23.2% | COM | 88160R101 |
| VRP | INVESCO VARIABLE RATE PREFER | 2,000 | $50,000 | 0.0% | $25.00 | $24.12 | +5.4% | ETF | 46138G870 |
| — | NORDSTROM INC | 1,500 | $50,000 | 0.0% | $33.33 | $37.11 | — | COM | 655664100 |
| NG | NOVAGOLD RESOURCES INC | 8,100 | $49,000 | 0.0% | $6.05 | $6.53 | -7.0% | COM | 66987E206 |
| OMEX | ODYSSEY MARINE EXPLORATION | 12,800 | $49,000 | 0.0% | $3.83 | $3.93 | -2.6% | COM | 676118201 |
| PJT | PJT PARTNERS INC - A | 1,200 | $48,000 | 0.0% | $40.00 * | $42.95 | -13.2% | COM | 69343T107 |
| — | FANNIE MAE | 2,180 | $48,000 | 0.0% | $22.02 | $5.50 | — | PFD | 313586828 |
| — | CELGENE CORP | 453 | $44,000 | 0.0% | $97.13 | $105.04 | — | COM | 151020104 |
| VYM | VANGUARD HIGH DVD YIELD ETF | 490 | $43,000 | 0.0% | $87.76 | $85.98 | +3.2% | ETF | 921946406 |
| — | AGNC INVESTMENT CORP | 1,700 | $43,000 | 0.0% | $25.29 | $25.29 | — | PFD | 00123Q302 |
| ABBV | ABBVIE INC | 573 | $43,000 | 0.0% | $75.04 * | $55.88 | +4.1% | COM | 00287Y109 |
| AXP | AMERICAN EXPRESS CO | 370 | $43,000 | 0.0% | $116.22 * | $84.54 | +28.5% | COM | 025816109 |
| FTCHQ | FARFETCH LTD-CLASS A | 5,000 | $43,000 | 0.0% | $8.60 | $14.34 | -39.7% | COM | 30744W107 |
| — | BLACKROCK MUNIYIELD PENNSYLV | 3,000 | $42,000 | 0.0% | $14.00 | $13.67 | — | CEF | 09255G107 |
| — | NUVEEN PA QUAL MUNI INC FD | 3,000 | $42,000 | 0.0% | $14.00 | $13.33 | — | CEF | 670972108 |
| — | REVANCE THERAPEUTICS INC | 3,250 | $42,000 | 0.0% | $12.92 | $17.89 | — | COM | 761330109 |
| — | WABCO HOLDINGS INC | 311 | $41,000 | 0.0% | $131.83 | $93.25 | — | COM | 92927K102 |
| MMM | 3M CO | 250 | $41,000 | 0.0% | $164.00 * | $100.81 | +8.4% | COM | 88579Y101 |
| BOTZ | GLOBAL X ROBOTICS & ARTIFICI | 2,000 | $40,000 | 0.0% | $20.00 | $25.15 | -20.4% | ETF | 37954Y715 |
| TAK | TAKEDA PHARMACEUTIC-SP ADR | 2,364 | $40,000 | 0.0% | $16.92 | $20.12 | -14.5% | ADR | 874060205 |
| SNAP | SNAP INC - A | 2,500 | $39,000 | 0.0% | $15.60 | $11.25 | +40.5% | COM | 83304A106 |
| FNDE | SCHWAB FUNDAMENTAL EM L/C | 1,458 | $39,000 | 0.0% | $26.75 * | $31.10 | -12.0% | ETF | 808524730 |
| — | INVESCO SENIOR INCOME TRUST | 9,300 | $39,000 | 0.0% | $4.19 | $4.45 | — | CEF | 46131H107 |
| AMGN | AMGEN INC | 200 | $38,000 | 0.0% | $190.00 * | $89.47 | +78.6% | COM | 031162100 |
| — | CEDAR FAIR LP | 665 | $38,000 | 0.0% | $57.14 | $47.93 | — | MLP | 150185106 |
| O | REALTY INCOME CORP | 500 | $38,000 | 0.0% | $76.00 * | $36.42 | +50.1% | REIT | 756109104 |
| — | FREDDIE MAC | 2,950 | $38,000 | 0.0% | $12.88 | $12.45 | — | PFD | 313400624 |
| ACWV | ISHARES EDGE MSCI MIN VOL GL | 395 | $37,000 | 0.0% | $93.67 | $87.35 | +8.5% | ETF | 464286525 |
| BK | BANK OF NEW YORK MELLON CORP | 826 | $37,000 | 0.0% | $44.79 * | $31.02 | +21.3% | COM | 064058100 |
| M | MACYS INC | 2,385 | $37,000 | 0.0% | $15.51 | $32.92 | -52.8% | COM | 55616P104 |
| CI | CIGNA CORP | 240 | $36,000 | 0.0% | $150.00 * | $190.77 | -27.2% | COM | 125523100 |
| TJX | TJX COMPANIES INC | 650 | $36,000 | 0.0% | $55.38 * | $39.95 | +28.6% | COM | 872540109 |
| NFLX | NETFLIX INC | 136 | $36,000 | 0.0% | $264.71 * | $15.10 | +77.2% | COM | 64110L106 |
| XLK | TECHNOLOGY SELECT SECT SPDR | 449 | $36,000 | 0.0% | $80.18 * | $19.49 | +106.6% | ETF | 81369Y803 |
| — | PIMCO DYNAMIC INCOME FUND | 1,085 | $35,000 | 0.0% | $32.26 | $29.95 | — | CEF | 72201Y101 |
| OXY | OCCIDENTAL PETROLEUM CORP | 773 | $34,000 | 0.0% | $43.98 * | $45.79 | -13.2% | COM | 674599105 |
| — | PRECISION BIOSCIENCES INC | 4,000 | $33,000 | 0.0% | $8.25 | $13.25 | — | COM | 74019P108 |
| HON | HONEYWELL INTERNATIONAL INC | 200 | $33,000 | 0.0% | $165.00 * | $86.03 | +62.8% | COM | 438516106 |
| CHCO | CITY HOLDING CO | 444 | $33,000 | 0.0% | $74.32 * | $44.49 | +41.3% | COM | 177835105 |
| KIM | KIMCO REALTY CORP | 1,575 | $32,000 | 0.0% | $20.32 * | $12.61 | +23.9% | REIT | 49446R109 |
| VFH | VANGUARD FINANCIALS ETF | 465 | $32,000 | 0.0% | $68.82 | $39.55 | +77.0% | ETF | 92204A405 |
| — | BLACKROCK MULTI-SECTOR INCOM | 1,905 | $32,000 | 0.0% | $16.80 | $15.99 | — | CEF | 09258A107 |
| TGT | TARGET CORP | 307 | $32,000 | 0.0% | $104.23 * | $53.07 | +70.9% | COM | 87612E106 |
| — | EAGLE GROWTH & INCOME OPPORT | 2,036 | $32,000 | 0.0% | $15.72 | $15.46 | — | CEF | 26958J105 |
| EOLS | EVOLUS INC | 2,000 | $31,000 | 0.0% | $15.50 | $19.82 | -21.2% | COM | 30052C107 |
| — | NEW YORK COMMUNITY BANCORP | 2,516 | $31,000 | 0.0% | $12.32 | $14.13 | — | COM | 649445103 |
| — | GW PHARMACEUTICALS -ADR | 275 | $31,000 | 0.0% | $112.73 | $125.29 | — | ADR | 36197T103 |
| — | SIRIUS XM HOLDINGS INC | 4,900 | $30,000 | 0.0% | $6.12 | $4.28 | — | COM | 82968B103 |
| SO | SOUTHERN CO/THE | 495 | $30,000 | 0.0% | $60.61 * | $33.20 | +46.1% | COM | 842587107 |
| — | ETFMG ALTERNATIVE HARVEST | 1,489 | $30,000 | 0.0% | $20.15 | $33.52 | — | ETF | 26924G508 |
| ABBNY | ABB LTD-SPON ADR | 1,500 | $29,000 | 0.0% | $19.33 * | $21.63 | -12.7% | ADR | 000375204 |
| AIG | AMERICAN INTERNATIONAL GROUP | 525 | $29,000 | 0.0% | $55.24 * | $35.88 | +32.0% | COM | 026874784 |
| VNO | VORNADO REALTY TRUST | 466 | $29,000 | 0.0% | $62.23 | $83.69 | — | REIT | 929042109 |
| — | VANECK OIL SERVICES | 2,400 | $28,000 | 0.0% | $11.67 | $19.13 | — | ETF | 92189F718 |
| SBUX | STARBUCKS CORP | 318 | $28,000 | 0.0% | $88.05 * | $44.22 | +74.2% | COM | 855244109 |
| YUMC | YUM CHINA HOLDINGS INC | 596 | $27,000 | 0.0% | $45.30 | $44.66 | +1.7% | COM | 98850P109 |
| CARS | CARS.COM INC | 3,000 | $26,000 | 0.0% | $8.67 * | $24.19 | -62.9% | COM | 14575E105 |
| EQ | EQUILLIUM INC | 7,072 | $26,000 | 0.0% | $3.68 * | $6.29 | -39.5% | COM | 29446K106 |
| NEM | NEWMONT GOLDCORP CORP | 706 | $26,000 | 0.0% | $36.83 * | $27.95 | +13.5% | COM | 651639106 |
| CUZ | COUSINS PROPERTIES INC | 709 | $26,000 | 0.0% | $36.67 | $36.67 | — | REIT | 222795502 |
| LULU | LULULEMON ATHLETICA INC | 140 | $26,000 | 0.0% | $185.71 * | $63.62 | +202.6% | COM | 550021109 |
| MTB | M & T BANK CORP | 159 | $25,000 | 0.0% | $157.23 * | $88.17 | +46.3% | COM | 55261F104 |
| — | SL GREEN REALTY CORP | 1,000 | $25,000 | 0.0% | $25.00 | $25.00 | — | PFD | 78440X507 |
| FNDB | SCHWAB FUNDAMENTAL BROAD MKT | 645 | $25,000 | 0.0% | $38.76 * | $10.60 | +23.0% | ETF | 808524789 |
| OKTA | OKTA INC | 250 | $24,000 | 0.0% | $96.00 * | $33.37 | +195.1% | COM | 679295105 |
| DGNOF | DIAGNOS INC | 300,000 | $24,000 | 0.0% | $0.08 * | $0.26 | -30.5% | COM | 252442306 |
| XENWX | EATON VANCE NEW YORK MUNICIP | 2,000 | $24,000 | 0.0% | $12.00 | $11.32 | — | CEF | 27827Y109 |
| — | SLACK TECHNOLOGIES INC- CL A | 1,000 | $23,000 | 0.0% | $23.00 | $37.00 | — | COM | 83088V102 |
| SA | SEABRIDGE GOLD INC | 1,750 | $22,000 | 0.0% | $12.57 * | $14.22 | 0.0% | COM | 811916105 |
| RSP | INVESCO S&P 500 EQUAL WEIGHT | 205 | $22,000 | 0.0% | $107.32 | $107.33 | +0.7% | ETF | 46137V357 |
| — | BLACKROCK RESOURCES & COMMOD | 3,000 | $22,000 | 0.0% | $7.33 | $8.67 | — | CEF | 09257A108 |
| XRX | XEROX HOLDINGS CORP | 750 | $22,000 | 0.0% | $29.33 | $31.33 | -4.5% | COM | 98421M106 |
| BOX | BOX INC - CLASS A | 1,383 | $22,000 | 0.0% | $15.91 * | $24.91 | -33.5% | COM | 10316T104 |
| ASHR | XTRACKERS HARVEST CSI 300 CH | 825 | $22,000 | 0.0% | $26.67 | $25.11 | +7.9% | ETF | 233051879 |
| — | ALLIANZGI EQUITY & CONVERTIB | 1,050 | $22,000 | 0.0% | $20.95 | $18.91 | — | CEF | 018829101 |
| NSRGY | NESTLE SA-SPONS ADR | 200 | $21,000 | 0.0% | $105.00 * | $71.63 | +51.3% | ADR | 641069406 |
| FCX | FREEPORT-MCMORAN INC | 2,201 | $21,000 | 0.0% | $9.54 * | $10.55 | -15.9% | COM | 35671D857 |
| MAIN | MAIN STREET CAPITAL CORP | 500 | $21,000 | 0.0% | $42.00 * | $33.13 | +30.4% | COM | 56035L104 |
| — | MAG SILVER CORP | 2,000 | $21,000 | 0.0% | $10.50 | $10.50 | — | COM | 55903Q104 |
| HRL | HORMEL FOODS CORP | 500 | $21,000 | 0.0% | $42.00 * | $27.67 | +33.0% | COM | 440452100 |
| CNP | CENTERPOINT ENERGY INC | 670 | $20,000 | 0.0% | $29.85 * | $15.27 | +66.2% | COM | 15189T107 |
| HP | HELMERICH & PAYNE | 500 | $20,000 | 0.0% | $40.00 | $53.37 | -24.9% | COM | 423452101 |
| VOD | VODAFONE GROUP PLC-SP ADR | 1,047 | $20,000 | 0.0% | $19.10 * | $31.61 | -37.0% | ADR | 92857W308 |
| — | NUVEEN CA AMT-FR MUNI INC FD | 1,375 | $20,000 | 0.0% | $14.55 | $13.71 | — | CEF | 670651108 |
| FOXA | FOX CORP - CLASS A | 633 | $19,000 | 0.0% | $30.02 * | $35.41 | -17.8% | COM | 35137L105 |
| DD | DUPONT DE NEMOURS INC | 267 | $19,000 | 0.0% | $71.16 * | $27.24 | -3.2% | COM | 26614N102 |
| — | LIBERTY MEDIA CORP-LIBERTY-A | 500 | $19,000 | 0.0% | $38.00 | $30.00 | — | Tracking Stk | 531229870 |
| — | MACQUARIE INFRASTRUCTURE COR | 500 | $19,000 | 0.0% | $38.00 | $45.73 | — | COM | 55608B105 |
| — | ANAPLAN INC | 400 | $18,000 | 0.0% | $45.00 | $45.00 | — | COM | 03272L108 |
| IP | INTERNATIONAL PAPER CO | 440 | $18,000 | 0.0% | $40.91 * | $26.29 | +13.8% | COM | 460146103 |
| PSX | PHILLIPS 66 | 180 | $18,000 | 0.0% | $100.00 * | $40.35 | +96.6% | COM | 718546104 |
| EXC | EXELON CORP | 381 | $18,000 | 0.0% | $47.24 * | $14.29 | +93.0% | COM | 30161N101 |
| XME | SPDR S&P METALS & MINING ETF | 695 | $17,000 | 0.0% | $24.46 * | $26.81 | -5.1% | ETF | 78464A755 |
| OTTR | OTTER TAIL CORP | 319 | $17,000 | 0.0% | $53.29 * | $19.62 | +129.9% | COM | 689648103 |
| MO | ALTRIA GROUP INC | 420 | $17,000 | 0.0% | $40.48 * | $31.57 | -21.0% | COM | 02209S103 |
| MRMD | MARIMED INC | 17,000 | $17,000 | 0.0% | $1.00 * | $2.32 | -38.3% | COM | 56782V107 |
| LDOS | LEIDOS HOLDINGS INC | 200 | $17,000 | 0.0% | $85.00 * | $54.15 | +45.9% | COM | 525327102 |
| CBRL | CRACKER BARREL OLD COUNTRY | 100 | $16,000 | 0.0% | $160.00 * | $79.09 | +61.7% | COM | 22410J106 |
| — | MALLINCKRODT PLC | 7,000 | $16,000 | 0.0% | $2.29 | $2.29 | — | COM | G5785G107 |
| VCSH | VANGUARD S/T CORP BOND ETF | 200 | $16,000 | 0.0% | $80.00 | $80.80 | +0.3% | ETF | 92206C409 |
| — | RENN FUND INC | 10,000 | $16,000 | 0.0% | $1.60 | $1.50 | — | CEF | 759720105 |
| DELL | DELL TECHNOLOGIES -C | 310 | $16,000 | 0.0% | $51.61 * | $24.29 | -0.8% | COM | 24703L202 |
| MDLZ | MONDELEZ INTERNATIONAL INC-A | 300 | $16,000 | 0.0% | $53.33 * | $44.10 | +7.6% | COM | 609207105 |
| ODFL | OLD DOMINION FREIGHT LINE | 100 | $16,000 | 0.0% | $160.00 * | $28.34 | +94.4% | COM | 679580100 |
| CHRW | C.H. ROBINSON WORLDWIDE INC | 200 | $16,000 | 0.0% | $80.00 * | $56.18 | +30.0% | COM | 12541W209 |
| BXMT | BLACKSTONE MORTGAGE TRU-CL A | 445 | $15,000 | 0.0% | $33.71 | $30.52 | — | REIT | 09257W100 |
| BKD | BROOKDALE SENIOR LIVING INC | 2,000 | $15,000 | 0.0% | $7.50 | $36.87 | -79.4% | COM | 112463104 |
| — | INVESTORS BANCORP INC | 1,350 | $15,000 | 0.0% | $11.11 | $10.98 | — | COM | 46146L101 |
| NVDA | NVIDIA CORP | 88 | $15,000 | 0.0% | $170.45 * | $4.43 | -2.3% | COM | 67066G104 |
| PFLT | PENNANTPARK FLOATING RATE CA | 1,350 | $15,000 | 0.0% | $11.11 * | $5.71 | +0.6% | COM | 70806A106 |
| — | JPMORGAN ALERIAN MLP INDEX | 675 | $15,000 | 0.0% | $22.22 | $37.19 | — | ETF | 46625H365 |
| — | TORTOISE ENERGY INFRASTRUCT | 740 | $15,000 | 0.0% | $20.27 | $28.89 | — | CEF | 89147L100 |
| PGR | PROGRESSIVE CORP | 200 | $15,000 | 0.0% | $75.00 * | $32.08 | +97.8% | COM | 743315103 |
| FNDA | SCHWAB FUNDAMENTAL SMALL CAP | 418 | $15,000 | 0.0% | $35.89 * | $17.38 | +8.7% | ETF | 808524763 |
| CQQQ | INVESCO CHINA TECHNOLOGY ETF | 330 | $15,000 | 0.0% | $45.45 | $44.56 | +2.7% | ETF | 46138E800 |
| LGFRY | LONGFOR GROUP HOLDINGS-ADR | 400 | $15,000 | 0.0% | $37.50 | $17.50 | — | ADR | 54303R101 |
| SCHX | SCHWAB US LARGE-CAP ETF | 200 | $14,000 | 0.0% | $70.00 * | $6.66 | +77.4% | ETF | 808524201 |
| LOW | LOWES COS INC | 130 | $14,000 | 0.0% | $107.69 * | $65.65 | +49.4% | COM | 548661107 |
| VTR | VENTAS INC | 200 | $14,000 | 0.0% | $70.00 * | $37.55 | +52.2% | REIT | 92276F100 |
| AMP | AMERIPRISE FINANCIAL INC | 100 | $14,000 | 0.0% | $140.00 * | $80.07 | +64.6% | COM | 03076C106 |
| CEF | SPROTT PHYSICAL GOLD AND SIL | 1,000 | $14,000 | 0.0% | $14.00 | $14.00 | — | CEF | 85208R101 |
| FMCC | FREDDIE MAC | 4,000 | $14,000 | 0.0% | $3.50 * | $2.36 | +16.3% | COM | 313400301 |
| BAH | BOOZ ALLEN HAMILTON HOLDINGS | 200 | $14,000 | 0.0% | $70.00 * | $28.75 | +120.0% | COM | 099502106 |
| — | INVITAE CORP | 750 | $14,000 | 0.0% | $18.67 | $24.00 | — | COM | 46185L103 |
| EWJ | ISHARES MSCI JAPAN ETF | 250 | $14,000 | 0.0% | $56.00 | $49.93 | +13.6% | ETF | 46434G822 |
| IJS | ISHARES S&P SMALL-CAP 600 VA | 90 | $13,000 | 0.0% | $144.44 * | $73.49 | +2.2% | ETF | 464287879 |
| GM | GENERAL MOTORS CO | 360 | $13,000 | 0.0% | $36.11 * | $24.51 | +44.2% | COM | 37045V100 |
| — | ZIONS BANCORP NA | 500 | $13,000 | 0.0% | $26.00 | $26.00 | — | PFD | 989701859 |
| LUV | SOUTHWEST AIRLINES CO | 250 | $13,000 | 0.0% | $52.00 * | $47.07 | +6.0% | COM | 844741108 |
| MET | METLIFE INC | 295 | $13,000 | 0.0% | $44.07 * | $37.68 | +1.4% | COM | 59156R108 |
| TPR | TAPESTRY INC | 500 | $13,000 | 0.0% | $26.00 * | $32.95 | -32.0% | COM | 876030107 |
| CCI | CROWN CASTLE INTL CORP | 100 | $13,000 | 0.0% | $130.00 * | $104.76 | +1.2% | REIT | 22822V101 |
| — | ARISTA NETWORKS INC | 55 | $13,000 | 0.0% | $236.36 | $175.56 | — | COM | 040413106 |
| XLV | HEALTH CARE SELECT SECTOR | 149 | $13,000 | 0.0% | $87.25 * | $72.25 | +24.7% | ETF | 81369Y209 |
| MFIC | APOLLO INVESTMENT CORP | 819 | $13,000 | 0.0% | $15.87 * | $6.30 | +18.3% | COM | 03761U502 |
| — | GOLDMAN SACHS INTERNATIO | 1,200 | $13,000 | 0.0% | $10.83 | $10.83 | — | DOMESTIC | 38148J507 |
| ARI | APOLLO COMMERCIAL REAL ESTAT | 642 | $12,000 | 0.0% | $18.69 | $25.38 | — | REIT | 03762U105 |
| — | MARATHON OIL CORP | 1,003 | $12,000 | 0.0% | $11.96 | $14.24 | — | COM | 565849106 |
| FULT | FULTON FINANCIAL CORP | 745 | $12,000 | 0.0% | $16.11 * | $11.76 | +5.4% | COM | 360271100 |
| IJK | ISHARES S&P MID-CAP 400 GROW | 55 | $12,000 | 0.0% | $218.18 * | $40.92 | +36.8% | ETF | 464287606 |
| IJJ | ISHARES S&P MID-CAP 400 VALU | 80 | $12,000 | 0.0% | $150.00 * | $78.71 | +1.6% | ETF | 464287705 |
| — | BLACKROCK ENHANCED GLOBAL DI | 1,234 | $12,000 | 0.0% | $9.72 | $11.35 | — | CEF | 092501105 |
| DOW | DOW INC | 267 | $12,000 | 0.0% | $44.94 * | $36.37 | -7.4% | COM | 260557103 |
| — | TORONTO DOMINION BK ONT | 100 | $11,000 | 0.0% | $110.00 | — | — | Call | 891160909 |
| QUAL | ISHARES EDGE MSCI USA QUALIT | 125 | $11,000 | 0.0% | $88.00 * | $91.98 | +0.5% | ETF | 46432F339 |
| FLO | FLOWERS FOODS INC | 500 | $11,000 | 0.0% | $22.00 * | $11.44 | +56.4% | COM | 343498101 |
| XYL | XYLEM INC | 140 | $11,000 | 0.0% | $78.57 * | $58.70 | +25.9% | COM | 98419M100 |
| PMT | PENNYMAC MORTGAGE INVESTMENT | 516 | $11,000 | 0.0% | $21.32 | $18.08 | — | REIT | 70931T103 |
| SFTBY | SOFTBANK GROUP CORP-UNSP ADR | 600 | $11,000 | 0.0% | $18.33 * | $20.13 | -2.8% | ADR | 83404D109 |
| — | TECHTARGET | 500 | $11,000 | 0.0% | $22.00 | $10.00 | — | COM | 87874R100 |
| — | ROYAL DUTCH SHELL-SPON ADR-B | 200 | $11,000 | 0.0% | $55.00 | $55.00 | — | ADR | 780259107 |
| COST | COSTCO WHOLESALE CORP | 40 | $11,000 | 0.0% | $275.00 * | $150.81 | +74.3% | COM | 22160K105 |
| — | GRUBHUB INC | 200 | $11,000 | 0.0% | $55.00 | $79.34 | — | COM | 400110102 |
| — | URSTADT BIDDLE - CLASS A | 500 | $11,000 | 0.0% | $22.00 | $24.00 | — | REIT | 917286205 |
| — | MANTECH INTERNATIONAL CORP-A | 150 | $10,000 | 0.0% | $66.67 | $60.00 | — | COM | 564563104 |
| KR | KROGER CO | 420 | $10,000 | 0.0% | $23.81 * | $23.29 | -3.1% | COM | 501044101 |
| KMI | KINDER MORGAN INC | 500 | $10,000 | 0.0% | $20.00 * | $11.20 | +26.7% | COM | 49456B101 |
| — | BGC PARTNERS INC | 1,000 | $10,000 | 0.0% | $10.00 | — | — | Call | 05541T901 |
| — | BITCOIN SERVICES INC | 500,000 | $10,000 | 0.0% | $0.02 | $0.05 | — | COM | 09173Y107 |
| NVO | NOVO-NORDISK A/S-SPONS ADR | 200 | $10,000 | 0.0% | $50.00 * | $36.25 | +42.6% | ADR | 670100205 |
| EGHT | 8X8 INC | 500 | $10,000 | 0.0% | $20.00 * | $19.94 | +3.9% | COM | 282914100 |
| NOK | NOKIA CORP-SPON ADR | 2,000 | $10,000 | 0.0% | $5.00 | $3.52 | +43.7% | ADR | 654902204 |
| ALLY | ALLY FINANCIAL INC | 303 | $10,000 | 0.0% | $33.00 * | $13.20 | +104.7% | COM | 02005N100 |
| — | OXFORD LANE CAPITAL CORP | 1,000 | $9,000 | 0.0% | $9.00 | $11.00 | — | CEF | 691543102 |
| FAST | FASTENAL CO | 280 | $9,000 | 0.0% | $32.14 * | $11.20 | +24.3% | COM | 311900104 |
| — | NUVEEN AMT-FR MUNI CREDIT FD | 577 | $9,000 | 0.0% | $15.60 | $15.60 | — | CEF | 67071L106 |
| JBGS | JBG SMITH PROPERTIES | 233 | $9,000 | 0.0% | $38.63 | $34.33 | — | REIT | 46590V100 |
| UBER | UBER TECHNOLOGIES INC | 310 | $9,000 | 0.0% | $29.03 * | $42.45 | -28.2% | COM | 90353T100 |
| PIPR | PIPER JAFFRAY COS | 131 | $9,000 | 0.0% | $68.70 * | $54.32 | +39.0% | COM | 724078100 |
| FCAKEX | FIRST TRUST 379-BUILD AMERIC | 10 | $9,000 | 0.0% | $900.00 | $900.00 | — | UIT | 33738B618 |
| BWAY | BRAINSWAY LTD-ADR | 1,000 | $9,000 | 0.0% | $9.00 | $10.41 | -12.5% | ADR | 10501L106 |
| — | BRF SA-ADR | 1,000 | $9,000 | 0.0% | $9.00 | $5.00 | — | ADR | 10552T107 |
| — | GLOBAL BLOOD THERAPEUTICS IN | 200 | $9,000 | 0.0% | $45.00 | $42.02 | — | COM | 37890U108 |
| BUD | ANHEUSER-BUSCH INBEV-SPN ADR | 100 | $9,000 | 0.0% | $90.00 * | $109.73 | -13.3% | ADR | 03524A108 |
| SBRA | SABRA HEALTH CARE REIT INC | 400 | $9,000 | 0.0% | $22.50 | $21.85 | — | REIT | 78573L106 |
| XLF | SELECT SECTOR SPDR TR | 500 | $9,000 | 0.0% | $18.00 * | $23.26 | +20.4% | Call | 81369Y605 |
| — | INVESCO HIGH INCOME TRUST II | 675 | $9,000 | 0.0% | $13.33 | $14.81 | — | CEF | 46131F101 |
| — | VEREIT INC | 1,000 | $9,000 | 0.0% | $9.00 | $7.67 | — | REIT | 92339V100 |
| CODI | COMPASS DIVERSIFIED HOLDINGS | 500 | $9,000 | 0.0% | $18.00 * | $10.17 | +37.1% | MLP | 20451Q104 |
| — | WADDELL & REED FINANCIAL-A | 500 | $8,000 | 0.0% | $16.00 | $24.00 | — | COM | 930059100 |
| SCHW | SCHWAB (CHARLES) CORP | 200 | $8,000 | 0.0% | $40.00 * | $34.74 | +10.3% | COM | 808513105 |
| ACGL | ARCH CAPITAL GROUP LTD | 200 | $8,000 | 0.0% | $40.00 | $37.49 | +6.5% | COM | G0450A105 |
| ADM | ARCHER-DANIELS-MIDLAND CO | 200 | $8,000 | 0.0% | $40.00 * | $25.95 | +32.1% | COM | 039483102 |
| — | COASTAL BANCORP INC | 200 | $8,000 | 0.0% | $40.00 | $60.00 | — | COM | 19041P105 |
| — | AVEO PHARMACEUTICALS INC | 10,000 | $8,000 | 0.0% | $0.80 | $2.52 | — | COM | 053588109 |
| ARCC | ARES CAPITAL CORP | 464 | $8,000 | 0.0% | $17.24 * | $7.44 | +38.5% | COM | 04010L103 |
| TMP | TOMPKINS FINANCIAL CORP | 100 | $8,000 | 0.0% | $80.00 * | $41.31 | +56.6% | COM | 890110109 |
| — | FORTRESS BIOTECH INC | 6,000 | $8,000 | 0.0% | $1.33 | $1.50 | — | COM | 34960Q109 |
| AMD | ADVANCED MICRO DEVICES | 277 | $8,000 | 0.0% | $28.88 | $15.88 | +82.6% | COM | 007903107 |
| ES | EVERSOURCE ENERGY | 100 | $8,000 | 0.0% | $80.00 * | $36.21 | +88.5% | COM | 30040W108 |
| RARE | ULTRAGENYX PHARMACEUTICAL IN | 200 | $8,000 | 0.0% | $40.00 * | $81.34 | -47.4% | COM | 90400D108 |
| — | CBS CORP-CLASS B NON VOTING | 200 | $8,000 | 0.0% | $40.00 | $50.00 | — | COM | 124857202 |
| — | CALAMOS STRAT TOT RETURN FD | 600 | $7,000 | 0.0% | $11.67 | $10.04 | — | CEF | 128125101 |
| PRGS | PROGRESS SOFTWARE CORP | 200 | $7,000 | 0.0% | $35.00 * | $39.71 | -4.1% | COM | 743312100 |
| — | TURQUOISE HILL RESOURCES LTD | 15,000 | $7,000 | 0.0% | $0.47 | $1.67 | — | COM | 900435108 |
| TRUP | TRUPANION INC | 300 | $7,000 | 0.0% | $23.33 * | $29.29 | -13.2% | COM | 898202106 |
| — | GLOBALSTAR INC | 18,000 | $7,000 | 0.0% | $0.39 | $1.28 | — | COM | 378973408 |
| — | CANOPY GROWTH CORP | 320 | $7,000 | 0.0% | $21.88 | $42.72 | — | COM | 138035100 |
| GOOD | GLADSTONE COMMERCIAL CORP | 300 | $7,000 | 0.0% | $23.33 | $23.33 | — | REIT | 376536108 |
| IJH | ISHARES CORE S&P MIDCAP ETF | 40 | $7,000 | 0.0% | $175.00 * | $28.57 | +35.3% | ETF | 464287507 |
| — | PERFICIENT INC | 200 | $7,000 | 0.0% | $35.00 | $25.00 | — | COM | 71375U101 |
| — | EATON VANCE ENHANCED EQ INCM | 500 | $7,000 | 0.0% | $14.00 | $12.00 | — | CEF | 278274105 |
| MAR | MARRIOTT INTERNATIONAL -CL A | 62 | $7,000 | 0.0% | $112.90 * | $126.71 | -6.1% | COM | 571903202 |
| LNG | CHENIERE ENERGY INC | 120 | $7,000 | 0.0% | $58.33 * | $52.26 | +20.7% | COM | 16411R208 |
| — | INVESCO CHINA REAL ESTATE ET | 300 | $7,000 | 0.0% | $23.33 | $26.67 | — | ETF | 46138E602 |
| — | LAZARD LTD-CL A | 200 | $7,000 | 0.0% | $35.00 | $45.00 | — | COM | G54050102 |
| CTVA | CORTEVA INC | 267 | $7,000 | 0.0% | $26.22 | $25.02 | +3.4% | COM | 22052L104 |
| SKY | SKYLINE CHAMPION CORP | 250 | $7,000 | 0.0% | $28.00 * | $14.91 | +101.8% | COM | 830830105 |
| — | HCP INC | 200 | $7,000 | 0.0% | $35.00 | $42.86 | — | REIT | 40414L109 |
| — | GREAT AJAX CORP | 500 | $7,000 | 0.0% | $14.00 | $14.00 | — | REIT | 38983D300 |
| — | AURORA CANNABIS INC | 1,572 | $6,000 | 0.0% | $3.82 | $9.39 | — | COM | 05156X108 |
| — | HANGER INC | 300 | $6,000 | 0.0% | $20.00 | $20.00 | — | COM | 41043F208 |
| — | SECOND SIGHT MEDICAL PRODUCT | 7,278 | $6,000 | 0.0% | $0.82 | $3.15 | — | COM | 81362J100 |
| — | UNITED STATES NATL GAS FUND | 300 | $6,000 | 0.0% | $20.00 | — | — | Call | 912318900 |
| CUBE | CUBESMART | 200 | $6,000 | 0.0% | $30.00 | $30.00 | — | REIT | 229663109 |
| AR | ANTERO RESOURCES CORP | 2,000 | $6,000 | 0.0% | $3.00 | $19.18 | -84.3% | COM | 03674X106 |
| IRM | IRON MOUNTAIN INC | 200 | $6,000 | 0.0% | $30.00 * | $22.54 | +4.6% | REIT | 46284V101 |
| — | PACIFIC GAS&ELEC | 225 | $6,000 | 0.0% | $26.67 | $26.67 | — | PFD | 694308206 |
| PSLV | SPROTT PHYSICAL SILVER TRUST | 1,000 | $6,000 | 0.0% | $6.00 | $6.00 | — | CEF | 85207K107 |
| MUB | ISHARES NATIONAL MUNI BOND E | 55 | $6,000 | 0.0% | $109.09 * | $114.09 | +0.0% | ETF | 464288414 |
| SSYS | STRATASYS LTD | 300 | $6,000 | 0.0% | $20.00 * | $41.95 | -49.2% | COM | M85548101 |
| MC | MOELIS & CO - CLASS A | 200 | $6,000 | 0.0% | $30.00 * | $16.40 | +30.1% | COM | 60786M105 |
| PSEC | PROSPECT CAPITAL CORP | 1,000 | $6,000 | 0.0% | $6.00 * | $2.11 | +42.9% | COM | 74348T102 |
| NVCR | NOVOCURE LTD | 80 | $5,000 | 0.0% | $62.50 * | $19.26 | +288.3% | COM | G6674U108 |
| GAL | SPDR SSGA GLOBAL ALLOCATION | 135 | $5,000 | 0.0% | $37.04 * | $37.65 | +2.5% | ETF | 78467V400 |
| FDX | FEDEX CORP | 35 | $5,000 | 0.0% | $142.86 * | $183.11 | -29.2% | COM | 31428X106 |
| NTDOY | NINTENDO CO LTD-UNSPONS ADR | 125 | $5,000 | 0.0% | $40.00 * | $51.58 | -9.6% | ADR | 654445303 |
| — | STEMLINE THERAPEUTICS INC | 500 | $5,000 | 0.0% | $10.00 | $8.00 | — | COM | 85858C107 |
| SPH | SUBURBAN PROPANE PARTNERS LP | 216 | $5,000 | 0.0% | $23.15 | $45.67 | — | MLP | 864482104 |
| — | PHYSICIANS REALTY TRUST | 300 | $5,000 | 0.0% | $16.67 | $20.00 | — | REIT | 71943U104 |
| BWXT | BWX TECHNOLOGIES INC | 100 | $5,000 | 0.0% | $50.00 * | $57.71 | -8.3% | COM | 05605H100 |
| BKR | BAKER HUGHES A GE CO | 240 | $5,000 | 0.0% | $20.83 * | $28.18 | -31.1% | COM | 05722G100 |
| LX | LEXINFINTECH HOLDINGS L-ADR | 500 | $5,000 | 0.0% | $10.00 | $11.48 | -12.6% | ADR | 528877103 |
| — | BG STAFFING INC | 300 | $5,000 | 0.0% | $16.67 | $16.67 | — | COM | 05544A109 |
| — | CHINA RAPID FINANCE LTD-ADR | 10,000 | $5,000 | 0.0% | $0.50 | $2.90 | — | ADR | 16953Q105 |
| HOLX | HOLOGIC INC | 100 | $5,000 | 0.0% | $50.00 | $25.81 | +95.6% | COM | 436440101 |
| — | VIACOM INC-CLASS A | 200 | $5,000 | 0.0% | $25.00 | $71.52 | — | COM | 92553P102 |
| VOO | VANGUARD S&P 500 ETF | 20 | $5,000 | 0.0% | $250.00 * | $226.49 | +20.4% | ETF | 922908363 |
| UA | UNDER ARMOUR INC-CLASS C | 300 | $5,000 | 0.0% | $16.67 * | $19.30 | -6.0% | COM | 904311206 |
| KW | KENNEDY-WILSON HOLDINGS INC | 200 | $4,000 | 0.0% | $20.00 * | $18.83 | +13.1% | COM | 489398107 |
| SCHE | SCHWAB EMERGING MARKETS EQUI | 189 | $4,000 | 0.0% | $21.16 * | $28.84 | -12.9% | ETF | 808524706 |
| VALPQ | VALARIS PLC | 1,000 | $4,000 | 0.0% | $4.00 | $4.00 | — | COM | G9402V109 |
| UE | URBAN EDGE PROPERTIES | 233 | $4,000 | 0.0% | $17.17 | $25.75 | — | REIT | 91704F104 |
| — | VIACOM INC-CLASS B | 200 | $4,000 | 0.0% | $20.00 | $34.66 | — | COM | 92553P201 |
| CXW | CORECIVIC INC | 250 | $4,000 | 0.0% | $16.00 | $16.10 | +0.7% | REIT | 21871N101 |
| — | CTRIP.COM INTERNATIONAL-ADR | 150 | $4,000 | 0.0% | $26.67 | $53.33 | — | ADR | 22943F100 |
| SACH | SACHEM CAPITAL CORP | 1,000 | $4,000 | 0.0% | $4.00 | $5.00 | — | REIT | 78590A109 |
| VO | VANGUARD MID-CAP ETF | 26 | $4,000 | 0.0% | $153.85 * | $38.46 | +8.9% | ETF | 922908629 |
| VLO | VALERO ENERGY CORP | 50 | $4,000 | 0.0% | $80.00 * | $32.63 | +102.7% | COM | 91913Y100 |
| KEYS | KEYSIGHT TECHNOLOGIES IN | 50 | $4,000 | 0.0% | $80.00 * | $32.07 | +203.2% | COM | 49338L103 |
| GNK | GENCO SHIPPING & TRADING LTD | 500 | $4,000 | 0.0% | $8.00 * | $17.01 | -45.9% | COM | Y2685T131 |
| WB | WEIBO CORP-SPON ADR | 100 | $4,000 | 0.0% | $40.00 * | $56.07 | -20.2% | ADR | 948596101 |
| — | BLACKROCK CAPITAL INVESTMENT | 800 | $4,000 | 0.0% | $5.00 | $7.50 | — | COM | 092533108 |
| NMFC | NEW MOUNTAIN FINANCE CORP | 300 | $4,000 | 0.0% | $13.33 * | $4.23 | +62.4% | COM | 647551100 |
| — | PIMCO STRATEGIC INCOME FUND | 500 | $4,000 | 0.0% | $8.00 | $9.20 | — | CEF | 72200X104 |
| — | FREDDIE MAC | 200 | $4,000 | 0.0% | $20.00 | $10.00 | — | PFD | 313400848 |
| ITT | ITT INC | 50 | $3,000 | 0.0% | $60.00 | $60.32 | +1.4% | COM | 45073V108 |
| EQNR | EQUINOR ASA-SPON ADR | 200 | $3,000 | 0.0% | $15.00 * | $26.00 | -27.1% | ADR | 29446M102 |
| DBX | DROPBOX INC-CLASS A | 165 | $3,000 | 0.0% | $18.18 * | $30.21 | -33.2% | COM | 26210C104 |
| WILC | G. WILLI-FOOD INTERNATIONAL | 350 | $3,000 | 0.0% | $8.57 * | $6.38 | +62.5% | COM | M52523103 |
| BB | BLACKBERRY LTD | 750 | $3,000 | 0.0% | $4.00 * | $9.00 | -41.6% | COM | 09228F103 |
| — | PACIFIC GAS&ELEC | 137 | $3,000 | 0.0% | $21.90 | $29.20 | — | PFD | 694308305 |
| GLPI | GAMING AND LEISURE PROPERTIE | 100 | $3,000 | 0.0% | $30.00 | $40.00 | — | REIT | 36467J108 |
| — | STARS GROUP INC/THE | 250 | $3,000 | 0.0% | $12.00 | $24.00 | — | COM | 85570W100 |
| TOKE | CAMBRIA CANNABIS ETF | 200 | $3,000 | 0.0% | $15.00 | $15.00 | — | ETF | 132061821 |
| CWH | CAMPING WORLD HOLDINGS INC-A | 400 | $3,000 | 0.0% | $7.50 * | $11.79 | -45.9% | COM | 13462K109 |
| — | DUNKIN BRANDS GROUP INC | 50 | $3,000 | 0.0% | $60.00 | $43.46 | — | COM | 265504100 |
| — | UNITED STATES STEEL CORP | 300 | $3,000 | 0.0% | $10.00 | $34.66 | — | COM | 912909108 |
| VISN | COMMSCOPE HOLDING CO INC | 300 | $3,000 | 0.0% | $10.00 * | $38.52 | -69.5% | COM | 20337X109 |
| CHD | CHURCH & DWIGHT CO INC | 50 | $3,000 | 0.0% | $60.00 * | $43.96 | +58.9% | COM | 171340102 |
| — | ANAVEX LIFE SCIENCES CORP | 980 | $2,000 | 0.0% | $2.04 | — | — | Call | 032797900 |
| — | RESONANT INC | 1,000 | $2,000 | 0.0% | $2.00 | $2.00 | — | COM | 76118L102 |
| — | DARE BIOSCIENCE INC | 3,000 | $2,000 | 0.0% | $0.67 | $1.00 | — | COM | 23666P101 |
| — | CISION LTD | 300 | $2,000 | 0.0% | $6.67 | $16.67 | — | COM | G1992S109 |
| IESC | IES HOLDINGS INC | 120 | $2,000 | 0.0% | $16.67 * | $18.11 | +13.7% | COM | 44951W106 |
| OSS | ONE STOP SYSTEMS INC | 1,000 | $2,000 | 0.0% | $2.00 * | $2.09 | +40.6% | COM | 68247W109 |
| — | BLOCK H & R INC | 500 | $2,000 | 0.0% | $4.00 | — | — | Put | 093671955 |
| — | ACREAGE HOLDINGS INC-SUB | 400 | $2,000 | 0.0% | $5.00 | $20.00 | — | COM | 00489Y402 |
| NRG | NRG ENERGY INC | 64 | $2,000 | 0.0% | $31.25 * | $20.46 | +61.3% | COM | 629377508 |
| — | CABCO TRUST FOR JCP | 400 | $2,000 | 0.0% | $5.00 | $17.50 | — | PFD | 126797208 |
| CAT | CATERPILLAR INC | 18 | $2,000 | 0.0% | $111.11 | $117.66 | -6.0% | COM | 149123101 |
| — | DIREXION DLY JR GOLD BULL 3X | 50 | $2,000 | 0.0% | $40.00 | $40.00 | — | ETF | 25460E166 |
| PBT | PERMIAN BASIN ROYALTY TRUST | 500 | $2,000 | 0.0% | $4.00 | $8.00 | — | Royalty Trst | 714236106 |
| PM | PHILIP MORRIS INTERNATIONAL | 30 | $2,000 | 0.0% | $66.67 * | $57.48 | -4.0% | COM | 718172109 |
| — | THERAPEUTICSMD INC | 800 | $2,000 | 0.0% | $2.50 | $5.97 | — | COM | 88338N107 |
| — | PROPHECY DEVELOPMENT CORP | 10,000 | $2,000 | 0.0% | $0.20 | $0.20 | — | COM | 74347D207 |
| SDCCQ | SMILEDIRECTCLUB INC | 215 | $2,000 | 0.0% | $9.30 * | $16.68 | 0.0% | COM | 83192H106 |
| — | SOUTHERN CAL ED | 125 | $2,000 | 0.0% | $16.00 | $24.00 | — | PFD | 842400202 |
| — | SOUTHERN CAL ED | 125 | $2,000 | 0.0% | $16.00 | $24.00 | — | PFD | 842400301 |
| EEM | ISHARES MSCI EMERGING MARKET | 70 | $2,000 | 0.0% | $28.57 * | $46.09 | -11.3% | ETF | 464287234 |
| TMO | THERMO FISHER SCIENTIFIC INC | 7 | $2,000 | 0.0% | $285.71 | $206.45 | +38.8% | COM | 883556102 |
| — | SUPREME CANNABIS CO INC/THE | 2,500 | $2,000 | 0.0% | $0.80 | $1.20 | — | COM | 86860J106 |
| — | T2 BIOSYSTEMS INC | 1,000 | $2,000 | 0.0% | $2.00 | $6.00 | — | COM | 89853L104 |
| TRGP | TARGA RESOURCES CORP | 62 | $2,000 | 0.0% | $32.26 * | $15.07 | +125.7% | COM | 87612G101 |
| TMQ | TRILOGY METALS INC | 16 | $1,000 | 0.0% | $62.50 * | $0.51 | +224.5% | COM | 89621C105 |
| GTX | GARRETT MOTION INC | 20 | $1,000 | 0.0% | $50.00 * | $13.59 | -26.7% | COM | 366505105 |
| — | TERRA TECH CORP | 667 | $1,000 | 0.0% | $1.50 | $3.00 | — | COM | 88102J209 |
| PATK | PATRICK INDUSTRIES INC | 39 | $1,000 | 0.0% | $25.64 | $25.18 | +0.7% | COM | 703343103 |
| TDC | TERADATA CORP | 8 | $1,000 | 0.0% | $125.00 * | $26.54 | +16.8% | COM | 88076W103 |
| — | ALTABA INC | 4 | $1,000 | 0.0% | $250.00 | $250.00 | — | CEF | 021346101 |
| — | SPDR OIL & GAS EQUIP & SERV | 50 | $1,000 | 0.0% | $20.00 | $20.00 | — | ETF | 78464A748 |
| SPYG | SPDR PORTFOLIO S&P 500 GROWT | 12 | $1,000 | 0.0% | $83.33 * | $37.14 | +4.7% | ETF | 78464A409 |
| F | FORD MOTOR CO | 165 | $1,000 | 0.0% | $6.06 * | $7.27 | -7.5% | COM | 345370860 |
| VYX | NCR CORPORATION | 8 | $1,000 | 0.0% | $125.00 * | $18.10 | +7.0% | COM | 62886E108 |
| — | ETF MANAGERS TR | 3 | $1,000 | 0.0% | $333.33 | — | — | Call | 26924G908 |
| — | WHITING PETROLEUM CORP | 15 | $1,000 | 0.0% | $66.67 | $66.67 | — | COM | 966387409 |
| THO | THOR INDUSTRIES INC | 20 | $1,000 | 0.0% | $50.00 | $84.60 | -41.4% | COM | 885160101 |
| NIO | NIO INC - ADR | 50 | $1,000 | 0.0% | $20.00 * | $7.09 | -78.0% | ADR | 62914V106 |
| — | MOTORS LIQUIDATION CO GUC TR | 40 | $1,000 | 0.0% | $25.00 | $25.00 | — | Unit | 62010U101 |
| NVAX | NOVAVAX INC | 285 | $1,000 | 0.0% | $3.51 * | $7.87 | -36.2% | COM | 670002401 |
| — | CANNABIS SCIENCE INC | 15,000 | $1,000 | 0.0% | $0.07 | $0.07 | — | COM | 137648101 |
| — | FRONTIER COMMUNICATIONS CORP | 13 | $1,000 | 0.0% | $76.92 | $4.93 | — | COM | 35906A306 |
| EWY | ISHARES MSCI SOUTH KOREA ETF | 35 | $1,000 | 0.0% | $28.57 * | $58.44 | -3.6% | ETF | 464286772 |
| EA | ELECTRONIC ARTS INC | 16 | $1,000 | 0.0% | $62.50 * | $91.55 | +3.9% | COM | 285512109 |
| — | ECHO THERAPEUTICS INC | 100 | $1,000 | 0.0% | $10.00 | $10.00 | — | COM | 27876L206 |
| — | IQIYI INC | 200 | $1,000 | 0.0% | $5.00 | — | — | Call | 46267X908 |
| SPOWF | STRATA POWER CORP | 1,340 | $1,000 | 0.0% | $0.75 * | $0.12 | -87.9% | COM | 86270C204 |
| OCGN | OCUGEN INC | 33 | $1,000 | 0.0% | $30.30 * | $12.41 | -77.0% | COM | 67577C105 |
| — | BP PRUDHOE BAY ROYALTY TRUST | 200 | $1,000 | 0.0% | $5.00 | $20.00 | — | Royalty Trst | 055630107 |
| — | SUGARMADE INC | 100,000 | $1,000 | 0.0% | $0.01 | $0.10 | — | COM | 865040109 |
| — | TEEKAY CORP | 62 | $1,000 | 0.0% | $16.13 | $60.66 | — | COM | Y8564W103 |
| — | ZYNGA INC - CL A | 214 | $1,000 | 0.0% | $4.67 | $2.47 | — | COM | 98986T108 |
| — | OCWEN FINANCIAL CORP | 1,000 | $1,000 | 0.0% | $1.00 | $8.77 | — | COM | 675746309 |
| — | BLOCK H & R INC | 1,000 | $1,000 | 0.0% | $1.00 | — | — | Call | 093671905 |
| — | JEFFERIES FINL GROUP INC | 500 | $1,000 | 0.0% | $2.00 | — | — | Call | 47233W909 |
| UAA | UNDER ARMOUR INC-CLASS A | 23 | $1,000 | 0.0% | $43.48 * | $20.33 | -1.9% | COM | 904311107 |
| — | AMAZON COM INC | 28 | $1,000 | 0.0% | $35.71 | — | — | Call | 023135906 |
| TEVA | TEVA PHARMACEUTICAL-SP ADR | 250 | $1,000 | 0.0% | $4.00 * | $44.82 | -84.6% | ADR | 881624209 |
| — | SECOND SIGHT MEDICAL-CW22 | 1,278 | $1,000 | 0.0% | $0.78 | $0.78 | — | Equity WRT | 81362J118 |
| WAB | WABTEC CORP | 2 | $1,000 | 0.0% | $500.00 * | $88.89 | -22.1% | COM | 929740108 |
| VMC | VULCAN MATERIALS CO | 3 | $1,000 | 0.0% | $333.33 * | $101.79 | +40.8% | COM | 929160109 |
| — | QUALSTAR CORP | 75 | $1,000 | 0.0% | $13.33 | $6.67 | — | COM | 74758R208 |
| COHU | COHU INC | 105 | $1,000 | 0.0% | $9.52 * | $18.68 | -28.1% | COM | 192576106 |
| REZI | RESIDEO TECHNOLOGIES INC | 33 | $1,000 | 0.0% | $30.30 * | $21.34 | -32.8% | COM | 76118Y104 |
| — | AXOVANT GENE THERAPIES LTD | 28 | $1,000 | 0.0% | $35.71 | $6.75 | — | COM | G0750W104 |
| RIOT | RIOT BLOCKCHAIN INC | 100 | $1,000 | 0.0% | $10.00 * | $14.03 | -87.3% | COM | 767292105 |
| HCA | HCA HEALTHCARE INC | 10 | $1,000 | 0.0% | $100.00 * | $122.45 | -6.6% | COM | 40412C101 |
| HMNY | HELIOS AND MATHESON ANALYTIC | 25,000 | $1,000 | 0.0% | $0.04 | $10.00 | -100.0% | COM | 42327L309 |
| SLNM | SALON MEDIA GROUP INC | 65,714 | $1,000 | 0.0% | $0.02 | $0.07 | -66.6% | COM | 79550B202 |
| VTWG | VANGUARD RUSSELL 2000 GROWTH | 8 | $1,000 | 0.0% | $125.00 * | $143.72 | -2.5% | ETF | 92206C623 |
| — | SANOFI CVR | 34 | $1,000 | 0.0% | $29.41 | $29.41 | — | Right | 80105N113 |
| CX | CEMEX SAB-SPONS ADR PART CER | 336 | $1,000 | 0.0% | $2.98 * | $8.61 | -54.5% | ADR | 151290889 |
| AMLM | AMERICAN LITHIUM MINERALS IN | 500 | $1,000 | 0.0% | $2.00 * | $0.04 | -67.7% | COM | 027263102 |
| — | UNIVERSAL FOREST PRODUCTS | 39 | $1,000 | 0.0% | $25.64 | $25.64 | — | COM | 913543104 |
| AQST | AQUESTIVE THERAPEUTICS INC | 100 | $1,000 | 0.0% | $10.00 * | $7.01 | -54.6% | COM | 03843E104 |
| — | BEYOND MEAT INC | 2 | $1,000 | 0.0% | $500.00 | — | — | Put | 08862E959 |
| — | WEATHERFORD INTERNATIONAL PL | 100 | $1,000 | 0.0% | $10.00 | $6.34 | — | COM | G48833100 |
| — | BELLATRIX EXPLORATION LTD | 116 | $1,000 | 0.0% | $8.62 | $8.62 | — | COM | 078314705 |
| — | AQUABOUNTY TECHNOLOGIES | 1 | $1,000 | 0.0% | $1000.00 | $1000.00 | — | COM | 03842K200 |
| — | CORBUS PHARMACEUTICALS HOLDI | 150 | $0 | 0.0% | $0.00 | $6.67 | — | COM | 21833P103 |
| KBWB | INVESCO KBW BANK ETF | 14 | $0 | 0.0% | $0.00 | $55.57 | -7.3% | ETF | 46138E628 |
| FNDF | SCHWAB FUNDAMENTAL INTL L/C | 26 | $0 | 0.0% | $0.00 | $30.22 | -8.8% | ETF | 808524755 |
| CRSP | CRISPR THERAPEUTICS AG | 20 | $0 | 0.0% | $0.00 | $47.78 | -14.2% | COM | H17182108 |
| — | MARKER THERAPEUTICS INC | 15 | $0 | 0.0% | $0.00 | — | — | Call | 57055L907 |
| VKTX | VIKING THERAPEUTICS INC | 100 | $0 | 0.0% | $0.00 | $8.54 | -19.4% | COM | 92686J106 |
| — | CYMABAY THERAPEUTICS INC | 100 | $0 | 0.0% | $0.00 | $10.00 | — | COM | 23257D103 |
| TRV | TRAVELERS COS INC/THE | 4 | $0 | 0.0% | $0.00 | $63.44 | +105.1% | COM | 89417E109 |
| AA | ALCOA CORP | 36 | $0 | 0.0% | $0.00 | $43.68 | -56.1% | COM | 013872106 |
| — | BLACKROCK ENHANCED EQTY DVD | 61 | $0 | 0.0% | $0.00 | $16.67 | — | CEF | 09251A104 |
| — | CallON PETROLEUM CO | 225 | $0 | 0.0% | $0.00 | — | — | COM | 13123X102 |
| VAC | MARRIOTT VACATIONS WORLD | 5 | $0 | 0.0% | $0.00 | $98.36 | +5.3% | COM | 57164Y107 |
| — | TARONIS TECHNOLOGIES INC | 400 | $0 | 0.0% | $0.00 | — | — | COM | 876214206 |