Empirical Asset Management, LLC Diversified Active

CIK: 0001926596 · Show all filings

Period: Q3 2022 (← Previous) (Next →)

Filing Date: Oct 19, 2022

Total Value ($000): $91,694 (100.0% shares, 0.0% debt)

Holdings (146)

SGOL ABRDN PHYSICAL GOLD SHARES ETF 4.2%
Value ($000) $3,884 Shares 243,963 Est. Cost $17.71 Unrealized
SHY ISHARES 1-3 YR TREASURY BOND ETF 4.1%
Value ($000) $3,792 Shares 46,697 Est. Cost $85.15 Unrealized
HYZD WISDOMTREE INTEREST RATE HEDGED HIGH YIELD BOND FUND 2.7%
Value ($000) $2,464 Shares 122,446 Est. Cost $22.09 Unrealized
WTMF WISDOMTREE MANAGED FUTURES STRATEGY FUND 2.2%
Value ($000) $2,033 Shares 59,048 Est. Cost $35.42 Unrealized
SCHR SCHWAB INTERMEDIATE-TERM US TREASURY ETF 2.0%
Value ($000) $1,815 Shares 36,938 Est. Cost $55.40 Unrealized
XLU UTILITIES SELECT SECTOR SPDR FUND 1.8%
Value ($000) $1,651 Shares 25,202 Est. Cost $74.45 Unrealized
DBEM DBX ETF TR MSCI EMERGING MKTS CURRENCY HEDGED EQUITY FD 1.7%
Value ($000) $1,563 Shares 75,940 Est. Cost $25.93 Unrealized
TDTT FLEXSHARES TR IBOXX 3 YR TARGET DURATION TIPS INDEX FD 1.6%
Value ($000) $1,484 Shares 63,473 Est. Cost $26.23 Unrealized
TIPZ PIMCO BROAD US TIPS INDEX ETF 1.6%
Value ($000) $1,475 Shares 27,721 Est. Cost $65.57 Unrealized
TPL TEXAS PACIFIC LAND CORPORATION COM 1.6%
Value ($000) $1,448 Shares 815 Est. Cost $132.05 Unrealized +40.6%
GILD GILEAD SCIENCES INC 1.5%
Value ($000) $1,406 Shares 22,796 Est. Cost $55.37 Unrealized +0.7%
ADP AUTOMATIC DATA PROCESSING INC COM 1.4%
Value ($000) $1,324 Shares 5,854 Est. Cost $203.72 Unrealized +7.5%
HD HOME DEPOT 1.4%
Value ($000) $1,302 Shares 4,718 Est. Cost $296.63 Unrealized -8.8%
SPY SPDR S&P 500 ETF TRUST 1.4%
Value ($000) $1,287 Shares 3,604 Est. Cost $473.80 Unrealized
QAI IQ HEDGE MULTI-STRATEGY TRACKER ETF 1.3%
Value ($000) $1,225 Shares 44,154 Est. Cost $31.03 Unrealized
CSCO CISCO SYS INC 1.3%
Value ($000) $1,212 Shares 30,308 Est. Cost $43.72 Unrealized -8.4%
MSFT MICROSOFT 1.3%
Value ($000) $1,205 Shares 5,174 Est. Cost $308.41 Unrealized -16.7%
CZA INVESCO ZACKS MID-CAP ETF 1.3%
Value ($000) $1,188 Shares 14,861 Est. Cost $96.00 Unrealized
BTAL AGFIQ US MARKET NEUTRAL ANTI-BETA FUND 1.2%
Value ($000) $1,089 Shares 53,550 Est. Cost $18.56 Unrealized
LGLV SPDR SSGA US LARGE CAP LOW VOLATILITY INDEX ETF 1.1%
Value ($000) $1,019 Shares 8,261 Est. Cost $149.92 Unrealized
LOW LOWES COS INC COM 1.1%
Value ($000) $998 Shares 5,312 Est. Cost $203.72 Unrealized -10.5%
FDLO FIDELITY LOW VOLATILITY FACTOR ETF 1.1%
Value ($000) $990 Shares 23,566 Est. Cost $51.90 Unrealized
GSLC GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF 1.0%
Value ($000) $932 Shares 13,119 Est. Cost $94.52 Unrealized
RODM HARTFORD MULTIFACTOR DEVELOPED MARKETS (EX-US) ETF 1.0%
Value ($000) $926 Shares 42,573 Est. Cost $26.49 Unrealized
OUSM ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF 1.0%
Value ($000) $915 Shares 30,511 Est. Cost $31.60 Unrealized
AAPL APPLE INC 1.0%
Value ($000) $882 Shares 6,383 Est. Cost $159.10 Unrealized -3.0%
BWX SPDR BARCLAYS CAPITAL INTL TREASURY BOND ETF 0.9%
Value ($000) $867 Shares 41,607 Est. Cost $27.04 Unrealized
BIIB BIOGEN IDEC INC 0.9%
Value ($000) $850 Shares 3,185 Est. Cost $212.38 Unrealized 0.0%
AGOX ADAPTIVE ALPHA OPPORTUNITIES ETF 0.9%
Value ($000) $843 Shares 43,954 Est. Cost $23.87 Unrealized
QEFA SPDR MSCI EAFE STRATEGICFACTORS ETF 0.9%
Value ($000) $842 Shares 15,101 Est. Cost $76.13 Unrealized
XLRE REAL ESTATE SELECT SECTOR SPDR FUND 0.9%
Value ($000) $829 Shares 23,011 Est. Cost $50.88 Unrealized
HYHG PROSHARES HIGH YIELD-INTEREST RATE HEDGED ETF 0.9%
Value ($000) $794 Shares 13,752 Est. Cost $57.04 Unrealized
JHMM JOHN HANCOCK MULTIFACTOR MID CAP ETF 0.8%
Value ($000) $779 Shares 18,285 Est. Cost $55.27 Unrealized
GLD SPDR GOLD ETF 0.8%
Value ($000) $766 Shares 4,952 Est. Cost $171.05 Unrealized
IMCB ISHARES MORNINGSTAR MID-CAP ETF 0.8%
Value ($000) $765 Shares 14,205 Est. Cost $70.39 Unrealized
WY WEYERHAEUSER CO 0.8%
Value ($000) $758 Shares 26,544 Est. Cost $31.00 Unrealized -2.9%
NIELSEN HLDGS PLC SHS EUR 0.8%
Value ($000) $740 Shares 26,703 Est. Cost $27.71 Unrealized
SLV ISHARES SILVER TRUST 0.8%
Value ($000) $711 Shares 40,644 Est. Cost $18.30 Unrealized
REGN REGENERON PHARMACEUTICALS INC 0.8%
Value ($000) $711 Shares 1,032 Est. Cost $639.51 Unrealized -2.1%
IQ GLOBAL RESOURCES ETF 0.8%
Value ($000) $693 Shares 24,132 Est. Cost $30.99 Unrealized
NDAQ NASDAQ INC COM 0.7%
Value ($000) $683 Shares 12,048 Est. Cost $55.84 Unrealized +0.4%
DBEF DBX ETF TR MSCI EAFECURRENCY HEDGED EQUITY FD 0.7%
Value ($000) $674 Shares 20,140 Est. Cost $36.67 Unrealized
WIP SPDR INTERNATIONAL GOVERNMENT TIPS ETF 0.7%
Value ($000) $668 Shares 16,704 Est. Cost $53.84 Unrealized
MFDX PIMCO RAFI DYNAMIC MULTI-FACTOR INTERNATIONAL EQUITY ETF 0.7%
Value ($000) $667 Shares 29,946 Est. Cost $24.09 Unrealized
SMMV ISHARES MSCI USA SMALL-CAP MIN VOL FACTOR ETF 0.7%
Value ($000) $655 Shares 20,531 Est. Cost $38.86 Unrealized
ABT ABBOTT LABS COM 0.7%
Value ($000) $646 Shares 6,677 Est. Cost $105.44 Unrealized -5.1%
GCC WISDOMTREE ENHANCED COMMODITY STGY FD 0.7%
Value ($000) $625 Shares 29,320 Est. Cost $21.22 Unrealized
JHSC JOHN HANCOCK MULTIFACTOR SMALL CAP ETF 0.7%
Value ($000) $622 Shares 22,140 Est. Cost $36.04 Unrealized
IHDG WISDOMTREE INTERNATIONAL HEDGED QUALITY DIVIDEND GROWTH FUND 0.7%
Value ($000) $618 Shares 17,207 Est. Cost $45.40 Unrealized
MDT MEDTRONIC PLC SHS 0.7%
Value ($000) $613 Shares 7,596 Est. Cost $92.54 Unrealized -12.7%
IGHG PROSHARES INVESTMENT GRADE-INTEREST RATE HEDGED 0.7%
Value ($000) $611 Shares 8,949 Est. Cost $68.91 Unrealized
GOVT ISHARES U.S. TREASURY BOND ETF 0.7%
Value ($000) $604 Shares 26,522 Est. Cost $26.63 Unrealized
GWW GRAINGER W W INC COM 0.7%
Value ($000) $599 Shares 1,224 Est. Cost $479.91 Unrealized +6.3%
PEP PEPSICO INC COM 0.6%
Value ($000) $587 Shares 3,596 Est. Cost $146.96 Unrealized +5.1%
VGLT VANGUARD LONG-TERM TREASURY ETF 0.6%
Value ($000) $586 Shares 9,303 Est. Cost $84.35 Unrealized
ETN EATON CORP PLC SHS 0.6%
Value ($000) $555 Shares 4,158 Est. Cost $133.40 Unrealized 0.0%
TRV TRAVELERS COMPANIES INC COM 0.6%
Value ($000) $555 Shares 3,623 Est. Cost $152.19 Unrealized 0.0%
RHTX RH TACTICAL OUTLOOK ETF 0.6%
Value ($000) $551 Shares 44,816 Est. Cost $15.91 Unrealized
COMB GRANITESHARES BLOOMBERG COMMODITY BROAD STRATEGY NO K-1 ETF 0.6%
Value ($000) $549 Shares 19,018 Est. Cost $29.81 Unrealized
CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 0.6%
Value ($000) $547 Shares 19,680 Est. Cost $27.27 Unrealized
SPGI S&P GLOBAL INC COM 0.6%
Value ($000) $535 Shares 1,751 Est. Cost $388.13 Unrealized -10.4%
IQDG WISDOMTREE INTERNATIONAL QUALITY DIVIDEND GROWTH FUND 0.6%
Value ($000) $529 Shares 20,097 Est. Cost $39.39 Unrealized
LYB LYONDELLBASELL 0.6%
Value ($000) $528 Shares 7,015 Est. Cost $67.49 Unrealized 0.0%
ES EVERSOURCE ENERGY COM 0.6%
Value ($000) $526 Shares 6,753 Est. Cost $76.05 Unrealized 0.0%
INCY INCYTE CORP COM 0.6%
Value ($000) $522 Shares 7,830 Est. Cost $72.98 Unrealized +1.2%
TXN TEXAS INSTRS INC COM 0.6%
Value ($000) $508 Shares 3,284 Est. Cost $164.61 Unrealized -7.9%
GSG ISHARES S&P GSCI COMMODITY INDEXED TRUST 0.5%
Value ($000) $496 Shares 24,093 Est. Cost $22.37 Unrealized
FLRG FIDELITY U.S. MULTIFACTOR ETF 0.5%
Value ($000) $495 Shares 22,706 Est. Cost $22.29 Unrealized
EFA ISHARES MSCI EAFE ETF 0.5%
Value ($000) $490 Shares 8,752 Est. Cost $78.41 Unrealized
UEVM VICTORYSHARES USAA MSCI EMERGING MARKETS VALUE MOMENTUM ETF 0.5%
Value ($000) $487 Shares 13,603 Est. Cost $39.11 Unrealized
FEM FIRST TRUST EMERGING MARKETS ALPHADEX FUND 0.5%
Value ($000) $486 Shares 26,293 Est. Cost $20.23 Unrealized
EOG EOG RES INC COM 0.5%
Value ($000) $483 Shares 4,322 Est. Cost $97.66 Unrealized 0.0%
RECS COLUMBIA RESEARCH ENHANCED CORE ETF 0.5%
Value ($000) $477 Shares 22,621 Est. Cost $21.82 Unrealized
FEMS FIRST TRUST EMERGING MARKETS SMALL CAP ALPHADEX FUND 0.5%
Value ($000) $476 Shares 14,917 Est. Cost $40.28 Unrealized
BAX BAXTER INTL INC COM 0.5%
Value ($000) $474 Shares 8,809 Est. Cost $55.31 Unrealized 0.0%
IUSG ISHARES CORE S&P U.S. GROWTH ETF 0.5%
Value ($000) $470 Shares 5,863 Est. Cost $115.55 Unrealized
ZTS ZOETIS INC CL A 0.5%
Value ($000) $469 Shares 3,164 Est. Cost $161.45 Unrealized 0.0%
CME CME GROUP INC COM 0.5%
Value ($000) $468 Shares 2,642 Est. Cost $170.51 Unrealized 0.0%
HAS HASBRO INC COM 0.5%
Value ($000) $468 Shares 6,938 Est. Cost $67.95 Unrealized 0.0%
JNJ JOHNSON & JOHNSON COM 0.5%
Value ($000) $463 Shares 2,836 Est. Cost $151.80 Unrealized +0.7%
MPC MARATHON PETE CORP 0.5%
Value ($000) $457 Shares 4,602 Est. Cost $86.91 Unrealized 0.0%
AZO AUTOZONE INC COM 0.5%
Value ($000) $456 Shares 213 Est. Cost $2020.64 Unrealized +7.8%
MKTX MARKETAXESS HLDGS INC COM 0.5%
Value ($000) $451 Shares 2,025 Est. Cost $244.83 Unrealized 0.0%
CVS CVS HEALTH CORP COM 0.5%
Value ($000) $449 Shares 4,707 Est. Cost $81.47 Unrealized +7.6%
DGX QUEST DIAGNOSTICS INC 0.5%
Value ($000) $438 Shares 3,569 Est. Cost $123.30 Unrealized 0.0%
MCD MCDONALDS CORP COM 0.5%
Value ($000) $437 Shares 1,896 Est. Cost $229.60 Unrealized +2.9%
GEM GOLDMAN SACHS ACTIVEBETA EMERGING MARKETS EQUITY ETF 0.5%
Value ($000) $430 Shares 16,630 Est. Cost $36.52 Unrealized
AMP AMERIPRISE FINL INC COM 0.5%
Value ($000) $422 Shares 1,675 Est. Cost $278.30 Unrealized -9.9%
IEMG ISHARES CORE MSCI EMERGING MARKETS ETF 0.5%
Value ($000) $420 Shares 9,781 Est. Cost $59.81 Unrealized
SCHZ SCHWAB US AGGREGATE BOND ETF 0.5%
Value ($000) $416 Shares 9,175 Est. Cost $53.41 Unrealized
PG PROCTER AND GAMBLE CO COM 0.5%
Value ($000) $415 Shares 3,286 Est. Cost $130.59 Unrealized 0.0%
BRK/A BERKSHIRE HATHAWAY INC DEL CL A 0.4%
Value ($000) $406 Shares 1 Est. Cost $431815.88 Unrealized -0.9%
AMZN AMAZON COM INC COM 0.4%
Value ($000) $389 Shares 3,444 Est. Cost $126.90 Unrealized -0.4%
PAYX PAYCHEX INC COM 0.4%
Value ($000) $389 Shares 3,464 Est. Cost $109.87 Unrealized +2.0%
SYY SYSCO CORP COM 0.4%
Value ($000) $384 Shares 5,432 Est. Cost $72.65 Unrealized +4.2%
IEFA ISHARES CORE MSCI EAFE ETF 0.4%
Value ($000) $381 Shares 7,233 Est. Cost $74.52 Unrealized
NJR NEW JERSEY RES CORP COM 0.4%
Value ($000) $380 Shares 9,814 Est. Cost $33.14 Unrealized +18.2%
FISR SPDR SSGA FIXED INCOME SECTOR ROTATION ETF 0.4%
Value ($000) $375 Shares 14,679 Est. Cost $31.00 Unrealized
RHI ROBERT HALF INTL INC COM 0.4%
Value ($000) $367 Shares 4,803 Est. Cost $78.17 Unrealized 0.0%
EPD ENTERPRISE PRODS PARTNERS L P 0.4%
Value ($000) $359 Shares 15,083 Est. Cost $23.80 Unrealized
ITW ILLINOIS TOOL WKS INC COM 0.4%
Value ($000) $359 Shares 1,988 Est. Cost $181.67 Unrealized 0.0%
HEFA ISHARES CURRENCY HEDGED MSCI EAFE ETF 0.4%
Value ($000) $359 Shares 12,027 Est. Cost $31.08 Unrealized
JPME JPMORGAN DIVERSIFIED RETURN U.S. MID CAP EQUITY ETF 0.4%
Value ($000) $355 Shares 4,646 Est. Cost $78.92 Unrealized
LINDE PLC SHS 0.4%
Value ($000) $349 Shares 1,296 Est. Cost $269.29 Unrealized
TMUS T-MOBILE US INC COM 0.4%
Value ($000) $348 Shares 2,590 Est. Cost $135.67 Unrealized 0.0%
WMT WALMART INC COM 0.4%
Value ($000) $332 Shares 2,563 Est. Cost $44.34 Unrealized -5.3%
ABBV ABBVIE INC COM 0.3%
Value ($000) $317 Shares 2,361 Est. Cost $126.41 Unrealized +0.6%
IP INTERNATIONAL PAPER CO COM 0.3%
Value ($000) $311 Shares 9,810 Est. Cost $38.81 Unrealized -9.7%
TSN TYSON FOODS INC CL A 0.3%
Value ($000) $308 Shares 4,677 Est. Cost $70.42 Unrealized 0.0%
TLT ISHARES 20 YR TREASURY ETF 0.3%
Value ($000) $307 Shares 2,995 Est. Cost $147.56 Unrealized
TIP ISHARES TIPS BOND ETF 0.3%
Value ($000) $304 Shares 2,902 Est. Cost $128.45 Unrealized
SCHE SCHWAB EMERGING MARKETS EQUITY ETF 0.3%
Value ($000) $293 Shares 13,062 Est. Cost $29.63 Unrealized
PSC PRINCIPAL U.S. SMALL-CAP MULTI-FACTOR ETF 0.3%
Value ($000) $280 Shares 7,617 Est. Cost $36.76 Unrealized
V VISA INC COM CL A 0.3%
Value ($000) $279 Shares 1,572 Est. Cost $201.06 Unrealized -1.4%
SCHO SCHWAB SHORT-TERM US TREASURY ETF 0.3%
Value ($000) $277 Shares 5,743 Est. Cost $50.94 Unrealized
VICTORYSHARES US SMALL CAP VOLATILITY WTD ETF 0.3%
Value ($000) $276 Shares 5,181 Est. Cost $53.27 Unrealized
SPTI SPDR SER TR LEHMAN INTER TERM TREAS ETF 0.3%
Value ($000) $276 Shares 9,826 Est. Cost $32.03 Unrealized
FXZ FIRST TRUST MATERIALS ALPHADEX (ETF) 0.3%
Value ($000) $267 Shares 5,156 Est. Cost $62.13 Unrealized
XOM EXXON MOBIL CORP COM 0.3%
Value ($000) $257 Shares 2,940 Est. Cost $53.90 Unrealized +50.9%
MINT PIMCO ENHANCED SHORT MATURITY ACTIVE ETF 0.3%
Value ($000) $256 Shares 2,589 Est. Cost $101.56 Unrealized
STT STATE STR CORP COM 0.3%
Value ($000) $253 Shares 4,155 Est. Cost $72.88 Unrealized -16.7%
LQD ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF 0.3%
Value ($000) $252 Shares 2,456 Est. Cost $132.05 Unrealized
RF REGIONS FINANCIAL CORP NEW 0.3%
Value ($000) $249 Shares 12,409 Est. Cost $18.15 Unrealized 0.0%
FTA FIRST TR LARGE CAP VALUE OPPORTUNITIES ALPHADEX FD COM SHS 0.3%
Value ($000) $246 Shares 4,257 Est. Cost $69.90 Unrealized
IVV ISHARES S&P 500 INDEX 0.3%
Value ($000) $233 Shares 648 Est. Cost $476.00 Unrealized
VOO VANGUARD S&P 500 ETF 0.3%
Value ($000) $232 Shares 708 Est. Cost $436.70 Unrealized
CMA COMERICA INC COM 0.3%
Value ($000) $231 Shares 3,243 Est. Cost $66.15 Unrealized 0.0%
TD TORONTO DOMINION BANK 0.2%
Value ($000) $227 Shares 3,708 Est. Cost $73.59 Unrealized -12.0%
GOOGL GOOGLE INC 0.2%
Value ($000) $225 Shares 2,354 Est. Cost $111.60 Unrealized -1.4%
JUNIPER NETWORKS INC COM 0.2%
Value ($000) $223 Shares 8,547 Est. Cost $28.53 Unrealized
UNH UNITEDHEALTH GROUP 0.2%
Value ($000) $217 Shares 430 Est. Cost $424.30 Unrealized +16.7%
GD GENERAL DYNAMICS CORP COM 0.2%
Value ($000) $215 Shares 1,012 Est. Cost $188.28 Unrealized +12.0%
BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW 0.2%
Value ($000) $213 Shares 796 Est. Cost $289.89 Unrealized -1.8%
PFE PFIZER INC COM 0.2%
Value ($000) $211 Shares 4,818 Est. Cost $40.41 Unrealized 0.0%
LKQ LKQ CORP COM 0.2%
Value ($000) $209 Shares 4,435 Est. Cost $47.75 Unrealized 0.0%
STLD STEEL DYNAMICS INC COM 0.2%
Value ($000) $207 Shares 2,916 Est. Cost $71.84 Unrealized 0.0%
GOOG ALPHABET INC CAP STK CL C 0.2%
Value ($000) $207 Shares 2,153 Est. Cost $112.29 Unrealized -1.3%
BAC BK OF AMERICA CORP COM 0.2%
Value ($000) $202 Shares 6,695 Est. Cost $40.82 Unrealized -25.1%
SPYM SPDR PORTFOLIO S&P 500 ETF 0.2%
Value ($000) $202 Shares 4,808 Est. Cost $52.83 Unrealized
CECO CECO ENVIRONMENTAL CORP COM 0.2%
Value ($000) $189 Shares 21,346 Est. Cost $6.63 Unrealized +29.2%
BBDC BARINGS BDC INC COM 0.2%
Value ($000) $145 Shares 17,530 Est. Cost $6.93 Unrealized -6.0%
AMAX RH HEDGED MULTI-ASSET INCOME ETF 0.1%
Value ($000) $75 Shares 10,022 Est. Cost $7.48 Unrealized
MERSANA THERAPEUTICS INC COM 0.1%
Value ($000) $68 Shares 10,000 Est. Cost $6.20 Unrealized
HBIO HARVARD BIOSCIENCE INC COM 0.1%
Value ($000) $51 Shares 20,000 Est. Cost $3.91 Unrealized -15.4%
CADL CANDEL THERAPEUTICS INC COM 0.0%
Value ($000) $38 Shares 12,000 Est. Cost $4.97 Unrealized -31.8%
MARKFORGED HOLDING CORPORATION COM 0.0%
Value ($000) $21 Shares 10,500 Est. Cost $4.00 Unrealized