APPLIED OPTOELECTRONICS INC

Ticker: AAOI CUSIP: 03823U102 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

New Positions (61)

Increased Positions (89)

HAWK RIDGE CAPITAL MANAGEMENT LP
Value ($000) $59,293 (+177.2%) Shares 1,700,900 (+106.2%)
OBERWEIS ASSET MANAGEMENT INC/
Value ($000) $71,102 (+45.2%) Shares 2,039,641 (+8.0%)
Penn Capital Management Company, LLC
Value ($000) $15,565 (+40.8%) Shares 446,032 (+4.7%)
WHITE PINE CAPITAL LLC
Value ($000) $1,212 (+282.2%) Shares 34,776 (+184.3%)
GILDER GAGNON HOWE & CO LLC
Value ($000) $16,559 (+640.4%) Shares 475,015 (+450.8%)
EMERALD ADVISERS, LLC
Value ($000) $23,376 (+47.9%) Shares 670,577 (+10.0%)
EMERALD MUTUAL FUND ADVISERS TRUST
Value ($000) $13,911 (+41.3%) Shares 399,050 (+5.1%)
Chung Wu Investment Group, LLC
Value ($000) $774 (+42.1%) Shares 21,910 (+4.3%)
DRIEHAUS CAPITAL MANAGEMENT LLC
Value ($000) $17,691 (+81.8%) Shares 507,473 (+35.2%)
F/M Investments LLC
Value ($000) $3,281 (+97.1%) Shares 94,120 (+46.6%)
Invesco Ltd.
Value ($000) $122,439 (+7037.2%) Shares 3,512,309 (+5208.9%)
BNP PARIBAS ARBITRAGE, SA
Value ($000) $33,301 (+11473.2%) Shares 955,287 (+8508.5%)
JANE STREET GROUP, LLC
Value ($000) $58,666 (+5832.5%) Shares 1,682,894 (+4312.8%)
Truvestments Capital LLC
Value ($000) $950 (+54.1%) Shares 27,256 (+14.6%)
Pinpoint Asset Management (Singapore) Pte. Ltd.
Value ($000) $149 (+572811.6%) Shares 4,273 (+427200.0%)
XTX Topco Ltd
Value ($000) $864 (+259.7%) Shares 24,771 (+167.6%)
BALYASNY ASSET MANAGEMENT L.P.
Value ($000) $5,799 (+2177.8%) Shares 166,364 (+1594.3%)
Verition Fund Management LLC
Value ($000) $3,044 (+394.7%) Shares 87,312 (+268.0%)
MORGAN STANLEY
Value ($000) $59,257 (+245.7%) Shares 1,699,855 (+157.1%)
Y-Intercept (Hong Kong) Ltd
Value ($000) $1,927 (+67.2%) Shares 55,271 (+24.4%)

Decreased Positions (42)

ARDSLEY ADVISORY PARTNERS LP
Value ($000) $872 (-90.9%) Shares 25,000 (-93.1%)
Portolan Capital Management, LLC
Value ($000) $7,964 (-43.8%) Shares 228,458 (-58.2%)
Hood River Capital Management LLC
Value ($000) $44,468 (+8.8%) Shares 1,275,621 (-19.0%)
RICE HALL JAMES & ASSOCIATES, LLC
Value ($000) $5,981 (+15.8%) Shares 171,570 (-13.9%)
ROYCE & ASSOCIATES LP
Value ($000) $26,980 (+24.3%) Shares 773,948 (-7.5%)
CITIGROUP INC
Value ($000) $519 (-98.3%) Shares 14,890 (-98.7%)
TUDOR INVESTMENT CORP ET AL
Value ($000) $3,316 (-71.5%) Shares 95,133 (-78.8%)
CAPITAL FUND MANAGEMENT S.A.
Value ($000) $1,540 (-75.4%) Shares 44,164 (-81.7%)
SILVERCREST ASSET MANAGEMENT GROUP LLC
Value ($000) $9,282 (+7.4%) Shares 266,272 (-20.1%)
Jain Global LLC
Value ($000) $3,511 (-22.1%) Shares 100,731 (-42.1%)
GOLDMAN SACHS GROUP INC
Value ($000) $33,720 (-21.8%) Shares 967,305 (-41.8%)
SUSQUEHANNA INTERNATIONAL GROUP, LLP
Value ($000) $11,485 (-56.7%) Shares 329,471 (-67.8%)
StoneX Group Inc.
Value ($000) $260 (-34.4%) Shares 7,465 (-51.2%)
AMERIPRISE FINANCIAL INC
Value ($000) $1,925 (-82.0%) Shares 55,218 (-86.6%)
GAMCO INVESTORS, INC. ET AL
Value ($000) $321 (-57.4%) Shares 9,200 (-68.3%)
KORNITZER CAPITAL MANAGEMENT INC /KS
Value ($000) $1,750 (+12.0%) Shares 50,213 (-16.7%)
ROYAL BANK OF CANADA
Value ($000) $205 (-96.9%) Shares 5,883 (-97.7%)
CITADEL ADVISORS LLC
Value ($000) $19,218 (+13.4%) Shares 551,297 (-15.7%)
Allspring Global Investments Holdings, LLC
Value ($000) $5,731 (+14.2%) Shares 144,727 (-18.0%)
GROUP ONE TRADING, L.P.
Value ($000) $5,603 (+12.0%) Shares 160,726 (-16.7%)

Exited Positions (25)