JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Nov 12, 2014

Total Value ($000): $519,857 (100.0% shares, 0.0% debt)

Holdings (148)

JNJ JOHNSON & JOHNSON 5.9%
Value ($000) $30,798 Shares 288,937 Est. Cost $59.66 Unrealized +26.7%
XOM EXXON MOBIL CORP 4.0%
Value ($000) $20,809 Shares 221,251 Est. Cost $53.78 Unrealized +14.4%
GLW CORNING INC 3.9%
Value ($000) $20,343 Shares 1,051,839 Est. Cost $10.49 Unrealized +47.5%
EMR EMERSON ELEC CO 3.4%
Value ($000) $17,613 Shares 281,448 Est. Cost $41.15 Unrealized +16.1%
KO COCA COLA CO 3.1%
Value ($000) $16,296 Shares 381,996 Est. Cost $27.66 Unrealized +4.3%
INTC INTEL CORP 2.9%
Value ($000) $15,268 Shares 438,477 Est. Cost $17.18 Unrealized +49.8%
SLB SCHLUMBERGER LTD 2.4%
Value ($000) $12,613 Shares 124,035 Est. Cost $52.90 Unrealized +50.3%
PFE PFIZER INC 2.4%
Value ($000) $12,574 Shares 425,227 Est. Cost $16.70 Unrealized +4.5%
MRK MERCK & CO INC NEW 2.3%
Value ($000) $12,163 Shares 205,179 Est. Cost $30.09 Unrealized +30.8%
PALL CORP 2.3%
Value ($000) $11,893 Shares 142,096 Est. Cost $66.43 Unrealized
BMY BRISTOL MYERS SQUIBB CO 2.2%
Value ($000) $11,528 Shares 225,252 Est. Cost $28.67 Unrealized +19.4%
IBM INTERNATIONAL BUSINESS MACHS 2.1%
Value ($000) $10,782 Shares 56,800 Est. Cost $111.62 Unrealized +2.4%
GLAXOSMITHKLINE PLC 2.0%
Value ($000) $10,191 Shares 221,695 Est. Cost $49.94 Unrealized
GREAT PLAINS ENERGY INC 1.8%
Value ($000) $9,099 Shares 376,475 Est. Cost $22.52 Unrealized
BCE BCE INC 1.6%
Value ($000) $8,444 Shares 197,483 Est. Cost $22.25 Unrealized +4.0%
HON HONEYWELL INTL INC 1.6%
Value ($000) $8,279 Shares 88,906 Est. Cost $53.13 Unrealized +26.3%
GVA GRANITE CONSTR INC 1.6%
Value ($000) $8,135 Shares 255,752 Est. Cost $29.77 Unrealized +15.9%
CSCO CISCO SYS INC 1.5%
Value ($000) $7,836 Shares 311,335 Est. Cost $15.26 Unrealized +16.0%
IDA IDACORP INC 1.4%
Value ($000) $7,116 Shares 132,745 Est. Cost $48.08 Unrealized +14.5%
GENERAL ELECTRIC CO 1.3%
Value ($000) $6,802 Shares 265,487 Est. Cost $24.98 Unrealized
AZTA BROOKS AUTOMATION INC 1.3%
Value ($000) $6,666 Shares 634,217 Est. Cost $8.33 Unrealized +12.5%
AMGN AMGEN INC 1.3%
Value ($000) $6,636 Shares 47,248 Est. Cost $73.34 Unrealized +28.9%
MSFT MICROSOFT CORP 1.2%
Value ($000) $6,470 Shares 139,555 Est. Cost $26.70 Unrealized +41.0%
LNN LINDSAY CORP 1.2%
Value ($000) $6,292 Shares 84,178 Est. Cost $68.09 Unrealized +0.6%
NVS NOVARTIS A G 1.1%
Value ($000) $5,936 Shares 63,059 Est. Cost $70.71 Unrealized
DUK DUKE ENERGY CORP NEW 1.1%
Value ($000) $5,749 Shares 76,884 Est. Cost $41.83 Unrealized +9.1%
DRESSER-RAND GROUP INC 1.1%
Value ($000) $5,692 Shares 69,199 Est. Cost $59.75 Unrealized
NEE NEXTERA ENERGY INC 1.1%
Value ($000) $5,473 Shares 58,300 Est. Cost $14.15 Unrealized +26.7%
OTTR OTTER TAIL CORP 1.0%
Value ($000) $5,452 Shares 204,428 Est. Cost $20.08 Unrealized -1.2%
ISHARES 1.0%
Value ($000) $5,047 Shares 378,325 Est. Cost $12.83 Unrealized
MMM 3M CO 0.9%
Value ($000) $4,888 Shares 34,501 Est. Cost $61.26 Unrealized +36.3%
EXC EXELON CORP 0.9%
Value ($000) $4,791 Shares 140,530 Est. Cost $15.48 Unrealized +1.0%
MEDTRONIC INC 0.9%
Value ($000) $4,534 Shares 73,183 Est. Cost $51.48 Unrealized
POR PORTLAND GEN ELEC CO 0.9%
Value ($000) $4,467 Shares 139,085 Est. Cost $19.65 Unrealized +11.6%
LLY LILLY ELI & CO 0.9%
Value ($000) $4,461 Shares 68,788 Est. Cost $40.59 Unrealized +26.6%
TMO THERMO FISHER SCIENTIFIC INC 0.8%
Value ($000) $4,375 Shares 35,950 Est. Cost $79.76 Unrealized +47.1%
AMAT APPLIED MATLS INC 0.8%
Value ($000) $4,005 Shares 185,310 Est. Cost $13.14 Unrealized +45.9%
AAPL APPLE INC 0.8%
Value ($000) $3,992 Shares 39,626 Est. Cost $17.87 Unrealized +21.0%
INGERSOLL-RAND PLC 0.7%
Value ($000) $3,777 Shares 67,020 Est. Cost $58.02 Unrealized
PG PROCTER & GAMBLE CO 0.7%
Value ($000) $3,772 Shares 45,042 Est. Cost $55.00 Unrealized +8.6%
MDU MDU RES GROUP INC 0.7%
Value ($000) $3,689 Shares 132,650 Est. Cost $6.58 Unrealized +27.4%
ADI ANALOG DEVICES INC 0.7%
Value ($000) $3,598 Shares 72,701 Est. Cost $34.29 Unrealized +18.0%
ENCANA CORP 0.7%
Value ($000) $3,582 Shares 168,900 Est. Cost $17.01 Unrealized
CYTEC INDS INC 0.7%
Value ($000) $3,535 Shares 74,750 Est. Cost $47.29 Unrealized
E M C CORP MASS 0.7%
Value ($000) $3,499 Shares 119,595 Est. Cost $25.39 Unrealized
ITRI ITRON INC 0.7%
Value ($000) $3,457 Shares 87,950 Est. Cost $41.25 Unrealized -2.9%
EEM ISHARES 0.7%
Value ($000) $3,447 Shares 82,950 Est. Cost $40.71 Unrealized
FLS FLOWSERVE CORP 0.6%
Value ($000) $3,372 Shares 47,815 Est. Cost $43.03 Unrealized +38.4%
SIGMA ALDRICH CORP 0.6%
Value ($000) $3,346 Shares 24,600 Est. Cost $80.42 Unrealized
DIS DISNEY WALT CO 0.6%
Value ($000) $3,308 Shares 37,152 Est. Cost $56.11 Unrealized +41.3%
TMP TOMPKINS FINANCIAL CORPORATI 0.6%
Value ($000) $3,285 Shares 74,525 Est. Cost $27.90 Unrealized +13.6%
ALTERA CORP 0.6%
Value ($000) $3,154 Shares 88,150 Est. Cost $35.31 Unrealized
CLAYMORE EXCHANGE-TRD FD TR 0.6%
Value ($000) $3,050 Shares 113,544 Est. Cost $22.47 Unrealized
DENTSPLY INTL INC NEW 0.6%
Value ($000) $3,040 Shares 66,675 Est. Cost $40.96 Unrealized
THE ADT CORPORATION 0.6%
Value ($000) $3,028 Shares 85,387 Est. Cost $34.12 Unrealized
EEMV ISHARES 0.6%
Value ($000) $3,008 Shares 50,300 Est. Cost $59.87 Unrealized
CHINA MOBILE LIMITED 0.5%
Value ($000) $2,732 Shares 46,500 Est. Cost $52.84 Unrealized
IXYS CORP 0.5%
Value ($000) $2,723 Shares 259,365 Est. Cost $10.50 Unrealized
TYCO INTERNATIONAL LTD 0.5%
Value ($000) $2,705 Shares 60,687 Est. Cost $35.12 Unrealized
OGE OGE ENERGY CORP 0.5%
Value ($000) $2,587 Shares 69,700 Est. Cost $34.86 Unrealized +5.6%
DLB DOLBY LABORATORIES INC 0.5%
Value ($000) $2,566 Shares 61,400 Est. Cost $28.91 Unrealized +32.2%
HOLX HOLOGIC INC 0.5%
Value ($000) $2,502 Shares 102,850 Est. Cost $22.26 Unrealized +13.5%
XBI SPDR SERIES TRUST 0.5%
Value ($000) $2,411 Shares 15,457 Est. Cost $154.01 Unrealized
MONSANTO CO NEW 0.4%
Value ($000) $2,296 Shares 20,410 Est. Cost $98.79 Unrealized
LACLEDE GROUP INC 0.4%
Value ($000) $2,255 Shares 48,600 Est. Cost $45.66 Unrealized
XYL XYLEM INC 0.4%
Value ($000) $2,252 Shares 63,465 Est. Cost $23.15 Unrealized +38.9%
LFCR LANDEC CORP 0.4%
Value ($000) $2,188 Shares 178,600 Est. Cost $12.84 Unrealized -2.8%
JPM JPMORGAN CHASE & CO 0.4%
Value ($000) $2,099 Shares 34,849 Est. Cost $36.24 Unrealized +19.0%
EWZ ISHARES 0.4%
Value ($000) $2,083 Shares 47,935 Est. Cost $43.86 Unrealized
ABT ABBOTT LABS 0.4%
Value ($000) $2,067 Shares 49,697 Est. Cost $28.46 Unrealized +19.9%
TEX TEREX CORP NEW 0.4%
Value ($000) $2,040 Shares 64,200 Est. Cost $39.66 Unrealized -7.8%
EPU ISHARES 0.4%
Value ($000) $2,031 Shares 59,290 Est. Cost $34.07 Unrealized
EWA ISHARES 0.4%
Value ($000) $2,007 Shares 83,825 Est. Cost $23.38 Unrealized
NEOG NEOGEN CORP 0.4%
Value ($000) $1,977 Shares 50,048 Est. Cost $14.56 Unrealized +8.4%
LUXFER HLDGS PLC 0.4%
Value ($000) $1,974 Shares 114,385 Est. Cost $19.46 Unrealized
MENTOR GRAPHICS CORP 0.4%
Value ($000) $1,961 Shares 95,700 Est. Cost $19.93 Unrealized
EWC ISHARES 0.4%
Value ($000) $1,957 Shares 63,760 Est. Cost $26.14 Unrealized
AGX ARGAN INC 0.4%
Value ($000) $1,908 Shares 57,167 Est. Cost $11.86 Unrealized +132.2%
PBR PETROLEO BRASILEIRO SA PETRO 0.3%
Value ($000) $1,797 Shares 126,650 Est. Cost $13.75 Unrealized
TRANSCANADA CORP 0.3%
Value ($000) $1,766 Shares 34,270 Est. Cost $43.40 Unrealized
VALE VALE S A 0.3%
Value ($000) $1,756 Shares 159,525 Est. Cost $13.74 Unrealized
ST JUDE MED INC 0.3%
Value ($000) $1,687 Shares 28,049 Est. Cost $45.62 Unrealized
ZBH ZIMMER HLDGS INC 0.3%
Value ($000) $1,631 Shares 16,219 Est. Cost $67.30 Unrealized +33.1%
CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $1,608 Shares 58,400 Est. Cost $24.15 Unrealized
HEWLETT PACKARD CO 0.3%
Value ($000) $1,582 Shares 44,600 Est. Cost $35.47 Unrealized
CALGON CARBON CORP 0.3%
Value ($000) $1,557 Shares 80,350 Est. Cost $17.04 Unrealized
COVIDIEN PLC 0.3%
Value ($000) $1,501 Shares 17,350 Est. Cost $62.83 Unrealized
WTS WATTS WATER TECHNOLOGIES INC 0.3%
Value ($000) $1,458 Shares 25,025 Est. Cost $46.26 Unrealized +32.2%
AMERICAN SOFTWARE INC 0.3%
Value ($000) $1,456 Shares 165,123 Est. Cost $8.69 Unrealized
AEGION CORP 0.3%
Value ($000) $1,391 Shares 62,500 Est. Cost $23.56 Unrealized
XEROX CORP 0.3%
Value ($000) $1,375 Shares 103,900 Est. Cost $11.30 Unrealized
ABERDEEN AUSTRALIA EQTY FD I 0.3%
Value ($000) $1,342 Shares 171,827 Est. Cost $9.66 Unrealized
COHU COHU INC 0.3%
Value ($000) $1,316 Shares 109,952 Est. Cost $9.74 Unrealized +10.0%
BAX BAXTER INTL INC 0.2%
Value ($000) $1,293 Shares 18,012 Est. Cost $30.42 Unrealized +9.9%
CMC COMMERCIAL METALS CO 0.2%
Value ($000) $1,290 Shares 75,550 Est. Cost $14.38 Unrealized -4.3%
FXI ISHARES 0.2%
Value ($000) $1,285 Shares 33,580 Est. Cost $32.52 Unrealized
SYK STRYKER CORP 0.2%
Value ($000) $1,280 Shares 15,850 Est. Cost $56.92 Unrealized +26.4%
HARDINGE INC 0.2%
Value ($000) $1,267 Shares 115,856 Est. Cost $13.52 Unrealized
ELMIRA SVGS BK ELMIRA N Y 0.2%
Value ($000) $1,214 Shares 54,558 Est. Cost $21.85 Unrealized
GOOGLE INC 0.2%
Value ($000) $1,210 Shares 2,057 Est. Cost $880.28 Unrealized
EME EMCOR GROUP INC 0.2%
Value ($000) $1,203 Shares 30,100 Est. Cost $36.84 Unrealized +10.8%
COMPANHIA PARANAENSE ENERG C 0.2%
Value ($000) $1,187 Shares 86,800 Est. Cost $13.29 Unrealized
SYNGENTA AG 0.2%
Value ($000) $1,125 Shares 17,750 Est. Cost $77.88 Unrealized
AMERICAN CAP LTD 0.2%
Value ($000) $1,054 Shares 74,421 Est. Cost $13.21 Unrealized
PEP PEPSICO INC 0.2%
Value ($000) $1,020 Shares 10,953 Est. Cost $56.53 Unrealized +14.8%
GSV CAP CORP 0.2%
Value ($000) $1,015 Shares 101,400 Est. Cost $9.07 Unrealized
EGA EMERGING GLOBAL SHS TR 0.2%
Value ($000) $990 Shares 68,695 Est. Cost $17.33 Unrealized
BNS BANK N S HALIFAX 0.2%
Value ($000) $974 Shares 15,750 Est. Cost $30.35 Unrealized +23.6%
NWE NORTHWESTERN CORP 0.2%
Value ($000) $941 Shares 20,750 Est. Cost $24.78 Unrealized +22.2%
CUBIST PHARMACEUTICALS INC 0.2%
Value ($000) $940 Shares 14,170 Est. Cost $48.28 Unrealized
ROP ROPER INDS INC NEW 0.2%
Value ($000) $901 Shares 6,159 Est. Cost $113.55 Unrealized +20.9%
ECNS ISHARES 0.2%
Value ($000) $872 Shares 18,400 Est. Cost $40.00 Unrealized
TE CONNECTIVITY LTD 0.1%
Value ($000) $745 Shares 13,475 Est. Cost $45.52 Unrealized
TTEK TETRA TECH INC NEW 0.1%
Value ($000) $691 Shares 27,681 Est. Cost $5.31 Unrealized -1.9%
GXC SPDR INDEX SHS FDS 0.1%
Value ($000) $682 Shares 8,900 Est. Cost $64.08 Unrealized
TALISMAN ENERGY INC 0.1%
Value ($000) $655 Shares 75,710 Est. Cost $11.43 Unrealized
MARKET VECTORS ETF TR 0.1%
Value ($000) $622 Shares 28,400 Est. Cost $18.66 Unrealized
BSV VANGUARD BD INDEX FD INC 0.1%
Value ($000) $605 Shares 7,560 Est. Cost $80.10 Unrealized
MOS MOSAIC CO NEW 0.1%
Value ($000) $604 Shares 13,600 Est. Cost $36.35 Unrealized +2.9%
EGA EMERGING GLOBAL SHS TR 0.1%
Value ($000) $517 Shares 29,150 Est. Cost $15.49 Unrealized
CHMG CHEMUNG FINL CORP 0.1%
Value ($000) $513 Shares 18,246 Est. Cost $22.91 Unrealized -11.0%
REGN REGENERON PHARMACEUTICALS 0.1%
Value ($000) $456 Shares 1,265 Est. Cost $231.58 Unrealized +43.9%
CVE CENOVUS ENERGY INC 0.1%
Value ($000) $441 Shares 16,416 Est. Cost $22.39 Unrealized +7.7%
SUN HYDRAULICS CORP 0.1%
Value ($000) $440 Shares 11,700 Est. Cost $37.61 Unrealized
SWISS HELVETIA FD INC 0.1%
Value ($000) $428 Shares 31,650 Est. Cost $12.32 Unrealized
SU SUNCOR ENERGY INC NEW 0.1%
Value ($000) $386 Shares 10,681 Est. Cost $19.64 Unrealized +37.1%
T AT&T INC 0.1%
Value ($000) $366 Shares 10,373 Est. Cost $11.40 Unrealized +4.4%
COVANCE INC 0.1%
Value ($000) $330 Shares 4,190 Est. Cost $76.48 Unrealized
WUXI PHARMATECH CAYMAN INC 0.1%
Value ($000) $283 Shares 8,072 Est. Cost $21.01 Unrealized
COP CONOCOPHILLIPS 0.1%
Value ($000) $281 Shares 3,667 Est. Cost $40.33 Unrealized +40.5%
VZ VERIZON COMMUNICATIONS INC 0.1%
Value ($000) $275 Shares 5,494 Est. Cost $27.03 Unrealized +2.8%
CHESAPEAKE ENERGY CORP 0.0%
Value ($000) $242 Shares 10,532 Est. Cost $20.39 Unrealized
DGX QUEST DIAGNOSTICS INC 0.0%
Value ($000) $242 Shares 3,990 Est. Cost $42.22 Unrealized +16.2%
VRSN VERISIGN INC 0.0%
Value ($000) $237 Shares 4,300 Est. Cost $45.93 Unrealized +16.6%
ITT CORP NEW 0.0%
Value ($000) $230 Shares 5,125 Est. Cost $29.46 Unrealized
GILD GILEAD SCIENCES INC 0.0%
Value ($000) $226 Shares 2,119 Est. Cost $68.03 Unrealized 0.0%
WFC WELLS FARGO & CO NEW 0.0%
Value ($000) $223 Shares 4,306 Est. Cost $30.76 Unrealized +21.6%
INTREXON CORP 0.0%
Value ($000) $222 Shares 11,964 Est. Cost $25.16 Unrealized
TORTOISE ENERGY INFRSTRCTR C 0.0%
Value ($000) $210 Shares 4,357 Est. Cost $46.52 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 0.0%
Value ($000) $200 Shares 1,450 Est. Cost $133.21 Unrealized 0.0%
JDS UNIPHASE CORP 0.0%
Value ($000) $160 Shares 12,500 Est. Cost $14.00 Unrealized
SUPERVALU INC 0.0%
Value ($000) $89 Shares 10,000 Est. Cost $6.20 Unrealized
POWERSHARES ETF TRUST 0.0%
Value ($000) $63 Shares 10,000 Est. Cost $6.40 Unrealized
OCLARO INC 0.0%
Value ($000) $47 Shares 32,975 Est. Cost $1.18 Unrealized
AMD ADVANCED MICRO DEVICES INC 0.0%
Value ($000) $34 Shares 10,000 Est. Cost $3.46 Unrealized +17.1%
ARCH COAL INC 0.0%
Value ($000) $24 Shares 11,500 Est. Cost $4.13 Unrealized
IPASS INC 0.0%
Value ($000) $22 Shares 14,800 Est. Cost $1.90 Unrealized
AVALON RARE METALS INC 0.0%
Value ($000) $6 Shares 18,750 Est. Cost $0.53 Unrealized