JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q2 2014 (← Previous) (Next →)

Filing Date: Jul 18, 2014

Total Value ($000): $547,546 (100.0% shares, 0.0% debt)

Holdings (152)

JNJ JOHNSON & JOHNSON 5.7%
Value ($000) $30,981 Shares 296,132 Est. Cost $59.66 Unrealized +22.6%
GLW CORNING INC 4.4%
Value ($000) $24,089 Shares 1,097,433 Est. Cost $10.49 Unrealized +49.4%
XOM EXXON MOBIL CORP 4.1%
Value ($000) $22,522 Shares 223,696 Est. Cost $53.78 Unrealized +15.0%
EMR EMERSON ELEC CO 3.2%
Value ($000) $17,710 Shares 266,873 Est. Cost $40.79 Unrealized +20.5%
KO COCA COLA CO 3.0%
Value ($000) $16,522 Shares 390,036 Est. Cost $27.66 Unrealized +1.6%
INTC INTEL CORP 2.9%
Value ($000) $15,835 Shares 512,452 Est. Cost $17.18 Unrealized +20.4%
SLB SCHLUMBERGER LTD 2.8%
Value ($000) $15,106 Shares 128,073 Est. Cost $52.90 Unrealized +41.5%
PALL CORP 2.2%
Value ($000) $12,161 Shares 142,413 Est. Cost $66.43 Unrealized
MRK MERCK & CO INC NEW 2.2%
Value ($000) $12,103 Shares 209,209 Est. Cost $30.09 Unrealized +26.2%
PFE PFIZER INC 2.1%
Value ($000) $11,728 Shares 395,165 Est. Cost $16.64 Unrealized +5.5%
BMY BRISTOL MYERS SQUIBB CO 2.0%
Value ($000) $11,080 Shares 228,402 Est. Cost $28.67 Unrealized +16.9%
GLAXOSMITHKLINE PLC 2.0%
Value ($000) $11,022 Shares 206,105 Est. Cost $50.24 Unrealized
IBM INTERNATIONAL BUSINESS MACHS 1.9%
Value ($000) $10,550 Shares 58,203 Est. Cost $111.62 Unrealized +0.6%
GREAT PLAINS ENERGY INC 1.9%
Value ($000) $10,377 Shares 386,180 Est. Cost $22.52 Unrealized
MSFT MICROSOFT CORP 1.9%
Value ($000) $10,210 Shares 244,849 Est. Cost $26.70 Unrealized +27.2%
GVA GRANITE CONSTR INC 1.6%
Value ($000) $8,971 Shares 249,342 Est. Cost $29.65 Unrealized +23.3%
MMM 3M CO 1.6%
Value ($000) $8,616 Shares 60,151 Est. Cost $61.26 Unrealized +32.3%
HON HONEYWELL INTL INC 1.6%
Value ($000) $8,614 Shares 92,678 Est. Cost $53.13 Unrealized +23.7%
BCE BCE INC 1.5%
Value ($000) $8,389 Shares 184,949 Est. Cost $22.20 Unrealized +3.8%
CSCO CISCO SYS INC 1.4%
Value ($000) $7,876 Shares 316,945 Est. Cost $15.26 Unrealized +9.1%
IDA IDACORP INC 1.4%
Value ($000) $7,866 Shares 136,015 Est. Cost $48.08 Unrealized +14.9%
AMGN AMGEN INC 1.4%
Value ($000) $7,558 Shares 63,847 Est. Cost $73.34 Unrealized +13.7%
DRESSER-RAND GROUP INC 1.4%
Value ($000) $7,545 Shares 118,385 Est. Cost $59.75 Unrealized
NVS NOVARTIS A G 1.3%
Value ($000) $7,264 Shares 80,239 Est. Cost $70.71 Unrealized
AZTA BROOKS AUTOMATION INC 1.3%
Value ($000) $7,014 Shares 651,288 Est. Cost $8.33 Unrealized +4.8%
LNN LINDSAY CORP 1.2%
Value ($000) $6,567 Shares 77,748 Est. Cost $68.05 Unrealized +9.9%
NEE NEXTERA ENERGY INC 1.1%
Value ($000) $6,136 Shares 59,873 Est. Cost $14.15 Unrealized +26.6%
DUK DUKE ENERGY CORP NEW 1.1%
Value ($000) $5,880 Shares 79,251 Est. Cost $41.83 Unrealized +6.4%
ISHARES 1.0%
Value ($000) $5,313 Shares 392,985 Est. Cost $12.83 Unrealized
POR PORTLAND GEN ELEC CO 0.9%
Value ($000) $5,006 Shares 144,385 Est. Cost $19.65 Unrealized +10.0%
SIGMA ALDRICH CORP 0.9%
Value ($000) $4,869 Shares 47,975 Est. Cost $80.42 Unrealized
MEDTRONIC INC 0.9%
Value ($000) $4,787 Shares 75,083 Est. Cost $51.48 Unrealized
MDU MDU RES GROUP INC 0.9%
Value ($000) $4,763 Shares 135,700 Est. Cost $6.58 Unrealized +39.1%
GENERAL ELECTRIC CO 0.9%
Value ($000) $4,667 Shares 177,592 Est. Cost $24.67 Unrealized
ENCANA CORP 0.8%
Value ($000) $4,389 Shares 185,100 Est. Cost $17.01 Unrealized
TMO THERMO FISHER SCIENTIFIC INC 0.8%
Value ($000) $4,372 Shares 37,050 Est. Cost $79.76 Unrealized +42.2%
LLY LILLY ELI & CO 0.8%
Value ($000) $4,339 Shares 69,788 Est. Cost $40.59 Unrealized +18.3%
AMAT APPLIED MATLS INC 0.8%
Value ($000) $4,305 Shares 190,930 Est. Cost $13.14 Unrealized +33.8%
OTTR OTTER TAIL CORP 0.8%
Value ($000) $4,161 Shares 137,378 Est. Cost $20.19 Unrealized -0.0%
ADI ANALOG DEVICES INC 0.7%
Value ($000) $4,049 Shares 74,876 Est. Cost $34.29 Unrealized +21.0%
INGERSOLL-RAND PLC 0.7%
Value ($000) $3,952 Shares 63,220 Est. Cost $58.12 Unrealized
TMP TOMPKINS FINANCIAL CORPORATI 0.7%
Value ($000) $3,727 Shares 77,350 Est. Cost $27.90 Unrealized +17.2%
EEM ISHARES 0.7%
Value ($000) $3,692 Shares 85,400 Est. Cost $40.71 Unrealized
PG PROCTER & GAMBLE CO 0.7%
Value ($000) $3,678 Shares 46,797 Est. Cost $55.00 Unrealized +6.0%
AAPL APPLE INC 0.7%
Value ($000) $3,662 Shares 39,402 Est. Cost $17.87 Unrealized +4.4%
FLS FLOWSERVE CORP 0.7%
Value ($000) $3,648 Shares 49,065 Est. Cost $43.03 Unrealized +41.3%
ITRI ITRON INC 0.6%
Value ($000) $3,534 Shares 87,150 Est. Cost $41.25 Unrealized -7.7%
DENTSPLY INTL INC NEW 0.6%
Value ($000) $3,311 Shares 69,920 Est. Cost $40.96 Unrealized
DIS DISNEY WALT CO 0.6%
Value ($000) $3,290 Shares 38,377 Est. Cost $56.11 Unrealized +30.9%
E M C CORP MASS 0.6%
Value ($000) $3,232 Shares 122,720 Est. Cost $25.39 Unrealized
THE ADT CORPORATION 0.6%
Value ($000) $3,157 Shares 90,362 Est. Cost $34.12 Unrealized
CLAYMORE EXCHANGE-TRD FD TR 0.6%
Value ($000) $3,068 Shares 116,269 Est. Cost $22.47 Unrealized
DIAMOND OFFSHORE DRILLING IN 0.5%
Value ($000) $2,879 Shares 58,000 Est. Cost $48.83 Unrealized
DLB DOLBY LABORATORIES INC 0.5%
Value ($000) $2,833 Shares 65,570 Est. Cost $28.91 Unrealized +24.6%
TYCO INTERNATIONAL LTD 0.5%
Value ($000) $2,815 Shares 61,724 Est. Cost $35.12 Unrealized
OGE OGE ENERGY CORP 0.5%
Value ($000) $2,782 Shares 71,200 Est. Cost $34.86 Unrealized +5.0%
HOLX HOLOGIC INC 0.5%
Value ($000) $2,767 Shares 109,150 Est. Cost $22.26 Unrealized +5.0%
EXC EXELON CORP 0.5%
Value ($000) $2,648 Shares 72,575 Est. Cost $15.33 Unrealized +10.0%
MONSANTO CO NEW 0.5%
Value ($000) $2,562 Shares 20,535 Est. Cost $98.79 Unrealized
XYL XYLEM INC 0.5%
Value ($000) $2,539 Shares 64,970 Est. Cost $23.15 Unrealized +39.3%
XBI SPDR SERIES TRUST 0.4%
Value ($000) $2,446 Shares 15,882 Est. Cost $154.01 Unrealized
LACLEDE GROUP INC 0.4%
Value ($000) $2,442 Shares 50,300 Est. Cost $45.66 Unrealized
CHINA MOBILE LIMITED 0.4%
Value ($000) $2,365 Shares 48,650 Est. Cost $52.84 Unrealized
EWZ ISHARES 0.4%
Value ($000) $2,352 Shares 49,235 Est. Cost $43.86 Unrealized
LFCR LANDEC CORP 0.4%
Value ($000) $2,352 Shares 188,350 Est. Cost $12.84 Unrealized -8.3%
EPU ISHARES 0.4%
Value ($000) $2,275 Shares 63,960 Est. Cost $34.07 Unrealized
AGX ARGAN INC 0.4%
Value ($000) $2,245 Shares 60,217 Est. Cost $11.86 Unrealized +90.0%
EWA ISHARES 0.4%
Value ($000) $2,229 Shares 85,300 Est. Cost $23.38 Unrealized
WTS WATTS WATER TECHNOLOGIES INC 0.4%
Value ($000) $2,167 Shares 35,100 Est. Cost $46.26 Unrealized +24.2%
JPM JPMORGAN CHASE & CO 0.4%
Value ($000) $2,129 Shares 36,949 Est. Cost $36.24 Unrealized +13.7%
EWC ISHARES 0.4%
Value ($000) $2,118 Shares 65,760 Est. Cost $26.14 Unrealized
MENTOR GRAPHICS CORP 0.4%
Value ($000) $2,105 Shares 97,600 Est. Cost $19.93 Unrealized
LUXFER HLDGS PLC 0.4%
Value ($000) $2,071 Shares 109,300 Est. Cost $19.56 Unrealized
ABT ABBOTT LABS 0.4%
Value ($000) $2,065 Shares 50,497 Est. Cost $28.46 Unrealized +10.6%
NEOG NEOGEN CORP 0.4%
Value ($000) $2,043 Shares 50,473 Est. Cost $14.56 Unrealized +2.0%
TEX TEREX CORP NEW 0.4%
Value ($000) $1,997 Shares 48,600 Est. Cost $40.65 Unrealized 0.0%
PBR PETROLEO BRASILEIRO SA PETRO 0.4%
Value ($000) $1,976 Shares 135,050 Est. Cost $13.75 Unrealized
ST JUDE MED INC 0.4%
Value ($000) $1,963 Shares 28,349 Est. Cost $45.62 Unrealized
CALGON CARBON CORP 0.3%
Value ($000) $1,900 Shares 85,100 Est. Cost $17.04 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $1,897 Shares 62,970 Est. Cost $24.15 Unrealized
VALE VALE S A 0.3%
Value ($000) $1,820 Shares 137,575 Est. Cost $14.18 Unrealized
ABERDEEN AUSTRALIA EQTY FD I 0.3%
Value ($000) $1,714 Shares 188,771 Est. Cost $9.66 Unrealized
ZBH ZIMMER HLDGS INC 0.3%
Value ($000) $1,703 Shares 16,399 Est. Cost $67.30 Unrealized +31.7%
AEGION CORP 0.3%
Value ($000) $1,684 Shares 72,350 Est. Cost $23.56 Unrealized
TRANSCANADA CORP 0.3%
Value ($000) $1,647 Shares 34,520 Est. Cost $43.40 Unrealized
COVIDIEN PLC 0.3%
Value ($000) $1,574 Shares 17,450 Est. Cost $62.83 Unrealized
ELMIRA SVGS BK ELMIRA N Y 0.3%
Value ($000) $1,454 Shares 59,355 Est. Cost $21.85 Unrealized
COMPANHIA PARANAENSE ENERG C 0.3%
Value ($000) $1,421 Shares 92,800 Est. Cost $13.29 Unrealized
ALTERA CORP 0.3%
Value ($000) $1,418 Shares 40,800 Est. Cost $34.75 Unrealized
AMERICAN SOFTWARE INC 0.3%
Value ($000) $1,394 Shares 141,073 Est. Cost $8.67 Unrealized
FXI ISHARES 0.3%
Value ($000) $1,386 Shares 37,430 Est. Cost $32.52 Unrealized
SYNGENTA AG 0.3%
Value ($000) $1,385 Shares 18,520 Est. Cost $77.88 Unrealized
EME EMCOR GROUP INC 0.2%
Value ($000) $1,349 Shares 30,300 Est. Cost $36.84 Unrealized +16.8%
SYK STRYKER CORP 0.2%
Value ($000) $1,347 Shares 15,970 Est. Cost $56.92 Unrealized +25.0%
BAX BAXTER INTL INC 0.2%
Value ($000) $1,338 Shares 18,512 Est. Cost $30.42 Unrealized +7.5%
XEROX CORP 0.2%
Value ($000) $1,337 Shares 107,500 Est. Cost $11.30 Unrealized
EGA EMERGING GLOBAL SHS TR 0.2%
Value ($000) $1,320 Shares 77,895 Est. Cost $17.33 Unrealized
HARDINGE INC 0.2%
Value ($000) $1,259 Shares 99,506 Est. Cost $13.94 Unrealized
NWE NORTHWESTERN CORP 0.2%
Value ($000) $1,213 Shares 23,250 Est. Cost $24.78 Unrealized +21.2%
GOOGLE INC 0.2%
Value ($000) $1,203 Shares 2,057 Est. Cost $880.28 Unrealized
AMERICAN CAP LTD 0.2%
Value ($000) $1,195 Shares 78,158 Est. Cost $13.21 Unrealized
CMC COMMERCIAL METALS CO 0.2%
Value ($000) $1,168 Shares 67,450 Est. Cost $14.46 Unrealized 0.0%
GSV CAP CORP 0.2%
Value ($000) $1,109 Shares 104,900 Est. Cost $9.07 Unrealized
BNS BANK N S HALIFAX 0.2%
Value ($000) $1,109 Shares 16,650 Est. Cost $30.35 Unrealized +14.6%
PEP PEPSICO INC 0.2%
Value ($000) $1,041 Shares 11,653 Est. Cost $56.53 Unrealized +7.8%
CUBIST PHARMACEUTICALS INC 0.2%
Value ($000) $1,021 Shares 14,625 Est. Cost $48.28 Unrealized
FCX FREEPORT-MCMORAN COPPER & GO 0.2%
Value ($000) $990 Shares 27,125 Est. Cost $25.28 Unrealized +16.9%
COHU COHU INC 0.2%
Value ($000) $987 Shares 92,252 Est. Cost $9.55 Unrealized 0.0%
TALISMAN ENERGY INC 0.2%
Value ($000) $944 Shares 89,060 Est. Cost $11.43 Unrealized
ROP ROPER INDS INC NEW 0.2%
Value ($000) $943 Shares 6,459 Est. Cost $113.55 Unrealized +14.6%
TE CONNECTIVITY LTD 0.2%
Value ($000) $856 Shares 13,850 Est. Cost $45.52 Unrealized
ECNS ISHARES 0.2%
Value ($000) $847 Shares 18,600 Est. Cost $40.00 Unrealized
CVGW CALAVO GROWERS INC 0.2%
Value ($000) $837 Shares 24,750 Est. Cost $22.91 Unrealized +16.3%
TTEK TETRA TECH INC NEW 0.2%
Value ($000) $830 Shares 30,181 Est. Cost $5.31 Unrealized +3.1%
PENN WEST PETE LTD NEW 0.1%
Value ($000) $705 Shares 72,250 Est. Cost $9.77 Unrealized
MOS MOSAIC CO NEW 0.1%
Value ($000) $697 Shares 14,100 Est. Cost $36.35 Unrealized +7.3%
SWISS HELVETIA FD INC 0.1%
Value ($000) $688 Shares 47,200 Est. Cost $12.32 Unrealized
EEMV ISHARES 0.1%
Value ($000) $685 Shares 11,400 Est. Cost $60.09 Unrealized
GXC SPDR INDEX SHS FDS 0.1%
Value ($000) $670 Shares 8,900 Est. Cost $64.08 Unrealized
BSV VANGUARD BD INDEX FD INC 0.1%
Value ($000) $609 Shares 7,580 Est. Cost $80.10 Unrealized
MARKET VECTORS ETF TR 0.1%
Value ($000) $599 Shares 28,800 Est. Cost $18.66 Unrealized
CVE CENOVUS ENERGY INC 0.1%
Value ($000) $572 Shares 17,666 Est. Cost $22.39 Unrealized +4.1%
CHMG CHEMUNG FINL CORP 0.1%
Value ($000) $548 Shares 18,546 Est. Cost $22.91 Unrealized -12.2%
MKSI MKS INSTRUMENT INC 0.1%
Value ($000) $517 Shares 16,550 Est. Cost $23.45 Unrealized +9.6%
EGA EMERGING GLOBAL SHS TR 0.1%
Value ($000) $511 Shares 30,250 Est. Cost $15.49 Unrealized
SU SUNCOR ENERGY INC NEW 0.1%
Value ($000) $480 Shares 11,262 Est. Cost $19.64 Unrealized +32.4%
T AT&T INC 0.1%
Value ($000) $377 Shares 10,662 Est. Cost $11.40 Unrealized +3.3%
COVANCE INC 0.1%
Value ($000) $367 Shares 4,290 Est. Cost $76.48 Unrealized
REGN REGENERON PHARMACEUTICALS 0.1%
Value ($000) $357 Shares 1,265 Est. Cost $231.58 Unrealized +27.3%
COP CONOCOPHILLIPS 0.1%
Value ($000) $323 Shares 3,767 Est. Cost $40.33 Unrealized +32.3%
CHESAPEAKE ENERGY CORP 0.1%
Value ($000) $310 Shares 10,532 Est. Cost $20.39 Unrealized
INTREXON CORP 0.1%
Value ($000) $301 Shares 11,964 Est. Cost $25.16 Unrealized
WUXI PHARMATECH CAYMAN INC 0.0%
Value ($000) $273 Shares 8,322 Est. Cost $21.01 Unrealized
VZ VERIZON COMMUNICATIONS INC 0.0%
Value ($000) $269 Shares 5,494 Est. Cost $27.03 Unrealized -0.9%
ITT CORP NEW 0.0%
Value ($000) $260 Shares 5,415 Est. Cost $29.46 Unrealized
ALLE ALLEGION PUB LTD CO 0.0%
Value ($000) $246 Shares 4,348 Est. Cost $38.52 Unrealized +20.7%
DGX QUEST DIAGNOSTICS INC 0.0%
Value ($000) $246 Shares 4,200 Est. Cost $42.22 Unrealized +9.8%
WFC WELLS FARGO & CO NEW 0.0%
Value ($000) $226 Shares 4,306 Est. Cost $30.76 Unrealized +18.0%
CIEN CIENA CORP 0.0%
Value ($000) $225 Shares 10,400 Est. Cost $16.65 Unrealized +23.4%
TORTOISE ENERGY INFRSTRCTR C 0.0%
Value ($000) $223 Shares 4,507 Est. Cost $46.52 Unrealized
CBU COMMUNITY BK SYS INC 0.0%
Value ($000) $212 Shares 5,864 Est. Cost $25.37 Unrealized +1.4%
STERIS CORP 0.0%
Value ($000) $211 Shares 3,950 Est. Cost $42.88 Unrealized
VRSN VERISIGN INC 0.0%
Value ($000) $210 Shares 4,300 Est. Cost $45.93 Unrealized +7.6%
JDS UNIPHASE CORP 0.0%
Value ($000) $156 Shares 12,500 Est. Cost $14.00 Unrealized
SUPERVALU INC 0.0%
Value ($000) $82 Shares 10,000 Est. Cost $6.20 Unrealized
OCLARO INC 0.0%
Value ($000) $81 Shares 36,975 Est. Cost $1.18 Unrealized
POWERSHARES ETF TRUST 0.0%
Value ($000) $69 Shares 10,000 Est. Cost $6.40 Unrealized
EQUAL ENERGY LTD 0.0%
Value ($000) $60 Shares 11,000 Est. Cost $4.00 Unrealized
ARCH COAL INC 0.0%
Value ($000) $42 Shares 11,500 Est. Cost $4.13 Unrealized
AMD ADVANCED MICRO DEVICES INC 0.0%
Value ($000) $42 Shares 10,000 Est. Cost $3.46 Unrealized +17.2%
IPASS INC 0.0%
Value ($000) $20 Shares 16,800 Est. Cost $1.90 Unrealized
AVALON RARE METALS INC 0.0%
Value ($000) $9 Shares 18,750 Est. Cost $0.53 Unrealized