JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q4 2014 (← Previous) (Next →)

Filing Date: Jan 26, 2015

Total Value ($000): $531,059 (100.0% shares, 0.0% debt)

Holdings (145)

JNJ JOHNSON & JOHNSON 5.5%
Value ($000) $29,313 Shares 280,321 Est. Cost $59.66 Unrealized +29.6%
GLW CORNING INC 4.4%
Value ($000) $23,236 Shares 1,013,359 Est. Cost $10.49 Unrealized +44.9%
XOM EXXON MOBIL CORP 4.0%
Value ($000) $21,482 Shares 232,365 Est. Cost $53.98 Unrealized +7.4%
EMR EMERSON ELEC CO 3.6%
Value ($000) $19,067 Shares 308,873 Est. Cost $41.62 Unrealized +11.5%
KO COCA COLA CO 3.0%
Value ($000) $15,945 Shares 377,671 Est. Cost $27.66 Unrealized +8.7%
INTC INTEL CORP 2.9%
Value ($000) $15,501 Shares 427,151 Est. Cost $17.18 Unrealized +55.0%
PALL CORP 2.7%
Value ($000) $14,337 Shares 141,652 Est. Cost $66.43 Unrealized
PFE PFIZER INC 2.5%
Value ($000) $13,339 Shares 428,227 Est. Cost $16.70 Unrealized +7.6%
BMY BRISTOL MYERS SQUIBB CO 2.5%
Value ($000) $13,148 Shares 222,736 Est. Cost $28.67 Unrealized +35.7%
SLB SCHLUMBERGER LTD 2.2%
Value ($000) $11,837 Shares 138,595 Est. Cost $54.42 Unrealized +23.7%
MRK MERCK & CO INC NEW 2.2%
Value ($000) $11,512 Shares 202,704 Est. Cost $30.09 Unrealized +30.8%
GREAT PLAINS ENERGY INC 2.0%
Value ($000) $10,475 Shares 368,695 Est. Cost $22.52 Unrealized
GLAXOSMITHKLINE PLC 1.9%
Value ($000) $10,092 Shares 236,130 Est. Cost $49.50 Unrealized
GVA GRANITE CONSTR INC 1.9%
Value ($000) $9,881 Shares 259,877 Est. Cost $29.86 Unrealized +18.3%
BCE BCE INC 1.7%
Value ($000) $9,133 Shares 199,158 Est. Cost $22.25 Unrealized +5.8%
HON HONEYWELL INTL INC 1.6%
Value ($000) $8,717 Shares 87,235 Est. Cost $53.13 Unrealized +28.5%
IBM INTERNATIONAL BUSINESS MACHS 1.6%
Value ($000) $8,575 Shares 53,449 Est. Cost $111.62 Unrealized -10.0%
CSCO CISCO SYS INC 1.6%
Value ($000) $8,529 Shares 306,635 Est. Cost $15.26 Unrealized +20.0%
IDA IDACORP INC 1.6%
Value ($000) $8,331 Shares 125,870 Est. Cost $48.08 Unrealized +27.6%
GENERAL ELECTRIC CO 1.6%
Value ($000) $8,263 Shares 327,005 Est. Cost $25.04 Unrealized
AZTA BROOKS AUTOMATION INC 1.5%
Value ($000) $8,034 Shares 630,092 Est. Cost $8.33 Unrealized +23.1%
LNN LINDSAY CORP 1.4%
Value ($000) $7,243 Shares 84,478 Est. Cost $68.09 Unrealized +8.6%
MSFT MICROSOFT CORP 1.2%
Value ($000) $6,410 Shares 138,005 Est. Cost $26.70 Unrealized +49.3%
OTTR OTTER TAIL CORP 1.2%
Value ($000) $6,399 Shares 206,678 Est. Cost $20.08 Unrealized +4.2%
NEE NEXTERA ENERGY INC 1.2%
Value ($000) $6,182 Shares 58,160 Est. Cost $14.15 Unrealized +33.5%
NVS NOVARTIS A G 1.1%
Value ($000) $5,718 Shares 61,709 Est. Cost $70.71 Unrealized
DRESSER-RAND GROUP INC 1.0%
Value ($000) $5,519 Shares 67,474 Est. Cost $59.75 Unrealized
AMGN AMGEN INC 1.0%
Value ($000) $5,407 Shares 33,943 Est. Cost $73.34 Unrealized +54.5%
ISHARES 1.0%
Value ($000) $5,394 Shares 412,375 Est. Cost $12.85 Unrealized
MEDTRONIC INC 1.0%
Value ($000) $5,194 Shares 71,933 Est. Cost $51.48 Unrealized
POR PORTLAND GEN ELEC CO 1.0%
Value ($000) $5,156 Shares 136,285 Est. Cost $19.65 Unrealized +22.8%
INGERSOLL-RAND PLC 1.0%
Value ($000) $5,125 Shares 80,845 Est. Cost $58.94 Unrealized
EXC EXELON CORP 0.9%
Value ($000) $5,038 Shares 135,880 Est. Cost $15.48 Unrealized +11.7%
DUK DUKE ENERGY CORP NEW 0.9%
Value ($000) $4,813 Shares 57,610 Est. Cost $41.83 Unrealized +21.9%
OGE OGE ENERGY CORP 0.9%
Value ($000) $4,678 Shares 131,855 Est. Cost $35.45 Unrealized +1.9%
LLY LILLY ELI & CO 0.9%
Value ($000) $4,594 Shares 66,588 Est. Cost $40.59 Unrealized +36.0%
MMM 3M CO 0.9%
Value ($000) $4,581 Shares 27,876 Est. Cost $61.26 Unrealized +46.4%
AMAT APPLIED MATLS INC 0.9%
Value ($000) $4,541 Shares 182,210 Est. Cost $13.14 Unrealized +49.6%
TMO THERMO FISHER SCIENTIFIC INC 0.8%
Value ($000) $4,496 Shares 35,883 Est. Cost $79.76 Unrealized +47.3%
EEMV ISHARES 0.8%
Value ($000) $4,032 Shares 71,200 Est. Cost $58.92 Unrealized
TMP TOMPKINS FINANCIAL CORPORATI 0.8%
Value ($000) $4,012 Shares 72,545 Est. Cost $27.90 Unrealized +24.4%
CYTEC INDS INC 0.7%
Value ($000) $3,957 Shares 85,700 Est. Cost $47.15 Unrealized
ITRI ITRON INC 0.7%
Value ($000) $3,935 Shares 93,050 Est. Cost $41.18 Unrealized -3.0%
ADI ANALOG DEVICES INC 0.7%
Value ($000) $3,921 Shares 70,626 Est. Cost $34.29 Unrealized +18.4%
IXYS CORP 0.7%
Value ($000) $3,742 Shares 297,015 Est. Cost $10.76 Unrealized
E M C CORP MASS 0.7%
Value ($000) $3,503 Shares 117,795 Est. Cost $25.39 Unrealized
DIS DISNEY WALT CO 0.6%
Value ($000) $3,443 Shares 36,552 Est. Cost $56.11 Unrealized +44.9%
DENTSPLY INTL INC NEW 0.6%
Value ($000) $3,397 Shares 63,775 Est. Cost $40.96 Unrealized
ALTERA CORP 0.6%
Value ($000) $3,310 Shares 89,600 Est. Cost $35.33 Unrealized
SIGMA ALDRICH CORP 0.6%
Value ($000) $3,292 Shares 23,983 Est. Cost $80.42 Unrealized
MDU MDU RES GROUP INC 0.6%
Value ($000) $3,235 Shares 137,650 Est. Cost $6.59 Unrealized +3.8%
EEM ISHARES 0.6%
Value ($000) $3,173 Shares 80,750 Est. Cost $40.71 Unrealized
LFCR LANDEC CORP 0.6%
Value ($000) $3,095 Shares 224,100 Est. Cost $12.86 Unrealized +0.5%
CLAYMORE EXCHANGE-TRD FD TR 0.6%
Value ($000) $3,009 Shares 108,644 Est. Cost $22.47 Unrealized
FLS FLOWSERVE CORP 0.5%
Value ($000) $2,836 Shares 47,405 Est. Cost $43.03 Unrealized +19.1%
THE ADT CORPORATION 0.5%
Value ($000) $2,809 Shares 77,537 Est. Cost $34.12 Unrealized
CALGON CARBON CORP 0.5%
Value ($000) $2,786 Shares 134,075 Est. Cost $18.54 Unrealized
CHINA MOBILE LIMITED 0.5%
Value ($000) $2,709 Shares 46,050 Est. Cost $52.84 Unrealized
HOLX HOLOGIC INC 0.5%
Value ($000) $2,675 Shares 100,050 Est. Cost $22.26 Unrealized +16.0%
DLB DOLBY LABORATORIES INC 0.5%
Value ($000) $2,546 Shares 59,050 Est. Cost $28.91 Unrealized +26.9%
LACLEDE GROUP INC 0.5%
Value ($000) $2,503 Shares 47,050 Est. Cost $45.66 Unrealized
NEOG NEOGEN CORP 0.5%
Value ($000) $2,456 Shares 49,523 Est. Cost $14.56 Unrealized +12.9%
MONSANTO CO NEW 0.4%
Value ($000) $2,385 Shares 19,960 Est. Cost $98.79 Unrealized
EWA ISHARES 0.4%
Value ($000) $2,375 Shares 107,125 Est. Cost $23.11 Unrealized
MENTOR GRAPHICS CORP 0.4%
Value ($000) $2,294 Shares 104,650 Est. Cost $20.10 Unrealized
XYL XYLEM INC 0.4%
Value ($000) $2,292 Shares 60,215 Est. Cost $23.15 Unrealized +37.4%
EWC ISHARES 0.4%
Value ($000) $2,228 Shares 77,210 Est. Cost $26.62 Unrealized
ABT ABBOTT LABS 0.4%
Value ($000) $2,191 Shares 48,677 Est. Cost $28.46 Unrealized +24.1%
AMERICAN SOFTWARE INC 0.4%
Value ($000) $2,180 Shares 239,273 Est. Cost $8.82 Unrealized
TTEK TETRA TECH INC NEW 0.4%
Value ($000) $2,061 Shares 77,181 Est. Cost $5.26 Unrealized -0.5%
CHICAGO BRIDGE & IRON CO N V 0.4%
Value ($000) $1,881 Shares 44,800 Est. Cost $41.99 Unrealized
AGX ARGAN INC 0.4%
Value ($000) $1,869 Shares 55,550 Est. Cost $11.86 Unrealized +111.3%
ZBH ZIMMER HLDGS INC 0.3%
Value ($000) $1,822 Shares 16,060 Est. Cost $67.30 Unrealized +42.9%
HAL HALLIBURTON CO 0.3%
Value ($000) $1,799 Shares 45,734 Est. Cost $39.28 Unrealized 0.0%
PRICELINE COM INC 0.3%
Value ($000) $1,796 Shares 1,575 Est. Cost $1140.32 Unrealized
ST JUDE MED INC 0.3%
Value ($000) $1,790 Shares 27,524 Est. Cost $45.62 Unrealized
FCX FREEPORT-MCMORAN COPPER & GO 0.3%
Value ($000) $1,730 Shares 74,075 Est. Cost $24.27 Unrealized 0.0%
COVIDIEN PLC 0.3%
Value ($000) $1,725 Shares 16,866 Est. Cost $62.83 Unrealized
TRANSCANADA CORP 0.3%
Value ($000) $1,643 Shares 33,470 Est. Cost $43.40 Unrealized
GSV CAP CORP 0.3%
Value ($000) $1,618 Shares 187,500 Est. Cost $8.87 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $1,604 Shares 57,150 Est. Cost $24.15 Unrealized
EPU ISHARES 0.3%
Value ($000) $1,601 Shares 50,090 Est. Cost $34.07 Unrealized
SUN HYDRAULICS CORP 0.3%
Value ($000) $1,571 Shares 39,900 Est. Cost $38.86 Unrealized
WTS WATTS WATER TECHNOLOGIES INC 0.3%
Value ($000) $1,530 Shares 24,125 Est. Cost $46.26 Unrealized +31.5%
KRE SPDR SERIES TRUST 0.3%
Value ($000) $1,514 Shares 37,200 Est. Cost $40.70 Unrealized
SYK STRYKER CORP 0.3%
Value ($000) $1,481 Shares 15,700 Est. Cost $56.92 Unrealized +36.8%
XEROX CORP 0.3%
Value ($000) $1,433 Shares 103,400 Est. Cost $11.30 Unrealized
CUBIST PHARMACEUTICALS INC 0.3%
Value ($000) $1,419 Shares 14,100 Est. Cost $48.28 Unrealized
COHU COHU INC 0.3%
Value ($000) $1,395 Shares 117,252 Est. Cost $9.78 Unrealized +6.6%
HARDINGE INC 0.2%
Value ($000) $1,296 Shares 108,741 Est. Cost $13.52 Unrealized
EME EMCOR GROUP INC 0.2%
Value ($000) $1,281 Shares 28,800 Est. Cost $36.84 Unrealized +11.1%
BAX BAXTER INTL INC 0.2%
Value ($000) $1,258 Shares 17,162 Est. Cost $30.42 Unrealized +6.2%
AMERICAN CAP LTD 0.2%
Value ($000) $1,257 Shares 86,021 Est. Cost $13.40 Unrealized
ELMIRA SVGS BK ELMIRA N Y 0.2%
Value ($000) $1,227 Shares 53,362 Est. Cost $21.85 Unrealized
FXI ISHARES 0.2%
Value ($000) $1,192 Shares 28,630 Est. Cost $32.52 Unrealized
TEX TEREX CORP NEW 0.2%
Value ($000) $1,165 Shares 41,800 Est. Cost $39.66 Unrealized -27.9%
SYNGENTA AG 0.2%
Value ($000) $1,143 Shares 17,800 Est. Cost $77.88 Unrealized
NWE NORTHWESTERN CORP 0.2%
Value ($000) $1,134 Shares 20,050 Est. Cost $24.78 Unrealized +33.8%
COMPANHIA PARANAENSE ENERG C 0.2%
Value ($000) $1,090 Shares 82,800 Est. Cost $13.29 Unrealized
GOOGLE INC 0.2%
Value ($000) $1,071 Shares 2,019 Est. Cost $880.28 Unrealized
PEP PEPSICO INC 0.2%
Value ($000) $1,049 Shares 11,096 Est. Cost $56.68 Unrealized +21.0%
ROP ROPER INDS INC NEW 0.2%
Value ($000) $955 Shares 6,109 Est. Cost $113.55 Unrealized +26.2%
NXPI NXP SEMICONDUCTORS N V 0.2%
Value ($000) $856 Shares 11,200 Est. Cost $62.99 Unrealized 0.0%
BNS BANK N S HALIFAX 0.2%
Value ($000) $853 Shares 14,950 Est. Cost $30.35 Unrealized +11.6%
ECNS ISHARES 0.2%
Value ($000) $839 Shares 18,500 Est. Cost $40.00 Unrealized
TE CONNECTIVITY LTD 0.2%
Value ($000) $827 Shares 13,075 Est. Cost $45.52 Unrealized
AAPL APPLE INC 0.2%
Value ($000) $807 Shares 7,310 Est. Cost $17.87 Unrealized +34.8%
AEGION CORP 0.1%
Value ($000) $765 Shares 41,115 Est. Cost $23.56 Unrealized
QIHOO 360 TECHNOLOGY CO LTD 0.1%
Value ($000) $733 Shares 12,800 Est. Cost $57.27 Unrealized
GXC SPDR INDEX SHS FDS 0.1%
Value ($000) $693 Shares 8,700 Est. Cost $64.08 Unrealized
MOS MOSAIC CO NEW 0.1%
Value ($000) $589 Shares 12,900 Est. Cost $36.35 Unrealized -2.5%
CHMG CHEMUNG FINL CORP 0.1%
Value ($000) $568 Shares 20,546 Est. Cost $22.62 Unrealized -10.1%
AVAGO TECHNOLOGIES LTD 0.1%
Value ($000) $563 Shares 5,600 Est. Cost $100.54 Unrealized
ENTG ENTEGRIS INC 0.1%
Value ($000) $557 Shares 42,200 Est. Cost $12.28 Unrealized 0.0%
MARKET VECTORS ETF TR 0.1%
Value ($000) $538 Shares 28,000 Est. Cost $18.66 Unrealized
REGN REGENERON PHARMACEUTICALS 0.1%
Value ($000) $513 Shares 1,251 Est. Cost $231.58 Unrealized +68.9%
LUXFER HLDGS PLC 0.1%
Value ($000) $510 Shares 34,185 Est. Cost $19.46 Unrealized
CMC COMMERCIAL METALS CO 0.1%
Value ($000) $474 Shares 29,100 Est. Cost $14.38 Unrealized -11.4%
COVANCE INC 0.1%
Value ($000) $404 Shares 3,890 Est. Cost $76.48 Unrealized
EWZ ISHARES 0.1%
Value ($000) $366 Shares 10,000 Est. Cost $43.86 Unrealized
INPHI CORP 0.1%
Value ($000) $338 Shares 18,300 Est. Cost $18.47 Unrealized
T AT&T INC 0.1%
Value ($000) $337 Shares 10,045 Est. Cost $11.40 Unrealized +3.6%
INTREXON CORP 0.1%
Value ($000) $329 Shares 11,964 Est. Cost $25.16 Unrealized
SWISS HELVETIA FD INC 0.1%
Value ($000) $326 Shares 29,250 Est. Cost $12.32 Unrealized
KEY ENERGY SVCS INC 0.1%
Value ($000) $313 Shares 187,200 Est. Cost $1.67 Unrealized
JPM JPMORGAN CHASE & CO 0.1%
Value ($000) $293 Shares 4,682 Est. Cost $36.24 Unrealized +23.3%
VZ VERIZON COMMUNICATIONS INC 0.1%
Value ($000) $284 Shares 6,066 Est. Cost $27.09 Unrealized +2.1%
CVE CENOVUS ENERGY INC 0.1%
Value ($000) $282 Shares 13,666 Est. Cost $22.39 Unrealized -18.1%
BSV VANGUARD BD INDEX FD INC 0.1%
Value ($000) $277 Shares 3,460 Est. Cost $80.10 Unrealized
WUXI PHARMATECH CAYMAN INC 0.1%
Value ($000) $268 Shares 7,972 Est. Cost $21.01 Unrealized
SU SUNCOR ENERGY INC NEW 0.1%
Value ($000) $268 Shares 8,441 Est. Cost $19.64 Unrealized +13.8%
DGX QUEST DIAGNOSTICS INC 0.1%
Value ($000) $268 Shares 3,990 Est. Cost $42.22 Unrealized +19.7%
COP CONOCOPHILLIPS 0.0%
Value ($000) $253 Shares 3,667 Est. Cost $40.33 Unrealized +21.1%
VRSN VERISIGN INC 0.0%
Value ($000) $245 Shares 4,300 Est. Cost $45.93 Unrealized +24.7%
POWERSHARES ETF TRUST 0.0%
Value ($000) $236 Shares 44,700 Est. Cost $5.53 Unrealized
CBU COMMUNITY BK SYS INC 0.0%
Value ($000) $224 Shares 5,864 Est. Cost $25.98 Unrealized 0.0%
BRK/B BERKSHIRE HATHAWAY INC DEL 0.0%
Value ($000) $218 Shares 1,450 Est. Cost $133.21 Unrealized +8.4%
ITT CORP NEW 0.0%
Value ($000) $207 Shares 5,120 Est. Cost $29.46 Unrealized
CWB SPDR SERIES TRUST 0.0%
Value ($000) $202 Shares 4,300 Est. Cost $46.98 Unrealized
JDS UNIPHASE CORP 0.0%
Value ($000) $172 Shares 12,500 Est. Cost $14.00 Unrealized
EGA EMERGING GLOBAL SHS TR 0.0%
Value ($000) $161 Shares 14,700 Est. Cost $17.33 Unrealized
SUPERVALU INC 0.0%
Value ($000) $97 Shares 10,000 Est. Cost $6.20 Unrealized
AMD ADVANCED MICRO DEVICES INC 0.0%
Value ($000) $27 Shares 10,000 Est. Cost $3.46 Unrealized -20.6%
IPASS INC 0.0%
Value ($000) $20 Shares 14,800 Est. Cost $1.90 Unrealized
AVALON RARE METALS INC 0.0%
Value ($000) $3 Shares 18,750 Est. Cost $0.53 Unrealized