ABNER HERRMAN & BROCK LLC Diversified Active

CIK: 0001038661 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Oct 6, 2021

Total Value ($000): $710,322 (100.0% shares, 0.0% debt)

Holdings (102)

MSFT MICROSOFT CORP 6.0%
Value ($000) $42,592 Shares 151,080 Est. Cost $45.16 Unrealized +521.7%
PYPL PAYPAL HOLDINGS INC 4.2%
Value ($000) $29,788 Shares 114,475 Est. Cost $94.45 Unrealized +199.7%
AAPL APPLE INC 4.2%
Value ($000) $29,684 Shares 209,779 Est. Cost $96.67 Unrealized +48.9%
JPM JPMORGAN CHASE & CO 3.7%
Value ($000) $26,593 Shares 162,462 Est. Cost $85.34 Unrealized +64.4%
EMR EMERSON ELECTRIC CO 3.4%
Value ($000) $24,282 Shares 257,768 Est. Cost $58.92 Unrealized +54.8%
GOOG ALPHABET INC-CL C 3.4%
Value ($000) $24,128 Shares 9,053 Est. Cost $78.52 Unrealized +74.3%
MA MASTERCARD INC - A 3.4%
Value ($000) $23,839 Shares 68,566 Est. Cost $207.20 Unrealized +71.2%
WMT WALMART INC 3.1%
Value ($000) $21,860 Shares 156,841 Est. Cost $27.65 Unrealized +64.4%
ABT ABBOTT LABORATORIES 3.0%
Value ($000) $21,541 Shares 182,347 Est. Cost $41.13 Unrealized +175.9%
MS MORGAN STANLEY 2.9%
Value ($000) $20,428 Shares 209,931 Est. Cost $40.90 Unrealized +109.6%
HD HOME DEPOT INC 2.8%
Value ($000) $20,206 Shares 61,555 Est. Cost $101.67 Unrealized +189.7%
AON PLC SHS CL A 2.8%
Value ($000) $20,131 Shares 70,445 Est. Cost $173.83 Unrealized
HON HONEYWELL INTERNATIONAL INC 2.5%
Value ($000) $17,967 Shares 84,639 Est. Cost $100.38 Unrealized +93.9%
AMD ADVANCED MICRO DEVICES 2.5%
Value ($000) $17,875 Shares 173,712 Est. Cost $56.35 Unrealized +81.4%
TGT TARGET CORP 2.5%
Value ($000) $17,825 Shares 77,917 Est. Cost $98.18 Unrealized +124.0%
PEP PEPSICO INC 2.3%
Value ($000) $16,494 Shares 109,663 Est. Cost $71.70 Unrealized +88.3%
ADP AUTOMATIC DATA PROCESSING 2.3%
Value ($000) $15,989 Shares 79,976 Est. Cost $79.48 Unrealized +136.2%
UNH UNITEDHEALTH GROUP INC 2.2%
Value ($000) $15,606 Shares 39,940 Est. Cost $170.76 Unrealized +125.4%
CVX CHEVRON CORP 2.2%
Value ($000) $15,481 Shares 152,597 Est. Cost $86.14 Unrealized -3.3%
UPS UNITED PARCEL SERVICE-CL B 2.2%
Value ($000) $15,411 Shares 84,627 Est. Cost $124.38 Unrealized +30.8%
ADBE ADOBE SYSTEMS INC 2.2%
Value ($000) $15,410 Shares 26,766 Est. Cost $292.92 Unrealized +114.9%
XOM EXXON MOBIL CORP 2.1%
Value ($000) $15,018 Shares 255,322 Est. Cost $50.04 Unrealized -3.2%
TMO THERMO FISHER SCIENTIFIC INC 2.1%
Value ($000) $14,677 Shares 25,690 Est. Cost $160.69 Unrealized +237.5%
C CITIGROUP INC 2.0%
Value ($000) $14,460 Shares 206,047 Est. Cost $56.98 Unrealized +4.8%
MCD MCDONALDS CORP 2.0%
Value ($000) $14,046 Shares 58,257 Est. Cost $156.88 Unrealized +37.6%
NEE NEXTERA ENERGY INC 2.0%
Value ($000) $13,869 Shares 176,634 Est. Cost $58.75 Unrealized +22.3%
AXP AMERICAN EXPRESS CO 1.9%
Value ($000) $13,333 Shares 79,588 Est. Cost $81.85 Unrealized +93.4%
BK BANK OF NEW YORK MELLON CORP 1.8%
Value ($000) $12,816 Shares 247,231 Est. Cost $43.85 Unrealized +4.6%
VIACOMCBS INC 1.8%
Value ($000) $12,667 Shares 320,610 Est. Cost $44.80 Unrealized
VZ VERIZON COMMUNICATIONS INC 1.6%
Value ($000) $11,348 Shares 210,101 Est. Cost $36.96 Unrealized +14.5%
CMCSA COMCAST CORP-CLASS A 1.6%
Value ($000) $11,067 Shares 197,878 Est. Cost $36.54 Unrealized +40.6%
QCOM QUALCOMM INC 1.5%
Value ($000) $10,998 Shares 85,271 Est. Cost $97.28 Unrealized +32.4%
APD AIR PRODUCTS & CHEMICALS INC 1.4%
Value ($000) $9,788 Shares 38,216 Est. Cost $183.19 Unrealized +34.8%
SNPS SYNOPSYS INC 1.4%
Value ($000) $9,614 Shares 32,110 Est. Cost $160.06 Unrealized +89.7%
TXN TEXAS INSTRUMENTS INC 1.3%
Value ($000) $8,956 Shares 46,595 Est. Cost $113.83 Unrealized +47.6%
XYZ SQUARE INC 1.2%
Value ($000) $8,348 Shares 34,806 Est. Cost $230.19 Unrealized +11.6%
SYK STRYKER CORP 1.1%
Value ($000) $7,480 Shares 28,363 Est. Cost $199.53 Unrealized +27.9%
EW EDWARDS LIFESCIENCES CORP 0.8%
Value ($000) $5,404 Shares 47,734 Est. Cost $75.72 Unrealized +50.7%
AMZN AMAZON.COM INC 0.8%
Value ($000) $5,355 Shares 1,630 Est. Cost $30.65 Unrealized +462.8%
META FACEBOOK INC-CLASS A 0.7%
Value ($000) $5,256 Shares 15,488 Est. Cost $200.95 Unrealized +78.0%
KEURIG DR PEPPER 0.7%
Value ($000) $5,098 Shares 149,247 Est. Cost $28.70 Unrealized
LMT LOCKHEED MARTIN CORP 0.7%
Value ($000) $4,811 Shares 13,940 Est. Cost $241.05 Unrealized +33.1%
BA BOEING CO/THE 0.6%
Value ($000) $4,196 Shares 19,078 Est. Cost $141.07 Unrealized +58.1%
SLB SCHLUMBERGER LTD 0.4%
Value ($000) $3,121 Shares 105,313 Est. Cost $27.77 Unrealized -6.4%
FDX FEDEX CORP 0.4%
Value ($000) $2,670 Shares 12,174 Est. Cost $180.94 Unrealized +37.0%
JNJ JOHNSON & JOHNSON 0.3%
Value ($000) $2,385 Shares 14,766 Est. Cost $106.70 Unrealized +40.8%
IBM INTERNATIONAL BUSINESS MACHINE 0.3%
Value ($000) $2,084 Shares 15,000 Est. Cost $96.33 Unrealized +16.4%
PG PROCTER & GAMBLE CO/THE 0.3%
Value ($000) $2,020 Shares 14,450 Est. Cost $78.55 Unrealized +62.0%
GOOGL ALPHABET INC-CL A 0.3%
Value ($000) $1,973 Shares 738 Est. Cost $46.89 Unrealized +188.0%
RAYTHEON TECHNOLOGIES CORP 0.2%
Value ($000) $1,768 Shares 20,572 Est. Cost $65.20 Unrealized
DE DEERE & CO 0.2%
Value ($000) $1,513 Shares 4,516 Est. Cost $69.65 Unrealized +387.2%
INTU INTUIT INC 0.2%
Value ($000) $1,301 Shares 2,412 Est. Cost $449.80 Unrealized +16.6%
VMWARE INC-CLASS A 0.2%
Value ($000) $1,156 Shares 7,775 Est. Cost $143.67 Unrealized
ALL ALLSTATE CORP 0.2%
Value ($000) $1,103 Shares 8,667 Est. Cost $51.47 Unrealized +130.5%
DIS WALT DISNEY CO/THE 0.1%
Value ($000) $1,063 Shares 6,282 Est. Cost $84.98 Unrealized +104.9%
DU PONT (E.I.) DE NEMOURS 0.1%
Value ($000) $1,056 Shares 15,531 Est. Cost $73.05 Unrealized
CHECK POINT SOFTWARE TECHNOLOG 0.1%
Value ($000) $1,044 Shares 9,235 Est. Cost $120.33 Unrealized
INTC INTEL CORP 0.1%
Value ($000) $733 Shares 13,750 Est. Cost $36.06 Unrealized +38.1%
CHUBB LTD 0.1%
Value ($000) $713 Shares 4,112 Est. Cost $173.39 Unrealized
DOCU DOCUSIGN INC 0.1%
Value ($000) $682 Shares 2,650 Est. Cost $288.12 Unrealized 0.0%
BRAINSTORM CELL THERAPEUTICS 0.1%
Value ($000) $676 Shares 205,000 Est. Cost $9.67 Unrealized
T AT&T INC 0.1%
Value ($000) $571 Shares 21,150 Est. Cost $16.19 Unrealized -0.7%
GATEX GATEWAY FUND CL A 0.1%
Value ($000) $566 Shares 14,503 Est. Cost $27.90 Unrealized
NVIDIA CORP 0.1%
Value ($000) $563 Shares 2,717 Est. Cost $252.20 Unrealized
MMM 3M CO 0.1%
Value ($000) $537 Shares 3,062 Est. Cost $123.47 Unrealized +11.2%
GS GOLDMAN SACHS GROUP INC 0.1%
Value ($000) $517 Shares 1,367 Est. Cost $165.66 Unrealized +111.2%
DHR DANAHER CORP 0.1%
Value ($000) $504 Shares 1,654 Est. Cost $109.63 Unrealized +143.4%
VIMAX VANGUARD INDEX TR MID-CAP INDE 0.1%
Value ($000) $477 Shares 1,626 Est. Cost $163.20 Unrealized
ABBV ABBVIE INC 0.1%
Value ($000) $465 Shares 4,314 Est. Cost $53.82 Unrealized +80.6%
SPDR S&P 500 ETF TRUST 0.1%
Value ($000) $415 Shares 966 Est. Cost $275.98 Unrealized
DIGITALBRIDGE GROUP 7.125 CUM 0.1%
Value ($000) $392 Shares 15,000 Est. Cost $26.20 Unrealized
AEP AMERICAN ELECTRIC POWER 0.1%
Value ($000) $371 Shares 4,565 Est. Cost $58.72 Unrealized +26.6%
PFE PFIZER INC 0.1%
Value ($000) $368 Shares 8,547 Est. Cost $25.29 Unrealized +41.0%
DOW DOW CHEMICAL CO/THE 0.0%
Value ($000) $337 Shares 5,862 Est. Cost $51.06 Unrealized -6.4%
BLACK ROCK LOW DURATION FD 0.0%
Value ($000) $326 Shares 33,568 Est. Cost $9.71 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL CL 0.0%
Value ($000) $320 Shares 1,174 Est. Cost $164.55 Unrealized +70.7%
IVV ISHARES CORE S&P 500 ETF 0.0%
Value ($000) $320 Shares 743 Est. Cost $349.60 Unrealized
COST COSTCO WHOLESALE CORP 0.0%
Value ($000) $311 Shares 691 Est. Cost $260.47 Unrealized +60.6%
MRSH MARSH & MCLENNAN COMPANIES INC 0.0%
Value ($000) $309 Shares 2,042 Est. Cost $85.29 Unrealized +66.1%
MWTIX METROPOLITAN WEST FDS HIGH YIE 0.0%
Value ($000) $285 Shares 26,030 Est. Cost $10.95 Unrealized
GD GENERAL DYNAMICS CORP 0.0%
Value ($000) $254 Shares 1,298 Est. Cost $148.22 Unrealized +20.5%
DCP MIDSTREAM LP PFD B 0.0%
Value ($000) $248 Shares 10,000 Est. Cost $25.00 Unrealized
AMT AMERICAN TOWER CORP 0.0%
Value ($000) $244 Shares 920 Est. Cost $97.53 Unrealized +155.0%
SBUX STARBUCKS CORP 0.0%
Value ($000) $237 Shares 2,152 Est. Cost $66.33 Unrealized +59.4%
UBER TECHNOLOGIES 0.0%
Value ($000) $224 Shares 5,000 Est. Cost $52.75 Unrealized
MEDTRONIC PLC COM 0.0%
Value ($000) $221 Shares 1,763 Est. Cost $117.19 Unrealized
TRV TRAVELERS COS INC/THE 0.0%
Value ($000) $221 Shares 1,453 Est. Cost $141.77 Unrealized 0.0%
CL COLGATE-PALMOLIVE CO 0.0%
Value ($000) $220 Shares 2,911 Est. Cost $50.09 Unrealized +43.1%
DORIAN LPG LTD 0.0%
Value ($000) $217 Shares 17,500 Est. Cost $7.76 Unrealized
COP CONOCOPHILLIPS 0.0%
Value ($000) $215 Shares 3,179 Est. Cost $49.31 Unrealized 0.0%
CSCO CISCO SYSTEMS INC 0.0%
Value ($000) $210 Shares 3,858 Est. Cost $49.23 Unrealized 0.0%
LOW LOWES COMPANIES INC 0.0%
Value ($000) $209 Shares 1,029 Est. Cost $183.57 Unrealized 0.0%
NSRGY NESTLE SA-SPONSORED ADR REPSTG 0.0%
Value ($000) $201 Shares 1,665 Est. Cost $104.85 Unrealized
GOLDMAN SACHS ABSOLUTE RET TRA 0.0%
Value ($000) $178 Shares 17,007 Est. Cost $10.47 Unrealized
PIMCO INCOME FUND 0.0%
Value ($000) $148 Shares 12,315 Est. Cost $12.02 Unrealized
TORTOISE MLP & PIPELINE 0.0%
Value ($000) $143 Shares 12,502 Est. Cost $11.44 Unrealized
EIBIX EATON VANCE INCOME FUND BOSTON 0.0%
Value ($000) $88 Shares 15,667 Est. Cost $5.62 Unrealized
PIMCO REAL ESTATE STRAT 0.0%
Value ($000) $79 Shares 12,396 Est. Cost $6.37 Unrealized
MCEWEN MINING 0.0%
Value ($000) $14 Shares 13,500 Est. Cost $3.70 Unrealized
THEGLOBE.COM INC 0.0%
Value ($000) $1 Shares 10,000 Est. Cost Unrealized
MARRIOT INTERNATIONAL INC CL A 0.0%
Value ($000) $0 Shares 318,859 Est. Cost Unrealized
NYVATEX OIL CORP 0.0%
Value ($000) $0 Shares 20,000 Est. Cost Unrealized