CIK: 0001569119 · Show all filings
Period: Q2 2013 (Next →)
Filing Date: Aug 14, 2013
Total Value ($000): $111,855 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | GENERAL ELECTRIC CO | 178,110 | $4,157 | 3.7% | $23.34 | — | COM | 369604103 |
| PFF | ISHARES TR | 92,799 | $3,630 | 3.2% | $39.12 | — | US PFD STK IDX | 464288687 |
| JNJ | JOHNSON & JOHNSON | 39,249 | $3,400 | 3.0% | $59.66 | 0.0% | COM | 478160104 |
| PFE | PFIZER INC | 121,463 | $3,374 | 3.0% | $16.46 | 0.0% | COM | 717081103 |
| MET | METLIFE INC | 70,352 | $3,274 | 2.9% | $24.43 | 0.0% | COM | 59156R108 |
| T | AT&T INC | 88,509 | $3,124 | 2.8% | $11.40 | 0.0% | COM | 00206R102 |
| MRK | MERCK & CO INC NEW | 60,337 | $2,795 | 2.5% | $30.02 | 0.0% | COM | 58933Y105 |
| MSFT | MICROSOFT CORP | 74,879 | $2,573 | 2.3% | $26.70 | 0.0% | COM | 594918104 |
| COP | CONOCOPHILLIPS | 41,055 | $2,514 | 2.2% | $39.96 | 0.0% | COM | 20825C104 |
| HD | HOME DEPOT INC | 30,815 | $2,369 | 2.1% | $56.05 | 0.0% | COM | 437076102 |
| AAPL | APPLE INC | 5,264 | $2,154 | 1.9% | $13.16 | 0.0% | COM | 037833100 |
| — | WELLS FARGO & CO NEW | 1,776 | $2,134 | 1.9% | $1201.58 | — | PERP PFD CNV A | 949746804 |
| XOM | EXXON MOBIL CORP | 22,826 | $2,061 | 1.8% | $53.69 | 0.0% | COM | 30231G102 |
| — | GLAXOSMITHKLINE PLC | 38,705 | $1,945 | 1.7% | $50.25 | — | SPONSORED ADR | 37733W105 |
| — | ENERGY TRANSFER PRTNRS L P | 36,472 | $1,860 | 1.7% | $51.00 | — | UNIT LTD PARTN | 29273R109 |
| BP | BP PLC | 42,600 | $1,774 | 1.6% | $41.64 | — | SPONSORED ADR | 055622104 |
| SCHD | SCHWAB STRATEGIC TR | 53,235 | $1,751 | 1.6% | $32.89 | — | US DIVIDEND EQ | 808524797 |
| MMM | 3M CO | 15,932 | $1,742 | 1.6% | $61.26 | 0.0% | COM | 88579Y101 |
| — | BANK OF AMERICA CORPORATION | 1,495 | $1,681 | 1.5% | $1124.41 | — | 7.25%CNV PFD L | 060505682 |
| WFC | WELLS FARGO & CO NEW | 40,626 | $1,680 | 1.5% | $27.36 | 0.0% | COM | 949746101 |
| CSCO | CISCO SYS INC | 64,590 | $1,572 | 1.4% | $15.24 | 0.0% | COM | 17275R102 |
| VZ | VERIZON COMMUNICATIONS INC | 31,057 | $1,564 | 1.4% | $27.04 | 0.0% | COM | 92343V104 |
| DUK | DUKE ENERGY CORP NEW | 22,199 | $1,484 | 1.3% | $41.83 | 0.0% | COM NEW | 26441C204 |
| BMY | BRISTOL MYERS SQUIBB CO | 32,826 | $1,471 | 1.3% | $28.67 | 0.0% | COM | 110122108 |
| — | POWERSHARES ETF TRUST | 81,007 | $1,447 | 1.3% | $17.86 | — | FINL PFD PTFL | 73935X229 |
| — | EL PASO PIPELINE PARTNERS L | 31,535 | $1,399 | 1.3% | $44.36 | — | COM UNIT LPI | 283702108 |
| TRV | TRAVELERS COMPANIES INC | 16,425 | $1,332 | 1.2% | $63.44 | 0.0% | COM | 89417E109 |
| WM | WASTE MGMT INC DEL | 32,650 | $1,328 | 1.2% | $30.75 | 0.0% | COM | 94106L109 |
| CVX | CHEVRON CORP NEW | 10,092 | $1,202 | 1.1% | $71.30 | 0.0% | COM | 166764100 |
| NSC | NORFOLK SOUTHERN CORP | 15,502 | $1,126 | 1.0% | $57.67 | 0.0% | COM | 655844108 |
| — | DOW CHEM CO | 34,183 | $1,111 | 1.0% | $32.50 | — | COM | 260543103 |
| IBM | INTERNATIONAL BUSINESS MACHS | 5,779 | $1,105 | 1.0% | $118.94 | 0.0% | COM | 459200101 |
| PRU | PRUDENTIAL FINL INC | 14,998 | $1,099 | 1.0% | $38.68 | 0.0% | COM | 744320102 |
| MCD | MCDONALDS CORP | 10,709 | $1,069 | 1.0% | $71.80 | 0.0% | COM | 580135101 |
| XLU | SELECT SECTOR SPDR TR | 28,645 | $1,064 | 1.0% | $37.14 | — | SBI INT-UTILS | 81369Y886 |
| — | KRAFT FOODS GROUP INC | 19,222 | $1,057 | 0.9% | $54.99 | — | COM | 50076Q106 |
| TJX | TJX COS INC NEW | 19,000 | $959 | 0.9% | $20.82 | 0.0% | COM | 872540109 |
| — | ATLAS ENERGY LP | 18,394 | $929 | 0.8% | $50.51 | — | COM UNITS LP | 04930A104 |
| SLF | SUN LIFE FINL INC | 29,550 | $879 | 0.8% | $28.45 | 0.0% | COM | 866796105 |
| EMR | EMERSON ELEC CO | 15,711 | $870 | 0.8% | $40.02 | 0.0% | COM | 291011104 |
| OXY | OCCIDENTAL PETE CORP DEL | 9,451 | $851 | 0.8% | $57.83 | 0.0% | COM | 674599105 |
| SCHF | SCHWAB STRATEGIC TR | 30,361 | $836 | 0.7% | $27.54 | — | INTL EQTY ETF | 808524805 |
| — | NUVEEN NY AMT-FREE MUN INCOM | 61,358 | $820 | 0.7% | $13.36 | — | COM | 670656107 |
| — | TOTAL S A | 16,498 | $806 | 0.7% | $48.85 | — | SPONSORED ADR | 89151E109 |
| MO | ALTRIA GROUP INC | 22,586 | $799 | 0.7% | $16.28 | 0.0% | COM | 02209S103 |
| PG | PROCTER & GAMBLE CO | 10,153 | $792 | 0.7% | $55.00 | 0.0% | COM | 742718109 |
| SLB | SCHLUMBERGER LTD | 10,881 | $792 | 0.7% | $52.90 | 0.0% | COM | 806857108 |
| DE | DEERE & CO | 9,725 | $791 | 0.7% | $68.04 | 0.0% | COM | 244199105 |
| PEP | PEPSICO INC | 9,640 | $791 | 0.7% | $56.00 | 0.0% | COM | 713448108 |
| — | TWO HBRS INVT CORP | 76,330 | $788 | 0.7% | $10.32 | — | COM | 90187B101 |
| SCHA | SCHWAB STRATEGIC TR | 16,479 | $736 | 0.7% | $44.66 | — | US SML CAP ETF | 808524607 |
| — | WEINGARTEN RLTY INVS | 24,000 | $735 | 0.7% | $30.63 | — | SH BEN INT | 948741103 |
| SO | SOUTHERN CO | 16,550 | $725 | 0.6% | $26.74 | 0.0% | COM | 842587107 |
| ABT | ABBOTT LABS | 20,482 | $717 | 0.6% | $28.85 | 0.0% | COM | 002824100 |
| TROW | PRICE T ROWE GROUP INC | 9,600 | $707 | 0.6% | $47.69 | 0.0% | COM | 74144T108 |
| KMB | KIMBERLY CLARK CORP | 6,700 | $651 | 0.6% | $63.06 | 0.0% | COM | 494368103 |
| INTC | INTEL CORP | 26,768 | $639 | 0.6% | $17.18 | 0.0% | COM | 458140100 |
| PSX | PHILLIPS 66 | 10,722 | $632 | 0.6% | $40.44 | 0.0% | COM | 718546104 |
| — | E M C CORP MASS | 26,746 | $631 | 0.6% | $23.59 | — | COM | 268648102 |
| GIS | GENERAL MLS INC | 12,646 | $617 | 0.6% | $31.98 | 0.0% | COM | 370334104 |
| KO | COCA COLA CO | 14,893 | $603 | 0.5% | $27.85 | 0.0% | COM | 191216100 |
| — | PEPCO HOLDINGS INC | 29,371 | $582 | 0.5% | $19.82 | — | COM | 713291102 |
| TMO | THERMO FISHER SCIENTIFIC INC | 6,592 | $569 | 0.5% | $79.76 | 0.0% | COM | 883556102 |
| M | MACYS INC | 11,600 | $560 | 0.5% | $46.44 | 0.0% | COM | 55616P104 |
| — | GOOGLE INC | 627 | $557 | 0.5% | $888.36 | — | CL A | 38259P508 |
| ABBV | ABBVIE INC | 13,387 | $557 | 0.5% | $26.55 | 0.0% | COM | 00287Y109 |
| SCHM | SCHWAB STRATEGIC TR | 17,050 | $552 | 0.5% | $32.38 | — | US MID-CAP ETF | 808524508 |
| — | WESTERN GAS PARTNERS LP | 8,450 | $538 | 0.5% | $63.67 | — | COM UNIT LP IN | 958254104 |
| CVS | CVS CAREMARK CORPORATION | 9,100 | $524 | 0.5% | $41.44 | 0.0% | COM | 126650100 |
| UPS | UNITED PARCEL SERVICE INC | 5,750 | $501 | 0.4% | $55.38 | 0.0% | CL B | 911312106 |
| FLR | FLUOR CORP NEW | 8,300 | $490 | 0.4% | $53.56 | 0.0% | COM | 343412102 |
| ED | CONSOLIDATED EDISON INC | 8,475 | $487 | 0.4% | $37.50 | 0.0% | COM | 209115104 |
| AXP | AMERICAN EXPRESS CO | 6,294 | $476 | 0.4% | $59.62 | 0.0% | COM | 025816109 |
| SCHE | SCHWAB STRATEGIC TR | 19,900 | $467 | 0.4% | $23.47 | — | EMRG MKTEQ ETF | 808524706 |
| — | HSBC HLDGS PLC | 18,430 | $461 | 0.4% | $25.01 | — | ADR A 1/40PF A | 404280604 |
| — | BBCN BANCORP INC | 31,268 | $456 | 0.4% | $14.58 | — | COM | 073295107 |
| CAT | CATERPILLAR INC DEL | 5,374 | $444 | 0.4% | $61.55 | 0.0% | COM | 149123101 |
| AROW | ARROW FINL CORP | 17,771 | $438 | 0.4% | $12.96 | 0.0% | COM | 042744102 |
| — | SENIOR HSG PPTYS TR | 16,856 | $435 | 0.4% | $25.81 | — | SH BEN INT | 81721M109 |
| HIG | HARTFORD FINL SVCS GROUP INC | 13,881 | $433 | 0.4% | $22.20 | 0.0% | COM | 416515104 |
| QCOM | QUALCOMM INC | 7,019 | $428 | 0.4% | $45.06 | 0.0% | COM | 747525103 |
| JPM | JPMORGAN CHASE & CO | 7,603 | $399 | 0.4% | $36.24 | 0.0% | COM | 46625H100 |
| AIG | AMERICAN INTL GROUP INC | 8,705 | $393 | 0.4% | $32.51 | 0.0% | COM NEW | 026874784 |
| — | MARKET VECTORS ETF TR | 19,293 | $381 | 0.3% | $19.75 | — | PFD SEC EXFINL | 57061R791 |
| — | ANNALY CAP MGMT INC | 23,700 | $377 | 0.3% | $15.91 | — | COM | 035710409 |
| ORCL | ORACLE CORP | 12,389 | $373 | 0.3% | $27.58 | 0.0% | COM | 68389X105 |
| IP | INTL PAPER CO | 8,126 | $367 | 0.3% | $25.91 | 0.0% | COM | 460146103 |
| AFL | AFLAC INC | 6,300 | $363 | 0.3% | $20.11 | 0.0% | COM | 001055102 |
| XLK | SELECT SECTOR SPDR TR | 11,781 | $362 | 0.3% | $30.73 | — | TECHNOLOGY | 81369Y803 |
| — | KELLOGG CO | 5,546 | $360 | 0.3% | $38.95 | 0.0% | COM | 487836108 |
| V | VISA INC | 1,900 | $352 | 0.3% | $40.02 | 0.0% | COM CL A | 92826C839 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 5,199 | $347 | 0.3% | $66.74 | — | DIV APP ETF | 921908844 |
| — | BED BATH & BEYOND INC | 4,840 | $347 | 0.3% | $71.69 | — | COM | 075896100 |
| — | VODAFONE GROUP PLC NEW | 11,600 | $333 | 0.3% | $28.71 | — | SPONS ADR NEW | 92857W209 |
| SWK | STANLEY BLACK & DECKER INC | 4,223 | $331 | 0.3% | $56.98 | 0.0% | COM | 854502101 |
| ABBNY | ABB LTD | 14,978 | $327 | 0.3% | $21.83 | — | SPONSORED ADR | 000375204 |
| JOE | ST JOE CO | 15,200 | $320 | 0.3% | $20.21 | 0.0% | COM | 790148100 |
| IWB | ISHARES TR | 3,551 | $320 | 0.3% | $90.12 | — | RUSSELL 1000 | 464287622 |
| MDLZ | MONDELEZ INTL INC | 10,924 | $317 | 0.3% | $23.16 | 0.0% | CL A | 609207105 |
| TGT | TARGET CORP | 4,553 | $316 | 0.3% | $47.95 | 0.0% | COM | 87612E106 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,791 | $315 | 0.3% | $110.02 | 0.0% | CL B NEW | 084670702 |
| — | HILLSHIRE BRANDS CO | 9,483 | $314 | 0.3% | $33.11 | — | COM | 432589109 |
| CMCSA | COMCAST CORP NEW | 7,117 | $289 | 0.3% | $15.62 | 0.0% | CL A | 20030N101 |
| — | DELL INC | 21,750 | $289 | 0.3% | $13.29 | — | COM | 24702R101 |
| — | OCH ZIFF CAP MGMT GROUP | 26,803 | $287 | 0.3% | $10.71 | — | CL A | 67551U105 |
| KEY | KEYCORP NEW | 25,500 | $287 | 0.3% | $6.48 | 0.0% | COM | 493267108 |
| VALE | VALE S A | 21,010 | $278 | 0.2% | $13.23 | — | ADR | 91912E105 |
| — | CHICAGO BRIDGE & IRON CO N V | 4,461 | $268 | 0.2% | $60.08 | — | N Y REGISTRY SH | 167250109 |
| — | ING U S INC | 9,514 | $263 | 0.2% | $27.64 | — | COM | 45685E106 |
| F | FORD MTR CO DEL | 16,066 | $253 | 0.2% | $7.61 | 0.0% | COM PAR $0.01 | 345370860 |
| LOW | LOWES COS INC | 6,010 | $247 | 0.2% | $32.16 | 0.0% | COM | 548661107 |
| EPD | ENTERPRISE PRODS PARTNERS L | 3,849 | $242 | 0.2% | $62.87 | — | COM | 293792107 |
| VV | VANGUARD INDEX FDS | 3,170 | $234 | 0.2% | $73.82 | — | LARGE CAP ETF | 922908637 |
| — | UNITED TECHNOLOGIES CORP | 2,402 | $228 | 0.2% | $94.92 | — | COM | 913017109 |
| — | EXPRESS SCRIPTS HLDG CO | 3,686 | $228 | 0.2% | $61.86 | — | COM | 30219G108 |
| FMC | F M C CORP | 3,600 | $222 | 0.2% | $40.72 | 0.0% | COM NEW | 302491303 |
| GATX | GATX CORP | 4,670 | $221 | 0.2% | $37.44 | 0.0% | COM | 361448103 |
| — | THE ADT CORPORATION | 5,428 | $219 | 0.2% | $40.35 | — | COM | 00101J106 |
| SLM | SLM CORP | 9,476 | $218 | 0.2% | $7.81 | 0.0% | COM | 78442P106 |
| SIEGY | SIEMENS A G | 2,036 | $212 | 0.2% | $104.13 | — | SPONSORED ADR | 826197501 |
| C | CITIGROUP INC | 4,300 | $207 | 0.2% | $35.76 | 0.0% | COM NEW | 172967424 |
| — | NEW YORK CMNTY BANCORP INC | 14,424 | $204 | 0.2% | $14.14 | — | COM | 649445103 |
| BAC | BANK OF AMERICA CORPORATION | 13,269 | $172 | 0.2% | $10.03 | 0.0% | COM | 060505104 |