Location: New York, NY
CIK: 0001569119 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 18, 2013
Total Value: $122M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | GENERAL ELECTRIC CO | 191,839 | $4.583M | 3.8% | $23.89 | $23.38 | — | COM | 369604103 |
| JNJ | JOHNSON & JOHNSON | 43,512 | $3.772M | 3.1% | $86.69 * | $60.04 | +2.7% | COM | 478160104 |
| MET | METLIFE INC | 70,046 | $3.289M | 2.7% | $46.95 * | $24.43 | +14.7% | COM | 59156R108 |
| PFE | PFIZER INC | 111,513 | $3.203M | 2.6% | $28.72 * | $16.46 | -0.2% | COM | 717081103 |
| MRK | MERCK & CO INC NEW | 63,408 | $3.019M | 2.5% | $47.61 * | $30.06 | +3.2% | COM | 58933Y105 |
| T | AT&T INC | 87,713 | $2.966M | 2.4% | $33.81 * | $11.40 | -6.4% | COM | 00206R102 |
| COP | CONOCOPHILLIPS | 41,135 | $2.859M | 2.3% | $69.50 * | $39.96 | +16.2% | COM | 20825C104 |
| MSFT | MICROSOFT CORP | 76,294 | $2.539M | 2.1% | $33.28 * | $26.71 | +2.6% | COM | 594918104 |
| HD | HOME DEPOT INC | 30,830 | $2.338M | 1.9% | $75.84 * | $56.05 | +1.8% | COM | 437076102 |
| SCHD | SCHWAB STRATEGIC TR | 68,904 | $2.319M | 1.9% | $33.66 * | $11.03 | +1.7% | US DIVIDEND EQ | 808524797 |
| OXY | OCCIDENTAL PETE CORP DEL | 24,131 | $2.257M | 1.9% | $93.53 * | $58.69 | +5.8% | COM | 674599105 |
| TRV | TRAVELERS COMPANIES INC | 25,770 | $2.185M | 1.8% | $84.79 * | $63.20 | +2.3% | COM | 89417E109 |
| PFF | ISHARES | 56,919 | $2.163M | 1.8% | $38.00 | $40.20 | -5.5% | U.S. PFD STK ETF | 464288687 |
| XOM | EXXON MOBIL CORP | 24,077 | $2.072M | 1.7% | $86.06 * | $53.71 | -3.5% | COM | 30231G102 |
| AAPL | APPLE INC | 4,292 | $2.046M | 1.7% | $476.70 * | $13.16 | +11.7% | COM | 037833100 |
| BP | BP PLC | 48,345 | $2.032M | 1.7% | $42.03 | $42.48 | -1.1% | SPONSORED ADR | 055622104 |
| — | WELLS FARGO & CO NEW | 1,766 | $2.009M | 1.6% | $1137.60 | $1201.58 | — | PERP PFD CNV A | 949746804 |
| MMM | 3M CO | 15,933 | $1.903M | 1.6% | $119.44 * | $61.26 | +10.9% | COM | 88579Y101 |
| — | ENERGY TRANSFER PRTNRS L P | 36,268 | $1.888M | 1.6% | $52.06 | $51.00 | — | UNIT LTD PARTN | 29273R109 |
| — | GLAXOSMITHKLINE PLC | 37,145 | $1.864M | 1.5% | $50.18 | $50.25 | — | SPONSORED ADR | 37733W105 |
| WFC | WELLS FARGO & CO NEW | 43,546 | $1.799M | 1.5% | $41.31 * | $27.55 | +6.4% | COM | 949746101 |
| DUK | DUKE ENERGY CORP NEW | 25,074 | $1.674M | 1.4% | $66.76 * | $41.71 | -3.7% | COM NEW | 26441C204 |
| WM | WASTE MGMT INC DEL | 39,740 | $1.639M | 1.3% | $41.24 * | $30.98 | +3.0% | COM | 94106L109 |
| CSCO | CISCO SYS INC | 69,390 | $1.626M | 1.3% | $23.43 * | $15.35 | +4.1% | COM | 17275R102 |
| — | BANK OF AMERICA CORPORATION | 1,480 | $1.601M | 1.3% | $1081.76 | $1124.41 | — | 7.25%CNV PFD L | 060505682 |
| BMY | BRISTOL MYERS SQUIBB CO | 34,229 | $1.584M | 1.3% | $46.28 * | $28.69 | +7.4% | COM | 110122108 |
| CVX | CHEVRON CORP NEW | 12,192 | $1.481M | 1.2% | $121.47 * | $71.61 | +1.3% | COM | 166764100 |
| VZ | VERIZON COMMUNICATIONS INC | 31,244 | $1.458M | 1.2% | $46.66 * | $27.04 | -7.6% | COM | 92343V104 |
| ETN | EATON CORP PLC | 20,952 | $1.442M | 1.2% | $68.82 * | $49.95 | +2.7% | SHS | G29183103 |
| — | GOOGLE INC | 1,550 | $1.358M | 1.1% | $876.13 | $881.08 | — | CL A | 38259P508 |
| — | EL PASO PIPELINE PARTNERS L | 31,535 | $1.331M | 1.1% | $42.21 | $44.36 | — | COM UNIT LPI | 283702108 |
| — | DOW CHEM CO | 34,183 | $1.313M | 1.1% | $38.41 | $32.50 | — | COM | 260543103 |
| DE | DEERE & CO | 15,325 | $1.247M | 1.0% | $81.37 * | $67.28 | -3.6% | COM | 244199105 |
| NSC | NORFOLK SOUTHERN CORP | 15,502 | $1.199M | 1.0% | $77.34 * | $57.67 | +2.3% | COM | 655844108 |
| PRU | PRUDENTIAL FINL INC | 14,998 | $1.17M | 1.0% | $78.01 * | $38.68 | +21.3% | COM | 744320102 |
| — | GEO GROUP INC | 32,750 | $1.089M | 0.9% | $33.25 | $33.25 | — | COM | 36159R103 |
| SO | SOUTHERN CO | 26,397 | $1.087M | 0.9% | $41.18 * | $26.22 | -7.2% | COM | 842587107 |
| MCD | MCDONALDS CORP | 11,254 | $1.083M | 0.9% | $96.23 * | $71.73 | -2.6% | COM | 580135101 |
| EMR | EMERSON ELEC CO | 16,716 | $1.081M | 0.9% | $64.67 * | $40.25 | +15.6% | COM | 291011104 |
| — | TOTAL S A | 18,648 | $1.08M | 0.9% | $57.92 | $49.90 | — | SPONSORED ADR | 89151E109 |
| — | WEINGARTEN RLTY INVS | 36,716 | $1.077M | 0.9% | $29.33 | $30.18 | — | SH BEN INT | 948741103 |
| IBM | INTERNATIONAL BUSINESS MACHS | 5,792 | $1.073M | 0.9% | $185.26 * | $118.94 | -8.5% | COM | 459200101 |
| TJX | TJX COS INC NEW | 18,000 | $1.015M | 0.8% | $56.39 * | $20.82 | +14.8% | COM | 872540109 |
| XLU | SELECT SECTOR SPDR TR | 26,646 | $996K | 0.8% | $37.38 * | $19.60 | -4.6% | SBI INT-UTILS | 81369Y886 |
| — | KRAFT FOODS GROUP INC | 18,893 | $992K | 0.8% | $52.51 | $54.99 | — | COM | 50076Q106 |
| SCHB | SCHWAB STRATEGIC TR | 23,965 | $985K | 0.8% | $41.10 * | $6.79 | +0.8% | US BRD MKT ETF | 808524102 |
| SCHF | SCHWAB STRATEGIC TR | 32,324 | $982K | 0.8% | $30.38 * | $14.19 | +7.1% | INTL EQTY ETF | 808524805 |
| SLB | SCHLUMBERGER LTD | 10,882 | $961K | 0.8% | $88.31 * | $52.90 | +20.2% | COM | 806857108 |
| SCHA | SCHWAB STRATEGIC TR | 19,489 | $940K | 0.8% | $48.23 * | $10.98 | +9.8% | US SML CAP ETF | 808524607 |
| — | OCH ZIFF CAP MGMT GROUP | 82,476 | $906K | 0.7% | $10.99 | $10.89 | — | CL A | 67551U105 |
| SCHM | SCHWAB STRATEGIC TR | 25,865 | $895K | 0.7% | $34.60 * | $10.87 | +6.2% | US MID-CAP ETF | 808524508 |
| SLF | SUN LIFE FINL INC | 26,550 | $849K | 0.7% | $31.98 | $28.45 | +12.4% | COM | 866796105 |
| PG | PROCTER & GAMBLE CO | 10,674 | $807K | 0.7% | $75.60 * | $55.06 | -2.9% | COM | 742718109 |
| PEP | PEPSICO INC | 9,756 | $776K | 0.6% | $79.54 * | $56.01 | -1.5% | COM | 713448108 |
| MO | ALTRIA GROUP INC | 22,189 | $762K | 0.6% | $34.34 * | $16.28 | -2.1% | COM | 02209S103 |
| — | TWO HBRS INVT CORP | 76,330 | $741K | 0.6% | $9.71 | $10.32 | — | COM | 90187B101 |
| AFL | AFLAC INC | 11,600 | $719K | 0.6% | $61.98 * | $21.18 | +9.5% | COM | 001055102 |
| LLY | LILLY ELI & CO | 14,195 | $714K | 0.6% | $50.30 * | $40.99 | -3.5% | COM | 532457108 |
| TROW | PRICE T ROWE GROUP INC | 9,600 | $691K | 0.6% | $71.98 * | $47.69 | -2.8% | COM | 74144T108 |
| — | E M C CORP MASS | 26,456 | $676K | 0.6% | $25.55 | $23.59 | — | COM | 268648102 |
| ABT | ABBOTT LABS | 19,909 | $661K | 0.5% | $33.20 * | $28.85 | -9.1% | COM | 002824100 |
| SCHE | SCHWAB STRATEGIC TR | 26,709 | $657K | 0.5% | $24.60 | $24.68 | -0.4% | EMRG MKTEQ ETF | 808524706 |
| KMB | KIMBERLY CLARK CORP | 6,700 | $631K | 0.5% | $94.18 * | $63.06 | -5.0% | COM | 494368103 |
| GIS | GENERAL MLS INC | 13,146 | $630K | 0.5% | $47.92 * | $32.01 | -1.9% | COM | 370334104 |
| INTC | INTEL CORP | 27,268 | $625K | 0.5% | $22.92 * | $17.17 | -1.7% | COM | 458140100 |
| — | TWENTY FIRST CENTY FOX INC | 18,727 | $625K | 0.5% | $33.37 | $33.37 | — | CL B | 90130A200 |
| PSX | PHILLIPS 66 | 10,722 | $620K | 0.5% | $57.83 * | $40.44 | -7.3% | COM | 718546104 |
| KO | COCA COLA CO | 16,041 | $608K | 0.5% | $37.90 * | $27.78 | -7.1% | COM | 191216100 |
| CAT | CATERPILLAR INC DEL | 7,178 | $599K | 0.5% | $83.45 * | $61.58 | -1.2% | COM | 149123101 |
| TMO | THERMO FISHER SCIENTIFIC INC | 6,292 | $580K | 0.5% | $92.18 * | $79.76 | +11.0% | COM | 883556102 |
| FLR | FLUOR CORP NEW | 7,800 | $553K | 0.5% | $70.90 * | $53.56 | +17.3% | COM | 343412102 |
| — | PEPCO HOLDINGS INC | 29,371 | $542K | 0.4% | $18.45 | $19.82 | — | COM | 713291102 |
| ABBV | ABBVIE INC | 11,990 | $536K | 0.4% | $44.70 * | $26.55 | +3.3% | COM | 00287Y109 |
| UPS | UNITED PARCEL SERVICE INC | 5,750 | $525K | 0.4% | $91.30 * | $55.38 | +7.6% | CL B | 911312106 |
| CVS | CVS CAREMARK CORPORATION | 9,100 | $516K | 0.4% | $56.70 * | $41.44 | -1.6% | COM | 126650100 |
| — | WESTERN GAS PARTNERS LP | 8,450 | $508K | 0.4% | $60.12 | $63.67 | — | COM UNIT LP IN | 958254104 |
| M | MACYS INC | 11,600 | $502K | 0.4% | $43.28 | $46.44 | -6.8% | COM | 55616P104 |
| VALE | VALE S A | 32,010 | $500K | 0.4% | $15.62 | $15.39 | +1.4% | ADR | 91912E105 |
| AIG | AMERICAN INTL GROUP INC | 9,869 | $480K | 0.4% | $48.64 * | $32.92 | +12.2% | COM NEW | 026874784 |
| AXP | AMERICAN EXPRESS CO | 6,294 | $475K | 0.4% | $75.47 * | $59.62 | +6.5% | COM | 025816109 |
| QCOM | QUALCOMM INC | 7,001 | $471K | 0.4% | $67.28 * | $45.06 | +6.5% | COM | 747525103 |
| V | VISA INC | 2,400 | $459K | 0.4% | $191.25 * | $40.50 | +8.2% | COM CL A | 92826C839 |
| XLK | SELECT SECTOR SPDR TR | 14,284 | $458K | 0.4% | $32.06 * | $15.56 | +3.0% | TECHNOLOGY | 81369Y803 |
| — | HSBC HLDGS PLC | 18,430 | $454K | 0.4% | $24.63 | $25.01 | — | ADR A 1/40PF A | 404280604 |
| ING | ING GROEP N V | 17,214 | $439K | 0.4% | $25.50 * | $10.79 | +5.2% | SPONSORED ADR | 456837103 |
| ED | CONSOLIDATED EDISON INC | 7,892 | $435K | 0.4% | $55.12 * | $37.50 | -6.8% | COM | 209115104 |
| HIG | HARTFORD FINL SVCS GROUP INC | 13,657 | $425K | 0.3% | $31.12 * | $22.20 | +8.7% | COM | 416515104 |
| JPM | JPMORGAN CHASE & CO | 7,783 | $402K | 0.3% | $51.65 * | $36.29 | +2.3% | COM | 46625H100 |
| ORCL | ORACLE CORP | 12,021 | $399K | 0.3% | $33.19 * | $27.58 | +0.4% | COM | 68389X105 |
| — | VODAFONE GROUP PLC NEW | 11,200 | $394K | 0.3% | $35.18 | $28.71 | — | SPONS ADR NEW | 92857W209 |
| — | FRISCHS RESTAURANTS INC | 16,000 | $386K | 0.3% | $24.13 | $24.13 | — | COM | 358748101 |
| IP | INTL PAPER CO | 8,342 | $374K | 0.3% | $44.83 * | $25.94 | -2.3% | COM | 460146103 |
| — | BED BATH & BEYOND INC | 4,840 | $374K | 0.3% | $77.27 | $71.69 | — | COM | 075896100 |
| SWK | STANLEY BLACK & DECKER INC | 4,037 | $366K | 0.3% | $90.66 * | $56.98 | +16.7% | COM | 854502101 |
| MDLZ | MONDELEZ INTL INC | 11,270 | $354K | 0.3% | $31.41 * | $23.17 | +4.1% | CL A | 609207105 |
| — | CHICAGO BRIDGE & IRON CO N V | 5,215 | $353K | 0.3% | $67.69 | $61.18 | — | COM | 167250109 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 3,097 | $352K | 0.3% | $113.66 | $110.55 | +2.7% | CL B NEW | 084670702 |
| CMCSA | COMCAST CORP NEW | 7,686 | $347K | 0.3% | $45.15 * | $15.69 | +9.8% | CL A | 20030N101 |
| — | BBCN BANCORP INC | 25,000 | $344K | 0.3% | $13.76 | $14.58 | — | COM | 073295107 |
| — | KELLOGG CO | 5,547 | $326K | 0.3% | $58.77 * | $38.95 | -7.3% | COM | 487836108 |
| — | SENIOR HSG PPTYS TR | 13,872 | $324K | 0.3% | $23.36 | $25.81 | — | SH BEN INT | 81721M109 |
| META | FACEBOOK INC | 6,403 | $322K | 0.3% | $50.29 | $36.96 | +35.0% | CL A | 30303M102 |
| IWB | ISHARES | 3,398 | $320K | 0.3% | $94.17 | $89.55 | +5.2% | RUS 1000 ETF | 464287622 |
| — | UNITED TECHNOLOGIES CORP | 2,802 | $302K | 0.2% | $107.78 | $96.76 | — | COM | 913017109 |
| — | HILLSHIRE BRANDS CO | 9,789 | $301K | 0.2% | $30.75 | $33.04 | — | COM | 432589109 |
| EPD | ENTERPRISE PRODS PARTNERS L | 4,922 | $300K | 0.2% | $60.95 | $62.45 | — | COM | 293792107 |
| JOE | ST JOE CO | 15,200 | $298K | 0.2% | $19.61 | $20.21 | -2.9% | COM | 790148100 |
| KEY | KEYCORP NEW | 25,850 | $295K | 0.2% | $11.41 * | $6.49 | +11.5% | COM | 493267108 |
| TGT | TARGET CORP | 4,553 | $291K | 0.2% | $63.91 * | $47.95 | -7.2% | COM | 87612E106 |
| LOW | LOWES COS INC | 6,010 | $286K | 0.2% | $47.59 * | $32.16 | +18.9% | COM | 548661107 |
| — | AEGON N V | 11,000 | $276K | 0.2% | $25.09 | $25.09 | — | NY REGISTRY SH | 007924103 |
| — | ALPS ETF TR | 14,661 | $258K | 0.2% | $17.60 | $17.60 | — | ALERIAN MLP | 00162Q866 |
| VV | VANGUARD INDEX FDS | 3,295 | $255K | 0.2% | $77.39 | $73.86 | +4.7% | LARGE CAP ETF | 922908637 |
| — | CHUBB CORP | 2,698 | $241K | 0.2% | $89.33 | $89.33 | — | COM | 171232101 |
| — | EXPRESS SCRIPTS HLDG CO | 3,886 | $240K | 0.2% | $61.76 | $61.85 | — | COM | 30219G108 |
| SLM | SLM CORP | 9,478 | $236K | 0.2% | $24.90 * | $7.81 | +14.0% | COM | 78442P106 |
| AMZN | AMAZON COM INC | 755 | $236K | 0.2% | $312.58 * | $14.90 | +4.9% | COM | 023135106 |
| MA | MASTERCARD INC | 350 | $235K | 0.2% | $671.43 * | $58.30 | +7.2% | CL A | 57636Q104 |
| GATX | GATX CORP | 4,670 | $222K | 0.2% | $47.54 * | $37.44 | -4.7% | COM | 361448103 |
| BAC | BANK OF AMERICA CORPORATION | 15,853 | $219K | 0.2% | $13.81 * | $10.22 | +6.3% | COM | 060505104 |
| — | NEW YORK CMNTY BANCORP INC | 14,424 | $218K | 0.2% | $15.11 | $14.14 | — | COM | 649445103 |
| — | THE ADT CORPORATION | 5,235 | $213K | 0.2% | $40.69 | $40.35 | — | COM | 00101J106 |
| C | CITIGROUP INC | 4,300 | $209K | 0.2% | $48.60 * | $35.76 | +0.9% | COM NEW | 172967424 |
| WY | WEYERHAEUSER CO | 6,996 | $200K | 0.2% | $28.59 * | $17.63 | +1.7% | COM | 962166104 |