Location: Santa Barbara, CA
CIK: 0001645382 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Oct 22, 2015
Total Value: $330M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| DBEF | DBX ETF TR | 2,422,560 | $63.18M | 19.1% | $26.08 | $28.10 | -7.2% | XTRAK MSCI EAFE | 233051200 |
| VUG | VANGUARD INDEX FDS | 312,560 | $31.35M | 9.5% | $100.29 * | $18.17 | -8.0% | GROWTH ETF | 922908736 |
| VTV | VANGUARD INDEX FDS | 406,033 | $31.16M | 9.4% | $76.75 | $85.25 | -10.0% | VALUE ETF | 922908744 |
| VWO | VANGUARD INTL EQUITY INDEX F | 573,935 | $18.99M | 5.7% | $33.09 | $39.57 | -16.4% | FTSE EMR MKT ETF | 922042858 |
| DWM | WISDOMTREE TR | 388,653 | $17.65M | 5.3% | $45.42 | $53.55 | -15.2% | INTL EQUITY FD | 97717W703 |
| IGSB | ISHARES TR | 164,175 | $17.26M | 5.2% | $105.13 * | $52.71 | -0.3% | 1-3 YR CR BD ETF | 464288646 |
| SCZ | ISHARES TR | 274,866 | $13.13M | 4.0% | $47.77 | $51.95 | -8.1% | EAFE SML CP ETF | 464288273 |
| SPIB | SPDR SERIES TRUST | 364,523 | $12.38M | 3.7% | $33.95 | $34.28 | -1.0% | INTR TRM CORP BD | 78464A375 |
| BND | VANGUARD BD INDEX FD INC | 113,782 | $9.322M | 2.8% | $81.93 | $82.24 | -0.4% | TOTAL BND MRKT | 921937835 |
| VTI | VANGUARD INDEX FDS | 88,696 | $8.756M | 2.7% | $98.72 | $107.37 | -8.1% | TOTAL STK MKT | 922908769 |
| RWX | SPDR INDEX SHS FDS | 206,254 | $8.114M | 2.5% | $39.34 | $43.74 | -10.1% | DJ INTL RL ETF | 78463X863 |
| VB | VANGUARD INDEX FDS | 59,041 | $6.374M | 1.9% | $107.96 | $122.54 | -11.9% | SMALL CP ETF | 922908751 |
| VNQ | VANGUARD INDEX FDS | 76,842 | $5.805M | 1.8% | $75.54 | $79.42 | -4.9% | REIT ETF | 922908553 |
| DLN | WISDOMTREE TR | 79,732 | $5.366M | 1.6% | $67.30 * | $37.13 | -9.4% | LARGECAP DIVID | 97717W307 |
| EFA | ISHARES TR | 91,131 | $5.224M | 1.6% | $57.32 | $66.59 | -13.9% | MSCI EAFE ETF | 464287465 |
| AAPL | APPLE INC | 44,262 | $4.882M | 1.5% | $110.30 * | $28.47 | -13.0% | COM | 037833100 |
| — | BARCLAYS BK PLC | 2,909,570 | $2.91M | 0.9% | $1.00 | $1.00 | — | IPSPGS TTL ETN | 06738C794 |
| WFC | WELLS FARGO & CO NEW | 53,707 | $2.758M | 0.8% | $51.35 * | $41.38 | -7.1% | COM | 949746101 |
| IWD | ISHARES TR | 25,832 | $2.41M | 0.7% | $93.30 | $104.87 | -11.1% | RUS 1000 VAL ETF | 464287598 |
| IWV | ISHARES TR | 18,294 | $2.083M | 0.6% | $113.86 | $123.80 | -8.0% | RUSSELL 3000 ETF | 464287689 |
| IWF | ISHARES TR | 21,537 | $2.003M | 0.6% | $93.00 * | $25.15 | -7.5% | RUS 1000 GRW ETF | 464287614 |
| SPY | SPDR S&P 500 ETF TR | 9,174 | $1.758M | 0.5% | $191.63 | $209.22 | -8.4% | TR UNIT | 78462F103 |
| XOM | EXXON MOBIL CORP | 22,171 | $1.648M | 0.5% | $74.33 * | $54.22 | -12.3% | COM | 30231G102 |
| JNJ | JOHNSON & JOHNSON | 16,492 | $1.539M | 0.5% | $93.32 * | $74.36 | -5.5% | COM | 478160104 |
| ISRG | INTUITIVE SURGICAL INC | 3,135 | $1.441M | 0.4% | $459.65 * | $55.94 | -8.7% | COM NEW | 46120E602 |
| AMGN | AMGEN INC | 10,305 | $1.425M | 0.4% | $138.28 * | $117.59 | -13.1% | COM | 031162100 |
| EMB | ISHARES TR | 13,083 | $1.392M | 0.4% | $106.40 | $111.91 | -4.9% | JP MOR EM MK ETF | 464288281 |
| DEM | WISDOMTREE TR | 37,504 | $1.256M | 0.4% | $33.49 | $41.58 | -19.5% | EMER MKT HIGH FD | 97717W315 |
| VEA | VANGUARD TAX MANAGED INTL FD | 34,208 | $1.219M | 0.4% | $35.63 | $41.35 | -13.8% | FTSE DEV MKT ETF | 921943858 |
| PFE | PFIZER INC | 35,215 | $1.106M | 0.3% | $31.41 * | $20.76 | -7.5% | COM | 717081103 |
| — | GENERAL ELECTRIC CO | 41,667 | $1.051M | 0.3% | $25.22 | $24.81 | — | COM | 369604103 |
| BMY | BRISTOL MYERS SQUIBB CO | 17,388 | $1.029M | 0.3% | $59.18 * | $45.99 | -9.1% | COM | 110122108 |
| IP | INTL PAPER CO | 27,118 | $1.025M | 0.3% | $37.80 * | $28.15 | -18.2% | COM | 460146103 |
| — | MORGAN STANLEY CHINA A SH FD | 1,024,187 | $1.024M | 0.3% | $1.00 | $1.00 | — | COM | 617468103 |
| MO | ALTRIA GROUP INC | 17,583 | $956K | 0.3% | $54.37 * | $25.44 | +8.6% | COM | 02209S103 |
| EEM | ISHARES TR | 28,625 | $938K | 0.3% | $32.77 | $41.83 | -21.6% | MSCI EMG MKT ETF | 464287234 |
| VSS | VANGUARD INTL EQUITY INDEX F | 10,025 | $909K | 0.3% | $90.67 | $104.59 | -13.3% | FTSE SMCAP ETF | 922042718 |
| CVX | CHEVRON CORP NEW | 11,255 | $888K | 0.3% | $78.90 * | $65.44 | -22.4% | COM | 166764100 |
| — | SPDR SERIES TRUST | 24,431 | $871K | 0.3% | $35.65 | $39.22 | — | BRC HGH YLD BD | 78464A417 |
| IBM | INTERNATIONAL BUSINESS MACHS | 5,981 | $867K | 0.3% | $144.96 * | $102.99 | -12.8% | COM | 459200101 |
| INTC | INTEL CORP | 25,796 | $777K | 0.2% | $30.12 * | $24.85 | -4.8% | COM | 458140100 |
| MET | METLIFE INC | 16,199 | $764K | 0.2% | $47.16 * | $33.13 | -10.4% | COM | 59156R108 |
| UPS | UNITED PARCEL SERVICE INC | 7,673 | $757K | 0.2% | $98.66 * | $67.72 | +0.4% | CL B | 911312106 |
| — | ISHARES TR | 21,630 | $754K | 0.2% | $34.86 | $38.14 | — | INTL DEVPPTY ETF | 464288422 |
| — | TIME WARNER INC | 10,941 | $752K | 0.2% | $68.73 | $82.08 | — | COM NEW | 887317303 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 5,749 | $750K | 0.2% | $130.46 | $142.63 | -8.6% | CL B NEW | 084670702 |
| BFH | ALLIANCE DATA SYSTEMS CORP | 2,771 | $718K | 0.2% | $259.11 * | $186.69 | -4.4% | COM | 018581108 |
| — | TOTAL S A | 15,975 | $714K | 0.2% | $44.69 | $49.52 | — | SPONSORED ADR | 89151E109 |
| MSFT | MICROSOFT CORP | 15,816 | $700K | 0.2% | $44.26 * | $39.29 | -2.0% | COM | 594918104 |
| PNC | PNC FINL SVCS GROUP INC | 7,717 | $688K | 0.2% | $89.15 * | $67.69 | -5.1% | COM | 693475105 |
| DIS | DISNEY WALT CO | 6,625 | $677K | 0.2% | $102.19 * | $100.00 | -6.4% | COM DISNEY | 254687106 |
| MRK | MERCK & CO INC NEW | 13,578 | $671K | 0.2% | $49.42 * | $40.23 | -14.7% | COM | 58933Y105 |
| TAP | MOLSON COORS BREWING CO | 7,968 | $662K | 0.2% | $83.08 * | $57.32 | +12.7% | CL B | 60871R209 |
| KO | COCA COLA CO | 16,277 | $653K | 0.2% | $40.12 * | $28.99 | +0.3% | COM | 191216100 |
| COP | CONOCOPHILLIPS | 13,464 | $646K | 0.2% | $47.98 * | $46.27 | -24.8% | COM | 20825C104 |
| IWM | ISHARES TR | 5,752 | $628K | 0.2% | $109.18 | $124.92 | -12.6% | RUSSELL 2000 ETF | 464287655 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 30,013 | $623K | 0.2% | $20.76 | $23.87 | -13.1% | SPONSORED ADR | 874039100 |
| PEP | PEPSICO INC | 6,043 | $570K | 0.2% | $94.32 * | $69.32 | -0.1% | COM | 713448108 |
| VEU | VANGUARD INTL EQUITY INDEX F | 13,004 | $554K | 0.2% | $42.60 | $50.70 | -15.9% | ALLWRLD EX US | 922042775 |
| T | AT&T INC | 16,559 | $539K | 0.2% | $32.55 * | $12.22 | -3.0% | COM | 00206R102 |
| — | ZAYO GROUP HLDGS INC | 21,183 | $537K | 0.2% | $25.35 | $25.35 | — | COM | 98919V105 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 3,305 | $537K | 0.2% | $162.48 | $179.92 | -9.6% | UT SER 1 | 78467X109 |
| ABBV | ABBVIE INC | 9,814 | $534K | 0.2% | $54.41 * | $42.37 | -16.0% | COM | 00287Y109 |
| MCD | MCDONALDS CORP | 5,325 | $525K | 0.2% | $98.59 * | $74.17 | +3.3% | COM | 580135101 |
| PG | PROCTER & GAMBLE CO | 6,943 | $499K | 0.2% | $71.87 * | $59.83 | -9.5% | COM | 742718109 |
| VGK | VANGUARD INTL EQUITY INDEX F | 9,934 | $489K | 0.1% | $49.22 | $56.57 | -13.1% | FTSE EUROPE ETF | 922042874 |
| DHI | D R HORTON INC | 16,364 | $480K | 0.1% | $29.33 * | $25.15 | +4.2% | COM | 23331A109 |
| TRV | TRAVELERS COMPANIES INC | 4,703 | $468K | 0.1% | $99.51 * | $80.92 | -1.7% | COM | 89417E109 |
| VBR | VANGUARD INDEX FDS | 4,793 | $464K | 0.1% | $96.81 | $109.72 | -11.7% | SM CP VAL ETF | 922908611 |
| — | TIME WARNER CABLE INC | 2,546 | $457K | 0.1% | $179.50 | $149.93 | — | COM | 88732J207 |
| PHM | PULTE GROUP INC | 24,159 | $456K | 0.1% | $18.87 * | $17.87 | -7.0% | COM | 745867101 |
| — | RYLAND GROUP INC | 11,000 | $449K | 0.1% | $40.82 | $44.03 | — | COM | 783764103 |
| LEN | LENNAR CORP | 9,050 | $436K | 0.1% | $48.18 * | $43.33 | -3.9% | CL A | 526057104 |
| CSCO | CISCO SYS INC | 16,424 | $431K | 0.1% | $26.24 * | $20.42 | -6.8% | COM | 17275R102 |
| NOC | NORTHROP GRUMMAN CORP | 2,528 | $420K | 0.1% | $166.14 * | $134.61 | +4.5% | COM | 666807102 |
| DEO | DIAGEO P L C | 3,850 | $415K | 0.1% | $107.79 | $113.62 | -5.1% | SPON ADR NEW | 25243Q205 |
| TOL | TOLL BROTHERS INC | 12,000 | $411K | 0.1% | $34.25 | $37.86 | -9.6% | COM | 889478103 |
| CMI | CUMMINS INC | 3,676 | $399K | 0.1% | $108.54 * | $102.82 | -20.2% | COM | 231021106 |
| HD | HOME DEPOT INC | 3,398 | $392K | 0.1% | $115.36 * | $87.09 | +4.0% | COM | 437076102 |
| BWZ | SPDR SERIES TRUST | 12,900 | $388K | 0.1% | $30.08 | $30.78 | -2.3% | SHRT INTL ETF | 78464A334 |
| NFLX | NETFLIX INC | 3,682 | $380K | 0.1% | $103.20 * | $10.74 | -3.8% | COM | 64110L106 |
| CHD | CHURCH & DWIGHT INC | 4,519 | $379K | 0.1% | $83.87 * | $36.39 | +0.7% | COM | 171340102 |
| CMF | ISHARES TR | 3,170 | $372K | 0.1% | $117.35 * | $58.19 | +0.8% | CALI AMT-FRE ETF | 464288356 |
| QCOM | QUALCOMM INC | 6,653 | $357K | 0.1% | $53.66 * | $50.31 | -20.2% | COM | 747525103 |
| WTRE | WISDOMTREE TR | 13,700 | $356K | 0.1% | $25.99 | $30.37 | -14.4% | GLB EX US RL EST | 97717W331 |
| CVS | CVS HEALTH CORP | 3,662 | $353K | 0.1% | $96.40 * | $75.30 | -5.3% | COM | 126650100 |
| SDY | SPDR SERIES TRUST | 4,842 | $349K | 0.1% | $72.08 | $78.37 | -7.9% | S&P DIVID ETF | 78464A763 |
| AMZN | AMAZON COM INC | 656 | $336K | 0.1% | $512.20 * | $25.28 | +1.2% | COM | 023135106 |
| — | ROYAL DUTCH SHELL PLC | 7,034 | $333K | 0.1% | $47.34 | $59.65 | — | SPONS ADR A | 780259206 |
| — | POWERSHARES QQQ TRUST | 3,245 | $330K | 0.1% | $101.69 | $105.70 | — | UNIT SER 1 | 73935A104 |
| VOO | VANGUARD INDEX FDS | 1,862 | $327K | 0.1% | $175.62 | $192.74 | -8.8% | S&P 500 ETF SHS | 922908363 |
| AMAT | APPLIED MATLS INC | 21,385 | $314K | 0.1% | $14.68 * | $18.01 | -27.8% | COM | 038222105 |
| UNP | UNION PAC CORP | 3,503 | $310K | 0.1% | $88.50 * | $81.98 | -14.4% | COM | 907818108 |
| GILD | GILEAD SCIENCES INC | 3,145 | $309K | 0.1% | $98.25 * | $76.02 | -9.6% | COM | 375558103 |
| SO | SOUTHERN CO | 6,882 | $308K | 0.1% | $44.75 * | $28.33 | +2.4% | COM | 842587107 |
| JPM | JPMORGAN CHASE & CO | 4,948 | $302K | 0.1% | $61.03 * | $49.19 | -6.1% | COM | 46625H100 |
| COST | COSTCO WHSL CORP NEW | 2,090 | $302K | 0.1% | $144.50 * | $120.13 | +1.0% | COM | 22160K105 |
| SCHX | SCHWAB STRATEGIC TR | 6,541 | $299K | 0.1% | $45.71 * | $8.40 | -9.2% | US LRG CAP ETF | 808524201 |
| META | FACEBOOK INC | 3,219 | $289K | 0.1% | $89.78 | $91.13 | -2.0% | CL A | 30303M102 |
| WMT | WAL-MART STORES INC | 4,455 | $289K | 0.1% | $64.87 * | $20.71 | -13.7% | COM | 931142103 |
| LOW | LOWES COS INC | 4,043 | $279K | 0.1% | $69.01 * | $58.80 | -2.9% | COM | 548661107 |
| VBK | VANGUARD INDEX FDS | 2,353 | $277K | 0.1% | $117.72 | $134.79 | -12.6% | SML CP GRW ETF | 922908595 |
| WIP | SPDR SERIES TRUST | 5,300 | $276K | 0.1% | $52.08 | $55.46 | -6.2% | DB INT GVT ETF | 78464A490 |
| BAX | BAXTER INTL INC | 8,313 | $273K | 0.1% | $32.84 * | $31.60 | -11.8% | COM | 071813109 |
| NVS | NOVARTIS A G | 2,943 | $271K | 0.1% | $92.08 | $101.84 | -9.7% | SPONSORED ADR | 66987V109 |
| ROST | ROSS STORES INC | 5,564 | $270K | 0.1% | $48.53 * | $45.67 | -4.0% | COM | 778296103 |
| VXF | VANGUARD INDEX FDS | 3,152 | $257K | 0.1% | $81.54 | $92.95 | -12.2% | EXTEND MKT ETF | 922908652 |
| — | BAXALTA INC | 8,158 | $257K | 0.1% | $31.50 | $31.50 | — | COM | 07177M103 |
| AXP | AMERICAN EXPRESS CO | 3,364 | $249K | 0.1% | $74.02 * | $67.99 | -6.1% | COM | 025816109 |
| ORCL | ORACLE CORP | 6,707 | $242K | 0.1% | $36.08 * | $36.51 | -15.3% | COM | 68389X105 |
| CAH | CARDINAL HEALTH INC | 3,146 | $242K | 0.1% | $76.92 * | $65.52 | -12.2% | COM | 14149Y108 |
| SNY | SANOFI | 4,907 | $233K | 0.1% | $47.48 | $50.71 | -6.4% | SPONSORED ADR | 80105N105 |
| VPL | VANGUARD INTL EQUITY INDEX F | 4,300 | $231K | 0.1% | $53.72 | $63.18 | -15.0% | FTSE PACIFIC ETF | 922042866 |
| — | ALLERGAN PLC | 839 | $228K | 0.1% | $271.75 | $271.75 | — | SHS | G0177J108 |
| TM | TOYOTA MOTOR CORP | 1,938 | $227K | 0.1% | $117.13 | $136.40 | -14.0% | SP ADR REP2COM | 892331307 |
| — | EATON VANCE TAX MNGD GBL DV | 27,234 | $226K | 0.1% | $8.30 | $9.69 | — | COM | 27829F108 |
| UNH | UNITEDHEALTH GROUP INC | 1,921 | $223K | 0.1% | $116.09 * | $101.20 | -2.8% | COM | 91324P102 |
| — | KANSAS CITY SOUTHERN | 2,426 | $221K | 0.1% | $91.10 | $102.07 | — | COM NEW | 485170302 |
| LLY | LILLY ELI & CO | 2,624 | $220K | 0.1% | $83.84 * | $70.47 | -0.6% | COM | 532457108 |
| CLX | CLOROX CO DEL | 1,906 | $220K | 0.1% | $115.42 * | $80.03 | +8.0% | COM | 189054109 |
| EFX | EQUIFAX INC | 2,262 | $220K | 0.1% | $97.26 * | $90.00 | -2.0% | COM | 294429105 |
| — | GLAXOSMITHKLINE PLC | 5,608 | $216K | 0.1% | $38.52 | $38.52 | — | SPONSORED ADR | 37733W105 |
| VGIT | VANGUARD SCOTTSDALE FDS | 3,204 | $210K | 0.1% | $65.54 | $64.82 | +1.1% | INT-TERM GOV | 92206C706 |
| VOD | VODAFONE GROUP PLC NEW | 6,588 | $209K | 0.1% | $31.72 | $36.03 | -11.9% | SPNSR ADR NO PAR | 92857W308 |
| GPC | GENUINE PARTS CO | 2,501 | $207K | 0.1% | $82.77 * | $67.74 | -8.9% | COM | 372460105 |
| V | VISA INC | 2,942 | $205K | 0.1% | $69.68 * | $66.38 | -2.3% | COM CL A | 92826C839 |
| SLB | SCHLUMBERGER LTD | 2,957 | $204K | 0.1% | $68.99 * | $66.50 | -22.5% | COM | 806857108 |
| AZN | ASTRAZENECA PLC | 6,348 | $202K | 0.1% | $31.82 | $31.82 | — | SPONSORED ADR | 046353108 |
| MUFG | MITSUBISHI UFJ FINL GROUP IN | 32,263 | $196K | 0.1% | $6.08 | $7.04 | -13.5% | SPONSORED ADR | 606822104 |
| — | ZIOPHARM ONCOLOGY INC | 19,960 | $180K | 0.1% | $9.02 | $10.28 | — | COM | 98973P101 |
| LYG | LLOYDS BANKING GROUP PLC | 37,195 | $171K | 0.1% | $4.60 | $5.15 | -10.8% | SPONSORED ADR | 539439109 |
| — | EATON VANCE TX MGD DIV EQ IN | 14,949 | $154K | 0.0% | $10.30 | $11.19 | — | COM | 27828N102 |
| SAN | BANCO SANTANDER SA | 25,120 | $133K | 0.0% | $5.29 | $7.04 | -25.0% | ADR | 05964H105 |
| — | SYNTHETIC BIOLOGICS INC | 23,180 | $53,000 | 0.0% | $2.29 | $2.29 | — | COM | 87164U102 |
| — | QUANTUM CORP | 18,035 | $13,000 | 0.0% | $0.72 | $0.72 | — | COM DSSG | 747906204 |