Location: Santa Barbara, CA
CIK: 0001645382 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 16, 2016
Total Value: $355M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| DBEF | DBX ETF TR | 2,565,948 | $69.69M | 19.6% | $27.16 | $28.07 | -3.2% | XTRAK MSCI EAFE | 233051200 |
| VTV | VANGUARD INDEX FDS | 378,929 | $30.89M | 8.7% | $81.52 | $85.25 | -4.4% | VALUE ETF | 922908744 |
| VUG | VANGUARD INDEX FDS | 288,125 | $30.65M | 8.6% | $106.39 * | $18.17 | -2.4% | GROWTH ETF | 922908736 |
| VWO | VANGUARD INTL EQUITY INDEX F | 594,948 | $19.46M | 5.5% | $32.71 | $39.39 | -17.0% | FTSE EMR MKT ETF | 922042858 |
| IGSB | ISHARES TR | 167,763 | $17.55M | 4.9% | $104.60 * | $52.71 | -0.8% | 1-3 YR CR BD ETF | 464288646 |
| DWM | WISDOMTREE TR | 361,891 | $16.86M | 4.7% | $46.59 | $53.55 | -13.0% | INTL EQUITY FD | 97717W703 |
| SPIB | SPDR SERIES TRUST | 428,470 | $14.32M | 4.0% | $33.43 | $34.21 | -2.3% | INTR TRM CORP BD | 78464A375 |
| SCZ | ISHARES TR | 279,303 | $13.95M | 3.9% | $49.95 | $51.92 | -3.8% | EAFE SML CP ETF | 464288273 |
| VTI | VANGUARD INDEX FDS | 108,368 | $11.3M | 3.2% | $104.30 | $107.00 | -2.5% | TOTAL STK MKT | 922908769 |
| BND | VANGUARD BD INDEX FD INC | 131,840 | $10.65M | 3.0% | $80.76 | $82.12 | -1.7% | TOTAL BND MRKT | 921937835 |
| RWX | SPDR INDEX SHS FDS | 225,025 | $8.803M | 2.5% | $39.12 | $43.45 | -10.0% | DJ INTL RL ETF | 78463X863 |
| VB | VANGUARD INDEX FDS | 65,017 | $7.193M | 2.0% | $110.63 | $121.70 | -9.1% | SMALL CP ETF | 922908751 |
| EFA | ISHARES TR | 119,438 | $7.013M | 2.0% | $58.72 | $65.08 | -9.8% | MSCI EAFE ETF | 464287465 |
| VNQ | VANGUARD INDEX FDS | 72,957 | $5.817M | 1.6% | $79.73 | $79.42 | +0.4% | REIT ETF | 922908553 |
| DLN | WISDOMTREE TR | 79,886 | $5.683M | 1.6% | $71.14 * | $37.13 | -4.2% | LARGECAP DIVID | 97717W307 |
| AAPL | APPLE INC | 47,596 | $5.01M | 1.4% | $105.26 * | $28.28 | -16.1% | COM | 037833100 |
| — | MB FINANCIAL INC NEW | 90,861 | $2.941M | 0.8% | $32.37 | $32.37 | — | COM | 55264U108 |
| WFC | WELLS FARGO & CO NEW | 53,600 | $2.914M | 0.8% | $54.37 * | $41.38 | -0.9% | COM | 949746101 |
| AMGN | AMGEN INC | 16,932 | $2.749M | 0.8% | $162.36 * | $117.16 | +2.9% | COM | 031162100 |
| IWD | ISHARES TR | 25,253 | $2.471M | 0.7% | $97.85 | $104.87 | -6.7% | RUS 1000 VAL ETF | 464287598 |
| XOM | EXXON MOBIL CORP | 26,818 | $2.09M | 0.6% | $77.93 * | $53.73 | -6.4% | COM | 30231G102 |
| IWF | ISHARES TR | 20,942 | $2.083M | 0.6% | $99.47 * | $25.15 | -1.1% | RUS 1000 GRW ETF | 464287614 |
| IWV | ISHARES TR | 17,143 | $2.063M | 0.6% | $120.34 | $123.80 | -2.8% | RUSSELL 3000 ETF | 464287689 |
| SPY | SPDR S&P 500 ETF TR | 9,223 | $1.88M | 0.5% | $203.84 | $209.22 | -2.6% | TR UNIT | 78462F103 |
| JNJ | JOHNSON & JOHNSON | 17,157 | $1.762M | 0.5% | $102.70 * | $74.42 | +4.6% | COM | 478160104 |
| ISRG | INTUITIVE SURGICAL INC | 3,135 | $1.712M | 0.5% | $546.09 * | $55.94 | +8.5% | COM NEW | 46120E602 |
| — | MORGAN STANLEY CHINA A SH FD | 1,686,524 | $1.687M | 0.5% | $1.00 | $1.00 | — | COM | 617468103 |
| — | GENERAL ELECTRIC CO | 45,903 | $1.43M | 0.4% | $31.15 | $25.40 | — | COM | 369604103 |
| — | MYLAN N V | 23,438 | $1.267M | 0.4% | $54.06 | $54.06 | — | SHS EURO | N59465109 |
| VEA | VANGUARD TAX MANAGED INTL FD | 34,368 | $1.262M | 0.4% | $36.72 | $41.35 | -11.2% | FTSE DEV MKT ETF | 921943858 |
| PFE | PFIZER INC | 37,770 | $1.219M | 0.3% | $32.27 * | $20.73 | -4.0% | COM | 717081103 |
| BMY | BRISTOL MYERS SQUIBB CO | 17,594 | $1.21M | 0.3% | $68.77 * | $46.00 | +6.2% | COM | 110122108 |
| DEM | WISDOMTREE TR | 37,702 | $1.193M | 0.3% | $31.64 | $41.58 | -23.9% | EMER MKT HIGH FD | 97717W315 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 8,664 | $1.144M | 0.3% | $132.04 | $139.80 | -5.5% | CL B NEW | 084670702 |
| IBM | INTERNATIONAL BUSINESS MACHS | 8,233 | $1.133M | 0.3% | $137.62 * | $98.76 | -12.9% | COM | 459200101 |
| MO | ALTRIA GROUP INC | 18,065 | $1.052M | 0.3% | $58.23 * | $25.55 | +16.9% | COM | 02209S103 |
| IP | INTL PAPER CO | 27,118 | $1.022M | 0.3% | $37.69 * | $28.15 | -17.5% | COM | 460146103 |
| CVX | CHEVRON CORP NEW | 11,153 | $1.003M | 0.3% | $89.93 * | $65.44 | -10.4% | COM | 166764100 |
| MSFT | MICROSOFT CORP | 17,437 | $967K | 0.3% | $55.46 * | $39.91 | +21.7% | COM | 594918104 |
| VSS | VANGUARD INTL EQUITY INDEX F | 10,025 | $931K | 0.3% | $92.87 | $104.59 | -11.2% | FTSE SMCAP ETF | 922042718 |
| INTC | INTEL CORP | 25,870 | $891K | 0.3% | $34.44 * | $24.85 | +9.6% | COM | 458140100 |
| MRK | MERCK & CO INC NEW | 16,790 | $887K | 0.2% | $52.83 * | $39.57 | -6.5% | COM | 58933Y105 |
| GOOG | ALPHABET INC | 1,151 | $873K | 0.2% | $758.47 * | $35.61 | +5.8% | CAP STK CL C | 02079K107 |
| EEM | ISHARES TR | 26,548 | $855K | 0.2% | $32.21 | $41.83 | -23.0% | MSCI EMG MKT ETF | 464287234 |
| — | JPMORGAN CHASE & CO | 26,990 | $782K | 0.2% | $28.97 | $28.97 | — | ALERIAN ML ETN | 46625H365 |
| BFH | ALLIANCE DATA SYSTEMS CORP | 2,771 | $766K | 0.2% | $276.43 * | $186.69 | +2.1% | COM | 018581108 |
| — | ISHARES TR | 21,270 | $747K | 0.2% | $35.12 | $38.14 | — | INTL DEVPPTY ETF | 464288422 |
| UPS | UNITED PARCEL SERVICE INC | 7,657 | $737K | 0.2% | $96.25 * | $67.72 | -1.4% | CL B | 911312106 |
| PNC | PNC FINL SVCS GROUP INC | 7,717 | $736K | 0.2% | $95.37 * | $67.69 | +2.0% | COM | 693475105 |
| KO | COCA COLA CO | 17,127 | $736K | 0.2% | $42.97 * | $29.08 | +7.9% | COM | 191216100 |
| — | TOTAL S A | 15,850 | $712K | 0.2% | $44.92 | $49.52 | — | SPONSORED ADR | 89151E109 |
| GOOGL | ALPHABET INC | 899 | $700K | 0.2% | $778.64 * | $36.73 | +5.1% | CAP STK CL A | 02079K305 |
| DIS | DISNEY WALT CO | 6,481 | $681K | 0.2% | $105.08 * | $100.00 | -3.1% | COM DISNEY | 254687106 |
| PEP | PEPSICO INC | 6,719 | $671K | 0.2% | $99.87 * | $69.74 | +6.0% | COM | 713448108 |
| IWM | ISHARES TR | 5,863 | $660K | 0.2% | $112.57 | $124.74 | -9.7% | RUSSELL 2000 ETF | 464287655 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 28,950 | $659K | 0.2% | $22.76 | $23.87 | -4.7% | SPONSORED ADR | 874039100 |
| MCD | MCDONALDS CORP | 5,540 | $655K | 0.2% | $118.23 * | $74.68 | +24.0% | COM | 580135101 |
| PG | PROCTER & GAMBLE CO | 8,121 | $645K | 0.2% | $79.42 * | $59.56 | +1.3% | COM | 742718109 |
| COP | CONOCOPHILLIPS | 13,398 | $626K | 0.2% | $46.72 * | $46.27 | -25.8% | COM | 20825C104 |
| MET | METLIFE INC | 12,974 | $625K | 0.2% | $48.17 * | $33.13 | -7.7% | COM | 59156R108 |
| — | TIME WARNER INC | 9,436 | $610K | 0.2% | $64.65 | $82.08 | — | COM NEW | 887317303 |
| T | AT&T INC | 17,659 | $608K | 0.2% | $34.43 * | $12.23 | +4.3% | COM | 00206R102 |
| EMB | ISHARES TR | 5,719 | $605K | 0.2% | $105.79 | $111.91 | -5.5% | JP MOR EM MK ETF | 464288281 |
| ABBV | ABBVIE INC | 10,190 | $604K | 0.2% | $59.27 * | $42.21 | -7.4% | COM | 00287Y109 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 3,305 | $575K | 0.2% | $173.98 | $179.92 | -3.3% | UT SER 1 | 78467X109 |
| — | ZAYO GROUP HLDGS INC | 21,183 | $563K | 0.2% | $26.58 | $25.35 | — | COM | 98919V105 |
| — | TIME WARNER CABLE INC | 2,876 | $534K | 0.2% | $185.67 | $154.03 | — | COM | 88732J207 |
| TAP | MOLSON COORS BREWING CO | 5,665 | $532K | 0.1% | $93.91 * | $57.32 | +28.1% | CL B | 60871R209 |
| HD | HOME DEPOT INC | 3,955 | $523K | 0.1% | $132.24 * | $88.91 | +17.2% | COM | 437076102 |
| DHI | D R HORTON INC | 16,154 | $517K | 0.1% | $32.00 * | $25.15 | +13.9% | COM | 23331A109 |
| TRV | TRAVELERS COMPANIES INC | 4,531 | $511K | 0.1% | $112.78 * | $80.92 | +12.0% | COM | 89417E109 |
| VGK | VANGUARD INTL EQUITY INDEX F | 10,081 | $503K | 0.1% | $49.90 | $56.49 | -11.7% | FTSE EUROPE ETF | 922042874 |
| AMZN | AMAZON COM INC | 708 | $479K | 0.1% | $676.55 * | $25.74 | +31.3% | COM | 023135106 |
| NOC | NORTHROP GRUMMAN CORP | 2,528 | $477K | 0.1% | $188.69 * | $134.61 | +19.4% | COM | 666807102 |
| VBR | VANGUARD INDEX FDS | 4,793 | $473K | 0.1% | $98.69 | $109.72 | -10.0% | SM CP VAL ETF | 922908611 |
| CSCO | CISCO SYS INC | 17,016 | $462K | 0.1% | $27.15 * | $20.41 | -2.8% | COM | 17275R102 |
| — | SPDR SERIES TRUST | 12,965 | $440K | 0.1% | $33.94 | $39.22 | — | BRC HGH YLD BD | 78464A417 |
| DEO | DIAGEO P L C | 3,741 | $408K | 0.1% | $109.06 | $113.62 | -4.0% | SPON ADR NEW | 25243Q205 |
| VEU | VANGUARD INTL EQUITY INDEX F | 9,159 | $398K | 0.1% | $43.45 | $50.70 | -14.4% | ALLWRLD EX US | 922042775 |
| JPM | JPMORGAN CHASE & CO | 5,964 | $394K | 0.1% | $66.06 * | $49.27 | +2.3% | COM | 46625H100 |
| AMAT | APPLIED MATLS INC | 20,837 | $389K | 0.1% | $18.67 * | $18.01 | -7.7% | COM | 038222105 |
| CHD | CHURCH & DWIGHT INC | 4,519 | $384K | 0.1% | $84.97 * | $36.39 | +2.3% | COM | 171340102 |
| BWZ | SPDR SERIES TRUST | 12,900 | $384K | 0.1% | $29.77 | $30.78 | -3.4% | SHRT INTL ETF | 78464A334 |
| META | FACEBOOK INC | 3,611 | $378K | 0.1% | $104.68 | $92.31 | +12.6% | CL A | 30303M102 |
| BAC | BANK AMER CORP | 21,934 | $369K | 0.1% | $16.82 * | $13.56 | -0.3% | COM | 060505104 |
| GILD | GILEAD SCIENCES INC | 3,625 | $367K | 0.1% | $101.24 * | $75.61 | -5.9% | COM | 375558103 |
| CMF | ISHARES TR | 3,099 | $366K | 0.1% | $118.10 * | $58.19 | +1.5% | CALI AMT-FRE ETF | 464288356 |
| — | POWERSHARES QQQ TRUST | 3,245 | $363K | 0.1% | $111.86 | $105.70 | — | UNIT SER 1 | 73935A104 |
| CVS | CVS HEALTH CORP | 3,687 | $360K | 0.1% | $97.64 * | $75.30 | -3.7% | COM | 126650100 |
| WTRE | WISDOMTREE TR | 13,700 | $358K | 0.1% | $26.13 | $30.37 | -14.0% | GLB EX US RL EST | 97717W331 |
| SDY | SPDR SERIES TRUST | 4,842 | $356K | 0.1% | $73.52 | $78.37 | -6.1% | S&P DIVID ETF | 78464A763 |
| COST | COSTCO WHSL CORP NEW | 2,166 | $350K | 0.1% | $161.59 * | $120.58 | +12.7% | COM | 22160K105 |
| SCHX | SCHWAB STRATEGIC TR | 7,180 | $349K | 0.1% | $48.61 * | $8.37 | -3.3% | US LRG CAP ETF | 808524201 |
| VOO | VANGUARD INDEX FDS | 1,862 | $348K | 0.1% | $186.90 | $192.74 | -3.0% | S&P 500 ETF SHS | 922908363 |
| SCHW | SCHWAB CHARLES CORP NEW | 10,445 | $344K | 0.1% | $32.93 * | $27.89 | +4.1% | COM | 808513105 |
| QCOM | QUALCOMM INC | 6,566 | $328K | 0.1% | $49.95 * | $50.31 | -25.0% | COM | 747525103 |
| CMI | CUMMINS INC | 3,676 | $324K | 0.1% | $88.14 * | $102.82 | -34.7% | COM | 231021106 |
| SO | SOUTHERN CO | 6,882 | $322K | 0.1% | $46.79 * | $28.33 | +8.5% | COM | 842587107 |
| — | ROYAL DUTCH SHELL PLC | 6,977 | $319K | 0.1% | $45.72 | $59.65 | — | SPONS ADR A | 780259206 |
| LOW | LOWES COS INC | 4,103 | $312K | 0.1% | $76.04 * | $58.85 | +7.5% | COM | 548661107 |
| WMT | WAL-MART STORES INC | 5,005 | $307K | 0.1% | $61.34 * | $20.26 | -16.0% | COM | 931142103 |
| VOD | VODAFONE GROUP PLC NEW | 9,262 | $299K | 0.1% | $32.28 | $35.05 | -8.0% | SPNSR ADR NO PAR | 92857W308 |
| UNP | UNION PAC CORP | 3,671 | $287K | 0.1% | $78.18 * | $81.36 | -23.2% | COM | 907818108 |
| VBK | VANGUARD INDEX FDS | 2,353 | $286K | 0.1% | $121.55 | $134.79 | -9.9% | SML CP GRW ETF | 922908595 |
| ORCL | ORACLE CORP | 7,613 | $278K | 0.1% | $36.52 * | $36.07 | -12.9% | COM | 68389X105 |
| ROST | ROSS STORES INC | 5,060 | $272K | 0.1% | $53.75 * | $45.67 | +6.8% | COM | 778296103 |
| WIP | SPDR SERIES TRUST | 5,300 | $267K | 0.1% | $50.38 | $55.46 | -9.2% | DB INT GVT ETF | 78464A490 |
| NVS | NOVARTIS A G | 3,059 | $263K | 0.1% | $85.98 | $101.34 | -15.1% | SPONSORED ADR | 66987V109 |
| — | ALLERGAN PLC | 839 | $262K | 0.1% | $312.28 | $271.75 | — | SHS | G0177J108 |
| VPL | VANGUARD INTL EQUITY INDEX F | 4,566 | $259K | 0.1% | $56.72 | $62.84 | -9.8% | FTSE PACIFIC ETF | 922042866 |
| TM | TOYOTA MOTOR CORP | 2,098 | $258K | 0.1% | $122.97 | $135.43 | -9.1% | SP ADR REP2COM | 892331307 |
| AXP | AMERICAN EXPRESS CO | 3,695 | $257K | 0.1% | $69.55 * | $67.53 | -11.0% | COM | 025816109 |
| EFX | EQUIFAX INC | 2,262 | $252K | 0.1% | $111.41 * | $90.00 | +12.6% | COM | 294429105 |
| VZ | VERIZON COMMUNICATIONS INC | 5,260 | $243K | 0.1% | $46.20 * | $26.92 | +1.9% | COM | 92343V104 |
| CLX | CLOROX CO DEL | 1,906 | $242K | 0.1% | $126.97 * | $80.03 | +19.3% | COM | 189054109 |
| — | EATON VANCE TAX MNGD GBL DV | 27,214 | $241K | 0.1% | $8.86 | $9.69 | — | COM | 27829F108 |
| V | VISA INC | 3,074 | $238K | 0.1% | $77.42 * | $66.63 | +8.5% | COM CL A | 92826C839 |
| AZN | ASTRAZENECA PLC | 6,934 | $235K | 0.1% | $33.89 | $32.00 | — | SPONSORED ADR | 046353108 |
| — | GLAXOSMITHKLINE PLC | 5,780 | $233K | 0.1% | $40.31 | $38.57 | — | SPONSORED ADR | 37733W105 |
| UNH | UNITEDHEALTH GROUP INC | 1,960 | $231K | 0.1% | $117.86 * | $101.16 | -0.9% | COM | 91324P102 |
| BP | BP PLC | 7,150 | $224K | 0.1% | $31.33 | $33.81 | -7.5% | SPONSORED ADR | 055622104 |
| MUFG | MITSUBISHI UFJ FINL GROUP IN | 35,849 | $223K | 0.1% | $6.22 | $6.98 | -10.9% | SPONSORED ADR | 606822104 |
| GPC | GENUINE PARTS CO | 2,588 | $222K | 0.1% | $85.78 * | $67.65 | -4.8% | COM | 372460105 |
| — | BAXALTA INC | 5,693 | $222K | 0.1% | $39.00 | $31.50 | — | COM | 07177M103 |
| — | WESTPAC BKG CORP | 9,054 | $219K | 0.1% | $24.19 | $24.19 | — | SPONSORED ADR | 961214301 |
| BAX | BAXTER INTL INC | 5,713 | $218K | 0.1% | $38.16 * | $31.60 | +2.8% | COM | 071813109 |
| CAH | CARDINAL HEALTH INC | 2,446 | $218K | 0.1% | $89.13 * | $65.52 | +2.5% | COM | 14149Y108 |
| ABT | ABBOTT LABS | 4,765 | $214K | 0.1% | $44.91 * | $36.55 | +1.8% | COM | 002824100 |
| SLB | SCHLUMBERGER LTD | 3,042 | $212K | 0.1% | $69.69 * | $66.21 | -20.7% | COM | 806857108 |
| LLY | LILLY ELI & CO | 2,493 | $210K | 0.1% | $84.24 * | $70.47 | +0.7% | COM | 532457108 |
| — | UNITED TECHNOLOGIES CORP | 2,173 | $209K | 0.1% | $96.18 | $96.18 | — | COM | 913017109 |
| IYY | ISHARES TR | 2,000 | $204K | 0.1% | $102.00 * | $51.45 | -0.9% | DOW JONES US ETF | 464287846 |
| NVO | NOVO-NORDISK A S | 3,476 | $202K | 0.1% | $58.11 | $55.35 | +4.9% | ADR | 670100205 |
| SNY | SANOFI | 4,712 | $201K | 0.1% | $42.66 | $50.71 | -15.9% | SPONSORED ADR | 80105N105 |
| VXF | VANGUARD INDEX FDS | 2,402 | $201K | 0.1% | $83.68 | $92.95 | -9.8% | EXTEND MKT ETF | 922908652 |
| LYG | LLOYDS BANKING GROUP PLC | 40,883 | $178K | 0.1% | $4.35 | $5.10 | -14.5% | SPONSORED ADR | 539439109 |
| — | ZIOPHARM ONCOLOGY INC | 19,960 | $166K | 0.0% | $8.32 | $10.28 | — | COM | 98973P101 |
| SAN | BANCO SANTANDER SA | 29,364 | $143K | 0.0% | $4.87 | $6.81 | -28.4% | ADR | 05964H105 |
| — | EATON VANCE TX MGD DIV EQ IN | 12,499 | $140K | 0.0% | $11.20 | $11.19 | — | COM | 27828N102 |
| — | BARCLAYS BK PLC | 77,875 | $78,000 | 0.0% | $1.00 | $1.00 | — | IPSPGS TTL ETN | 06738C794 |
| — | SYNTHETIC BIOLOGICS INC | 23,180 | $53,000 | 0.0% | $2.29 | $2.29 | — | COM | 87164U102 |
| — | QUANTUM CORP | 18,035 | $17,000 | 0.0% | $0.94 | $0.72 | — | COM DSSG | 747906204 |