Location: Redlands, CA
CIK: 0001549042 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 13, 2017
Total Value: $126M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | PACIFIC PREMIER BANCORP | 316,180 | $11.21M | 8.9% | $35.45 | $24.00 | — | COM | 69478X105 |
| MSFT | MICROSOFT CORP | 64,048 | $3.989M | 3.2% | $62.28 * | $41.16 | +35.8% | COM | 594918104 |
| AAPL | APPLE INC | 29,715 | $3.44M | 2.7% | $115.77 * | $24.06 | +11.0% | COM | 037833100 |
| DIS | DISNEY WALT CO | 32,557 | $3.394M | 2.7% | $104.25 * | $81.60 | +19.5% | COM DISNEY | 254687106 |
| T | AT&T INC | 71,200 | $3.028M | 2.4% | $42.53 * | $12.14 | +38.6% | COM | 00206R102 |
| V | VISA INC | 38,110 | $2.976M | 2.4% | $78.09 * | $59.75 | +22.7% | COM CL A | 92826C839 |
| INTC | INTEL CORP | 78,743 | $2.86M | 2.3% | $36.32 * | $26.63 | +11.2% | COM | 458140100 |
| CORP | PIMCO ETF TR | 26,369 | $2.698M | 2.1% | $102.32 | $106.40 | -3.9% | INV GRD CRP BD | 72201R817 |
| — | POWERSHARES ETF TR II | 136,480 | $2.564M | 2.0% | $18.79 | $18.86 | — | FDM HG YLD RAFI | 73936T557 |
| PFE | PFIZER INC | 71,781 | $2.331M | 1.8% | $32.47 * | $18.16 | +14.4% | COM | 717081103 |
| SCHO | SCHWAB STRATEGIC TR | 45,702 | $2.304M | 1.8% | $50.41 * | $25.39 | -0.7% | SHT TM US TRES | 808524862 |
| BWX | SPDR SERIES TRUST | 74,801 | $1.942M | 1.5% | $25.96 | $28.72 | -9.5% | BLOMBERG INTL TR | 78464A516 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 11,760 | $1.916M | 1.5% | $162.93 | $144.46 | +12.8% | CL B NEW | 084670702 |
| SPGI | S&P GLOBAL INC | 17,742 | $1.908M | 1.5% | $107.54 * | $96.34 | +2.9% | COM | 78409V104 |
| SPTL | SPDR SERIES TRUST | 27,363 | $1.886M | 1.5% | $68.93 * | $39.78 | -13.4% | BLOOMBERG LNG TR | 78464A664 |
| MDLZ | MONDELEZ INTL INC | 39,338 | $1.74M | 1.4% | $44.23 * | $28.41 | +26.3% | CL A | 609207105 |
| MRK | MERCK & CO INC | 29,213 | $1.72M | 1.4% | $58.88 * | $39.35 | +8.2% | COM | 58933Y105 |
| GPN | GLOBAL PMTS INC | 23,897 | $1.659M | 1.3% | $69.42 * | $50.20 | +31.5% | COM | 37940X102 |
| WMT | WAL-MART STORES INC | 22,652 | $1.563M | 1.2% | $69.00 * | $21.73 | -9.0% | COM | 931142103 |
| — | WALGREENS BOOTS ALLIANCE INC | 17,694 | $1.463M | 1.2% | $82.68 | $75.86 | — | COM | 931427108 |
| TM | TOYOTA MOTOR CORP | 12,080 | $1.413M | 1.1% | $116.97 | $105.52 | +11.1% | SP ADR REP2COM | 892331307 |
| ZTS | ZOETIS INC | 26,293 | $1.41M | 1.1% | $53.63 * | $37.22 | +34.1% | CL A | 98978V103 |
| PSLV | SPROTT PHYSICAL SILVER TR | 85,371 | $1.392M | 1.1% | $16.31 | $13.96 | — | TR UNIT | 85207K107 |
| — | GENERAL ELECTRIC CO | 43,899 | $1.387M | 1.1% | $31.60 | $29.68 | — | COM | 369604103 |
| — | PS BUSINESS PKS INC CALIF | 12,048 | $1.383M | 1.1% | $114.79 | $83.29 | — | COM | 69360J107 |
| CSCO | CISCO SYS INC | 45,272 | $1.369M | 1.1% | $30.24 * | $18.52 | +23.4% | COM | 17275R102 |
| PSA | PUBLIC STORAGE | 5,554 | $1.238M | 1.0% | $222.90 * | $117.31 | +32.4% | COM | 74460D109 |
| POOL | POOL CORPORATION | 11,636 | $1.214M | 1.0% | $104.33 * | $51.89 | +81.5% | COM | 73278L105 |
| MET | METLIFE INC | 22,167 | $1.194M | 0.9% | $53.86 * | $30.77 | +15.1% | COM | 59156R108 |
| KO | COCA COLA CO | 28,174 | $1.167M | 0.9% | $41.42 * | $30.03 | +4.1% | COM | 191216100 |
| — | CANADIAN PAC RY LTD | 7,933 | $1.134M | 0.9% | $142.95 | $189.48 | — | COM | 13645T100 |
| — | WHEELER REAL ESTATE INVT TR | 50,875 | $1.12M | 0.9% | $22.01 | $21.49 | — | CV PFD SER B | 963025309 |
| CAH | CARDINAL HEALTH INC | 15,180 | $1.092M | 0.9% | $71.94 * | $58.13 | -4.7% | COM | 14149Y108 |
| MS | MORGAN STANLEY | 25,850 | $1.091M | 0.9% | $42.21 * | $22.77 | +43.2% | COM NEW | 617446448 |
| LAND | GLADSTONE LD CORP | 98,128 | $1.09M | 0.9% | $11.11 | $10.33 | — | COM | 376549101 |
| WY | WEYERHAEUSER CO | 17,090 | $1.039M | 0.8% | $60.80 * | $21.68 | -2.1% | COM | 962166104 |
| — | DISCOVER FINL SVCS | 13,955 | $1.006M | 0.8% | $72.09 | $58.17 | — | COM | 254709108 |
| CVX | CHEVRON CORP NEW | 8,243 | $969K | 0.8% | $117.55 * | $67.67 | +18.4% | COM | 166764100 |
| GDOT | GREEN DOT CORP | 41,218 | $967K | 0.8% | $23.46 | $18.27 | +28.9% | CL A | 39304D102 |
| GLW | CORNING INC | 36,962 | $897K | 0.7% | $24.27 * | $15.28 | +24.9% | COM | 219350105 |
| BMY | BRISTOL MYERS SQUIBB CO | 15,194 | $888K | 0.7% | $58.44 * | $39.18 | +7.9% | COM | 110122108 |
| — | WYNDHAM WORLDWIDE CORP | 11,264 | $870K | 0.7% | $77.24 | $80.28 | — | COM | 98310W108 |
| DOV | DOVER CORP | 10,901 | $816K | 0.6% | $74.86 * | $50.38 | +3.8% | COM | 260003108 |
| JNJ | JOHNSON & JOHNSON | 6,821 | $785K | 0.6% | $115.09 * | $77.30 | +16.2% | COM | 478160104 |
| XLI | SELECT SECTOR SPDR TR | 9,600 | $736K | 0.6% | $76.67 * | $56.82 | +9.5% | SBI INT-INDS | 81369Y704 |
| — | WHOLE FOODS MKT INC | 23,430 | $720K | 0.6% | $30.73 | $53.07 | — | COM | 966837106 |
| ADBE | ADOBE SYS INC | 6,955 | $716K | 0.6% | $102.95 | $70.09 | +46.9% | COM | 00724F101 |
| EME | EMCOR GROUP INC | 10,000 | $708K | 0.6% | $70.80 * | $40.94 | +66.8% | COM | 29084Q100 |
| — | HARRIS CORP DEL | 6,600 | $677K | 0.5% | $102.58 | $76.82 | — | COM | 413875105 |
| HSY | HERSHEY CO | 6,320 | $652K | 0.5% | $103.16 * | $74.66 | +11.9% | COM | 427866108 |
| — | SENIOR HSG PPTYS TR | 33,631 | $638K | 0.5% | $18.97 | $17.74 | — | SH BEN INT | 81721M109 |
| BAC | BANK AMER CORP | 28,599 | $632K | 0.5% | $22.10 * | $12.99 | +38.7% | COM | 060505104 |
| PG | PROCTER AND GAMBLE CO | 7,503 | $631K | 0.5% | $84.10 * | $64.49 | +2.3% | COM | 742718109 |
| AMGN | AMGEN INC | 4,286 | $627K | 0.5% | $146.29 * | $115.09 | -3.1% | COM | 031162100 |
| VVV | VALVOLINE INC | 28,276 | $625K | 0.5% | $22.10 * | $22.13 | -2.8% | COM | 92047W101 |
| HAL | HALLIBURTON CO | 11,424 | $618K | 0.5% | $54.10 * | $32.17 | +41.0% | COM | 406216101 |
| MCD | MCDONALDS CORP | 5,038 | $613K | 0.5% | $121.68 * | $70.55 | +39.4% | COM | 580135101 |
| — | SEAGATE TECHNOLOGY PLC | 16,000 | $610K | 0.5% | $38.13 | $60.13 | — | SHS | G7945M107 |
| — | DOW CHEM CO | 10,661 | $609K | 0.5% | $57.12 | $48.94 | — | COM | 260543103 |
| AMAT | APPLIED MATLS INC | 18,845 | $609K | 0.5% | $32.32 * | $19.65 | +48.6% | COM | 038222105 |
| MTUS | TIMKENSTEEL CORP | 38,587 | $595K | 0.5% | $15.42 | $35.72 | -56.7% | COM | 887399103 |
| TEX | TEREX CORP NEW | 18,800 | $593K | 0.5% | $31.54 | $28.59 | +10.3% | COM | 880779103 |
| — | TC PIPELINES LP | 9,848 | $582K | 0.5% | $59.10 | $66.71 | — | UT COM LTD PRT | 87233Q108 |
| — | POTASH CORP SASK INC | 31,549 | $571K | 0.5% | $18.10 | $37.05 | — | COM | 73755L107 |
| GS | GOLDMAN SACHS GROUP INC | 2,374 | $568K | 0.5% | $239.26 * | $127.90 | +54.9% | COM | 38141G104 |
| ABBV | ABBVIE INC | 9,075 | $568K | 0.5% | $62.59 * | $40.24 | +6.6% | COM | 00287Y109 |
| IEP | ICAHN ENTERPRISES LP | 9,354 | $562K | 0.4% | $60.08 | $96.94 | — | DEPOSITARY UNIT | 451100101 |
| WPC | W P CAREY INC | 8,961 | $528K | 0.4% | $58.92 | $63.01 | — | COM | 92936U109 |
| SYF | SYNCHRONY FINL | 14,250 | $516K | 0.4% | $36.21 * | $23.05 | +26.7% | COM | 87165B103 |
| XLF | SELECT SECTOR SPDR TR | 21,993 | $509K | 0.4% | $23.14 | $19.78 | +17.5% | SBI INT-FINL | 81369Y605 |
| PHG | KONINKLIJKE PHILIPS N V | 16,607 | $507K | 0.4% | $30.53 | $28.67 | +6.6% | NY REG SH NEW | 500472303 |
| CAR | AVIS BUDGET GROUP | 13,183 | $483K | 0.4% | $36.64 * | $54.35 | -35.9% | COM | 053774105 |
| TRMK | TRUSTMARK CORP | 13,484 | $482K | 0.4% | $35.75 * | $16.81 | +61.8% | COM | 898402102 |
| MMM | 3M CO | 2,680 | $479K | 0.4% | $178.73 * | $93.04 | +18.5% | COM | 88579Y101 |
| — | ENERGY TRANSFER PRTNRS L P | 12,804 | $457K | 0.4% | $35.69 | $33.57 | — | UNIT LTD PARTN | 29273R109 |
| ARW | ARROW ELECTRS INC | 6,300 | $450K | 0.4% | $71.43 | $55.61 | +28.2% | COM | 042735100 |
| — | BEACON ROOFING SUPPLY INC | 9,215 | $424K | 0.3% | $46.01 | $26.32 | — | COM | 073685109 |
| — | HANESBRANDS INC | 18,958 | $409K | 0.3% | $21.57 | $52.72 | — | COM | 410345102 |
| — | UNITED STATES STL CORP NEW | 4,597 | $404K | 0.3% | $87.88 | $87.88 | — | COM | 912909108 |
| OLP | ONE LIBERTY PPTYS INC | 16,132 | $403K | 0.3% | $24.98 | $24.80 | — | COM | 682406103 |
| — | NEW YORK CMNTY BANCORP INC | 25,000 | $400K | 0.3% | $16.00 | $15.88 | — | COM | 649445103 |
| META | FACEBOOK INC | 3,445 | $396K | 0.3% | $114.95 | $76.30 | +49.7% | CL A | 30303M102 |
| — | APARTMENT INVT & MGMT CO | 8,475 | $385K | 0.3% | $45.43 | $39.00 | — | CL A | 03748R101 |
| — | CELGENE CORP | 3,240 | $375K | 0.3% | $115.74 | $118.66 | — | COM | 151020104 |
| KN | KNOWLES CORP | 22,297 | $373K | 0.3% | $16.73 | $20.69 | -19.2% | COM | 49926D109 |
| HOG | HARLEY DAVIDSON INC | 6,356 | $371K | 0.3% | $58.37 | $60.62 | -3.8% | COM | 412822108 |
| F | FORD MTR CO DEL | 30,563 | $370K | 0.3% | $12.11 * | $7.78 | -3.7% | COM PAR $0.01 | 345370860 |
| INVA | INNOVIVA INC | 34,510 | $369K | 0.3% | $10.69 | $10.97 | -2.5% | COM | 45781M101 |
| KHC | KRAFT HEINZ CO | 4,207 | $367K | 0.3% | $87.24 * | $48.30 | +19.9% | COM | 500754106 |
| ABT | ABBOTT LABS | 9,449 | $363K | 0.3% | $38.42 * | $35.31 | -7.6% | COM | 002824100 |
| SCHW | SCHWAB CHARLES CORP NEW | 9,020 | $355K | 0.3% | $39.36 * | $24.85 | +41.4% | COM | 808513105 |
| — | RYDEX ETF TRUST | 4,041 | $350K | 0.3% | $86.61 | $84.34 | — | GUG S&P500 EQ WT | 78355W106 |
| — | BB&T CORP | 7,412 | $348K | 0.3% | $46.95 | $37.53 | — | COM | 054937107 |
| — | UNILEVER PLC | 8,400 | $342K | 0.3% | $40.71 | $42.00 | — | SPON ADR NEW | 904767704 |
| — | CST BRANDS INC | 7,071 | $342K | 0.3% | $48.37 | $43.58 | — | COM | 12646R105 |
| — | EATON VANCE FLTING RATE INC | 22,700 | $339K | 0.3% | $14.93 | $14.01 | — | COM | 278279104 |
| BA | BOEING CO | 2,158 | $336K | 0.3% | $155.70 * | $110.76 | +30.3% | COM | 097023105 |
| — | EQUITY ONE | 10,903 | $335K | 0.3% | $30.73 | $27.38 | — | COM | 294752100 |
| UPS | UNITED PARCEL SERVICE INC | 2,918 | $334K | 0.3% | $114.46 * | $73.08 | +12.1% | CL B | 911312106 |
| — | BLACKROCK MUNIYIELD CALI QLT | 23,699 | $334K | 0.3% | $14.09 | $16.32 | — | COM | 09254N103 |
| — | AMERICAN FARMLAND CO | 41,298 | $329K | 0.3% | $7.97 | $6.61 | — | COM | 02589Y100 |
| — | VIACOM INC NEW | 9,350 | $328K | 0.3% | $35.08 | $38.07 | — | CL B | 92553P201 |
| NWL | NEWELL BRANDS INC | 7,274 | $325K | 0.3% | $44.68 * | $23.01 | +31.5% | COM | 651229106 |
| AMZN | AMAZON COM INC | 431 | $323K | 0.3% | $749.42 * | $34.07 | +10.0% | COM | 023135106 |
| HD | HOME DEPOT INC | 2,341 | $314K | 0.2% | $134.13 * | $104.93 | +2.8% | COM | 437076102 |
| — | POWERSHARES ETF TR II | 7,547 | $314K | 0.2% | $41.61 | $41.57 | — | S&P500 LOW VOL | 73937B779 |
| AFL | AFLAC INC | 4,500 | $313K | 0.2% | $69.56 * | $22.70 | +24.3% | COM | 001055102 |
| — | APOLLO INVT CORP | 52,700 | $310K | 0.2% | $5.88 | $6.92 | — | COM | 03761U106 |
| — | TELETECH HOLDINGS INC | 10,000 | $304K | 0.2% | $30.40 | $22.90 | — | COM | 879939106 |
| IBB | ISHARES TR | 1,145 | $304K | 0.2% | $265.50 * | $89.99 | -1.7% | NASDQ BIOTEC ETF | 464287556 |
| — | POWERSHARES ETF TR II | 5,270 | $295K | 0.2% | $55.98 | $40.24 | — | KBW RG BK PORT | 73937B712 |
| VDE | VANGUARD WORLD FDS | 2,815 | $294K | 0.2% | $104.44 | $80.79 | +29.6% | ENERGY ETF | 92204A306 |
| VO | VANGUARD INDEX FDS | 2,200 | $289K | 0.2% | $131.36 * | $30.14 | +9.2% | MID CAP ETF | 922908629 |
| CAG | CONAGRA BRANDS INC | 7,200 | $285K | 0.2% | $39.58 * | $18.73 | +51.9% | COM | 205887102 |
| MRSH | MARSH & MCLENNAN COS INC | 4,140 | $280K | 0.2% | $67.63 * | $45.21 | +29.0% | COM | 571748102 |
| AB | ALLIANCEBERNSTEIN HOLDING LP | 11,724 | $276K | 0.2% | $23.54 | $25.08 | — | UNIT LTD PARTN | 01881G106 |
| AXP | AMERICAN EXPRESS CO | 3,694 | $274K | 0.2% | $74.17 * | $71.02 | -8.1% | COM | 025816109 |
| RIG | TRANSOCEAN LTD | 18,458 | $271K | 0.2% | $14.68 | $24.70 | -40.3% | REG SHS | H8817H100 |
| UIS | UNISYS CORP | 18,034 | $268K | 0.2% | $14.86 | $24.24 | -38.3% | COM NEW | 909214306 |
| COP | CONOCOPHILLIPS | 5,327 | $267K | 0.2% | $50.12 * | $48.08 | -21.3% | COM | 20825C104 |
| FCX | FREEPORT-MCMORAN INC | 20,039 | $264K | 0.2% | $13.17 * | $22.09 | -45.8% | CL B | 35671D857 |
| — | FORTRESS INVESTMENT GROUP LL | 52,800 | $255K | 0.2% | $4.83 | $7.56 | — | CL A | 34958B106 |
| CB | CHUBB LIMITED | 1,933 | $255K | 0.2% | $131.92 * | $96.31 | +17.2% | COM | H1467J104 |
| AMH | AMERICAN HOMES 4 RENT | 12,000 | $252K | 0.2% | $21.00 | $16.55 | — | CL A | 02665T306 |
| AEO | AMERICAN EAGLE OUTFITTERS NE | 16,580 | $252K | 0.2% | $15.20 * | $9.91 | +20.2% | COM | 02553E106 |
| — | DISCOVERY COMMUNICATNS NEW | 9,296 | $249K | 0.2% | $26.79 | $28.82 | — | COM SER C | 25470F302 |
| JBL | JABIL CIRCUIT INC | 10,500 | $249K | 0.2% | $23.71 * | $18.49 | +20.3% | COM | 466313103 |
| TXN | TEXAS INSTRS INC | 3,396 | $248K | 0.2% | $73.03 * | $45.66 | +24.5% | COM | 882508104 |
| CM | CDN IMPERIAL BK COMM TORONTO | 3,006 | $246K | 0.2% | $81.84 * | $25.42 | +5.2% | COM | 136069101 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 17,218 | $246K | 0.2% | $14.29 | $15.01 | — | COM | 670651108 |
| SLB | SCHLUMBERGER LTD | 2,922 | $245K | 0.2% | $83.85 * | $58.24 | +11.3% | COM | 806857108 |
| — | FITBIT INC | 33,218 | $243K | 0.2% | $7.32 | $14.97 | — | CL A | 33812L102 |
| RYN | RAYONIER INC | 9,030 | $241K | 0.2% | $26.69 | $24.73 | — | COM | 754907103 |
| BSX | BOSTON SCIENTIFIC CORP | 11,164 | $241K | 0.2% | $21.59 | $12.78 | +69.2% | COM | 101137107 |
| MSI | MOTOROLA SOLUTIONS INC | 2,874 | $238K | 0.2% | $82.81 * | $53.42 | +35.8% | COM NEW | 620076307 |
| — | ARCONIC INC | 12,853 | $233K | 0.2% | $18.13 | $18.13 | — | COM | 03965L100 |
| JACK | JACK IN THE BOX INC | 2,022 | $226K | 0.2% | $111.77 | $102.14 | +9.3% | COM | 466367109 |
| — | COMPUTER SCIENCES CORP | 3,800 | $226K | 0.2% | $59.47 | $59.47 | — | COM | 205363104 |
| CAT | CATERPILLAR INC DEL | 2,418 | $224K | 0.2% | $92.64 * | $66.01 | +14.5% | COM | 149123101 |
| — | LEGG MASON INC | 7,319 | $220K | 0.2% | $30.06 | $52.62 | — | COM | 524901105 |
| WRB | BERKLEY W R CORP | 3,300 | $220K | 0.2% | $66.67 * | $14.61 | +10.3% | COM | 084423102 |
| KMB | KIMBERLY CLARK CORP | 1,920 | $219K | 0.2% | $114.06 * | $76.09 | +9.9% | COM | 494368103 |
| — | LIBERTY INTERACTIVE CORP | 5,951 | $219K | 0.2% | $36.80 | $37.74 | — | QVC GP COM SER A | 53071M104 |
| SCHH | SCHWAB STRATEGIC TR | 5,306 | $217K | 0.2% | $40.90 * | $20.07 | +2.2% | US REIT ETF | 808524847 |
| CWB | SPDR SERIES TRUST | 4,748 | $217K | 0.2% | $45.70 | $45.66 | -0.0% | BLMBRG BRC CNVRT | 78464A359 |
| GILD | GILEAD SCIENCES INC | 2,986 | $214K | 0.2% | $71.67 * | $61.59 | -16.4% | COM | 375558103 |
| VNQ | VANGUARD INDEX FDS | 2,600 | $214K | 0.2% | $82.31 | $78.45 | +5.2% | REIT ETF | 922908553 |
| EIX | EDISON INTL | 2,883 | $208K | 0.2% | $72.15 * | $43.70 | +13.6% | COM | 281020107 |
| GT | GOODYEAR TIRE & RUBR CO | 6,651 | $205K | 0.2% | $30.82 | $29.09 | +6.1% | COM | 382550101 |
| — | POWERSHARES ETF TR II | 7,210 | $204K | 0.2% | $28.29 | $28.29 | — | SOVEREIGN DEBT | 73936T573 |
| SPMD | SPDR SERIES TRUST | 2,259 | $200K | 0.2% | $88.53 * | $28.21 | +4.9% | SPDR S&P 1000 ET | 78464A847 |
| — | BROOKFIELD REAL ASSETS INCOM | 9,001 | $200K | 0.2% | $22.22 | $22.22 | — | SHS BEN INT | 112830104 |
| AES | AES CORP | 15,565 | $182K | 0.1% | $11.69 * | $9.08 | -8.4% | COM | 00130H105 |
| — | LEXINGTON REALTY TRUST | 16,463 | $177K | 0.1% | $10.75 | $11.26 | — | COM | 529043101 |
| — | INVESCO CALIF VALUE MUN INC | 14,327 | $174K | 0.1% | $12.14 | $13.33 | — | COM | 46132H106 |
| MPT | MEDICAL PPTYS TRUST INC | 13,747 | $170K | 0.1% | $12.37 | $14.83 | — | COM | 58463J304 |
| — | ASHFORD HOSPITALITY TR INC | 16,300 | $127K | 0.1% | $7.79 | $7.79 | — | COM SHS | 044103109 |
| — | MFS CALIF MUN FD | 11,118 | $125K | 0.1% | $11.24 | $11.56 | — | COM | 59318C106 |
| SJT | SAN JUAN BASIN RTY TR | 16,500 | $109K | 0.1% | $6.61 | $14.35 | — | UNIT BEN INT | 798241105 |
| PBT | PERMIAN BASIN RTY TR | 11,420 | $88,000 | 0.1% | $7.71 | $10.26 | — | UNIT BEN INT | 714236106 |
| SAN | BANCO SANTANDER SA | 15,538 | $80,000 | 0.1% | $5.15 | $8.63 | -39.9% | ADR | 05964H105 |
| — | ANWORTH MORTGAGE ASSET CP | 13,785 | $71,000 | 0.1% | $5.15 | $5.07 | — | COM | 037347101 |
| HGTXU | HUGOTON RTY TR TEX | 19,408 | $40,000 | 0.0% | $2.06 | $7.90 | — | UNIT BEN INT | 444717102 |
| NGD | NEW GOLD INC CDA | 11,544 | $40,000 | 0.0% | $3.47 * | $4.22 | -10.0% | COM | 644535106 |
| — | EURASIAN MINERALS INC | 21,352 | $21,000 | 0.0% | $0.98 | $0.84 | — | COM | 29843R100 |
| — | COMMERCEHUB INC | 915 | $14,000 | 0.0% | $15.30 | $15.30 | — | COM SER A | 20084V108 |
| — | VANGUARD NAT RES LLC | 18,529 | $13,000 | 0.0% | $0.70 | $15.80 | — | COM UNIT | 92205F106 |
| — | COMMERCEHUB INC | 9,800 | $1,000 | 0.0% | $0.10 | $15.30 | — | Put | 20084V108 |