Guinness Atkinson Asset Management Inc Diversified Active

Location: Pasadena, CA

CIK: 0001409765 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Nov 6, 2023

Total Value: $180M (100.0% shares, 0.0% debt)

Holdings (105)

NVDA NVIDIA CORPORATION 4.2%
Value $7.632M Shares 17,545 Est. Cost $16.01 Unrealized +179.7%
MSFT MICROSOFT CORP 3.9%
Value $7.056M Shares 22,348 Est. Cost $148.29 Unrealized +118.9%
APH AMPHENOL CORP NEW 3.7%
Value $6.671M Shares 79,426 Est. Cost $34.94 Unrealized +20.6%
AMAT APPLIED MATLS INC 3.5%
Value $6.381M Shares 46,092 Est. Cost $22.14 Unrealized +534.3%
MA MASTERCARD INCORPORATED 3.5%
Value $6.38M Shares 16,115 Est. Cost $292.75 Unrealized +35.3%
ROP ROPER TECHNOLOGIES INC 3.4%
Value $6.056M Shares 12,505 Est. Cost $174.18 Unrealized +177.1%
LAM RESEARCH CORP 3.4%
Value $6.053M Shares 9,657 Est. Cost $214.36 Unrealized
INTU INTUIT 3.4%
Value $6.052M Shares 11,844 Est. Cost $404.46 Unrealized +23.3%
KLAC KLA CORP 3.3%
Value $5.953M Shares 12,979 Est. Cost $98.66 Unrealized +375.8%
V VISA INC 3.2%
Value $5.762M Shares 25,051 Est. Cost $183.87 Unrealized +28.4%
META META PLATFORMS INC 3.1%
Value $5.644M Shares 18,799 Est. Cost $177.51 Unrealized +68.6%
CRM SALESFORCE INC 3.1%
Value $5.524M Shares 27,239 Est. Cost $175.17 Unrealized +21.9%
TSM TAIWAN SEMICONDUCTOR MFG LTD 3.1%
Value $5.52M Shares 63,521 Est. Cost $116.54 Unrealized
GOOGL ALPHABET INC 3.1%
Value $5.508M Shares 42,090 Est. Cost $106.47 Unrealized +20.6%
ICE INTERCONTINENTAL EXCHANGE IN 3.0%
Value $5.338M Shares 48,523 Est. Cost $49.94 Unrealized +122.6%
AAPL APPLE INC 2.9%
Value $5.219M Shares 30,481 Est. Cost $126.45 Unrealized +43.4%
ADBE ADOBE INC 2.8%
Value $5.043M Shares 9,891 Est. Cost $279.81 Unrealized +87.5%
TMO THERMO FISHER SCIENTIFIC INC 2.8%
Value $4.971M Shares 9,821 Est. Cost $310.51 Unrealized +70.3%
DHR DANAHER CORPORATION 2.6%
Value $4.615M Shares 18,602 Est. Cost $40.38 Unrealized +445.3%
CMCSA COMCAST CORP NEW 2.5%
Value $4.577M Shares 103,234 Est. Cost $29.33 Unrealized +41.5%
AMZN AMAZON COM INC 2.4%
Value $4.393M Shares 34,560 Est. Cost $123.63 Unrealized +8.4%
PYPL PAYPAL HLDGS INC 2.4%
Value $4.291M Shares 73,409 Est. Cost $75.27 Unrealized -13.7%
ZM ZOOM VIDEO COMMUNICATIONS IN 2.3%
Value $4.164M Shares 59,538 Est. Cost $95.90 Unrealized -27.6%
NKE NIKE INC 2.1%
Value $3.726M Shares 38,964 Est. Cost $50.17 Unrealized +95.8%
NTES NETEASE INC 1.2%
Value $2.166M Shares 21,622 Est. Cost $102.21 Unrealized
ON ON SEMICONDUCTOR CORP 1.2%
Value $2.164M Shares 23,285 Est. Cost $30.36 Unrealized +220.0%
BIDU BAIDU INC 0.9%
Value $1.648M Shares 12,270 Est. Cost $218.13 Unrealized
HUBB HUBBELL INC 0.9%
Value $1.547M Shares 4,935 Est. Cost $159.14 Unrealized +93.8%
AVGO BROADCOM INC 0.8%
Value $1.419M Shares 1,708 Est. Cost $32.17 Unrealized +161.0%
THRM GENTHERM INC 0.8%
Value $1.382M Shares 25,475 Est. Cost $57.74 Unrealized +0.5%
FSLR FIRST SOLAR INC 0.7%
Value $1.197M Shares 7,409 Est. Cost $74.70 Unrealized +149.8%
NEE NEXTERA ENERGY INC 0.7%
Value $1.19M Shares 20,766 Est. Cost $66.71 Unrealized -3.4%
ITRI ITRON INC 0.6%
Value $1.144M Shares 18,882 Est. Cost $73.65 Unrealized -6.8%
ORA ORMAT TECHNOLOGIES INC 0.6%
Value $1.115M Shares 15,944 Est. Cost $68.47 Unrealized +11.6%
JD JD.COM INC 0.6%
Value $1.087M Shares 37,300 Est. Cost $61.00 Unrealized
BABA ALIBABA GROUP HLDG LTD 0.6%
Value $1.041M Shares 12,000 Est. Cost $182.00 Unrealized
AFL AFLAC INC 0.6%
Value $1.026M Shares 13,371 Est. Cost $43.59 Unrealized +61.8%
EMR EMERSON ELEC CO 0.5%
Value $930K Shares 9,627 Est. Cost $79.26 Unrealized +15.0%
ABBV ABBVIE INC 0.5%
Value $892K Shares 5,984 Est. Cost $86.82 Unrealized +55.9%
AJG GALLAGHER ARTHUR J & CO 0.5%
Value $892K Shares 3,913 Est. Cost $94.32 Unrealized +132.3%
CSIQ CANADIAN SOLAR INC 0.5%
Value $873K Shares 35,459 Est. Cost $35.93 Unrealized -12.0%
PAYX PAYCHEX INC 0.5%
Value $857K Shares 7,429 Est. Cost $75.54 Unrealized +48.5%
CME CME GROUP INC 0.5%
Value $853K Shares 4,259 Est. Cost $134.37 Unrealized +34.1%
CSCO CISCO SYS INC 0.5%
Value $843K Shares 15,683 Est. Cost $31.68 Unrealized +58.8%
PG PROCTER AND GAMBLE CO 0.5%
Value $821K Shares 5,626 Est. Cost $103.64 Unrealized +39.1%
ITW ILLINOIS TOOL WKS INC 0.4%
Value $792K Shares 3,440 Est. Cost $145.56 Unrealized +58.1%
MDLZ MONDELEZ INTL INC 0.4%
Value $791K Shares 11,404 Est. Cost $59.04 Unrealized +13.8%
OTIS OTIS WORLDWIDE CORP 0.4%
Value $790K Shares 9,832 Est. Cost $57.69 Unrealized +42.5%
JNJ JOHNSON & JOHNSON 0.4%
Value $780K Shares 5,011 Est. Cost $118.71 Unrealized +29.1%
KO COCA COLA CO 0.4%
Value $764K Shares 13,643 Est. Cost $56.31 Unrealized -1.0%
XOM EXXON MOBIL CORP 0.4%
Value $755K Shares 6,421 Est. Cost $49.67 Unrealized +103.4%
VFC V F CORP 0.4%
Value $755K Shares 42,707 Est. Cost $31.98 Unrealized -40.5%
TXN TEXAS INSTRS INC 0.4%
Value $747K Shares 4,699 Est. Cost $165.19 Unrealized -3.8%
AMRC AMERESCO INC 0.4%
Value $720K Shares 18,682 Est. Cost $36.63 Unrealized +31.9%
PEP PEPSICO INC 0.4%
Value $714K Shares 4,212 Est. Cost $126.87 Unrealized +31.7%
BLACKROCK INC 0.4%
Value $708K Shares 1,095 Est. Cost $545.86 Unrealized
VLO VALERO ENERGY CORP 0.4%
Value $654K Shares 4,613 Est. Cost $50.36 Unrealized +142.5%
CVX CHEVRON CORP NEW 0.4%
Value $644K Shares 3,822 Est. Cost $80.82 Unrealized +80.4%
COP CONOCOPHILLIPS 0.3%
Value $581K Shares 4,849 Est. Cost $37.54 Unrealized +187.4%
ENPH ENPHASE ENERGY INC 0.3%
Value $537K Shares 4,472 Est. Cost $102.21 Unrealized +39.4%
TSLA TESLA INC 0.3%
Value $527K Shares 2,106 Est. Cost $235.71 Unrealized +9.0%
SLB SCHLUMBERGER LTD 0.3%
Value $527K Shares 9,034 Est. Cost $46.57 Unrealized +16.8%
ATHM AUTOHOME INC 0.3%
Value $513K Shares 16,900 Est. Cost $43.35 Unrealized
IMO IMPERIAL OIL LTD 0.3%
Value $504K Shares 8,181 Est. Cost $28.37 Unrealized +81.5%
HAL HALLIBURTON CO 0.3%
Value $489K Shares 12,069 Est. Cost $30.23 Unrealized +22.3%
FANG DIAMONDBACK ENERGY INC 0.3%
Value $486K Shares 3,139 Est. Cost $107.62 Unrealized +24.7%
CVE CENOVUS ENERGY INC 0.3%
Value $482K Shares 23,131 Est. Cost $17.96 Unrealized -0.3%
CNQ CANADIAN NAT RES LTD 0.3%
Value $465K Shares 7,197 Est. Cost $12.77 Unrealized +118.2%
EOG EOG RES INC 0.3%
Value $455K Shares 3,593 Est. Cost $59.29 Unrealized +97.6%
GOOG ALPHABET INC 0.2%
Value $439K Shares 3,328 Est. Cost $110.23 Unrealized +17.1%
SU SUNCOR ENERGY INC NEW 0.2%
Value $436K Shares 12,691 Est. Cost $22.30 Unrealized +32.2%
PIONEER NAT RES CO 0.2%
Value $433K Shares 1,886 Est. Cost $105.22 Unrealized
MBLY MOBILEYE GLOBAL INC 0.2%
Value $423K Shares 10,192 Est. Cost $38.46 Unrealized 0.0%
IBP INSTALLED BLDG PRODS INC 0.2%
Value $420K Shares 3,361 Est. Cost $130.32 Unrealized +4.7%
SEDG SOLAREDGE TECHNOLOGIES INC 0.2%
Value $416K Shares 3,214 Est. Cost $227.29 Unrealized -15.6%
POWI POWER INTEGRATIONS INC 0.2%
Value $392K Shares 5,135 Est. Cost $72.24 Unrealized +14.5%
PWR QUANTA SVCS INC 0.2%
Value $389K Shares 2,080 Est. Cost $66.27 Unrealized +201.6%
SUNNOVA ENERGY INTL INC. 0.2%
Value $383K Shares 36,560 Est. Cost $20.55 Unrealized
ADI ANALOG DEVICES INC 0.2%
Value $378K Shares 2,158 Est. Cost $135.93 Unrealized +30.2%
DVN DEVON ENERGY CORP NEW 0.2%
Value $344K Shares 7,215 Est. Cost $35.36 Unrealized +30.5%
SWKS SKYWORKS SOLUTIONS INC 0.2%
Value $318K Shares 3,224 Est. Cost $122.20 Unrealized -19.7%
DAR DARLING INGREDIENTS INC 0.2%
Value $318K Shares 6,084 Est. Cost $62.48 Unrealized 0.0%
DAN DANA INC 0.2%
Value $294K Shares 20,007 Est. Cost $16.79 Unrealized -7.5%
ENB ENBRIDGE INC 0.1%
Value $264K Shares 7,942 Est. Cost $27.47 Unrealized +10.6%
KMI KINDER MORGAN INC DEL 0.1%
Value $262K Shares 15,773 Est. Cost $15.32 Unrealized -0.4%
BKR BAKER HUGHES COMPANY 0.1%
Value $228K Shares 6,448 Est. Cost $28.31 Unrealized +18.4%
HLX HELIX ENERGY SOLUTIONS GRP I 0.1%
Value $180K Shares 16,154 Est. Cost $16.80 Unrealized -42.7%
QCOM QUALCOMM INC 0.0%
Value $84,850 Shares 764 Est. Cost $76.26 Unrealized +44.3%
CRTO CRITEO S A 0.0%
Value $50,925 Shares 1,744 Est. Cost $33.38 Unrealized
TTD THE TRADE DESK INC 0.0%
Value $49,391 Shares 632 Est. Cost $65.22 Unrealized +24.0%
HUBS HUBSPOT INC 0.0%
Value $47,280 Shares 96 Est. Cost $430.54 Unrealized +21.3%
TEAM ATLASSIAN CORPORATION 0.0%
Value $41,914 Shares 208 Est. Cost $159.19 Unrealized +19.3%
TPICQ TPI COMPOSITES INC 0.0%
Value $40,651 Shares 15,340 Est. Cost $21.99 Unrealized -72.2%
SPT SPROUT SOCIAL INC 0.0%
Value $39,505 Shares 792 Est. Cost $50.15 Unrealized 0.0%
PUBM PUBMATIC INC 0.0%
Value $36,687 Shares 3,032 Est. Cost $25.16 Unrealized -39.5%
MGNI MAGNITE INC 0.0%
Value $36,373 Shares 4,824 Est. Cost $21.46 Unrealized -49.8%
DV DOUBLEVERIFY HLDGS INC 0.0%
Value $33,987 Shares 1,216 Est. Cost $34.19 Unrealized 0.0%
RAMP LIVERAMP HLDGS INC 0.0%
Value $32,993 Shares 1,144 Est. Cost $61.04 Unrealized -51.6%
ROKU ROKU INC 0.0%
Value $28,801 Shares 408 Est. Cost $236.89 Unrealized -67.3%
PEGA PEGASYSTEMS INC 0.0%
Value $27,435 Shares 632 Est. Cost $59.41 Unrealized -58.8%
SUNPOWER CORP 0.0%
Value $27,185 Shares 4,406 Est. Cost $18.72 Unrealized
TECHTARGET INC 0.0%
Value $26,474 Shares 872 Est. Cost $61.00 Unrealized
GTM ZOOMINFO TECHNOLOGIES INC 0.0%
Value $22,042 Shares 1,344 Est. Cost $39.65 Unrealized -48.5%
TREMOR INTL LTD 0.0%
Value $21,695 Shares 6,146 Est. Cost $11.69 Unrealized
APPS DIGITAL TURBINE INC 0.0%
Value $20,086 Shares 3,320 Est. Cost $28.44 Unrealized -68.7%