CIK: 0001105907 · Show all filings
Period: Q4 2023 (← Previous) (Next →)
Filing Date: Feb 13, 2024
Total Value ($000): $263,339 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| ENSG | ENSIGN GROUP INC | 95,352 | $10,705 | 4.1% | $15.00 | +585.8% | COM | 29358P101 |
| SMID | SMITH MIDLAND CORP | 203,505 | $8,038 | 3.1% | $17.19 | +56.1% | COM | 832156103 |
| CELH | CELSIUS HLDGS INC | 107,700 | $5,872 | 2.2% | $36.40 | +46.6% | COM NEW | 15118V207 |
| FIP | FTAI INFRASTRUCTURE INC | 1,504,240 | $5,851 | 2.2% | $2.61 | +28.4% | COMMON STOCK | 35953C106 |
| MAMA | MAMAS CREATIONS INC | 1,158,425 | $5,688 | 2.2% | $2.26 | +74.4% | COM | 56146T103 |
| ACU | ACME UTD CORP | 123,703 | $5,302 | 2.0% | $10.78 | +213.3% | COM | 004816104 |
| LEGH | LEGACY HOUSING CORP | 198,044 | $4,995 | 1.9% | $12.58 | +68.2% | COM | 52472M101 |
| COHR | COHERENT CORP | 111,300 | $4,845 | 1.8% | $47.89 | -24.7% | COM | 19247G107 |
| USPH | U S PHYSICAL THERAPY | 51,095 | $4,759 | 1.8% | $26.44 | +232.9% | COM | 90337L108 |
| USAC | USA COMPRESSION PARTNERS LP | 204,750 | $4,674 | 1.8% | $12.37 | — | COMUNIT LTDPAR | 90290N109 |
| ODC | OIL DRI CORP AMER | 60,555 | $4,062 | 1.5% | $17.88 | +69.7% | COM | 677864100 |
| PCYO | PURE CYCLE CORP | 370,543 | $3,880 | 1.5% | $9.32 | +6.6% | COM NEW | 746228303 |
| PCH | POTLATCHDELTIC CORPORATION | 78,150 | $3,837 | 1.5% | $41.04 | — | COM | 737630103 |
| KWR | QUAKER HOUGHTON | 17,725 | $3,783 | 1.4% | $61.79 | +178.9% | COM | 747316107 |
| RWAY | RUNWAY GROWTH FINANCE CORP | 299,080 | $3,774 | 1.4% | $8.17 | +12.3% | COM | 78163D100 |
| AROC | ARCHROCK INC | 245,080 | $3,774 | 1.4% | $7.25 | +77.1% | COM | 03957W106 |
| XTTPX | TORTOISE PIPELINE & ENERGY F | 132,139 | $3,714 | 1.4% | $18.11 | — | COM | 89148H207 |
| FSK | FS KKR CAP CORP | 174,021 | $3,595 | 1.4% | $11.70 | +20.8% | COM | 302635206 |
| MPTI | M-TRON INDS INC | 95,682 | $3,416 | 1.3% | $10.38 | +186.5% | COM | 55380K109 |
| — | OSISKO GOLD ROYALTIES LTD | 221,305 | $3,170 | 1.2% | $10.08 | — | COM | 68827L101 |
| WPM | WHEATON PRECIOUS METALS CORP | 63,787 | $3,147 | 1.2% | $20.92 | +112.6% | COM | 962879102 |
| SELF | GLOBAL SELF STORAGE INC | 679,184 | $3,145 | 1.2% | $4.14 | — | COM | 37955N106 |
| — | TORTOISE PWR & ENERGY INFRAS | 223,321 | $3,130 | 1.2% | $11.47 | — | COM | 89147X104 |
| WLDN | WILLDAN GROUP INC | 140,875 | $3,029 | 1.2% | $5.50 | +261.1% | COM | 96924N100 |
| CXDO | CREXENDO INC | 624,062 | $3,027 | 1.1% | $6.66 | -60.6% | COM | 226552107 |
| GDXJ | VANECK ETF TRUST | 78,097 | $2,961 | 1.1% | $38.98 | — | JUNIOR GOLD MINE | 92189F791 |
| FPI | FARMLAND PARTNERS INC | 229,275 | $2,903 | 1.1% | $13.74 | — | COM | 31154R109 |
| CSV | CARRIAGE SVCS INC | 113,082 | $2,828 | 1.1% | $16.29 | +40.1% | COM | 143905107 |
| BXSL | BLACKSTONE SECD LENDING FD | 98,934 | $2,807 | 1.1% | $19.36 | +13.1% | COMMON STOCK | 09261X102 |
| GOLD | A-MARK PRECIOUS METALS INC | 91,945 | $2,781 | 1.1% | $33.31 | -14.4% | COM | 00181T107 |
| PSCU | INVESCO EXCH TRADED FD TR II | 51,370 | $2,780 | 1.1% | $54.17 | — | S&P SMLCP UTIL | 46138G409 |
| — | SANDSTORM GOLD LTD | 536,210 | $2,697 | 1.0% | $5.04 | — | COM NEW | 80013R206 |
| VMD | VIEMED HEALTHCARE INC | 338,335 | $2,656 | 1.0% | $7.33 | -1.0% | COM | 92663R105 |
| INTT | INTEST CORP | 195,000 | $2,652 | 1.0% | $3.40 | +289.8% | COM | 461147100 |
| VICI | VICI PPTYS INC | 79,612 | $2,570 | 1.0% | $27.60 | -6.1% | COM | 925652109 |
| LGL | LGL GROUP INC | 417,786 | $2,565 | 1.0% | $4.77 | +2.4% | COM | 50186A108 |
| SACH | SACHEM CAP CORP | 631,060 | $2,428 | 0.9% | $4.65 | — | COM | 78590A109 |
| — | EASTERLY GOVT PPTYS INC | 180,370 | $2,424 | 0.9% | $14.27 | — | COM | 27616P103 |
| ECC | EAGLE POINT CREDIT COMPANY I | 255,031 | $2,423 | 0.9% | $16.23 | — | COM | 269808101 |
| PSTL | POSTAL REALTY TRUST INC | 163,725 | $2,384 | 0.9% | $16.56 | — | CL A | 73757R102 |
| KFS | KINGSWAY FINL SVCS INC | 283,790 | $2,384 | 0.9% | $8.33 | -9.2% | COM NEW | 496904202 |
| RGLD | ROYAL GOLD INC | 19,278 | $2,332 | 0.9% | $67.13 | +68.3% | COM | 780287108 |
| LAND | GLADSTONE LD CORP | 159,647 | $2,307 | 0.9% | $18.46 | — | COM | 376549101 |
| BRT | BRT APARTMENTS CORP | 121,727 | $2,292 | 0.9% | $20.04 | — | COM | 055645303 |
| GWRS | GLOBAL WTR RES INC | 174,370 | $2,281 | 0.9% | $5.87 | +80.2% | COM | 379463102 |
| OSS | ONE STOP SYS INC | 1,060,587 | $2,227 | 0.8% | $2.24 | -10.2% | COM | 68247W109 |
| EQX | EQUINOX GOLD CORP | 452,065 | $2,211 | 0.8% | $7.02 | -32.4% | COM | 29446Y502 |
| VMBS | VANGUARD SCOTTSDALE FDS | 46,555 | $2,158 | 0.8% | $53.85 | — | MTG-BKD SECS ETF | 92206C771 |
| TRGP | TARGA RES CORP | 24,697 | $2,145 | 0.8% | $15.20 | +439.5% | COM | 87612G101 |
| IRT | INDEPENDENCE RLTY TR INC | 137,276 | $2,122 | 0.8% | $8.70 | — | COM | 45378A106 |
| ACCS | ISSUER DIRECT CORP | 116,860 | $2,119 | 0.8% | $18.19 | -9.2% | COM NEW | 46520M204 |
| KTOS | KRATOS DEFENSE & SEC SOLUTIO | 103,498 | $2,100 | 0.8% | $5.42 | +239.0% | COM NEW | 50077B207 |
| — | ROYCE MICRO-CAP TR INC | 224,601 | $2,075 | 0.8% | $10.48 | — | COM | 780915104 |
| LOAN | MANHATTAN BRDG CAP INC | 376,999 | $1,915 | 0.7% | $6.76 | — | COM | 562803106 |
| EIC | EAGLE POINT INCOME COMPANY I | 129,810 | $1,891 | 0.7% | $18.67 | — | COM | 269817102 |
| — | ITERIS INC NEW | 359,419 | $1,869 | 0.7% | $5.60 | — | COM | 46564T107 |
| NEWT | NEWTEKONE INC | 126,757 | $1,772 | 0.7% | $14.72 | -5.0% | COM NEW | 652526203 |
| BKTI | BK TECHNOLOGIES CORPORATION | 138,617 | $1,695 | 0.6% | $13.89 | -6.9% | COM NEW | 05587G203 |
| — | INUVO INC | 3,856,077 | $1,639 | 0.6% | $0.24 | — | COM NEW | 46122W204 |
| MDV | MODIV INDUSTRIAL INC | 107,465 | $1,611 | 0.6% | $16.76 | — | COM STK CL C | 60784B101 |
| — | SP PLUS CORP | 31,325 | $1,605 | 0.6% | $26.08 | — | COM | 78469C103 |
| MRTN | MARTEN TRANS LTD | 76,437 | $1,604 | 0.6% | $9.70 | +89.9% | COM | 573075108 |
| RSSS | RESEARCH SOLUTIONS INC | 613,950 | $1,596 | 0.6% | $2.65 | -7.7% | COM | 761025105 |
| HBIO | HARVARD BIOSCIENCE INC | 285,422 | $1,527 | 0.6% | $3.80 | +18.9% | COM | 416906105 |
| UTMD | UTAH MED PRODS INC | 18,029 | $1,524 | 0.6% | $92.28 | -10.1% | COM | 917488108 |
| IEX | IDEX CORP | 6,850 | $1,487 | 0.6% | $49.82 | +293.6% | COM | 45167R104 |
| EPM | EVOLUTION PETE CORP | 248,618 | $1,444 | 0.5% | $4.27 | +17.3% | COM | 30049A107 |
| ASUR | ASURE SOFTWARE INC | 145,100 | $1,381 | 0.5% | $6.01 | +39.1% | COM | 04649U102 |
| WELL | WELLTOWER INC | 15,020 | $1,354 | 0.5% | $46.21 | +79.7% | COM | 95040Q104 |
| ACRE | ARES COML REAL ESTATE CORP | 125,175 | $1,338 | 0.5% | $13.51 | — | COM | 04013V108 |
| FNV | FRANCO NEV CORP | 11,992 | $1,329 | 0.5% | $42.00 | +184.1% | COM | 351858105 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 3,635 | $1,296 | 0.5% | $123.84 | +183.4% | CL B NEW | 084670702 |
| — | STERICYCLE INC | 25,660 | $1,272 | 0.5% | $109.08 | — | COM | 858912108 |
| ATOM | ATOMERA INC | 179,700 | $1,260 | 0.5% | $4.74 | +40.1% | COM | 04965B100 |
| DUOT | DUOS TECHNOLOGIES GROUP INC | 418,249 | $1,213 | 0.5% | $5.62 | -37.4% | COM | 266042407 |
| — | XAI OCTAGON FLOATING RATE & | 167,162 | $1,194 | 0.5% | $9.56 | — | COM | 98400T106 |
| AIOT | POWERFLEET INC | 339,306 | $1,160 | 0.4% | $6.17 | -63.8% | COM | 73931J109 |
| — | POLAR PWR INC | 2,806,023 | $1,140 | 0.4% | $0.64 | — | COM | 73102V105 |
| PBA | PEMBINA PIPELINE CORP | 32,885 | $1,132 | 0.4% | $24.41 | +19.9% | COM | 706327103 |
| OBDC | BLUE OWL CAPITAL CORPORATION | 73,360 | $1,108 | 0.4% | $8.18 | +34.9% | COM | 69121K104 |
| TACT | TRANSACT TECHNOLOGIES INC | 155,975 | $1,089 | 0.4% | $8.07 | -18.7% | COM | 892918103 |
| RMNI | RIMINI STR INC DEL | 310,300 | $1,015 | 0.4% | $4.72 | -41.7% | COM | 76674Q107 |
| GDX | VANECK ETF TRUST | 29,916 | $928 | 0.4% | $31.18 | — | GOLD MINERS ETF | 92189F106 |
| DTST | DATA STORAGE CORP | 318,226 | $916 | 0.3% | $3.06 | +2.2% | COM NEW | 23786R201 |
| JKHY | HENRY JACK & ASSOC INC | 5,600 | $915 | 0.3% | $39.46 | +277.2% | COM | 426281101 |
| SLV | ISHARES SILVER TR | 40,370 | $879 | 0.3% | $19.65 | — | ISHARES | 46428Q109 |
| RCMT | RCM TECHNOLOGIES INC | 29,500 | $857 | 0.3% | $5.66 | +314.6% | COM NEW | 749360400 |
| CRWS | CROWN CRAFTS INC | 169,518 | $854 | 0.3% | $4.08 | -5.1% | COM | 228309100 |
| — | GREAT AJAX CORP | 160,764 | $852 | 0.3% | $14.02 | — | COM | 38983D300 |
| BHR | BRAEMAR HOTELS & RESORTS INC | 328,730 | $838 | 0.3% | $4.86 | — | COM | 10482B101 |
| BANX | ARROWMARK FINANCIAL CORP | 43,690 | $817 | 0.3% | $11.46 | +17.0% | COM | 861780104 |
| FTAI | FTAI AVIATION LTD | 17,200 | $798 | 0.3% | $15.67 | +148.0% | SHS | G3730V105 |
| — | FLAHERTY & CRUMRINE PFD SECS | 56,920 | $791 | 0.3% | $19.72 | — | COM | 338478100 |
| NEO | NEOGENOMICS INC | 47,765 | $773 | 0.3% | $3.91 | +319.0% | COM NEW | 64049M209 |
| FLOT | ISHARES TR | 15,105 | $765 | 0.3% | $50.37 | — | FLTG RATE NT ETF | 46429B655 |
| JYNT | JOINT CORP | 79,549 | $764 | 0.3% | $8.01 | +8.2% | COM | 47973J102 |
| UMH | UMH PPTYS INC | 49,835 | $763 | 0.3% | $11.58 | — | COM | 903002103 |
| UWM | PROSHARES TR | 20,025 | $762 | 0.3% | $54.93 | — | PSHS ULTRUSS2000 | 74347R842 |
| NEM | NEWMONT CORP | 18,299 | $757 | 0.3% | $31.62 | +16.4% | COM | 651639106 |
| SOHO | SOTHERLY HOTELS INC | 501,476 | $747 | 0.3% | $3.72 | — | COM | 83600C103 |
| HROW | HARROW INC | 66,050 | $740 | 0.3% | $6.87 | +72.2% | COM | 415858109 |
| CTRE | CARETRUST REIT INC | 32,554 | $738 | 0.3% | $17.87 | — | COM | 14174T107 |
| PLYM | PLYMOUTH INDL REIT INC | 30,203 | $734 | 0.3% | $20.79 | — | COM | 729640102 |
| — | SILVERSUN TECHNOLOGIES INC | 41,300 | $707 | 0.3% | $3.25 | — | COM NEW | 82846H207 |
| PAVE | GLOBAL X FDS | 20,395 | $706 | 0.3% | $26.16 | — | US INFR DEV ETF | 37954Y673 |
| MLR | MILLER INDS INC TENN | 16,690 | $706 | 0.3% | $11.36 | +234.6% | COM NEW | 600551204 |
| — | DOLPHIN ENTMT INC | 401,817 | $687 | 0.3% | $2.86 | — | COM NEW | 25686H209 |
| ABCB | AMERIS BANCORP | 12,698 | $676 | 0.3% | $49.03 | -15.0% | COM | 03076K108 |
| AMPG | AMPLITECH GROUP INC | 359,113 | $675 | 0.3% | $4.38 | -59.7% | COM NEW | 03211Q200 |
| BCPC | BALCHEM CORP | 4,510 | $674 | 0.3% | $41.81 | +200.7% | COM | 057665200 |
| NEPH | NEPHROS INC | 187,318 | $648 | 0.2% | $7.85 | -72.6% | COM | 640671400 |
| BBCP | CONCRETE PUMPING HLDGS INC | 76,200 | $625 | 0.2% | $6.18 | +12.1% | COM | 206704108 |
| AIRG | AIRGAIN INC | 172,985 | $616 | 0.2% | $10.26 | -69.3% | COM | 00938A104 |
| WFCF | WHERE FOOD COMES FROM INC | 45,150 | $612 | 0.2% | $12.55 | +7.6% | COM NEW | 96327X200 |
| BBDC | BARINGS BDC INC | 71,050 | $610 | 0.2% | $6.48 | +6.6% | COM | 06759L103 |
| INFU | INFUSYSTEM HLDGS INC | 53,025 | $559 | 0.2% | $8.36 | +17.5% | COM | 45685K102 |
| — | JAPAN SMALLER CAPITALIZATION | 68,588 | $521 | 0.2% | $7.76 | — | COM | 47109U104 |
| HASI | HANNON ARMSTRONG SUST INFR C | 18,124 | $507 | 0.2% | $13.23 | +44.9% | COM | 41068X100 |
| LPTH | LIGHTPATH TECHNOLOGIES INC | 361,100 | $455 | 0.2% | $1.55 | -11.2% | COM CL A | 532257805 |
| ARCC | ARES CAPITAL CORP | 22,585 | $452 | 0.2% | $8.26 | +93.2% | COM | 04010L103 |
| PETV | PETVIVO HLDGS INC | 421,485 | $447 | 0.2% | $2.36 | -46.8% | COM NEW | 716817408 |
| — | URBAN-GRO INC | 316,205 | $443 | 0.2% | $7.49 | — | COM NEW | 91704K202 |
| BEEM | BEAM GLOBAL | 62,230 | $441 | 0.2% | $12.75 | -50.8% | COM | 07373B109 |
| CSWC | CAPITAL SOUTHWEST CORP | 18,510 | $439 | 0.2% | $7.06 | +143.6% | COM | 140501107 |
| — | MOBILICOM LTD | 225,475 | $437 | 0.2% | $1.74 | — | SPON ADS | 60742B102 |
| TCX | TUCOWS INC | 16,120 | $435 | 0.2% | $31.74 | -33.0% | COM NEW | 898697206 |
| WHF | WHITEHORSE FIN INC | 34,120 | $433 | 0.2% | $15.30 | -19.3% | COM | 96524V106 |
| ASM | AVINO SILVER & GOLD MINES LT | 811,500 | $425 | 0.2% | $1.16 | -57.8% | COM | 053906103 |
| SAR | SARATOGA INVT CORP | 15,945 | $412 | 0.2% | $27.00 | -7.5% | COM NEW | 80349A208 |
| PNTG | PENNANT GROUP INC | 28,700 | $400 | 0.2% | $22.83 | -45.3% | COM | 70805E109 |
| NMFC | NEW MTN FIN CORP | 29,698 | $378 | 0.1% | $6.62 | +47.2% | COM | 647551100 |
| — | LXP INDUSTRIAL TRUST | 37,156 | $373 | 0.1% | $11.45 | — | COM | 529043101 |
| CLFD | CLEARFIELD INC | 11,684 | $340 | 0.1% | $18.25 | +46.1% | COM | 18482P103 |
| EYPT | EYEPOINT PHARMACEUTICALS INC | 14,600 | $337 | 0.1% | $9.71 | +15.1% | COM NEW | 30233G209 |
| SMIN | ISHARES TR | 4,825 | $337 | 0.1% | $58.11 | — | MSCI INDIA SM CP | 46429B614 |
| NNDM | NANO DIMENSION LTD | 137,200 | $329 | 0.1% | $2.20 | — | SPONSORD ADS NEW | 63008G203 |
| GLD | SPDR GOLD TR | 1,700 | $325 | 0.1% | $125.59 | — | GOLD SHS | 78463V107 |
| — | OXFORD LANE CAP CORP | 64,969 | $321 | 0.1% | $13.85 | — | COM | 691543102 |
| JJSF | J & J SNACK FOODS CORP | 1,800 | $302 | 0.1% | $89.98 | +71.7% | COM | 466032109 |
| HBM | HUDBAY MINERALS INC | 54,740 | $302 | 0.1% | $4.89 | -4.1% | COM | 443628102 |
| — | NUZEE INC | 117,750 | $299 | 0.1% | $2.54 | — | COM | 67073S307 |
| SANG | SANGOMA TECHNOLOGIES CORP | 87,283 | $279 | 0.1% | $6.67 | -54.9% | COM NEW | 80100R408 |
| BIOX | BIOCERES CROP SOLUTIONS CORP | 19,870 | $273 | 0.1% | $12.98 | -9.9% | SHS | G1117K114 |
| INDS | PACER FDS TR | 6,418 | $269 | 0.1% | $37.43 | — | INDUSTRIAL RELET | 69374H766 |
| TIP | ISHARES TR | 2,480 | $267 | 0.1% | $112.13 | — | TIPS BD ETF | 464287176 |
| REZ | ISHARES TR | 3,459 | $254 | 0.1% | $91.51 | — | RESIDENTIAL MULT | 464288562 |
| — | NETCAPITAL INC | 1,175,635 | $249 | 0.1% | $1.62 | — | COM | 64113L103 |
| — | SILVERCREST METALS INC | 37,275 | $244 | 0.1% | $8.44 | — | COM | 828363101 |
| — | KAYNE ANDERSON ENERGY INFRST | 27,493 | $241 | 0.1% | $23.39 | — | COM | 486606106 |
| — | PIEDMONT LITHIUM INC | 7,700 | $217 | 0.1% | $66.06 | — | COM | 72016P105 |
| PXS 7.75 PERP A | PYXIS TANKERS INC | 8,825 | $214 | 0.1% | $19.21 | — | 7.75% CNV PFD A | Y71726114 |
| — | GLOBAL MED REIT INC | 18,647 | $211 | 0.1% | $14.55 | — | COM NEW | 37954A204 |
| SLRC | SLR INVESTMENT CORP | 13,710 | $206 | 0.1% | $11.70 | +1.8% | COM | 83413U100 |
| EVI | EVI INDS INC | 8,600 | $204 | 0.1% | $24.34 | +1.1% | COM | 26929N102 |
| FLL | FULL HSE RESORTS INC | 36,075 | $194 | 0.1% | $5.32 | -11.6% | COM | 359678109 |
| SLI | STANDARD LITHIUM LTD | 88,300 | $178 | 0.1% | $6.30 | -60.4% | COM | 853606101 |
| — | CONTAINER STORE GROUP INC | 64,550 | $147 | 0.1% | $4.44 | — | COM | 210751103 |
| SOTK | SONO TEK CORP | 25,280 | $137 | 0.1% | $3.76 | +36.3% | COM | 835483108 |
| — | CEA INDUSTRIES INC | 247,775 | $136 | 0.1% | $2.38 | — | COM NEW | 86887P200 |
| — | TWIN VEE POWERCATS CO | 95,338 | $135 | 0.1% | $3.57 | — | COM | 90177C101 |
| — | CALAMOS GLOBAL TOTAL RETURN | 14,225 | $130 | 0.0% | $13.64 | — | COM SH BEN INT | 128118106 |
| HOUR | HOUR LOOP INC | 90,347 | $125 | 0.0% | $3.11 | -54.0% | COM | 44170P106 |
| PXSAW | PYXIS TANKERS INC | 77,200 | $85 | 0.0% | $0.24 | — | *W EXP 10/13/202 | Y71726122 |
| DAIO | DATA I O CORP | 24,250 | $71 | 0.0% | $4.94 | -34.8% | COM | 237690102 |
| KRMD | KORU MEDICAL SYSTEMS INC | 26,710 | $66 | 0.0% | $3.78 | -37.1% | COM | 759910102 |
| MOBBW | MOBILICOM LTD | 201,975 | $55 | 0.0% | $0.38 | — | *W EXP 08/31/202 | 60742B110 |
| — | SIGMATRON INTL INC | 14,208 | $43 | 0.0% | $7.04 | — | COM | 82661L101 |
| DTSTW | DATA STORAGE CORP | 166,395 | $22 | 0.0% | $1.18 | — | *W EXP 05/18/202 | 23786R110 |
| — | AMPLITECH GROUP INC | 88,775 | $12 | 0.0% | $3.98 | — | *W EXP 02/26/202 | 03211Q119 |
| NCPLW | NETCAPITAL INC | 224,625 | $4 | 0.0% | $0.27 | — | *W EXP 07/12/202 | 64113L111 |
| EDBLW | EDIBLE GARDEN AG INC | 162,375 | $3 | 0.0% | $0.40 | — | *W EXP 04/18/202 | 28059P113 |
| BFRIW | BIOFRONTERA INC | 187,900 | $2 | 0.0% | $3.53 | — | *W EXP 10/27/202 | 09077D118 |
| BNCWW | CEA INDUSTRIES INC | 240,725 | $1 | 0.0% | $0.65 | — | *W EXP 02/11/202 | 86887P119 |