Nikko Asset Management Americas, Inc. Diversified Active

CIK: 0001480751 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Oct 29, 2013

Total Value ($000): $2,977,539 (100.0% shares, 0.0% debt)

Holdings (134)

BHP BILLITON PLC-ADR 5.1%
Value ($000) $152,438 Shares 2,555,118 Est. Cost $51.93 Unrealized
XOM EXXON MOBIL CORP 4.9%
Value ($000) $144,946 Shares 1,667,972 Est. Cost $53.69 Unrealized +0.9%
ROYAL DUTCH SHELL PLC-ADR 4.6%
Value ($000) $136,358 Shares 2,069,791 Est. Cost $64.33 Unrealized
FCX FREEPORT-MCMORAN COPPER 4.0%
Value ($000) $118,801 Shares 3,554,800 Est. Cost $24.45 Unrealized +5.0%
MONSANTO CO 3.8%
Value ($000) $114,354 Shares 1,082,800 Est. Cost $98.75 Unrealized
POTASH CORP OF SASKATCHEWAN 3.8%
Value ($000) $113,926 Shares 3,604,115 Est. Cost $38.13 Unrealized
TOTAL SA-SPON ADR 3.7%
Value ($000) $108,875 Shares 1,848,158 Est. Cost $48.48 Unrealized
RIO RIO TINTO PLC-SPON ADR 3.6%
Value ($000) $106,078 Shares 2,143,847 Est. Cost $41.43 Unrealized
CVX CHEVRON CORP 3.1%
Value ($000) $93,579 Shares 763,036 Est. Cost $71.30 Unrealized +2.5%
BP BP PLC-SPONS ADR 2.6%
Value ($000) $76,672 Shares 1,791,400 Est. Cost $41.78 Unrealized
IP INTERNATIONAL PAPER CO 2.5%
Value ($000) $72,995 Shares 1,606,400 Est. Cost $25.91 Unrealized +3.7%
SLB SCHLUMBERGER LTD 2.3%
Value ($000) $68,567 Shares 771,984 Est. Cost $52.90 Unrealized +11.5%
MOS MOSAIC CO/THE 2.3%
Value ($000) $67,144 Shares 1,546,029 Est. Cost $43.77 Unrealized -17.0%
SYNGENTA AG-ADR 2.2%
Value ($000) $65,117 Shares 788,622 Est. Cost $78.31 Unrealized
GOLDCORP INC 1.8%
Value ($000) $54,672 Shares 2,122,363 Est. Cost $22.79 Unrealized
ANADARKO PETROLEUM CORP 1.7%
Value ($000) $51,910 Shares 549,136 Est. Cost $86.03 Unrealized
TECK TECK RESOURCES LTD-CLS B 1.6%
Value ($000) $46,641 Shares 1,709,724 Est. Cost $25.96 Unrealized -3.1%
WY WEYERHAEUSER CO 1.5%
Value ($000) $45,742 Shares 1,581,143 Est. Cost $18.73 Unrealized -5.8%
NUE NUCOR CORP 1.5%
Value ($000) $45,662 Shares 935,700 Est. Cost $32.41 Unrealized +6.6%
CNQ CANADIAN NATURAL RESOURCES 1.5%
Value ($000) $44,624 Shares 1,417,530 Est. Cost $8.76 Unrealized +5.2%
AGRIUM INC 1.4%
Value ($000) $43,065 Shares 507,126 Est. Cost $86.52 Unrealized
NATIONAL OILWELL VARCO INC 1.4%
Value ($000) $41,470 Shares 531,600 Est. Cost $68.46 Unrealized
OXY OCCIDENTAL PETROLEUM CORP 1.4%
Value ($000) $40,722 Shares 431,100 Est. Cost $57.83 Unrealized +2.4%
CAMERON INTERNATIONAL CORP 1.3%
Value ($000) $39,301 Shares 666,000 Est. Cost $61.60 Unrealized
BAKER HUGHES INC 1.3%
Value ($000) $39,158 Shares 790,600 Est. Cost $46.25 Unrealized
HAL HALLIBURTON CO 1.3%
Value ($000) $38,233 Shares 790,100 Est. Cost $33.21 Unrealized +12.4%
VALE VALE SA-SP ADR 1.2%
Value ($000) $35,570 Shares 2,280,100 Est. Cost $13.13 Unrealized
ADM ARCHER-DANIELS-MIDLAND CO 1.2%
Value ($000) $34,392 Shares 926,500 Est. Cost $23.37 Unrealized +9.7%
SOUTHWESTERN ENERGY CO 1.2%
Value ($000) $34,257 Shares 940,100 Est. Cost $36.35 Unrealized
FMC TECHNOLOGIES INC 1.1%
Value ($000) $34,212 Shares 618,332 Est. Cost $56.29 Unrealized
LYB LYONDELLBASELL INDU-CL A 1.1%
Value ($000) $33,363 Shares 454,600 Est. Cost $33.34 Unrealized +10.8%
PBR PETROLEO BRASILEIRO S.A.-ADR 1.1%
Value ($000) $32,951 Shares 2,139,700 Est. Cost $13.74 Unrealized
CE CELANESE CORP-SERIES A 1.0%
Value ($000) $30,109 Shares 573,500 Est. Cost $37.17 Unrealized +4.5%
BARRICK GOLD CORP 1.0%
Value ($000) $28,936 Shares 1,561,600 Est. Cost $15.01 Unrealized
TIDEWATER INC 1.0%
Value ($000) $28,935 Shares 491,508 Est. Cost $57.10 Unrealized
RANDGOLD RESOURCES LTD-ADR 1.0%
Value ($000) $28,830 Shares 401,922 Est. Cost $62.04 Unrealized
ENCANA CORP 1.0%
Value ($000) $28,479 Shares 1,642,400 Est. Cost $16.98 Unrealized
NOBLE ENERGY INC 0.9%
Value ($000) $26,362 Shares 393,400 Est. Cost $60.88 Unrealized
BUNGE LTD 0.8%
Value ($000) $24,639 Shares 323,300 Est. Cost $71.05 Unrealized
ARCELORMITTAL-NY REGISTERED 0.8%
Value ($000) $24,051 Shares 1,740,300 Est. Cost $11.35 Unrealized
MARATHON OIL CORP 0.8%
Value ($000) $23,581 Shares 675,680 Est. Cost $35.08 Unrealized
WEATHERFORD INTL LTD 0.8%
Value ($000) $23,217 Shares 1,521,400 Est. Cost $13.63 Unrealized
SUPERIOR ENERGY SERVICES INC 0.8%
Value ($000) $22,792 Shares 897,661 Est. Cost $26.34 Unrealized
CLIFFS NATURAL RESOURCES INC 0.7%
Value ($000) $22,286 Shares 1,061,259 Est. Cost $16.99 Unrealized
CNOOC LTD-ADR 0.7%
Value ($000) $22,284 Shares 109,252 Est. Cost $165.16 Unrealized
PETROCHINA CO LTD -ADR 0.7%
Value ($000) $21,408 Shares 190,836 Est. Cost $103.58 Unrealized
KGC KINROSS GOLD CORP 0.7%
Value ($000) $21,226 Shares 4,253,700 Est. Cost $5.82 Unrealized -9.1%
KEY ENERGY SERVICES INC 0.7%
Value ($000) $21,079 Shares 2,856,257 Est. Cost $6.07 Unrealized
HESS CORP 0.7%
Value ($000) $20,935 Shares 267,270 Est. Cost $67.05 Unrealized
CF CF INDUSTRIES HOLDINGS INC 0.7%
Value ($000) $20,501 Shares 97,400 Est. Cost $26.73 Unrealized +2.8%
DRIL-QUIP INC 0.7%
Value ($000) $20,203 Shares 176,936 Est. Cost $89.32 Unrealized
ANGLOGOLD ASHANTI-SPON ADR 0.7%
Value ($000) $20,040 Shares 1,513,600 Est. Cost $13.60 Unrealized
SM SM ENERGY CO 0.7%
Value ($000) $19,926 Shares 257,207 Est. Cost $54.11 Unrealized +13.5%
PEABODY ENERGY CORP 0.6%
Value ($000) $17,971 Shares 1,027,500 Est. Cost $14.64 Unrealized
PKX POSCO-ADR 0.6%
Value ($000) $17,291 Shares 232,100 Est. Cost $64.10 Unrealized
COBALT INTERNATIONAL ENERGY 0.6%
Value ($000) $16,418 Shares 651,512 Est. Cost $26.71 Unrealized
DVN DEVON ENERGY CORPORATION 0.5%
Value ($000) $15,974 Shares 272,076 Est. Cost $37.00 Unrealized +3.0%
CTRA CABOT OIL & GAS CORP 0.5%
Value ($000) $15,693 Shares 422,880 Est. Cost $25.72 Unrealized +5.3%
WHITING PETROLEUM CORP 0.5%
Value ($000) $15,674 Shares 261,324 Est. Cost $44.69 Unrealized
GGB GERDAU SA -SPON ADR 0.5%
Value ($000) $15,456 Shares 2,049,900 Est. Cost $5.81 Unrealized
ELDORADO GOLD CORP 0.5%
Value ($000) $14,975 Shares 2,251,950 Est. Cost $6.65 Unrealized
APACHE CORP 0.5%
Value ($000) $14,154 Shares 164,100 Est. Cost $84.06 Unrealized
ENSCO PLC-CL A 0.5%
Value ($000) $14,012 Shares 257,109 Est. Cost $58.31 Unrealized
CHINA PETROLEUM & CHEM-ADR 0.5%
Value ($000) $13,590 Shares 171,390 Est. Cost $90.60 Unrealized
PSX PHILLIPS 66 0.4%
Value ($000) $13,245 Shares 226,300 Est. Cost $40.44 Unrealized -7.3%
VLO VALERO ENERGY CORP 0.4%
Value ($000) $13,121 Shares 382,549 Est. Cost $24.01 Unrealized -6.7%
ROWAN COMPANIES PLC-A 0.3%
Value ($000) $7,502 Shares 203,800 Est. Cost $36.81 Unrealized
AAPL APPLE INC 0.1%
Value ($000) $3,669 Shares 7,600 Est. Cost $13.16 Unrealized +8.5%
GENERAL ELECTRIC CO 0.1%
Value ($000) $3,081 Shares 128,100 Est. Cost $23.33 Unrealized
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $2,949 Shares 34,000 Est. Cost $60.09 Unrealized +5.7%
GOOGLE INC-CL A 0.1%
Value ($000) $2,892 Shares 3,300 Est. Cost $877.00 Unrealized
T AT&T INC 0.1%
Value ($000) $2,847 Shares 83,800 Est. Cost $11.32 Unrealized -3.2%
MSFT MICROSOFT CORP 0.1%
Value ($000) $2,831 Shares 85,000 Est. Cost $26.83 Unrealized +0.6%
PFE PFIZER INC 0.1%
Value ($000) $2,595 Shares 89,841 Est. Cost $16.46 Unrealized -0.6%
WFC WELLS FARGO & CO 0.1%
Value ($000) $2,441 Shares 58,700 Est. Cost $27.36 Unrealized +10.3%
PG PROCTER & GAMBLE CO/THE 0.1%
Value ($000) $2,439 Shares 31,588 Est. Cost $55.00 Unrealized +2.2%
HD HOME DEPOT INC 0.1%
Value ($000) $2,416 Shares 31,800 Est. Cost $56.22 Unrealized +2.9%
BRK/B BERKSHIRE HATHAWAY INC-CL B 0.1%
Value ($000) $2,205 Shares 19,200 Est. Cost $110.94 Unrealized +4.0%
JPM JPMORGAN CHASE & CO 0.1%
Value ($000) $2,108 Shares 40,349 Est. Cost $36.24 Unrealized +6.3%
KO COCA-COLA CO/THE 0.1%
Value ($000) $2,108 Shares 54,900 Est. Cost $27.85 Unrealized -3.9%
DIS WALT DISNEY CO/THE 0.1%
Value ($000) $2,053 Shares 31,500 Est. Cost $56.13 Unrealized +1.4%
C CITIGROUP INC 0.1%
Value ($000) $2,000 Shares 40,900 Est. Cost $35.76 Unrealized +5.2%
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $1,951 Shares 30,700 Est. Cost $37.99 Unrealized +9.3%
AMZN AMAZON.COM INC 0.1%
Value ($000) $1,864 Shares 5,900 Est. Cost $13.32 Unrealized +11.9%
UNP UNION PACIFIC CORP 0.1%
Value ($000) $1,863 Shares 11,900 Est. Cost $57.06 Unrealized +5.4%
UPS UNITED PARCEL SERVICE-CL B 0.1%
Value ($000) $1,779 Shares 19,500 Est. Cost $55.38 Unrealized +3.1%
CELGENE CORP 0.1%
Value ($000) $1,701 Shares 11,000 Est. Cost $118.38 Unrealized
AXP AMERICAN EXPRESS CO 0.1%
Value ($000) $1,685 Shares 22,200 Est. Cost $59.62 Unrealized +6.1%
WMT WAL-MART STORES INC 0.1%
Value ($000) $1,669 Shares 22,449 Est. Cost $19.98 Unrealized -1.0%
IBM INTL BUSINESS MACHINES CORP 0.1%
Value ($000) $1,589 Shares 8,500 Est. Cost $118.94 Unrealized -6.2%
EOG EOG RESOURCES INC 0.1%
Value ($000) $1,571 Shares 9,200 Est. Cost $46.52 Unrealized +21.2%
ACN ACCENTURE PLC-CL A 0.1%
Value ($000) $1,526 Shares 20,600 Est. Cost $62.00 Unrealized -4.0%
EBAY EBAY INC 0.0%
Value ($000) $1,467 Shares 26,300 Est. Cost $20.17 Unrealized -1.0%
MYLAN INC 0.0%
Value ($000) $1,456 Shares 38,000 Est. Cost $31.60 Unrealized
QCOM QUALCOMM INC 0.0%
Value ($000) $1,449 Shares 21,500 Est. Cost $45.06 Unrealized +3.3%
MCD MCDONALD'S CORP 0.0%
Value ($000) $1,447 Shares 14,900 Est. Cost $71.80 Unrealized -1.7%
V VISA INC-CLASS A SHARES 0.0%
Value ($000) $1,429 Shares 7,400 Est. Cost $40.02 Unrealized +5.8%
MICHAEL KORS HOLDINGS LTD 0.0%
Value ($000) $1,407 Shares 18,900 Est. Cost $61.29 Unrealized
PVH PVH CORP 0.0%
Value ($000) $1,398 Shares 11,800 Est. Cost $115.40 Unrealized +9.2%
BAC BANK OF AMERICA CORP 0.0%
Value ($000) $1,386 Shares 99,700 Est. Cost $10.03 Unrealized +12.0%
VZ VERIZON COMMUNICATIONS INC 0.0%
Value ($000) $1,368 Shares 29,100 Est. Cost $26.73 Unrealized -2.2%
COF CAPITAL ONE FINANCIAL CORP 0.0%
Value ($000) $1,365 Shares 19,800 Est. Cost $47.00 Unrealized +14.8%
GS GOLDMAN SACHS GROUP INC 0.0%
Value ($000) $1,327 Shares 8,300 Est. Cost $122.11 Unrealized +4.1%
ETN EATON CORP PLC 0.0%
Value ($000) $1,303 Shares 18,700 Est. Cost $49.95 Unrealized 0.0%
F FORD MOTOR CO 0.0%
Value ($000) $1,301 Shares 76,300 Est. Cost $7.61 Unrealized +18.6%
BEN FRANKLIN RESOURCES INC 0.0%
Value ($000) $1,276 Shares 25,100 Est. Cost $28.97 Unrealized -0.9%
AIG AMERICAN INTERNATIONAL GROUP 0.0%
Value ($000) $1,224 Shares 24,900 Est. Cost $32.51 Unrealized +10.8%
TWENTY-FIRST CENTURY FOX INC 0.0%
Value ($000) $1,191 Shares 35,800 Est. Cost $33.27 Unrealized
DU PONT (E.I.) DE NEMOURS 0.0%
Value ($000) $1,168 Shares 19,800 Est. Cost $53.56 Unrealized
CSCO CISCO SYSTEMS INC 0.0%
Value ($000) $1,125 Shares 48,200 Est. Cost $15.72 Unrealized +7.7%
LLY ELI LILLY & CO 0.0%
Value ($000) $1,116 Shares 22,100 Est. Cost $42.21 Unrealized -2.9%
ED CONSOLIDATED EDISON INC 0.0%
Value ($000) $1,103 Shares 20,000 Est. Cost $37.29 Unrealized -2.5%
UNH UNITEDHEALTH GROUP INC 0.0%
Value ($000) $943 Shares 13,100 Est. Cost $50.75 Unrealized +15.5%
FLR FLUOR CORP 0.0%
Value ($000) $938 Shares 13,200 Est. Cost $53.56 Unrealized +7.0%
MRK MERCK & CO. INC. 0.0%
Value ($000) $927 Shares 19,400 Est. Cost $30.02 Unrealized +3.2%
ORCL ORACLE CORP 0.0%
Value ($000) $922 Shares 27,300 Est. Cost $27.58 Unrealized -1.9%
MU MICRON TECHNOLOGY INC 0.0%
Value ($000) $920 Shares 52,200 Est. Cost $10.81 Unrealized +30.8%
HOLLYFRONTIER CORP 0.0%
Value ($000) $896 Shares 21,000 Est. Cost $42.69 Unrealized
CHICAGO BRIDGE & IRON CO NV 0.0%
Value ($000) $888 Shares 13,200 Est. Cost $59.70 Unrealized
EXP EAGLE MATERIALS INC 0.0%
Value ($000) $871 Shares 11,900 Est. Cost $65.06 Unrealized -1.7%
TD TORONTO-DOMINION BANK 0.0%
Value ($000) $844 Shares 9,100 Est. Cost $41.84 Unrealized +1.6%
OII OCEANEERING INTL INC 0.0%
Value ($000) $747 Shares 9,300 Est. Cost $69.83 Unrealized +15.1%
BCE BCE INC 0.0%
Value ($000) $672 Shares 15,200 Est. Cost $22.29 Unrealized -7.2%
HP HELMERICH & PAYNE 0.0%
Value ($000) $663 Shares 9,600 Est. Cost $61.57 Unrealized +7.2%
DHI DR HORTON INC 0.0%
Value ($000) $663 Shares 33,800 Est. Cost $21.23 Unrealized -18.1%
RY ROYAL BANK OF CANADA 0.0%
Value ($000) $612 Shares 9,200 Est. Cost $62.10 Unrealized 0.0%
SANDISK CORP 0.0%
Value ($000) $557 Shares 9,300 Est. Cost $60.41 Unrealized
META FACEBOOK INC-A 0.0%
Value ($000) $543 Shares 10,600 Est. Cost $36.96 Unrealized 0.0%
PBR/A PETROLEO BRASILEIRO-SPON ADR 0.0%
Value ($000) $535 Shares 32,500 Est. Cost $15.02 Unrealized
VALE SA-SP PREF ADR 0.0%
Value ($000) $454 Shares 32,100 Est. Cost $12.18 Unrealized
INTC INTEL CORP 0.0%
Value ($000) $391 Shares 17,000 Est. Cost $17.18 Unrealized -1.6%
BMY BRISTOL-MYERS SQUIBB CO 0.0%
Value ($000) $273 Shares 5,900 Est. Cost $29.22 Unrealized 0.0%
SAFEWAY INC 0.0%
Value ($000) $248 Shares 7,700 Est. Cost $32.21 Unrealized
DUK DUKE ENERGY CORP 0.0%
Value ($000) $204 Shares 3,049 Est. Cost $41.70 Unrealized -2.1%