CIK: 0001540569 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 14, 2014
Total Value ($000): $385,567 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | Apple Inc. | 36,810 | $20,651 | 5.4% | $13.20 | +24.0% | Common | 037833100 |
| UPS | United Parcel Service B | 158,247 | $16,629 | 4.3% | $55.42 | +16.3% | Common | 911312106 |
| XOM | Exxon Mobil Corp. | 128,461 | $13,000 | 3.4% | $53.74 | +4.1% | Common | 30231G102 |
| — | Google Inc Class A | 11,446 | $12,828 | 3.3% | $880.23 | — | Common | 38259P508 |
| PRU | Prudential Financial Inc | 129,482 | $11,941 | 3.1% | $38.88 | +32.4% | Common | 744320102 |
| JPM | JPMorgan Chase & Co | 203,446 | $11,898 | 3.1% | $36.39 | +8.9% | Common | 46625H100 |
| MMM | 3M Company | 83,830 | $11,757 | 3.0% | $61.61 | +17.9% | Common | 88579Y101 |
| PG | Procter & Gamble Co. | 140,653 | $11,451 | 3.0% | $55.23 | +5.0% | Common | 742718109 |
| PEP | Pepsico Inc. | 133,767 | $11,095 | 2.9% | $56.11 | +2.9% | Common | 713448108 |
| PNC | PNC Financial Services Group | 138,862 | $10,773 | 2.8% | $47.77 | +8.6% | Common | 693475105 |
| — | EMC Corp. | 411,262 | $10,343 | 2.7% | $23.85 | — | Common | 268648102 |
| NVS | Novartis AG ADS | 125,957 | $10,124 | 2.6% | $71.23 | — | Common | 66987V109 |
| VFC | V F Corporation | 161,318 | $10,057 | 2.6% | $49.67 | +4.9% | Common | 918204108 |
| — | VirnetX Holding Corp. | 516,289 | $10,021 | 2.6% | $19.99 | — | Common | 92823T108 |
| V | Visa Inc. | 44,140 | $9,829 | 2.5% | $40.36 | +14.7% | Common | 92826C839 |
| DIS | Walt Disney Co. | 127,492 | $9,740 | 2.5% | $56.22 | +9.7% | Common | 254687106 |
| JNJ | Johnson & Johnson | 105,935 | $9,703 | 2.5% | $59.80 | +10.0% | Common | 478160104 |
| TGT | Target Corporation | 149,839 | $9,480 | 2.5% | $47.81 | -6.7% | Common | 87612E106 |
| QCOM | QUALCOMM Inc | 125,343 | $9,307 | 2.4% | $45.31 | +11.1% | Common | 747525103 |
| LQD | iShares iBoxx Invest Grade Cor | 80,505 | $9,193 | 2.4% | $114.17 | — | Common | 464287242 |
| GILD | Gilead Sciences Inc | 121,914 | $9,156 | 2.4% | $36.21 | +33.6% | Common | 375558103 |
| ORCL | Oracle Corp | 229,397 | $8,777 | 2.3% | $27.63 | +4.2% | Common | 68389X105 |
| SYK | Stryker Corp | 115,688 | $8,693 | 2.3% | $57.13 | +10.4% | Common | 863667101 |
| TROW | T. Rowe Price | 100,386 | $8,409 | 2.2% | $47.83 | +5.6% | Common | 74144T108 |
| SLB | Schlumberger Ltd. | 93,274 | $8,405 | 2.2% | $53.40 | +21.8% | Common | 806857108 |
| COST | Costco Wholesale | 67,049 | $7,980 | 2.1% | $87.10 | +9.2% | Common | 22160K105 |
| MXI | iShares S&P Global Materials | 112,238 | $6,996 | 1.8% | $60.06 | — | Common | 464288695 |
| AGG | iShares Core Total US Bond Mar | 56,855 | $6,051 | 1.6% | $106.79 | — | Common | 464287226 |
| ETN | Eaton Corporation | 77,994 | $5,937 | 1.5% | $47.16 | +12.9% | Common | G29183103 |
| DEO | Diageo PLC ADR | 43,995 | $5,826 | 1.5% | $116.19 | — | Common | 25243Q205 |
| HAL | Halliburton Co | 110,698 | $5,618 | 1.5% | $33.35 | +23.8% | Common | 406216101 |
| VZ | Verizon Communications | 112,128 | $5,510 | 1.4% | $26.98 | -1.4% | Common | 92343V104 |
| OXY | Occidental Petroleum Corp. | 56,794 | $5,401 | 1.4% | $58.20 | +8.9% | Common | 674599105 |
| EIX | Edison International | 116,006 | $5,371 | 1.4% | $30.60 | -2.6% | Common | 281020107 |
| CVX | Chevron Corp. | 34,970 | $4,368 | 1.1% | $71.38 | +1.5% | Common | 166764100 |
| VT | Vanguard Total World Stock Ind | 71,688 | $4,258 | 1.1% | $59.40 | — | Common | 922042742 |
| EBND | SPDR Barclays Capital EM Local | 92,076 | $2,739 | 0.7% | $29.75 | — | Common | 78464A391 |
| SCHZ | Schwab U.S. Aggregate Bond ETF | 39,525 | $1,988 | 0.5% | $50.30 | — | Common | 808524839 |
| — | Market Vectors EM Local Curren | 82,560 | $1,944 | 0.5% | $23.55 | — | Common | 57060U522 |
| SPY | SPDR S&P 500 ETF | 9,840 | $1,817 | 0.5% | $167.99 | — | Common | 78462F103 |
| CL | Colgate-Palmolive Co | 23,662 | $1,543 | 0.4% | $44.38 | +9.1% | Common | 194162103 |
| BA | Boeing Co | 10,839 | $1,479 | 0.4% | $85.90 | +29.2% | Common | 097023105 |
| AMGN | Amgen Inc. | 12,507 | $1,427 | 0.4% | $73.34 | +10.6% | Common | 031162100 |
| — | Rydex S&P 500 Equal Weight | 17,380 | $1,238 | 0.3% | $65.19 | — | Common | 78355W106 |
| IBM | International Business Machine | 5,954 | $1,117 | 0.3% | $118.48 | -10.2% | Common | 459200101 |
| GLD | SPDR Gold Shares | 9,583 | $1,113 | 0.3% | $128.21 | — | Common | 78463V107 |
| SCHV | Schwab U.S. Large-Cap Value ET | 26,275 | $1,070 | 0.3% | $40.72 | — | Common | 808524409 |
| HYG | iShares iBoxx High Yield Corpo | 9,259 | $860 | 0.2% | $91.59 | — | Common | 464288513 |
| T | AT&T Corp | 23,743 | $835 | 0.2% | $11.35 | -1.5% | Common | 00206R102 |
| EFA | iShares MSCI EAFE Index | 12,409 | $833 | 0.2% | $63.94 | — | Common | 464287465 |
| PFE | Pfizer Inc. | 26,660 | $817 | 0.2% | $16.61 | +6.1% | Common | 717081103 |
| — | General Electric Co. | 28,695 | $804 | 0.2% | $23.27 | — | Common | 369604103 |
| PM | Philip Morris Int'l | 9,073 | $791 | 0.2% | $49.68 | -3.7% | Common | 718172109 |
| COP | ConocoPhillips | 10,670 | $754 | 0.2% | $40.14 | +20.6% | Common | 20825C104 |
| IWV | iShares Russell 3000 Index | 6,722 | $744 | 0.2% | $101.16 | — | Common | 464287689 |
| CAT | Caterpillar Inc. | 7,762 | $705 | 0.2% | $61.59 | +1.7% | Common | 149123101 |
| BRK/B | Berkshire Hathaway Cl B | 5,902 | $700 | 0.2% | $110.02 | +5.1% | Common | 084670702 |
| KO | Coca-Cola | 16,817 | $695 | 0.2% | $27.85 | -3.3% | Common | 191216100 |
| SLYG | SPDR S&P 600 Small Cap Growth | 3,759 | $673 | 0.2% | $162.80 | — | Common | 78464A201 |
| IWF | iShares Russell 1000 Growth | 7,275 | $625 | 0.2% | $78.24 | — | Common | 464287614 |
| NEE | NextEra Energy Inc. | 7,177 | $614 | 0.2% | $14.16 | +8.0% | Common | 65339F101 |
| TDG | TransDigm Group Inc | 3,810 | $613 | 0.2% | $70.58 | +15.1% | Common | 893641100 |
| DE | Deere & Co | 6,670 | $609 | 0.2% | $68.04 | -0.9% | Common | 244199105 |
| MDYV | SPDR S&P 400 Mid Cap Value ETF | 7,555 | $597 | 0.2% | $79.02 | — | Common | 78464A839 |
| IJH | iShares S&P MidCap 400 Index | 4,223 | $565 | 0.1% | $124.08 | — | Common | 464287507 |
| AMZN | Amazon.com Inc | 1,403 | $560 | 0.1% | $13.73 | +31.0% | Common | 023135106 |
| — | Kinder Morgan Energy Partners | 6,878 | $555 | 0.1% | $80.69 | — | Common | 494550106 |
| — | DIRECTV Group | 7,950 | $549 | 0.1% | $59.75 | — | Common | 25490A309 |
| — | Allergan Inc | 4,656 | $517 | 0.1% | $84.41 | — | Common | 018490102 |
| SBUX | Starbucks Corp | 6,599 | $517 | 0.1% | $24.37 | +28.1% | Common | 855244109 |
| MO | Altria Group | 13,398 | $514 | 0.1% | $16.39 | +4.6% | Common | 02209S103 |
| SLRC | Solar Capital Ltd. | 22,650 | $511 | 0.1% | $7.41 | 0.0% | Common | 83413U100 |
| SCHG | Schwab U.S. Large-Cap Growth E | 10,510 | $475 | 0.1% | $45.20 | — | Common | 808524300 |
| META | Facebook Inc. | 8,451 | $462 | 0.1% | $39.59 | +25.9% | Common | 30303M102 |
| HSIC | Henry Schein Inc. | 4,000 | $457 | 0.1% | $36.66 | +19.3% | Common | 806407102 |
| VBK | Vanguard Small Cap Growth | 3,338 | $408 | 0.1% | $122.23 | — | Common | 922908595 |
| ALL | Allstate Corporation | 7,439 | $406 | 0.1% | $37.15 | +10.6% | Common | 020002101 |
| IWP | iShares Russell MidCap Growth | 4,802 | $405 | 0.1% | $78.43 | — | Common | 464287481 |
| CATY | Cathay General Bancorp | 14,897 | $398 | 0.1% | $14.04 | +28.3% | Common | 149150104 |
| DVY | iShares DJ Select Dividend Ind | 5,475 | $391 | 0.1% | $66.35 | — | Common | 464287168 |
| — | Pier 1 Imports Inc | 16,924 | $391 | 0.1% | $23.48 | — | Common | 720279108 |
| WFC | Wells Fargo & Co. | 8,583 | $390 | 0.1% | $27.80 | +10.7% | Common | 949746101 |
| BAX | Baxter International Inc | 5,527 | $384 | 0.1% | $30.42 | -3.9% | Common | 071813109 |
| VET | Vermillion Energy Inc. | 6,400 | $375 | 0.1% | $49.78 | +12.8% | Common | 923725105 |
| — | Seadrill Ltd | 9,010 | $370 | 0.1% | $40.73 | — | Common | G7945E105 |
| NOC | Northrop Grumman Corp | 3,190 | $366 | 0.1% | $63.30 | +37.9% | Common | 666807102 |
| MCD | McDonalds Corp. | 3,726 | $362 | 0.1% | $70.01 | 0.0% | Common | 580135101 |
| BRK/A | Berkshire Hathaway Cl A | 2 | $356 | 0.1% | $165023.42 | +5.1% | Common | 084670108 |
| PSX | Phillips 66 | 4,359 | $336 | 0.1% | $40.44 | +7.4% | Common | 718546104 |
| ADBE | Adobe Systems Inc | 5,165 | $309 | 0.1% | $44.30 | +24.7% | Common | 00724F101 |
| MBB | iShares Barclays MBS Bond | 2,920 | $305 | 0.1% | $104.45 | — | Common | 464288588 |
| VWO | Vanguard MSCI Emerging Markets | 7,362 | $303 | 0.1% | $41.16 | — | Common | 922042858 |
| MSFT | Microsoft Corp. | 7,990 | $299 | 0.1% | $26.70 | +12.4% | Common | 594918104 |
| — | Vodafone Group ADR | 7,454 | $293 | 0.1% | $39.31 | — | Common | 92857W209 |
| BAC | Bank of America Corp. | 18,317 | $285 | 0.1% | $10.47 | +11.6% | Common | 060505104 |
| — | Central Gold-Trust | 6,800 | $282 | 0.1% | $44.60 | — | Common | 153546106 |
| — | Royal Dutch Shell Cl A ADS | 3,848 | $274 | 0.1% | $71.21 | — | Common | 780259206 |
| — | Raytheon Company | 3,015 | $273 | 0.1% | $77.09 | — | Common | 755111507 |
| GWW | Grainger (W.W.) Inc | 1,070 | $273 | 0.1% | $201.89 | +5.7% | Common | 384802104 |
| — | United Technologies Corp | 2,362 | $269 | 0.1% | $107.94 | — | Common | 913017109 |
| VNQ | Vanguard REIT Index ETF | 3,967 | $256 | 0.1% | $66.09 | — | Common | 922908553 |
| IVE | iShares S&P 500 Value Index | 3,000 | $256 | 0.1% | $78.33 | — | Common | 464287408 |
| PHYS | Sprott Physical Gold Trust | 25,000 | $249 | 0.1% | $9.96 | — | Common | 85207H104 |
| SCHX | Schwab U.S. Large Cap ETF | 5,600 | $247 | 0.1% | $40.18 | — | Common | 808524201 |
| — | Energizer Holdings | 2,256 | $244 | 0.1% | $100.62 | — | Common | 29266R108 |
| — | PowerShares Senior Loan Portfo | 9,820 | $244 | 0.1% | $24.85 | — | Common | 73936Q769 |
| — | PowerShares QQQ | 2,760 | $243 | 0.1% | $78.89 | — | Common | 73935A104 |
| BTE | Baytex Energy Corp | 6,200 | $243 | 0.1% | $31.51 | +7.5% | Common | 07317Q105 |
| IJS | iShares S&P SmallCap 600 Value | 2,185 | $243 | 0.1% | $102.27 | — | Common | 464287879 |
| — | Tortoise MLP | 8,700 | $238 | 0.1% | $29.20 | — | Common | 89148B101 |
| MDYG | SPDR S&P 400 Mid Cap Growth ET | 2,105 | $236 | 0.1% | $112.11 | — | Common | 78464A821 |
| — | Stericycle Inc | 1,944 | $226 | 0.1% | $110.59 | — | Common | 858912108 |
| AMT | American Tower Corp | 2,811 | $224 | 0.1% | $54.19 | +8.0% | Common | 03027X100 |
| CSCO | Cisco Systems Inc | 9,563 | $214 | 0.1% | $15.40 | -1.3% | Common | 17275R102 |
| CMCSA | Comcast Corp New Cl A | 4,102 | $213 | 0.1% | $18.38 | 0.0% | Common | 20030N101 |
| — | Discover Financial Services | 3,793 | $212 | 0.1% | $55.89 | — | Common | 254709108 |
| SCHF | Schwab International Equity ET | 6,715 | $212 | 0.1% | $31.57 | — | Common | 808524805 |
| VTI | Vanguard Total Stock Market ET | 2,191 | $210 | 0.1% | $95.85 | — | Common | 922908769 |
| MDLZ | Mondelez International Inc. | 5,870 | $207 | 0.1% | $25.52 | 0.0% | Common | 609207105 |
| — | Mannkind Corp | 33,250 | $173 | 0.0% | $6.30 | — | Common | 56400P201 |
| — | Cypress Semiconductor | 16,236 | $170 | 0.0% | $10.71 | — | Common | 232806109 |
| F | Ford Motor Company New | 10,836 | $167 | 0.0% | $9.02 | -0.2% | Common | 345370860 |
| — | New Residential Investment Cor | 12,740 | $85 | 0.0% | $6.67 | — | Common | 64828T102 |
| — | Zogenix Inc. | 10,000 | $34 | 0.0% | $1.70 | — | Common | 98978L105 |
| — | NovaBay Pharmaceuticals Inc. | 13,267 | $16 | 0.0% | $1.36 | — | Common | 66987P102 |