CIK: 0001567163 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Oct 22, 2018
Total Value ($000): $416,357 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ALERIAN MLP ETF | 2,081,990 | $22,236 | 5.3% | $11.00 | — | ETF | 00162Q866 |
| AAPL | APPLE INC | 87,259 | $19,698 | 4.7% | $22.02 | +123.7% | COM | 037833100 |
| GOOGL | ALPHABET INC-CL A | 15,859 | $19,143 | 4.6% | $38.26 | +57.1% | COM | 02079K305 |
| MSFT | MICROSOFT CORP | 155,949 | $17,836 | 4.3% | $41.80 | +141.2% | COM | 594918104 |
| PFF | ISHARES US PREFERRED STOCK E | 445,052 | $16,525 | 4.0% | $38.50 | — | ETF | 464288687 |
| BP | BP PLC-SPONS ADR | 316,248 | $14,579 | 3.5% | $36.90 | — | ADR | 055622104 |
| CSCO | CISCO SYSTEMS INC | 295,961 | $14,399 | 3.5% | $21.67 | +66.3% | COM | 17275R102 |
| T | AT&T INC | 395,020 | $13,265 | 3.2% | $14.76 | -1.9% | COM | 00206R102 |
| INTC | INTEL CORP | 275,596 | $13,034 | 3.1% | $30.85 | +34.6% | COM | 458140100 |
| PFE | PFIZER INC | 277,176 | $12,215 | 2.9% | $18.97 | +45.8% | COM | 717081103 |
| REM | ISHARES MORTGAGE REAL ESTATE | 268,476 | $11,695 | 2.8% | $42.60 | — | ETF | 46435G342 |
| BRK/B | BERKSHIRE HATHAWAY INC-CL B | 50,638 | $10,842 | 2.6% | $145.21 | +41.3% | COM | 084670702 |
| MRK | MERCK & CO. INC. | 152,074 | $10,788 | 2.6% | $41.05 | +23.4% | COM | 58933Y105 |
| PG | PROCTER & GAMBLE CO/THE | 127,737 | $10,632 | 2.6% | $66.96 | +1.2% | COM | 742718109 |
| IWM | ISHARES RUSSELL 2000 ETF | 57,746 | $9,733 | 2.3% | $151.76 | — | ETF | 464287655 |
| JNJ | JOHNSON & JOHNSON | 69,565 | $9,612 | 2.3% | $77.54 | +39.3% | COM | 478160104 |
| JPM | JPMORGAN CHASE & CO | 81,681 | $9,217 | 2.2% | $45.08 | +105.5% | COM | 46625H100 |
| GIS | GENERAL MILLS INC | 193,775 | $8,317 | 2.0% | $33.42 | +4.6% | COM | 370334104 |
| HEDJ | WISDOMTREE EUROPE HEDGED EQU | 129,895 | $8,212 | 2.0% | $64.40 | — | ETF | 97717X701 |
| — | NUVEEN NY AMT-FR MUNI INC FD | 668,760 | $7,958 | 1.9% | $12.47 | — | CEF | 670656107 |
| GILD | GILEAD SCIENCES INC | 101,762 | $7,857 | 1.9% | $53.93 | +5.4% | COM | 375558103 |
| GD | GENERAL DYNAMICS CORP | 34,125 | $6,986 | 1.7% | $82.62 | +100.1% | COM | 369550108 |
| SO | SOUTHERN CO/THE | 149,851 | $6,534 | 1.6% | $32.50 | +5.5% | COM | 842587107 |
| — | ANNALY CAPITAL MGMT | 236,412 | $6,033 | 1.4% | $25.46 | — | PFD | 035710870 |
| DAL | DELTA AIR LINES INC | 97,229 | $5,623 | 1.4% | $45.22 | +13.6% | COM | 247361702 |
| VZ | VERIZON COMMUNICATIONS INC | 96,390 | $5,146 | 1.2% | $31.08 | +14.7% | COM | 92343V104 |
| — | SANTA CRUZ COUNTY BANK | 86,683 | $4,638 | 1.1% | $25.66 | — | COM | 801827106 |
| AMZN | AMAZON.COM INC | 2,169 | $4,345 | 1.0% | $39.65 | +137.1% | COM | 023135106 |
| — | AGNC INVESTMENT CORP | 140,645 | $3,654 | 0.9% | $25.69 | — | PFD | 00123Q500 |
| CVS | CVS HEALTH CORP | 41,582 | $3,273 | 0.8% | $61.69 | -8.4% | COM | 126650100 |
| BAC | BANK OF AMERICA CORP | 107,000 | $3,152 | 0.8% | $17.68 | +44.0% | COM | 060505104 |
| EPD | ENTERPRISE PRODUCTS PARTNERS | 109,173 | $3,137 | 0.8% | $25.84 | — | MLP | 293792107 |
| — | MAGELLAN MIDSTREAM PARTNERS | 42,685 | $2,891 | 0.7% | $67.07 | — | MLP | 559080106 |
| — | RAYTHEON COMPANY | 12,682 | $2,621 | 0.6% | $86.01 | — | COM | 755111507 |
| — | KAYNE ANDERSON MLP/MIDSTREAM | 109,945 | $1,963 | 0.5% | $18.50 | — | CEF | 486606106 |
| KWEB | KRANESHARES CSI CHINA INTERN | 36,459 | $1,780 | 0.4% | $48.82 | — | ETF | 500767306 |
| IBB | ISHARES NASDAQ BIOTECHNOLOGY | 14,462 | $1,764 | 0.4% | $109.06 | — | ETF | 464287556 |
| — | CLEARBRIDGE ENERGY MLP FUND | 120,497 | $1,751 | 0.4% | $15.06 | — | CEF | 184692101 |
| META | FACEBOOK INC-A | 10,207 | $1,679 | 0.4% | $108.35 | +65.9% | COM | 30303M102 |
| GLD | SPDR GOLD SHARES | 14,288 | $1,611 | 0.4% | $115.08 | — | ETF | 78463V107 |
| CVX | CHEVRON CORP | 11,920 | $1,458 | 0.4% | $71.80 | +22.4% | COM | 166764100 |
| EEMV | ISHARES EDGE MSCI MIN VOL EM | 23,787 | $1,411 | 0.3% | $58.82 | — | ETF | 464286533 |
| WFC | WELLS FARGO & CO | 26,493 | $1,392 | 0.3% | $38.57 | +20.6% | COM | 949746101 |
| UPS | UNITED PARCEL SERVICE-CL B | 11,740 | $1,371 | 0.3% | $70.06 | +26.2% | COM | 911312106 |
| — | PENNYMAC MTGE INVESTMENT | 51,843 | $1,300 | 0.3% | $25.24 | — | PFD | 70931T301 |
| PCG | P G & E CORP | 27,924 | $1,285 | 0.3% | $53.24 | -17.3% | COM | 69331C108 |
| — | CLOUDERA INC | 71,980 | $1,270 | 0.3% | $13.76 | — | COM | 18914U100 |
| XOM | EXXON MOBIL CORP | 14,565 | $1,238 | 0.3% | $54.11 | +7.5% | COM | 30231G102 |
| DIS | WALT DISNEY CO/THE | 10,521 | $1,230 | 0.3% | $99.13 | +7.5% | COM | 254687106 |
| MDT | MEDTRONIC PLC | 12,240 | $1,204 | 0.3% | $60.63 | +25.8% | COM | G5960L103 |
| — | CITIGROUP INC | 43,325 | $1,202 | 0.3% | $28.76 | — | PFD | 172967341 |
| — | BROOKFIELD REAL ASSETS INCOM | 51,994 | $1,199 | 0.3% | $22.26 | — | CEF | 112830104 |
| C | CITIGROUP INC | 16,347 | $1,173 | 0.3% | $53.02 | +3.3% | COM | 172967424 |
| JPIN | JPM DIVERSIFIED RET INTL EQ | 18,994 | $1,109 | 0.3% | $55.96 | — | ETF | 46641Q209 |
| SCHG | SCHWAB U.S. LARGE-CAP GROWTH | 13,504 | $1,108 | 0.3% | $54.18 | — | ETF | 808524300 |
| — | NUVEEN AMT-FR QU MUNI INC FD | 86,845 | $1,099 | 0.3% | $13.32 | — | CEF | 670657105 |
| — | ENERGY TRANSFER PARTNERS LP | 47,335 | $1,054 | 0.3% | $19.59 | — | MLP | 29278N103 |
| — | FIRST TR ENRGY INC & GRW | 47,236 | $1,049 | 0.3% | $26.51 | — | CEF | 33738G104 |
| — | HORTONWORKS INC | 45,529 | $1,039 | 0.2% | $16.81 | — | COM | 440894103 |
| FLOT | ISHARES FLOATING RATE BOND E | 19,553 | $998 | 0.2% | $50.93 | — | ETF | 46429B655 |
| — | INVESCO MORTGAGE CAPITAL | 39,791 | $997 | 0.2% | $25.07 | — | PFD | 46131B209 |
| IBM | INTL BUSINESS MACHINES CORP | 6,511 | $984 | 0.2% | $102.09 | -0.8% | COM | 459200101 |
| SPY | SPDR S&P 500 ETF TRUST | 3,359 | $977 | 0.2% | $242.12 | — | ETF | 78462F103 |
| USMV | ISHARES EDGE MSCI MIN VOL US | 17,070 | $974 | 0.2% | $53.93 | — | ETF | 46429B697 |
| — | BANK OF AMERICA CORP | 38,075 | $971 | 0.2% | $25.50 | — | PFD | 060505195 |
| GM | GENERAL MOTORS CO | 28,565 | $962 | 0.2% | $24.51 | +35.0% | COM | 37045V100 |
| DXJ | WISDOMTREE JAPAN HEDGED EQ | 15,840 | $918 | 0.2% | $46.87 | — | ETF | 97717W851 |
| SGMO | SANGAMO THERAPEUTICS INC | 51,680 | $876 | 0.2% | $16.29 | -6.7% | COM | 800677106 |
| COP | CONOCOPHILLIPS | 11,112 | $860 | 0.2% | $48.62 | +15.9% | COM | 20825C104 |
| — | CORPORATE CAPITAL TRUST INC | 54,987 | $839 | 0.2% | $16.90 | — | COM | 219880101 |
| LADR | LADDER CAPITAL CORP-REIT | 49,285 | $835 | 0.2% | $14.65 | — | REIT | 505743104 |
| — | NUVEEN NJ QUAL MUNI INC FD | 63,410 | $815 | 0.2% | $13.16 | — | CEF | 67069Y102 |
| SCHD | SCHWAB US DVD EQUITY ETF | 15,104 | $801 | 0.2% | $42.39 | — | ETF | 808524797 |
| BA | BOEING CO/THE | 2,027 | $754 | 0.2% | $107.71 | +214.8% | COM | 097023105 |
| OZK | BANK OZK | 19,839 | $753 | 0.2% | $31.35 | 0.0% | COM | 06417N103 |
| — | ELLINGTON FINANCIAL LLC | 45,800 | $733 | 0.2% | $14.90 | — | MLP | 288522303 |
| GOOG | ALPHABET INC-CL C | 594 | $709 | 0.2% | $43.41 | +37.0% | COM | 02079K107 |
| IEMG | ISHARES CORE MSCI EMERGING | 13,195 | $683 | 0.2% | $52.45 | — | ETF | 46434G103 |
| WMT | WALMART INC | 6,905 | $648 | 0.2% | $25.12 | +8.8% | COM | 931142103 |
| — | CONTURA ENERGY INC | 8,000 | $634 | 0.2% | $72.70 | — | COM | 21241B100 |
| — | TORTOISE ENERGY INFRASTRUCT | 23,523 | $633 | 0.2% | $28.89 | — | CEF | 89147L100 |
| CRM | SALESFORCE.COM INC | 3,960 | $630 | 0.2% | $58.38 | +151.1% | COM | 79466L302 |
| — | NUVEEN CREDIT STRAT INC FD | 77,920 | $621 | 0.1% | $8.26 | — | CEF | 67073D102 |
| — | BLACKROCK MULTI-SECTOR INCOM | 35,139 | $595 | 0.1% | $15.99 | — | CEF | 09258A107 |
| — | CHIMERA INVESTMENT CORP | 21,749 | $559 | 0.1% | $25.60 | — | PFD | 16934Q406 |
| PCAR | PACCAR INC | 8,010 | $546 | 0.1% | $31.93 | +2.6% | COM | 693718108 |
| MCD | MCDONALD'S CORP | 3,161 | $529 | 0.1% | $134.81 | -0.0% | COM | 580135101 |
| PEP | PEPSICO INC | 4,634 | $518 | 0.1% | $66.32 | +36.2% | COM | 713448108 |
| XLE | ENERGY SELECT SECTOR SPDR | 6,570 | $498 | 0.1% | $66.70 | — | ETF | 81369Y506 |
| — | NUVEEN CT QUAL MUNI INC FD | 43,180 | $491 | 0.1% | $12.09 | — | CEF | 67060D107 |
| — | BB&T CORP | 9,747 | $473 | 0.1% | $50.76 | — | COM | 054937107 |
| — | NUVEEN INT DUR MUNI TERM FD | 37,079 | $463 | 0.1% | $12.85 | — | CEF | 670671106 |
| — | UNITED TECHNOLOGIES CORP | 3,297 | $461 | 0.1% | $110.84 | — | COM | 913017109 |
| UNP | UNION PACIFIC CORP | 2,630 | $428 | 0.1% | $77.58 | +64.7% | COM | 907818108 |
| PM | PHILIP MORRIS INTERNATIONAL | 5,180 | $422 | 0.1% | $57.48 | -3.5% | COM | 718172109 |
| THO | THOR INDUSTRIES INC | 5,020 | $420 | 0.1% | $84.60 | -3.6% | COM | 885160101 |
| PAA | PLAINS ALL AMER PIPELINE LP | 16,650 | $416 | 0.1% | $22.99 | — | MLP | 726503105 |
| CMCSA | COMCAST CORP-CLASS A | 11,701 | $414 | 0.1% | $26.53 | +10.6% | COM | 20030N101 |
| AAL | AMERICAN AIRLINES GROUP INC | 10,000 | $413 | 0.1% | $38.31 | 0.0% | COM | 02376R102 |
| — | INVESCO CA V M I | 69,000 | $411 | 0.1% | $12.02 | — | CEF | 46132H106 |
| — | BLACKSTONE GROUP LP/THE | 10,100 | $385 | 0.1% | $33.37 | — | MLP | 09253U108 |
| BABA | ALIBABA GROUP HOLDING-SP ADR | 2,315 | $381 | 0.1% | $125.48 | — | ADR | 01609W102 |
| LQD | ISHARES IBOXX INVESTMENT GRA | 3,250 | $374 | 0.1% | $114.46 | — | ETF | 464287242 |
| HYG | ISHARES IBOXX HIGH YLD CORP | 4,300 | $372 | 0.1% | $85.12 | — | ETF | 464288513 |
| JPST | JPMORGAN ULTRA-SHORT INCOME | 7,252 | $364 | 0.1% | $50.23 | — | ETF | 46641Q837 |
| DXC | DXC TECHNOLOGY CO | 3,796 | $355 | 0.1% | $62.87 | +34.7% | COM | 23355L106 |
| HD | HOME DEPOT INC | 1,648 | $341 | 0.1% | $93.36 | +79.9% | COM | 437076102 |
| DB | DEUTSCHE BANK AG-REGISTERED | 30,000 | $341 | 0.1% | $11.81 | -12.3% | COM | D18190898 |
| — | CELGENE CORP | 3,538 | $317 | 0.1% | $105.04 | — | COM | 151020104 |
| PYPL | PAYPAL HOLDINGS INC | 3,600 | $316 | 0.1% | $87.42 | +0.5% | COM | 70450Y103 |
| AB | ALLIANCEBERNSTEIN HOLDING LP | 10,000 | $305 | 0.1% | $30.50 | — | MLP | 01881G106 |
| — | BLACKROCK MUNICIPAL 2018 TRM | 19,500 | $293 | 0.1% | $15.02 | — | CEF | 09248C106 |
| SKY | SKYLINE CHAMPION CORP | 10,250 | $293 | 0.1% | $11.40 | +153.6% | COM | 830830105 |
| HBAN | HUNTINGTON BANCSHARES INC | 19,387 | $289 | 0.1% | $7.91 | +40.6% | COM | 446150104 |
| — | TWO HARBORS INVESTMENT CORP | 19,240 | $287 | 0.1% | $15.88 | — | REIT | 90187B408 |
| — | TWO HARBORS INV CORP | 11,600 | $285 | 0.1% | $24.10 | — | PFD | 90187B507 |
| — | CASTLIGHT HEALTH INC-B | 105,675 | $285 | 0.1% | $3.14 | — | COM | 14862Q100 |
| — | ALEXION PHARMACEUTICALS INC | 2,023 | $281 | 0.1% | $124.90 | — | COM | 015351109 |
| — | VIACOM INC-CLASS B | 8,200 | $277 | 0.1% | $34.66 | — | COM | 92553P201 |
| — | BLACKROCK MUNI 2020 TERM TRS | 18,275 | $271 | 0.1% | $15.57 | — | CEF | 09249X109 |
| — | NUVEEN PREFERRED & INCOME SE | 30,530 | $269 | 0.1% | $9.58 | — | CEF | 67072C105 |
| — | APOLLO CMMRL REAL EST FI | 10,178 | $257 | 0.1% | $25.47 | — | PFD | 03762U501 |
| — | WELLS FARGO INCOME OPPORTUNI | 32,428 | $257 | 0.1% | $7.57 | — | CEF | 94987B105 |
| — | SYMANTEC CORP | 12,015 | $256 | 0.1% | $21.16 | — | COM | 871503108 |
| — | SCE TRUST V | 10,378 | $256 | 0.1% | $24.67 | — | PFD | 78409W201 |
| XLP | CONSUMER STAPLES SPDR | 4,671 | $252 | 0.1% | $51.56 | — | ETF | 81369Y308 |
| F | FORD MOTOR CO | 27,165 | $251 | 0.1% | $7.27 | -5.7% | COM | 345370860 |
| NKE | NIKE INC -CL B | 2,925 | $248 | 0.1% | $60.25 | +21.1% | COM | 654106103 |
| — | NUVECTRA CORP | 11,240 | $247 | 0.1% | $8.89 | — | COM | 67075N108 |
| V | VISA INC-CLASS A SHARES | 1,628 | $244 | 0.1% | $117.79 | +14.7% | COM | 92826C839 |
| MO | ALTRIA GROUP INC | 4,015 | $242 | 0.1% | $30.75 | +9.1% | COM | 02209S103 |
| — | SPLUNK INC | 2,000 | $242 | 0.1% | $49.00 | — | COM | 848637104 |
| IYY | ISHARES DOW JONES U.S. ETF | 1,600 | $233 | 0.1% | $81.25 | — | ETF | 464287846 |
| — | ENERGY TRANSFER PARTNERS | 8,800 | $228 | 0.1% | $25.91 | — | PFD | 29278N400 |
| KRE | SPDR S&P REGIONAL BANKING | 3,735 | $222 | 0.1% | $56.64 | — | ETF | 78464A698 |
| XENWX | EATON VANCE NEW YORK MUNICIP | 20,000 | $221 | 0.1% | $11.32 | — | CEF | 27827Y109 |
| DHR | DANAHER CORP | 2,035 | $221 | 0.1% | $85.98 | +2.4% | COM | 235851102 |
| — | MORGAN STANLEY | 9,750 | $221 | 0.1% | $23.79 | — | PFD | 61747S504 |
| SLB | SCHLUMBERGER LTD | 3,609 | $220 | 0.1% | $53.73 | -3.2% | COM | 806857108 |
| — | BLACKROCK MUNIHOLDINGS NJ QU | 16,900 | $212 | 0.1% | $13.68 | — | CEF | 09254X101 |
| MS | MORGAN STANLEY | 4,446 | $207 | 0.0% | $34.89 | +11.6% | COM | 617446448 |
| — | CORNERSTONE ONDEMAND INC | 3,616 | $205 | 0.0% | $42.46 | — | COM | 21925Y103 |
| — | DOWDUPONT INC | 3,162 | $203 | 0.0% | $66.60 | — | COM | 26078J100 |
| — | TWO HARBORS INV CORP | 8,000 | $199 | 0.0% | $24.88 | — | PFD | 90187B606 |
| IESC | IES HOLDINGS INC | 10,120 | $197 | 0.0% | $18.51 | +0.1% | COM | 44951W106 |
| FTV | FORTIVE CORP | 2,265 | $191 | 0.0% | $46.29 | +7.5% | COM | 34959J108 |
| — | BLACKROCK CREDIT ALLOCATION | 15,277 | $187 | 0.0% | $12.45 | — | CEF | 092508100 |
| IHE | ISHARES US PHARMACEUTICALS E | 1,109 | $186 | 0.0% | $110.54 | — | ETF | 464288836 |
| FIS | FIDELITY NATIONAL INFO SERV | 1,700 | $185 | 0.0% | $88.43 | +6.2% | COM | 31620M106 |
| ZTS | ZOETIS INC | 2,005 | $184 | 0.0% | $79.49 | +5.2% | COM | 98978V103 |
| STWD | STARWOOD PROPERTY TRUST INC | 8,350 | $180 | 0.0% | $21.58 | — | REIT | 85571B105 |
| TMO | THERMO FISHER SCIENTIFIC INC | 736 | $180 | 0.0% | $206.45 | +9.3% | COM | 883556102 |
| GLW | CORNING INC | 5,000 | $177 | 0.0% | $26.48 | 0.0% | COM | 219350105 |
| BKNG | BOOKING HOLDINGS INC | 86 | $169 | 0.0% | $2072.14 | -6.5% | COM | 09857L108 |
| CHD | CHURCH & DWIGHT CO INC | 2,850 | $169 | 0.0% | $43.96 | +17.8% | COM | 171340102 |
| — | DISCOVER FINANCIAL SERVICES | 2,204 | $168 | 0.0% | $70.33 | — | COM | 254709108 |
| BAX | BAXTER INTERNATIONAL INC | 2,160 | $167 | 0.0% | $61.53 | +5.5% | COM | 071813109 |
| KEY | KEYCORP | 8,255 | $164 | 0.0% | $13.98 | +4.7% | COM | 493267108 |
| IWF | ISHARES RUSSELL 1000 GROWTH | 1,029 | $161 | 0.0% | $101.49 | — | ETF | 464287614 |
| EFAV | ISHARES EDGE MSCI MIN VOL EA | 2,175 | $158 | 0.0% | $71.77 | — | ETF | 46429B689 |
| — | CEDAR FAIR LP | 2,950 | $154 | 0.0% | $52.20 | — | MLP | 150185106 |
| AWK | AMERICAN WATER WORKS CO INC | 1,746 | $154 | 0.0% | $71.59 | +7.0% | COM | 030420103 |
| SCHV | SCHWAB US LARGE-CAP VALUE | 2,750 | $154 | 0.0% | $50.71 | — | ETF | 808524409 |
| IVV | ISHARES CORE S&P 500 ETF | 520 | $152 | 0.0% | $213.71 | — | ETF | 464287200 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 5,425 | $150 | 0.0% | $23.40 | — | ETF | 81369Y605 |
| VWO | VANGUARD FTSE EMERGING MARKE | 3,643 | $149 | 0.0% | $41.55 | — | ETF | 922042858 |
| NFLX | NETFLIX INC | 393 | $147 | 0.0% | $15.10 | +140.3% | COM | 64110L106 |
| JBHT | HUNT (JB) TRANSPRT SVCS INC | 1,215 | $145 | 0.0% | $114.01 | -0.3% | COM | 445658107 |
| — | EATON VANCE LTD DURATION FND | 11,210 | $142 | 0.0% | $13.43 | — | CEF | 27828H105 |
| CTAS | CINTAS CORP | 720 | $142 | 0.0% | $41.65 | +14.8% | COM | 172908105 |
| CB | CHUBB LTD | 1,050 | $140 | 0.0% | $116.44 | +2.4% | COM | H1467J104 |
| — | IMPERVA INC | 3,000 | $139 | 0.0% | $43.25 | — | COM | 45321L100 |
| — | WALGREENS BOOTS ALLIANCE INC | 1,903 | $139 | 0.0% | $59.99 | — | COM | 931427108 |
| — | ALLERGAN PLC | 725 | $138 | 0.0% | $209.65 | — | COM | G0177J108 |
| AVGO | BROADCOM INC | 557 | $137 | 0.0% | $19.73 | -7.4% | COM | 11135F101 |
| — | BLACKROCK DEBT STRATEGIES FD | 12,155 | $135 | 0.0% | $11.32 | — | CEF | 09255R202 |
| — | INVESCO VALUE MUNICIPAL INCO | 9,565 | $132 | 0.0% | $14.64 | — | CEF | 46132P108 |
| — | EATON VANCE TAX MAN GLBL BR | 11,000 | $132 | 0.0% | $10.55 | — | CEF | 27829C105 |
| DVY | ISHARES SELECT DIVIDEND ETF | 1,323 | $132 | 0.0% | $77.25 | — | ETF | 464287168 |
| BOX | BOX INC - CLASS A | 5,433 | $130 | 0.0% | $24.91 | +1.0% | COM | 10316T104 |
| YELP | YELP INC | 2,600 | $128 | 0.0% | $31.20 | +40.0% | COM | 985817105 |
| CLF | CLEVELAND-CLIFFS INC | 10,000 | $127 | 0.0% | $9.74 | 0.0% | COM | 185899101 |
| — | GAZPROM PAO -SPON ADR | 25,200 | $125 | 0.0% | $8.73 | — | ADR | 368287207 |
| — | COLONY CAPITAL INC | 20,000 | $122 | 0.0% | $6.18 | — | REIT | 19626G108 |
| ITOEF | ITO EN LTD | 2,700 | $120 | 0.0% | $36.32 | +10.2% | COM | J25027103 |
| — | BLACKROCK MUNIHOLDINGS NY QU | 9,741 | $116 | 0.0% | $14.89 | — | CEF | 09255C106 |
| RITM | NEW RESIDENTIAL INVESTMENT | 6,500 | $116 | 0.0% | $16.56 | — | REIT | 64828T201 |
| — | STERLING BANCORP/DE | 5,213 | $115 | 0.0% | $13.43 | — | COM | 85917A100 |
| — | ANNALY CAPITAL MGMT | 4,500 | $114 | 0.0% | $25.79 | — | PFD | 035710706 |
| — | GOLDCORP INC | 10,935 | $112 | 0.0% | $13.13 | — | COM | 380956409 |
| — | NUVEEN CREDIT OPP 2022 TARGE | 11,170 | $107 | 0.0% | $9.88 | — | CEF | 67075U102 |
| NLR | VANECK VECTORS URANIUM NUCLE | 2,031 | $107 | 0.0% | $50.22 | — | ETF | 92189F601 |
| ET | ENERGY TRANSFER EQUITY LP | 6,000 | $105 | 0.0% | $17.50 | — | MLP | 29273V100 |
| OMEX | ODYSSEY MARINE EXPLORATION | 12,800 | $104 | 0.0% | $3.93 | +100.8% | COM | 676118201 |
| KKR | KKR & CO INC -A | 3,800 | $104 | 0.0% | $24.47 | 0.0% | COM | 48251W104 |
| BCE | BCE INC | 2,530 | $103 | 0.0% | $25.89 | 0.0% | COM | 05534B760 |
| CMI | CUMMINS INC | 700 | $102 | 0.0% | $116.20 | 0.0% | COM | 231021106 |
| — | FEDERAL REALTY INVS TRUST | 800 | $101 | 0.0% | $103.75 | — | REIT | 313747206 |
| — | SHIRE PLC-ADR | 540 | $98 | 0.0% | $152.98 | — | ADR | 82481R106 |
| CNTTQ | CANNTRUST HOLDINGS INC | 10,000 | $98 | 0.0% | $6.77 | 0.0% | COM | 137800207 |
| — | EXPRESS SCRIPTS HOLDING CO | 988 | $94 | 0.0% | $61.74 | — | COM | 30219G108 |
| AVB | AVALONBAY COMMUNITIES INC | 515 | $93 | 0.0% | $87.72 | +57.7% | REIT | 053484101 |
| TSLA | TESLA INC | 352 | $93 | 0.0% | $20.92 | -0.5% | COM | 88160R101 |
| — | DIREXION DAILY GOLD MINERS I | 7,217 | $93 | 0.0% | $12.89 | — | ETF | 25460E844 |
| ACN | ACCENTURE PLC-CL A | 540 | $92 | 0.0% | $102.74 | +45.2% | COM | G1151C101 |
| EPI | WISDOMTREE INDIA EARNINGS | 3,800 | $92 | 0.0% | $22.78 | — | ETF | 97717W422 |
| — | NUVEEN CA AMT-FR MUNI INC FD | 6,885 | $89 | 0.0% | $13.71 | — | CEF | 670651108 |
| — | TWENTY-FIRST CENTURY FOX-A | 1,900 | $88 | 0.0% | $33.69 | — | COM | 90130A101 |
| VST | VISTRA ENERGY CORP | 3,486 | $87 | 0.0% | $16.03 | +22.8% | COM | 92840M102 |
| — | ANADARKO PETROLEUM CORP | 1,273 | $86 | 0.0% | $69.91 | — | COM | 032511107 |
| ROK | ROCKWELL AUTOMATION INC | 450 | $84 | 0.0% | $67.20 | +132.5% | COM | 773903109 |
| — | FIREEYE INC | 4,944 | $84 | 0.0% | $29.83 | — | COM | 31816Q101 |
| EARN | ELLINGTON RESIDENTIAL MORTGA | 7,300 | $82 | 0.0% | $10.96 | — | REIT | 288578107 |
| — | November 18 Puts on SPY US | 1,344 | $81 | 0.0% | — | — | Put | 78462F953 |
| RIO | RIO TINTO LTD | 1,419 | $81 | 0.0% | $62.02 | — | COM | 767204100 |
| — | ETFMG ALTERNATIVE HARVEST | 2,020 | $81 | 0.0% | $34.85 | — | ETF | 26924G508 |
| CRL | CHARLES RIVER LABORATORIES | 600 | $81 | 0.0% | $42.84 | +188.1% | COM | 159864107 |
| MPC | MARATHON PETROLEUM CORP | 1,008 | $81 | 0.0% | $34.23 | +82.7% | COM | 56585A102 |
| QCOM | QUALCOMM INC | 1,110 | $80 | 0.0% | $44.94 | +21.6% | COM | 747525103 |
| ECL | ECOLAB INC | 500 | $78 | 0.0% | $73.48 | +86.4% | COM | 278865100 |
| — | GLAXOSMITHKLINE PLC-SPON ADR | 1,900 | $76 | 0.0% | $38.80 | — | ADR | 37733W105 |
| IYH | ISHARES U.S. HEALTHCARE ETF | 370 | $75 | 0.0% | $101.49 | — | ETF | 464287762 |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | 6,700 | $75 | 0.0% | $6.33 | +124.3% | COM | 462260100 |
| — | PIMCO DYNAMIC INCOME FUND | 2,170 | $73 | 0.0% | $29.95 | — | CEF | 72201Y101 |
| VIG | VANGUARD DIVIDEND APPREC ETF | 635 | $70 | 0.0% | $79.62 | — | ETF | 921908844 |
| — | WORLDPAY INC-CLASS A | 695 | $70 | 0.0% | $82.01 | — | COM | 981558109 |
| KHC | KRAFT HEINZ CO/THE | 1,245 | $69 | 0.0% | $47.82 | -12.6% | COM | 500754106 |
| BCS | BARCLAYS PLC-SPONS ADR | 7,330 | $66 | 0.0% | $11.68 | — | ADR | 06738E204 |
| — | INVESCO SENIOR INCOME TRUST | 15,300 | $66 | 0.0% | $4.45 | — | CEF | 46131H107 |
| GS | GOLDMAN SACHS GROUP INC | 290 | $65 | 0.0% | $167.72 | +17.1% | COM | 38141G104 |
| ADDYY | ADIDAS AG-SPONSORED ADR | 525 | $64 | 0.0% | $79.01 | — | ADR | 00687A107 |
| PHO | INVESCO WATER RESOURCES ETF | 2,000 | $64 | 0.0% | $30.00 | — | ETF | 46137V142 |
| — | TWITTER INC | 2,265 | $64 | 0.0% | $22.41 | — | COM | 90184L102 |
| NOW | SERVICENOW INC | 325 | $64 | 0.0% | $34.65 | +9.1% | COM | 81762P102 |
| MSGS | MADISON SQUARE GARDEN CO- A | 200 | $63 | 0.0% | $117.41 | +89.1% | COM | 55825T103 |
| PJP | INVESCO DYNAMIC PHARMACEUTIC | 840 | $62 | 0.0% | $66.67 | — | ETF | 46137V662 |
| SVXY | PROSHARES SHORT VIX ST FUTUR | 1,000 | $59 | 0.0% | $59.00 | — | ETF | 74347W130 |
| XYZ | SQUARE INC - A | 600 | $59 | 0.0% | $77.13 | 0.0% | COM | 852234103 |
| — | BGC PARTNERS INC-CL A | 5,000 | $59 | 0.0% | $10.64 | — | COM | 05541T101 |
| LLY | ELI LILLY & CO | 530 | $57 | 0.0% | $47.50 | +90.0% | COM | 532457108 |
| BRDCF | BRIDGESTONE CORP | 1,500 | $57 | 0.0% | $33.70 | -12.7% | COM | J04578126 |
| — | VANECK VECTORS OIL SERVICES | 2,250 | $57 | 0.0% | $26.00 | — | ETF | 92189F718 |
| NDAQ | NASDAQ INC | 640 | $55 | 0.0% | $26.73 | +2.9% | COM | 631103108 |
| — | BARRICK GOLD CORP | 4,905 | $54 | 0.0% | $15.92 | — | COM | 067901108 |
| — | LABORATORY CRP OF AMER HLDGS | 310 | $54 | 0.0% | $180.65 | — | COM | 50540R409 |
| AIG | AMERICAN INTERNATIONAL GROUP | 1,003 | $53 | 0.0% | $35.88 | +23.1% | COM | 026874784 |
| DUK | DUKE ENERGY CORP | 666 | $53 | 0.0% | $56.05 | +7.1% | COM | 26441C204 |
| ADP | AUTOMATIC DATA PROCESSING | 350 | $53 | 0.0% | $67.96 | +77.8% | COM | 053015103 |
| MMM | 3M CO | 250 | $53 | 0.0% | $100.81 | +31.1% | COM | 88579Y101 |
| PJT | PJT PARTNERS INC - A | 1,000 | $52 | 0.0% | $43.82 | +17.0% | COM | 69343T107 |
| A | AGILENT TECHNOLOGIES INC | 740 | $52 | 0.0% | $39.23 | +59.9% | COM | 00846U101 |
| MU | MICRON TECHNOLOGY INC | 1,117 | $51 | 0.0% | $48.95 | +0.5% | COM | 595112103 |
| LMT | LOCKHEED MARTIN CORP | 145 | $50 | 0.0% | $182.33 | +44.9% | COM | 539830109 |
| — | COOPER COS INC/THE | 182 | $50 | 0.0% | $236.26 | — | COM | 216648402 |
| QUAL | ISHARES EDGE MSCI USA QUALIT | 546 | $49 | 0.0% | $89.74 | — | ETF | 46432F339 |
| ALLE | ALLEGION PLC | 545 | $49 | 0.0% | $72.85 | +5.6% | COM | G0176J109 |
| — | PERSPECTA INC | 1,897 | $49 | 0.0% | $20.56 | — | COM | 715347100 |
| — | XILINX INC | 615 | $49 | 0.0% | $79.67 | — | COM | 983919101 |
| — | December 18 Calls on FB US | 50 | $49 | 0.0% | — | — | Call | 30303M902 |
| — | NEW YORK MORTGAGE TRUST | 2,000 | $48 | 0.0% | $24.50 | — | PFD | 649604881 |
| — | GW PHARMACEUTICALS -ADR | 275 | $48 | 0.0% | $125.29 | — | ADR | 36197T103 |
| VYM | VANGUARD HIGH DVD YIELD ETF | 541 | $47 | 0.0% | $73.15 | — | ETF | 921946406 |
| TCEHY | TENCENT HOLDINGS LTD-UNS ADR | 1,146 | $47 | 0.0% | $43.23 | — | ADR | 88032Q109 |
| BOTZ | GLOBAL X ROBOTICS & ARTIFICI | 2,000 | $46 | 0.0% | $24.00 | — | ETF | 37954Y715 |
| OPLN | KAR AUCTION SERVICES INC | 745 | $44 | 0.0% | $20.38 | +13.3% | COM | 48238T109 |
| — | COHEN & STEERS INFRASTRUCTUR | 2,000 | $44 | 0.0% | $21.50 | — | CEF | 19248A109 |
| — | SIRIUS XM HOLDINGS INC | 6,900 | $44 | 0.0% | $4.28 | — | COM | 82968B103 |
| — | PIMCO DYNAMIC CREDIT AND MOR | 1,800 | $43 | 0.0% | $23.00 | — | CEF | 72202D106 |
| FNDE | SCHWAB FUNDAMENTAL EM L/C | 1,479 | $43 | 0.0% | $31.36 | — | ETF | 808524730 |
| 1741046D | STERIS PLC | 375 | $43 | 0.0% | $104.00 | — | COM | G84720104 |
| FNDB | SCHWAB FUNDAMENTAL BROAD MKT | 1,086 | $43 | 0.0% | $32.96 | — | ETF | 808524789 |
| BK | BANK OF NEW YORK MELLON CORP | 826 | $42 | 0.0% | $31.02 | +37.7% | COM | 064058100 |
| — | CORELOGIC INC | 855 | $42 | 0.0% | $51.46 | — | COM | 21871D103 |
| SHOO | STEVEN MADDEN LTD | 800 | $42 | 0.0% | $25.06 | +29.0% | COM | 556269108 |
| AAP | ADVANCE AUTO PARTS INC | 245 | $41 | 0.0% | $106.85 | +26.5% | COM | 00751Y106 |
| — | MAG SILVER CORP | 5,100 | $41 | 0.0% | $8.04 | — | COM | 55903Q104 |
| AMGN | AMGEN INC | 200 | $41 | 0.0% | $89.47 | +75.9% | COM | 031162100 |
| ORCL | ORACLE CORP | 790 | $41 | 0.0% | $41.19 | +5.8% | COM | 68389X105 |
| CGAU | CENTERRA GOLD INC | 10,200 | $41 | 0.0% | $3.34 | +12.9% | COM | 152006102 |
| DOV | DOVER CORP | 465 | $41 | 0.0% | $68.01 | +8.5% | COM | 260003108 |
| — | EATON VANCE NJ MUNICIPAL INC | 3,500 | $40 | 0.0% | $12.00 | — | CEF | 27826V106 |
| — | NEW YORK COMMUNITY BANCORP | 3,816 | $40 | 0.0% | $14.13 | — | COM | 649445103 |
| — | APOLLO INVESTMENT CORP | 7,328 | $40 | 0.0% | $7.17 | — | COM | 03761U106 |
| EEM | ISHARES MSCI EMERGING MARKET | 917 | $39 | 0.0% | $43.65 | — | ETF | 464287234 |
| — | January 19 Calls on C US | 600 | $38 | 0.0% | — | — | Call | 172967904 |
| — | BLACKROCK INC | 80 | $38 | 0.0% | $320.00 | — | COM | 09247X101 |
| — | PUBLIC STORAGE | 1,500 | $38 | 0.0% | $25.33 | — | PFD | 74460W826 |
| XLV | HEALTH CARE SELECT SECTOR | 399 | $38 | 0.0% | $74.48 | — | ETF | 81369Y209 |
| — | ANSYS INC | 205 | $38 | 0.0% | $175.61 | — | COM | 03662Q105 |
| KBE | SPDR S&P BANK ETF | 800 | $37 | 0.0% | $45.00 | — | ETF | 78464A797 |
| — | WABCO HOLDINGS INC | 311 | $37 | 0.0% | $93.25 | — | COM | 92927K102 |
| TJX | TJX COMPANIES INC | 325 | $36 | 0.0% | $34.01 | +36.7% | COM | 872540109 |
| — | HARRIS CORP | 210 | $36 | 0.0% | $142.86 | — | COM | 413875105 |
| TUR | ISHARES MSCI TURKEY ETF | 1,500 | $36 | 0.0% | $24.00 | — | ETF | 464286715 |
| FFWM | FIRST FOUNDATION INC | 2,300 | $36 | 0.0% | $15.42 | 0.0% | COM | 32026V104 |
| NVDA | NVIDIA CORP | 126 | $35 | 0.0% | $2.82 | +128.3% | COM | 67066G104 |
| AR | ANTERO RESOURCES CORP | 2,000 | $35 | 0.0% | $19.18 | +1.0% | COM | 03674X106 |
| ABBNY | ABB LTD-SPON ADR | 1,500 | $35 | 0.0% | $23.62 | — | ADR | 000375204 |
| OXY | OCCIDENTAL PETROLEUM CORP | 420 | $35 | 0.0% | $49.59 | +36.6% | COM | 674599105 |
| — | SIX FLAGS ENTERTAINMENT CORP | 500 | $35 | 0.0% | $70.00 | — | COM | 83001A102 |
| WAT | WATERS CORP | 180 | $35 | 0.0% | $196.97 | -1.7% | COM | 941848103 |
| — | ENSCO PLC-CL A | 4,000 | $34 | 0.0% | $4.50 | — | COM | G3157S106 |
| VNO | VORNADO REALTY TRUST | 466 | $34 | 0.0% | $83.69 | — | REIT | 929042109 |
| CHCO | CITY HOLDING CO | 444 | $34 | 0.0% | $44.49 | +43.0% | COM | 177835105 |
| — | AVEO PHARMACEUTICALS INC | 10,000 | $33 | 0.0% | $2.52 | — | COM | 053588109 |
| HON | HONEYWELL INTERNATIONAL INC | 200 | $33 | 0.0% | $86.03 | +41.3% | COM | 438516106 |
| XLK | TECHNOLOGY SELECT SECT SPDR | 443 | $33 | 0.0% | $39.68 | — | ETF | 81369Y803 |
| — | RANDGOLD RESOURCES LTD-ADR | 450 | $32 | 0.0% | $64.44 | — | ADR | 752344309 |
| VFH | VANGUARD FINANCIALS ETF | 465 | $32 | 0.0% | $40.86 | — | ETF | 92204A405 |
| — | TRIVAGO NV - ADR | 5,000 | $31 | 0.0% | $6.20 | — | ADR | 89686D105 |
| FCX | FREEPORT-MCMORAN INC | 2,201 | $31 | 0.0% | $10.55 | +30.6% | COM | 35671D857 |
| — | GENERAL ELECTRIC CO | 2,745 | $31 | 0.0% | $14.87 | — | COM | 369604103 |
| KBR | KBR INC | 1,418 | $30 | 0.0% | $13.80 | +31.4% | COM | 48242W106 |
| QQQ | INVESCO QQQ TRUST SERIES 1 | 164 | $30 | 0.0% | $170.73 | — | ETF | 46090E103 |
| — | NORDSTROM INC | 500 | $30 | 0.0% | $46.00 | — | COM | 655664100 |
| SNA | SNAP-ON INC | 160 | $29 | 0.0% | $124.36 | +15.8% | COM | 833034101 |
| — | LOGMEIN INC | 325 | $29 | 0.0% | $104.62 | — | COM | 54142L109 |
| — | GABELLI DIVIDEND & INCOME TR | 1,200 | $29 | 0.0% | $19.99 | — | CEF | 36242H104 |
| IEX | IDEX CORP | 195 | $29 | 0.0% | $127.20 | +7.1% | COM | 45167R104 |
| INGR | INGREDION INC | 280 | $29 | 0.0% | $117.60 | -13.2% | COM | 457187102 |
| — | WESTERN ASSET HI INC OPPORT | 6,000 | $29 | 0.0% | $4.67 | — | CEF | 95766K109 |
| — | CHINA RAPID FINANCE LTD-ADR | 10,000 | $29 | 0.0% | $2.90 | — | ADR | 16953Q105 |
| — | GOLDMAN SACHS MLP INCOME OPP | 3,000 | $28 | 0.0% | $8.67 | — | CEF | 38147W103 |
| VOO | VANGUARD S&P 500 ETF | 105 | $28 | 0.0% | $230.70 | — | ETF | 922908363 |
| O | REALTY INCOME CORP | 500 | $28 | 0.0% | $36.42 | +6.2% | REIT | 756109104 |
| IJR | ISHARES CORE S&P SMALL-CAP E | 320 | $28 | 0.0% | $96.88 | — | ETF | 464287804 |
| PNQI | INVESCO NASDAQ INTERNET ETF | 200 | $27 | 0.0% | $140.00 | — | ETF | 46137V530 |
| — | BLACKROCK RESOURCES & COMMOD | 3,000 | $27 | 0.0% | $8.67 | — | CEF | 09257A108 |
| AVXL | ANAVEX LIFE SCIENCES CORP | 10,000 | $27 | 0.0% | $5.37 | -47.5% | COM | 032797300 |
| — | FITBIT INC - A | 5,005 | $27 | 0.0% | $5.20 | — | COM | 33812L102 |
| AXTA | AXALTA COATING SYSTEMS LTD | 920 | $27 | 0.0% | $31.36 | -4.3% | COM | G0750C108 |
| TGT | TARGET CORP | 307 | $27 | 0.0% | $53.07 | +28.1% | COM | 87612E106 |
| CHKP | CHECK POINT SOFTWARE TECH | 225 | $26 | 0.0% | $99.06 | +14.7% | COM | M22465104 |
| KIM | KIMCO REALTY CORP | 1,575 | $26 | 0.0% | $12.61 | -6.8% | REIT | 49446R109 |
| PFLT | PENNANTPARK FLOATING RATE CA | 2,000 | $26 | 0.0% | $4.46 | +35.7% | COM | 70806A106 |
| MTB | M & T BANK CORP | 159 | $26 | 0.0% | $88.17 | +56.1% | COM | 55261F104 |
| — | BANK OF AMERICA CORP | 1,000 | $26 | 0.0% | $27.00 | — | PFD | 060505344 |
| — | JPMORGAN CHASE & CO | 1,000 | $26 | 0.0% | $27.00 | — | PFD | 481246700 |
| — | FIRST REPUBLIC BANK/SF | 1,000 | $26 | 0.0% | $26.00 | — | PFD | 33616C860 |
| — | AURORA CANNABIS INC | 2,572 | $25 | 0.0% | $9.39 | — | COM | 05156X108 |
| NGVC | NATURAL GROCERS BY VITAMIN C | 1,500 | $25 | 0.0% | $5.48 | +116.6% | COM | 63888U108 |
| WH | WYNDHAM HOTELS & RESORTS INC | 455 | $25 | 0.0% | $60.97 | -6.1% | COM | 98311A105 |
| TPR | TAPESTRY INC | 500 | $25 | 0.0% | $32.95 | +21.3% | COM | 876030107 |
| — | ASHFORD HOSPITALITY TRUS | 971 | $25 | 0.0% | $25.45 | — | PFD | 044103406 |
| — | SL GREEN REALTY CORP | 1,000 | $25 | 0.0% | $25.00 | — | PFD | 78440X507 |
| BKR | BAKER HUGHES A GE CO | 740 | $25 | 0.0% | $28.18 | -5.0% | COM | 05722G100 |
| — | ALLIANZGI EQUITY & CONVERTIB | 1,050 | $24 | 0.0% | $18.91 | — | CEF | 018829101 |
| VOD | VODAFONE GROUP PLC-SP ADR | 1,093 | $24 | 0.0% | $30.59 | — | ADR | 92857W308 |
| XME | SPDR S&P METALS & MINING ETF | 695 | $24 | 0.0% | $26.52 | — | ETF | 78464A755 |
| BIDU | BAIDU INC - SPON ADR | 100 | $23 | 0.0% | $230.00 | — | ADR | 056752108 |
| — | TIER REIT INC | 953 | $23 | 0.0% | $14.65 | — | REIT | 88650V208 |
| — | FANNIE MAE | 4,217 | $23 | 0.0% | $6.56 | — | PFD | 313586752 |
| — | MARATHON OIL CORP | 1,003 | $23 | 0.0% | $14.24 | — | COM | 565849106 |
| LULU | LULULEMON ATHLETICA INC | 140 | $23 | 0.0% | $63.62 | +115.5% | COM | 550021109 |
| XRAY | DENTSPLY SIRONA INC | 580 | $22 | 0.0% | $46.97 | -11.3% | COM | 24906P109 |
| WST | WEST PHARMACEUTICAL SERVICES | 180 | $22 | 0.0% | $89.91 | +22.0% | COM | 955306105 |
| MA | MASTERCARD INC - A | 100 | $22 | 0.0% | $70.60 | +183.8% | COM | 57636Q104 |
| IP | INTERNATIONAL PAPER CO | 440 | $22 | 0.0% | $26.29 | +35.5% | COM | 460146103 |
| ASHR | XTRACKERS HARVEST CSI 300 CH | 825 | $21 | 0.0% | $25.45 | — | ETF | 233051879 |
| SJM | JM SMUCKER CO/THE | 205 | $21 | 0.0% | $87.84 | -2.1% | COM | 832696405 |
| XBI | SPDR S&P BIOTECH ETF | 220 | $21 | 0.0% | $86.40 | — | ETF | 78464A870 |
| VT | VANGUARD TOT WORLD STK ETF | 277 | $21 | 0.0% | $72.20 | — | ETF | 922042742 |
| SCHX | SCHWAB US LARGE-CAP ETF | 300 | $21 | 0.0% | $39.97 | — | ETF | 808524201 |
| RRC | RANGE RESOURCES CORP | 1,224 | $21 | 0.0% | $27.44 | -41.5% | COM | 75281A109 |
| HP | HELMERICH & PAYNE | 300 | $21 | 0.0% | $49.47 | +29.0% | COM | 423452101 |
| — | XEROX CORP | 750 | $20 | 0.0% | $28.80 | — | COM | 984121608 |
| SMSOF | SAMSONITE INTERNATIONAL SA | 5,500 | $20 | 0.0% | $4.18 | -12.0% | COM | L80308106 |
| BB | BLACKBERRY LTD | 1,750 | $20 | 0.0% | $9.00 | +13.6% | COM | 09228F103 |
| PSX | PHILLIPS 66 | 176 | $20 | 0.0% | $40.35 | +113.3% | COM | 718546104 |
| — | WYNDHAM DESTINATIONS INC | 455 | $20 | 0.0% | $43.96 | — | COM | 98310W108 |
| CHRW | C.H. ROBINSON WORLDWIDE INC | 200 | $20 | 0.0% | $56.18 | +40.0% | COM | 12541W209 |
| BKD | BROOKDALE SENIOR LIVING INC | 2,000 | $20 | 0.0% | $36.87 | -75.0% | COM | 112463104 |
| HRL | HORMEL FOODS CORP | 500 | $20 | 0.0% | $27.67 | +14.1% | COM | 440452100 |
| CNP | CENTERPOINT ENERGY INC | 670 | $19 | 0.0% | $15.27 | +47.6% | COM | 15189T107 |
| MAIN | MAIN STREET CAPITAL CORP | 500 | $19 | 0.0% | $33.13 | +19.6% | COM | 56035L104 |
| — | JPMORGAN ALERIAN MLP INDEX | 675 | $19 | 0.0% | $37.19 | — | ETF | 46625H365 |
| — | FANNIE MAE | 2,180 | $18 | 0.0% | $5.50 | — | PFD | 313586828 |
| SBUX | STARBUCKS CORP | 318 | $18 | 0.0% | $44.22 | +1.9% | COM | 855244109 |
| — | RENN FUND INC | 10,000 | $18 | 0.0% | $1.50 | — | CEF | 759720105 |
| WAB | WABTEC CORP | 175 | $18 | 0.0% | $88.89 | +16.0% | COM | 929740108 |
| OKTA | OKTA INC | 250 | $18 | 0.0% | $33.37 | +78.4% | COM | 679295105 |
| — | INVESTORS BANCORP INC | 1,350 | $17 | 0.0% | $10.98 | — | COM | 46146L101 |
| NSRGY | NESTLE SA-SPONS ADR | 200 | $17 | 0.0% | $70.00 | — | ADR | 641069406 |
| AXP | AMERICAN EXPRESS CO | 159 | $17 | 0.0% | $52.36 | +79.7% | COM | 025816109 |
| FNDA | SCHWAB FUNDAMENTAL SMALL CAP | 418 | $17 | 0.0% | $35.89 | — | ETF | 808524763 |
| EXC | EXELON CORP | 381 | $17 | 0.0% | $14.29 | +66.6% | COM | 30161N101 |
| ODFL | OLD DOMINION FREIGHT LINE | 100 | $16 | 0.0% | $28.34 | +72.7% | COM | 679580100 |
| LUV | SOUTHWEST AIRLINES CO | 250 | $16 | 0.0% | $47.07 | +13.1% | COM | 844741108 |
| — | WIZARD WORLD INC | 100,000 | $16 | 0.0% | $0.19 | — | COM | 97751C100 |
| — | KOREA FUND INC | 450 | $16 | 0.0% | $33.33 | — | CEF | 500634209 |
| OTTR | OTTER TAIL CORP | 319 | $15 | 0.0% | $19.62 | +100.5% | COM | 689648103 |
| — | CANOPY GROWTH CORP | 300 | $15 | 0.0% | $33.33 | — | COM | 138035100 |
| — | GLOBAL BLOOD THERAPEUTICS IN | 400 | $15 | 0.0% | $42.02 | — | COM | 37890U108 |
| EWJ | ISHARES MSCI JAPAN ETF | 250 | $15 | 0.0% | $48.00 | — | ETF | 46434G822 |
| NEAR | ISHARES SHORT MATURITY BOND | 300 | $15 | 0.0% | $50.00 | — | ETF | 46431W507 |
| LOW | LOWE'S COS INC | 130 | $15 | 0.0% | $65.65 | +38.6% | COM | 548661107 |
| SFTBY | SOFTBANK GROUP CORP-UNSP ADR | 300 | $15 | 0.0% | $40.00 | — | ADR | 83404D109 |
| BXMT | BLACKSTONE MORTGAGE TRU-CL A | 445 | $15 | 0.0% | $30.52 | — | REIT | 09257W100 |
| AMP | AMERIPRISE FINANCIAL INC | 100 | $15 | 0.0% | $80.07 | +55.4% | COM | 03076C106 |
| SAN | BANCO SANTANDER SA-SPON ADR | 2,947 | $15 | 0.0% | $6.40 | — | ADR | 05964H105 |
| CBRL | CRACKER BARREL OLD COUNTRY | 100 | $15 | 0.0% | $79.09 | +41.5% | COM | 22410J106 |
| RARE | ULTRAGENYX PHARMACEUTICAL IN | 200 | $15 | 0.0% | $81.34 | 0.0% | COM | 90400D108 |
| FNMA | FANNIE MAE | 10,000 | $14 | 0.0% | $1.53 | -0.9% | COM | 313586109 |
| PGR | PROGRESSIVE CORP | 200 | $14 | 0.0% | $32.08 | +58.2% | COM | 743315103 |
| MET | METLIFE INC | 295 | $14 | 0.0% | $37.68 | -5.7% | COM | 59156R108 |
| LDOS | LEIDOS HOLDINGS INC | 200 | $14 | 0.0% | $49.10 | +24.4% | COM | 525327102 |
| — | MACQUARIE INFRASTRUCTURE COR | 300 | $14 | 0.0% | $52.22 | — | COM | 55608B105 |
| — | ROYAL DUTCH SHELL-SPON ADR-B | 200 | $14 | 0.0% | $55.00 | — | ADR | 780259107 |
| — | BLACKROCK ENHANCED GLOBAL DI | 1,234 | $14 | 0.0% | $11.35 | — | CEF | 092501105 |
| — | SECOND SIGHT MEDICAL PRODUCT | 7,278 | $14 | 0.0% | $3.15 | — | COM | 81362J100 |
| IJK | ISHARES S&P MID-CAP 400 GROW | 55 | $13 | 0.0% | $160.00 | — | ETF | 464287606 |
| SCHW | SCHWAB (CHARLES) CORP | 235 | $12 | 0.0% | $34.74 | +32.6% | COM | 808513105 |
| — | REVANCE THERAPEUTICS INC | 500 | $12 | 0.0% | $30.00 | — | COM | 761330109 |
| FULT | FULTON FINANCIAL CORP | 745 | $12 | 0.0% | $11.76 | +9.3% | COM | 360271100 |
| — | NUVEEN NY QUAL MUNI INC FD | 1,000 | $12 | 0.0% | $13.00 | — | CEF | 67066X107 |
| KR | KROGER CO | 420 | $12 | 0.0% | $23.29 | +9.2% | COM | 501044101 |
| ARI | APOLLO COMMERCIAL REAL ESTAT | 642 | $12 | 0.0% | $25.38 | — | REIT | 03762U105 |
| — | COASTAL BANCORP INC | 200 | $12 | 0.0% | $60.00 | — | COM | 19041P105 |
| XXCHNXX | CHINA FUND INC | 580 | $11 | 0.0% | $20.69 | — | CEF | 169373107 |
| — | WADDELL & REED FINANCIAL-A | 500 | $11 | 0.0% | $24.00 | — | COM | 930059100 |
| — | OXFORD LANE CAPITAL CORP | 1,000 | $11 | 0.0% | $11.00 | — | CEF | 691543102 |
| EGHT | 8X8 INC | 500 | $11 | 0.0% | $19.94 | +9.3% | COM | 282914100 |
| — | URSTADT BIDDLE - CLASS A | 500 | $11 | 0.0% | $24.00 | — | REIT | 917286205 |
| — | UNITED STATES STEEL CORP | 350 | $11 | 0.0% | $34.66 | — | COM | 912909108 |
| VTR | VENTAS INC | 200 | $11 | 0.0% | $37.55 | +13.4% | REIT | 92276F100 |
| MC | MOELIS & CO - CLASS A | 200 | $11 | 0.0% | $16.40 | +112.2% | COM | 60786M105 |
| — | ARMOUR RESIDENTIAL REIT | 430 | $11 | 0.0% | $25.32 | — | PFD | 042315309 |
| NOK | NOKIA CORP-SPON ADR | 2,000 | $11 | 0.0% | $3.75 | — | ADR | 654902204 |
| — | CBS CORP-CLASS B NON VOTING | 200 | $11 | 0.0% | $50.00 | — | COM | 124857202 |
| — | October 18 Calls on SLV US | 1,000 | $10 | 0.0% | — | — | Call | 46428Q909 |
| — | NOVAVAX INC | 5,460 | $10 | 0.0% | $2.05 | — | COM | 670002104 |
| PMT | PENNYMAC MORTGAGE INVESTMENT | 516 | $10 | 0.0% | $18.08 | — | REIT | 70931T103 |
| — | LAZARD LTD-CL A | 200 | $10 | 0.0% | $45.00 | — | COM | G54050102 |
| — | ACTIVISION BLIZZARD INC | 116 | $10 | 0.0% | $68.97 | — | COM | 00507V109 |
| TEVA | TEVA PHARMACEUTICAL-SP ADR | 450 | $10 | 0.0% | $41.47 | — | ADR | 881624209 |
| — | TECHTARGET | 500 | $10 | 0.0% | $10.00 | — | COM | 87874R100 |
| BAH | BOOZ ALLEN HAMILTON HOLDINGS | 200 | $10 | 0.0% | $28.75 | +48.6% | COM | 099502106 |
| PIPR | PIPER JAFFRAY COS | 131 | $10 | 0.0% | $54.32 | +41.4% | COM | 724078100 |
| ADM | ARCHER-DANIELS-MIDLAND CO | 200 | $10 | 0.0% | $25.95 | +52.0% | COM | 039483102 |
| — | APERGY CORP | 232 | $10 | 0.0% | $43.10 | — | COM | 03755L104 |
| LGFRY | LONGFOR GROUP HOLDINGS-ADR | 400 | $10 | 0.0% | $17.50 | — | ADR | 54303R101 |
| NVO | NOVO-NORDISK A/S-SPONS ADR | 200 | $9 | 0.0% | $35.00 | — | ADR | 670100205 |
| — | MANTECH INTERNATIONAL CORP-A | 150 | $9 | 0.0% | $60.00 | — | COM | 564563104 |
| COST | COSTCO WHOLESALE CORP | 40 | $9 | 0.0% | $150.81 | +34.7% | COM | 22160K105 |
| FLO | FLOWERS FOODS INC | 500 | $9 | 0.0% | $11.44 | +31.1% | COM | 343498101 |
| SBRA | SABRA HEALTH CARE REIT INC | 400 | $9 | 0.0% | $21.85 | — | REIT | 78573L106 |
| — | INVESCO HIGH INCOME TRUST II | 675 | $9 | 0.0% | $14.81 | — | CEF | 46131F101 |
| VISN | COMMSCOPE HOLDING CO INC | 300 | $9 | 0.0% | $38.52 | -20.4% | COM | 20337X109 |
| — | GLOBALSTAR INC | 18,000 | $9 | 0.0% | $1.28 | — | COM | 378973408 |
| — | CHESAPEAKE ENERGY CORP | 2,000 | $9 | 0.0% | $4.35 | — | COM | 165167107 |
| BUD | ANHEUSER-BUSCH INBEV-SPN ADR | 100 | $9 | 0.0% | $112.87 | — | ADR | 03524A108 |
| JBGS | JBG SMITH PROPERTIES | 233 | $9 | 0.0% | $34.33 | — | REIT | 46590V100 |
| LNG | CHENIERE ENERGY INC | 120 | $8 | 0.0% | $52.26 | +23.3% | COM | 16411R208 |
| — | STEMLINE THERAPEUTICS INC | 500 | $8 | 0.0% | $8.00 | — | COM | 85858C107 |
| FAST | FASTENAL CO | 140 | $8 | 0.0% | $8.47 | +39.1% | COM | 311900104 |
| TMP | TOMPKINS FINANCIAL CORP | 100 | $8 | 0.0% | $41.31 | +62.4% | COM | 890110109 |
| — | CALAMOS STRAT TOT RETURN FD | 600 | $8 | 0.0% | $10.04 | — | CEF | 128125101 |
| IJH | ISHARES CORE S&P MIDCAP ETF | 40 | $8 | 0.0% | $150.00 | — | ETF | 464287507 |
| — | EATON VANCE ENHANCED EQ INCM | 500 | $8 | 0.0% | $12.00 | — | CEF | 278274105 |
| ALLY | ALLY FINANCIAL INC | 303 | $8 | 0.0% | $13.20 | +63.4% | COM | 02005N100 |
| — | CARBON BLACK INC | 400 | $8 | 0.0% | $20.00 | — | COM | 14081R103 |
| — | NUVEEN AMT-FR MUNI CREDIT FD | 577 | $8 | 0.0% | $15.60 | — | CEF | 67071L106 |
| SCHB | SCHWAB US BROAD MARKET ETF | 110 | $8 | 0.0% | $63.64 | — | ETF | 808524102 |
| — | October 18 Puts on TLT US | 800 | $8 | 0.0% | — | — | Put | 464287952 |
| — | ANNALY CAPITAL MANAGEMENT IN | 769 | $8 | 0.0% | $22.96 | — | REIT | 035710409 |
| — | INVESCO CHINA REAL ESTATE ET | 300 | $8 | 0.0% | $26.67 | — | ETF | 46138E602 |
| AMD | ADVANCED MICRO DEVICES | 255 | $8 | 0.0% | $5.12 | +341.2% | COM | 007903107 |
| ARCC | ARES CAPITAL CORP | 464 | $8 | 0.0% | $7.44 | +13.9% | COM | 04010L103 |
| — | FIRST DATA CORP- CLASS A | 300 | $7 | 0.0% | $23.33 | — | COM | 32008D106 |
| — | T2 BIOSYSTEMS INC | 1,000 | $7 | 0.0% | $6.00 | — | COM | 89853L104 |
| — | October 18 Calls on AVXL US | 965 | $7 | 0.0% | — | — | Call | 032797900 |
| SSYS | STRATASYS LTD | 300 | $7 | 0.0% | $41.95 | -46.3% | COM | M85548101 |
| GNK | GENCO SHIPPING & TRADING LTD | 500 | $7 | 0.0% | $17.01 | -17.0% | COM | Y2685T131 |
| — | ARISTA NETWORKS INC | 25 | $7 | 0.0% | $80.79 | — | COM | 040413106 |
| PRGS | PROGRESS SOFTWARE CORP | 200 | $7 | 0.0% | $39.71 | 0.0% | COM | 743312100 |
| — | XCERRA CORP | 500 | $7 | 0.0% | $14.00 | — | COM | 98400J108 |
| GAL | SPDR SSGA GLOBAL ALLOCATION | 185 | $7 | 0.0% | $36.89 | — | ETF | 78467V400 |
| — | VEREIT INC | 1,000 | $7 | 0.0% | $7.67 | — | REIT | 92339V100 |
| QURE | UNIQURE NV | 200 | $7 | 0.0% | $32.02 | +16.2% | COM | N90064101 |
| — | VIACOM INC-CLASS A | 200 | $7 | 0.0% | $71.52 | — | COM | 92553P102 |
| PSEC | PROSPECT CAPITAL CORP | 1,000 | $7 | 0.0% | $2.11 | +35.5% | COM | 74348T102 |
| GOOD | GLADSTONE COMMERCIAL CORP | 300 | $6 | 0.0% | $23.33 | — | REIT | 376536108 |
| — | October 18 Calls on AXTA US | 200 | $6 | 0.0% | — | — | Call | G0750C908 |
| — | JPMORGAN CHASE & CO | 250 | $6 | 0.0% | $24.00 | — | PFD | 48127R461 |
| BWXT | BWX TECHNOLOGIES INC | 100 | $6 | 0.0% | $57.71 | 0.0% | COM | 05605H100 |
| — | HANGER INC | 300 | $6 | 0.0% | $20.00 | — | COM | 41043F208 |
| — | STARS GROUP INC/THE | 250 | $6 | 0.0% | $24.00 | — | COM | 85570W100 |
| ES | EVERSOURCE ENERGY | 100 | $6 | 0.0% | $36.21 | +30.2% | COM | 30040W108 |
| YUM | YUM! BRANDS INC | 67 | $6 | 0.0% | $55.03 | +32.5% | COM | 988498101 |
| FDX | FEDEX CORP | 25 | $6 | 0.0% | $199.05 | +6.6% | COM | 31428X106 |
| UA | UNDER ARMOUR INC-CLASS C | 300 | $6 | 0.0% | $19.30 | 0.0% | COM | 904311206 |
| — | PACIFIC GAS&ELEC | 225 | $6 | 0.0% | $31.11 | — | PFD | 694308206 |
| VLO | VALERO ENERGY CORP | 50 | $6 | 0.0% | $32.63 | +158.1% | COM | 91913Y100 |
| VXUS | VANGUARD TOTAL INTL STOCK | 105 | $6 | 0.0% | $49.74 | — | ETF | 921909768 |
| EQNR | EQUINOR ASA-SPON ADR | 200 | $6 | 0.0% | $25.00 | — | ADR | 29446M102 |
| — | SOPHIRIS BIO INC | 2,000 | $6 | 0.0% | $3.00 | — | COM | 83578Q209 |
| — | CTRIP.COM INTERNATIONAL-ADR | 150 | $6 | 0.0% | $53.33 | — | ADR | 22943F100 |
| BGS | B&G FOODS INC | 200 | $5 | 0.0% | $20.69 | -22.3% | COM | 05508R106 |
| — | BRF SA-ADR | 1,000 | $5 | 0.0% | $5.00 | — | ADR | 10552T107 |
| — | PERFICIENT INC | 200 | $5 | 0.0% | $25.00 | — | COM | 71375U101 |
| — | HCP INC | 200 | $5 | 0.0% | $42.86 | — | REIT | 40414L109 |
| — | THERAPEUTICSMD INC | 800 | $5 | 0.0% | $5.97 | — | COM | 88338N107 |
| UE | URBAN EDGE PROPERTIES | 233 | $5 | 0.0% | $25.75 | — | REIT | 91704F104 |
| SPH | SUBURBAN PROPANE PARTNERS LP | 216 | $5 | 0.0% | $45.67 | — | MLP | 864482104 |
| — | DIREXION DLY 20 Y T BULL 3X | 300 | $5 | 0.0% | $16.67 | — | ETF | 25459W540 |
| — | October 18 Calls on AB US | 2,000 | $5 | 0.0% | — | — | Call | 01881G906 |
| — | October 18 Calls on GLW US | 1,000 | $5 | 0.0% | — | — | Call | 219350905 |
| — | PHYSICIANS REALTY TRUST | 300 | $5 | 0.0% | $20.00 | — | REIT | 71943U104 |
| — | CISION LTD | 300 | $5 | 0.0% | $16.67 | — | COM | G1992S109 |
| SCHE | SCHWAB EMERGING MARKETS EQUI | 184 | $5 | 0.0% | $27.23 | — | ETF | 808524706 |
| UAL | UNITED CONTINENTAL HOLDINGS | 55 | $5 | 0.0% | $68.57 | +20.3% | COM | 910047109 |
| LX | LEXINFINTECH HOLDINGS L-ADR | 500 | $5 | 0.0% | $10.00 | — | ADR | 528877103 |
| — | PIMCO STRATEGIC INCOME FUND | 500 | $5 | 0.0% | $9.20 | — | CEF | 72200X104 |
| NTDOY | NINTENDO CO LTD-UNSPONS ADR | 100 | $5 | 0.0% | $60.00 | — | ADR | 654445303 |
| XHB | SPDR S&P HOMEBUILDERS ETF | 120 | $5 | 0.0% | $33.33 | — | ETF | 78464A888 |
| — | FLEX PHARMA INC | 10,000 | $5 | 0.0% | $11.00 | — | COM | 33938A105 |
| — | BLACKROCK CAPITAL INVESTMENT | 800 | $5 | 0.0% | $7.50 | — | COM | 092533108 |
| SNAP | SNAP INC - A | 426 | $4 | 0.0% | $16.80 | -30.9% | COM | 83304A106 |
| NVCR | NOVOCURE LTD | 80 | $4 | 0.0% | $19.26 | +106.7% | COM | G6674U108 |
| CWH | CAMPING WORLD HOLDINGS INC-A | 200 | $4 | 0.0% | $16.75 | -11.1% | COM | 13462K109 |
| MDLZ | MONDELEZ INTERNATIONAL INC-A | 100 | $4 | 0.0% | $28.32 | +25.7% | COM | 609207105 |
| KW | KENNEDY-WILSON HOLDINGS INC | 200 | $4 | 0.0% | $18.83 | +13.8% | COM | 489398107 |
| — | SUPREME CANNABIS CO INC/THE | 2,500 | $4 | 0.0% | $1.20 | — | COM | 86860J106 |
| BMY | BRISTOL-MYERS SQUIBB CO | 70 | $4 | 0.0% | $42.27 | +6.4% | COM | 110122108 |
| DBX | DROPBOX INC-CLASS A | 165 | $4 | 0.0% | $30.21 | -4.4% | COM | 26210C104 |
| GLPI | GAMING AND LEISURE PROPERTIE | 100 | $4 | 0.0% | $40.00 | — | REIT | 36467J108 |
| FENC | FENNEC PHARMACEUTICALS INC | 502 | $4 | 0.0% | $9.45 | -1.8% | COM | 31447P100 |
| — | DUNKIN' BRANDS GROUP INC | 50 | $4 | 0.0% | $43.46 | — | COM | 265504100 |
| — | CABCO TRUST FOR JCP | 400 | $4 | 0.0% | $17.50 | — | PFD | 126797208 |
| — | NUVEEN PREFERRED & INCOME OP | 403 | $4 | 0.0% | $9.78 | — | CEF | 67073B106 |
| MYE | MYERS INDUSTRIES INC | 165 | $4 | 0.0% | $13.21 | +28.4% | COM | 628464109 |
| — | OCWEN FINANCIAL CORP | 1,000 | $4 | 0.0% | $8.77 | — | COM | 675746309 |
| PBT | PERMIAN BASIN ROYALTY TRUST | 500 | $4 | 0.0% | $8.00 | — | COM | 714236106 |
| — | ACHAOGEN INC | 1,000 | $4 | 0.0% | $4.00 | — | COM | 004449104 |
| NMFC | NEW MOUNTAIN FINANCE CORP | 300 | $4 | 0.0% | $4.23 | +46.3% | COM | 647551100 |
| HOLX | HOLOGIC INC | 100 | $4 | 0.0% | $25.81 | +56.6% | COM | 436440101 |
| CAT | CATERPILLAR INC | 18 | $3 | 0.0% | $133.07 | -9.4% | COM | 149123101 |
| TKC | TURKCELL ILETISIM HIZMET-ADR | 571 | $3 | 0.0% | $5.34 | — | ADR | 900111204 |
| VCIT | VANGUARD INT-TERM CORPORATE | 30 | $3 | 0.0% | $88.22 | — | ETF | 92206C870 |
| NFG | NATIONAL FUEL GAS CO | 45 | $3 | 0.0% | $67.37 | -18.1% | COM | 636180101 |
| — | SOUTHERN CAL ED | 125 | $3 | 0.0% | $24.00 | — | PFD | 842400202 |
| SPOT | SPOTIFY TECHNOLOGY SA | 15 | $3 | 0.0% | $159.90 | +14.7% | COM | L8681T102 |
| — | SOUTHERN CAL ED | 125 | $3 | 0.0% | $24.00 | — | PFD | 842400301 |
| TRGP | TARGA RESOURCES CORP | 62 | $3 | 0.0% | $15.07 | +174.0% | COM | 87612G101 |
| — | PACIFIC GAS&ELEC | 137 | $3 | 0.0% | $29.20 | — | PFD | 694308305 |
| — | INTL FCSTONE INC | 69 | $3 | 0.0% | $57.97 | — | COM | 46116V105 |
| KEYS | KEYSIGHT TECHNOLOGIES IN | 50 | $3 | 0.0% | $32.07 | +93.5% | COM | 49338L103 |
| XYL | XYLEM INC | 40 | $3 | 0.0% | $23.44 | +191.4% | COM | 98419M100 |
| — | GRUBHUB INC | 20 | $3 | 0.0% | $100.00 | — | COM | 400110102 |
| EWY | ISHARES MSCI SOUTH KOREA ETF | 35 | $2 | 0.0% | $57.14 | — | ETF | 464286772 |
| WILC | G. WILLI-FOOD INTERNATIONAL | 350 | $2 | 0.0% | $6.38 | +9.4% | COM | M52523103 |
| NRG | NRG ENERGY INC | 64 | $2 | 0.0% | $20.46 | +36.1% | COM | 629377508 |
| — | BITCOIN INVESTMENT TRUST | 300 | $2 | 0.0% | $20.89 | — | UIT | 09173T108 |
| CX | CEMEX SAB-SPONS ADR PART CER | 336 | $2 | 0.0% | $9.81 | — | ADR | 151290889 |
| PATK | PATRICK INDUSTRIES INC | 39 | $2 | 0.0% | $34.86 | +4.7% | COM | 703343103 |
| GPMT | GRANITE POINT MORTGAGE TRUST | 104 | $2 | 0.0% | $17.16 | — | REIT | 38741L107 |
| — | HEAT BIOLOGICS INC | 1,000 | $2 | 0.0% | $2.00 | — | COM | 42237K300 |
| TLT | ISHARES 20 YEAR TREASURY BO | 17 | $2 | 0.0% | $117.65 | — | ETF | 464287432 |
| SLNM | SALON MEDIA GROUP INC | 65,714 | $2 | 0.0% | $0.07 | -52.8% | COM | 79550B202 |
| — | FREDDIE MAC | 200 | $2 | 0.0% | $10.00 | — | PFD | 313400848 |
| — | TEEKAY CORP | 62 | $1 | 0.0% | $60.66 | — | COM | Y8564W103 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 1 | $1 | 0.0% | $9.51 | 0.0% | COM | 169656105 |
| SPYG | SPDR PORTFOLIO S&P 500 GROWT | 12 | $1 | 0.0% | $83.33 | — | ETF | 78464A409 |
| CQQQ | INVESCO CHINA TECHNOLOGY ETF | 10 | $1 | 0.0% | $100.00 | — | ETF | 46138E800 |
| UAA | UNDER ARMOUR INC-CLASS A | 23 | $1 | 0.0% | $20.33 | +2.4% | COM | 904311107 |
| TRV | TRAVELERS COS INC/THE | 4 | $1 | 0.0% | $63.44 | +73.2% | COM | 89417E109 |
| VCR | VANGUARD CONSUMER DISCRE ETF | 3 | $1 | 0.0% | $333.33 | — | ETF | 92204A108 |
| — | AXOVANT SCIENCES LTD | 230 | $1 | 0.0% | $6.75 | — | COM | G0750W104 |
| GDX | VANECK VECTORS GOLD MINERS E | 30 | $1 | 0.0% | $23.05 | — | ETF | 92189F106 |
| — | QUALSTAR CORP | 75 | $1 | 0.0% | $6.67 | — | COM | 74758R208 |
| CWGL | CRIMSON WINE GROUP LTD | 70 | $1 | 0.0% | $8.36 | +9.4% | COM | 22662X100 |
| — | CANNABIS SCIENCE INC | 15,000 | $1 | 0.0% | $0.07 | — | COM | 137648101 |
| KBWB | INVESCO KBW BANK ETF | 14 | $1 | 0.0% | $71.43 | — | ETF | 46138E628 |
| — | WHITING PETROLEUM CORP | 15 | $1 | 0.0% | $66.67 | — | COM | 966387409 |
| — | SPDR OIL & GAS EQUIP & SERV | 50 | $1 | 0.0% | $20.00 | — | ETF | 78464A748 |
| FNDF | SCHWAB FUNDAMENTAL INTL L/C | 28 | $1 | 0.0% | $30.79 | — | ETF | 808524755 |
| — | ZYNGA INC - CL A | 214 | $1 | 0.0% | $2.47 | — | COM | 98986T108 |
| — | YAMANA GOLD INC | 410 | $1 | 0.0% | $2.44 | — | COM | 98462Y100 |
| HAL | HALLIBURTON CO | 26 | $1 | 0.0% | $35.57 | 0.0% | COM | 406216101 |
| ACM | AECOM | 40 | $1 | 0.0% | $29.07 | +9.0% | COM | 00766T100 |
| — | VIVUS INC | 300 | $1 | 0.0% | $3.33 | — | COM | 928551308 |
| — | UNIVERSAL FOREST PRODUCTS | 39 | $1 | 0.0% | $25.64 | — | COM | 913543104 |
| — | TERRA TECH CORP | 667 | $1 | 0.0% | $3.00 | — | COM | 88102J209 |
| AA | ALCOA CORP | 36 | $1 | 0.0% | $43.68 | -5.0% | COM | 013872106 |
| — | BELLATRIX EXPLORATION LTD | 1,400 | $1 | 0.0% | $0.57 | — | COM | 078314507 |
| — | WEATHERFORD INTERNATIONAL PL | 100 | $1 | 0.0% | $6.34 | — | COM | G48833100 |
| — | ALTABA INC | 4 | $1 | 0.0% | $250.00 | — | CEF | 021346101 |
| TDC | TERADATA CORP | 8 | $1 | 0.0% | $26.54 | +52.0% | COM | 88076W103 |
| RIOT | RIOT BLOCKCHAIN INC | 100 | $1 | 0.0% | $14.03 | -60.3% | COM | 767292105 |
| NG | NOVAGOLD RESOURCES INC | 100 | $1 | 0.0% | $4.33 | -7.0% | COM | 66987E206 |
| HMNY | HELIOS AND MATHESON ANALYTIC | 25,000 | $1 | 0.0% | $10.00 | 0.0% | COM | 42327L309 |
| — | MOTORS LIQUIDATION CO GUC TR | 40 | $1 | 0.0% | $25.00 | — | Unit | 62010U101 |
| AMLM | AMERICAN LITHIUM MINERALS IN | 500 | $1 | 0.0% | $0.04 | -37.7% | COM | 027263102 |
| SLJB | SULJA BROS BUILDING SUPPLIES | 50,000 | $1 | 0.0% | $0.00 | 0.0% | COM | 865106108 |
| — | AQUABOUNTY TECHNOLOGIES | 1 | $1 | 0.0% | $1000.00 | — | COM | 03842K200 |
| — | ECHO THERAPEUTICS INC | 100 | $1 | 0.0% | $10.00 | — | COM | 27876L206 |
| TMQ | TRILOGY METALS INC | 16 | $1 | 0.0% | $0.51 | +261.5% | COM | 89621C105 |
| — | LINK MOTION INC - SPON ADR | 50 | $1 | 0.0% | $20.00 | — | ADR | 53577L105 |
| SPOWF | STRATA OIL & GAS INC | 1,340 | $1 | 0.0% | $0.12 | -69.5% | COM | 86270C204 |
| GPRO | GOPRO INC-CLASS A | 5 | $1 | 0.0% | $5.57 | +14.8% | COM | 38268T103 |
| KO | COCA-COLA CO/THE | 1 | $1 | 0.0% | $36.30 | 0.0% | COM | 191216100 |
| — | OCLARO INC | 6 | $1 | 0.0% | $166.67 | — | COM | 67555N206 |
| — | November 18 Puts on XLY US | 10 | $1 | 0.0% | — | — | Put | 81369Y957 |
| SONY | SONY CORP-SPONSORED ADR | 1 | $1 | 0.0% | $1000.00 | — | ADR | 835699307 |
| — | September 18 Calls on SDS US | 1,000 | $1 | 0.0% | — | — | Call | 74347B903 |
| SHAK | SHAKE SHACK INC - CLASS A | 1 | $1 | 0.0% | $60.72 | 0.0% | COM | 819047101 |
| — | FRONTIER COMMUNICATIONS CORP | 13 | $1 | 0.0% | $4.93 | — | COM | 35906A306 |
| VKTX | VIKING THERAPEUTICS INC | 5 | $1 | 0.0% | $11.90 | 0.0% | COM | 92686J106 |
| — | CANTEL MEDICAL CORP | 1 | $1 | 0.0% | $1000.00 | — | COM | 138098108 |
| — | GLU MOBILE INC | 15 | $1 | 0.0% | $66.67 | — | COM | 379890106 |
| — | YY INC-ADR | 2 | $1 | 0.0% | $500.00 | — | ADR | 98426T106 |
| SCHA | SCHWAB US SMALL-CAP ETF | 2 | $1 | 0.0% | $500.00 | — | ETF | 808524607 |
| IFUS | IMPACT FUSION INTERNATIONAL | 200,000 | $1 | 0.0% | $0.01 | -89.0% | COM | 45257G109 |
| AX | AXOS FINANCIAL INC | 6 | $1 | 0.0% | $38.41 | 0.0% | COM | 05465C100 |
| VYX | NCR CORPORATION | 8 | $1 | 0.0% | $18.10 | -1.6% | COM | 62886E108 |
| BWEN | BROADWIND ENERGY INC | 112 | $1 | 0.0% | $6.33 | -64.3% | COM | 11161T207 |