Location: New York, NY
CIK: 0001567163 · Show all filings
Period: Q2 2019 (← Previous) (Next →)
Filing Date: Jul 15, 2019
Total Value: $451M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| PGX | INVESCO PREFERRED ETF | 1,526,853 | $22.36M | 5.0% | $14.64 | $13.93 | +5.0% | ETF | 46138E511 |
| MSFT | MICROSOFT CORP | 142,197 | $18.97M | 4.2% | $133.43 * | $44.56 | +183.5% | COM | 594918104 |
| — | INVESCO BULLETSHARES 2022 CO | 883,685 | $18.91M | 4.2% | $21.39 | $21.39 | — | ETF | 46138J882 |
| AAPL | APPLE INC | 95,537 | $18.9M | 4.2% | $197.83 * | $26.03 | +82.2% | COM | 037833100 |
| GOOGL | ALPHABET INC-CL A | 16,231 | $17.49M | 3.9% | $1077.57 * | $38.61 | +39.2% | COM | 02079K305 |
| REM | ISHARES MORTGAGE REAL ESTATE | 381,793 | $16.15M | 3.6% | $42.29 | $42.83 | -1.5% | ETF | 46435G342 |
| BP | BP PLC-SPONS ADR | 318,183 | $13.26M | 2.9% | $41.67 | $37.20 | +12.1% | ADR | 055622104 |
| INTC | INTEL CORP | 270,535 | $12.96M | 2.9% | $47.89 * | $31.59 | +32.0% | COM | 458140100 |
| DIS | WALT DISNEY CO THE | 87,384 | $12.19M | 2.7% | $139.51 * | $113.17 | +19.1% | COM | 254687106 |
| MRK | MERCK & CO. INC. | 146,382 | $12.18M | 2.7% | $83.17 * | $42.75 | +52.7% | COM | 58933Y105 |
| — | INVESCO BULLETSHARES 2021 CO | 546,740 | $11.59M | 2.6% | $21.20 | $21.20 | — | ETF | 46138J700 |
| PFE | PFIZER INC | 267,473 | $11.54M | 2.6% | $43.13 * | $19.13 | +58.7% | COM | 717081103 |
| JPM | JPMORGAN CHASE & CO | 102,597 | $11.46M | 2.5% | $111.72 * | $55.34 | +68.7% | COM | 46625H100 |
| BRK/B | BERKSHIRE HATHAWAY INC-CL B | 51,513 | $10.95M | 2.4% | $212.51 | $147.60 | +44.4% | COM | 084670702 |
| JNJ | JOHNSON & JOHNSON | 78,419 | $10.88M | 2.4% | $138.70 * | $84.04 | +38.0% | COM | 478160104 |
| IBB | ISHARES NASDAQ BIOTECHNOLOGY | 99,000 | $10.77M | 2.4% | $108.80 | $106.86 | +2.1% | ETF | 464287556 |
| GD | GENERAL DYNAMICS CORP | 58,843 | $10.66M | 2.4% | $181.19 * | $114.64 | +36.2% | COM | 369550108 |
| T | AT&T INC | 283,739 | $9.413M | 2.1% | $33.17 * | $14.99 | +6.3% | COM | 00206R102 |
| — | NUVEEN NY AMT-FR MUNI INC FD | 647,868 | $8.494M | 1.9% | $13.11 | $12.51 | — | CEF | 670656107 |
| DOCU | DOCUSIGN INC | 170,512 | $8.478M | 1.9% | $49.72 | $50.39 | -1.3% | COM | 256163106 |
| WMT | WALMART INC | 65,508 | $7.252M | 1.6% | $110.70 * | $28.38 | +18.1% | COM | 931142103 |
| — | ANNALY CAPITAL MGMT | 275,485 | $6.997M | 1.6% | $25.40 | $25.45 | — | PFD | 035710870 |
| CVX | CHEVRON CORP | 56,217 | $6.948M | 1.5% | $123.59 * | $83.45 | +11.8% | COM | 166764100 |
| — | BLACKROCK INC | 14,447 | $6.766M | 1.5% | $468.33 | $426.77 | — | COM | 09247X101 |
| — | RAYTHEON COMPANY | 33,657 | $5.845M | 1.3% | $173.66 | $152.46 | — | COM | 755111507 |
| CVS | CVS HEALTH CORP | 94,373 | $5.152M | 1.1% | $54.59 * | $53.74 | -17.8% | COM | 126650100 |
| — | AGNC INVESTMENT CORP | 180,294 | $4.673M | 1.0% | $25.92 | $25.63 | — | PFD | 00123Q500 |
| — | SANTA CRUZ COUNTY BANK | 88,683 | $4.257M | 0.9% | $48.00 | $26.16 | — | COM | 801827106 |
| PG | PROCTER & GAMBLE CO THE | 38,611 | $4.227M | 0.9% | $109.48 * | $66.96 | +39.2% | COM | 742718109 |
| PFF | ISHARES PREFERRED & INCOME S | 114,665 | $4.225M | 0.9% | $36.85 | $38.01 | -3.1% | ETF | 464288687 |
| AMZN | AMAZON.COM INC | 2,236 | $4.224M | 0.9% | $1889.09 * | $43.84 | +116.0% | COM | 023135106 |
| CSCO | CISCO SYSTEMS INC | 76,270 | $4.129M | 0.9% | $54.14 * | $21.67 | +106.7% | COM | 17275R102 |
| GILD | GILEAD SCIENCES INC | 56,696 | $3.828M | 0.8% | $67.52 * | $52.55 | +0.1% | COM | 375558103 |
| BAC | BANK OF AMERICA CORP | 128,939 | $3.747M | 0.8% | $29.06 * | $18.71 | +32.2% | COM | 060505104 |
| HAL | HALLIBURTON CO | 159,555 | $3.621M | 0.8% | $22.69 * | $26.52 | -24.6% | COM | 406216101 |
| — | ALERIAN MLP ETF | 348,007 | $3.416M | 0.8% | $9.82 | $10.96 | — | ETF | 00162Q866 |
| — | UNITED TECHNOLOGIES CORP | 25,608 | $3.327M | 0.7% | $129.92 | $124.83 | — | COM | 913017109 |
| ETN | EATON CORP PLC | 33,955 | $2.823M | 0.6% | $83.14 * | $66.48 | +10.9% | COM | G29183103 |
| EPD | ENTERPRISE PRODUCTS PARTNERS | 97,973 | $2.813M | 0.6% | $28.71 | $25.42 | — | MLP | 293792107 |
| — | BANK OF AMERICA CORP | 89,340 | $2.344M | 0.5% | $26.24 | $25.24 | — | PFD | 060505195 |
| USMV | ISHARES EDGE MSCI MIN VOL US | 37,173 | $2.291M | 0.5% | $61.63 | $54.74 | +12.8% | ETF | 46429B697 |
| — | MAGELLAN MIDSTREAM PARTNERS | 35,485 | $2.259M | 0.5% | $63.66 | $62.15 | — | MLP | 559080106 |
| — | BROOKFIELD REAL ASSETS INCOM | 99,170 | $2.154M | 0.5% | $21.72 | $20.59 | — | CEF | 112830104 |
| — | NUVEEN AMT-FR QU MUNI INC FD | 148,985 | $2.059M | 0.5% | $13.82 | $12.94 | — | CEF | 670657105 |
| IWM | ISHARES RUSSELL 2000 ETF | 13,026 | $2.031M | 0.5% | $155.92 | $154.17 | +0.9% | ETF | 464287655 |
| — | PIMCO DYNAMIC CREDIT AND MOR | 76,796 | $1.835M | 0.4% | $23.89 | $21.13 | — | CEF | 72202D106 |
| WFC | WELLS FARGO & CO | 36,752 | $1.739M | 0.4% | $47.32 * | $38.73 | +2.5% | COM | 949746101 |
| AGNC | AGNC INVESTMENT CORP | 103,309 | $1.738M | 0.4% | $16.82 | $16.93 | — | REIT | 00123Q104 |
| CRM | SALESFORCE.COM INC | 11,226 | $1.69M | 0.4% | $150.54 | $112.31 | +33.5% | COM | 79466L302 |
| BA | BOEING CO THE | 4,610 | $1.682M | 0.4% | $364.86 * | $243.04 | +47.1% | COM | 097023105 |
| KWEB | KRANESHARES CSI CHINA INTERN | 38,193 | $1.675M | 0.4% | $43.86 | $51.72 | -15.0% | ETF | 500767306 |
| RITM | NEW RESIDENTIAL INVESTMENT | 106,693 | $1.646M | 0.4% | $15.43 | $15.03 | — | REIT | 64828T201 |
| — | PENNYMAC MTGE INVESTMENT | 57,862 | $1.488M | 0.3% | $25.72 | $25.09 | — | PFD | 70931T301 |
| EEMV | ISHARES EDGE MSCI MIN VOL EM | 23,646 | $1.39M | 0.3% | $58.78 | $58.35 | +0.9% | ETF | 464286533 |
| JPST | JPMORGAN ULTRA-SHORT INCOME | 25,823 | $1.301M | 0.3% | $50.38 | $50.23 | +0.3% | ETF | 46641Q837 |
| UPS | UNITED PARCEL SERVICE-CL B | 11,886 | $1.226M | 0.3% | $103.15 * | $70.18 | +14.0% | COM | 911312106 |
| — | CHIMERA INVESTMENT CORP | 47,514 | $1.224M | 0.3% | $25.76 | $25.76 | — | PFD | 16934Q406 |
| XBI | SPDR S&P BIOTECH ETF | 13,879 | $1.215M | 0.3% | $87.54 | $80.70 | +8.7% | ETF | 78464A870 |
| META | FACEBOOK INC-CLASS A | 6,278 | $1.207M | 0.3% | $192.26 | $108.35 | +76.9% | COM | 30303M102 |
| MDT | MEDTRONIC PLC | 12,240 | $1.189M | 0.3% | $97.14 * | $60.63 | +34.0% | COM | G5960L103 |
| ET | ENERGY TRANSFER LP | 84,336 | $1.186M | 0.3% | $14.06 | $14.71 | — | MLP | 29273V100 |
| — | CITIGROUP INC | 42,500 | $1.169M | 0.3% | $27.51 | $28.49 | — | PFD | 172967341 |
| LADR | LADDER CAPITAL CORP-REIT | 69,872 | $1.165M | 0.3% | $16.67 | $15.16 | — | REIT | 505743104 |
| GM | GENERAL MOTORS CO | 28,726 | $1.11M | 0.2% | $38.64 * | $24.51 | +46.8% | COM | 37045V100 |
| FLOT | ISHARES FLOATING RATE BOND E | 21,766 | $1.108M | 0.2% | $50.91 | $50.92 | +0.0% | ETF | 46429B655 |
| SCHG | SCHWAB U.S. LARGE-CAP GROWTH | 12,203 | $1.013M | 0.2% | $83.01 * | $6.69 | +55.4% | ETF | 808524300 |
| SPY | SPDR S&P 500 ETF TRUST | 3,408 | $997K | 0.2% | $292.55 | $251.70 | +16.4% | ETF | 78462F103 |
| EFAV | ISHARES EDGE MSCI MIN VOL EA | 13,358 | $970K | 0.2% | $72.62 | $69.64 | +4.3% | ETF | 46429B689 |
| — | NEW YORK MORTGAGE TRUST | 39,865 | $967K | 0.2% | $24.26 | $22.60 | — | PFD | 649604881 |
| IEMG | ISHARES CORE MSCI EMERGING | 18,445 | $948K | 0.2% | $51.40 | $51.81 | -0.7% | ETF | 46434G103 |
| — | INVESCO MORTGAGE CAPITAL | 36,346 | $943K | 0.2% | $25.95 | $25.07 | — | PFD | 46131B209 |
| — | CLEARBRIDGE MLP & MIDSTREAM | 77,510 | $925K | 0.2% | $11.93 | $15.06 | — | CEF | 184692101 |
| — | INVESCO MORTGAGE CAPITAL | 33,882 | $866K | 0.2% | $25.56 | $25.46 | — | PFD | 46131B506 |
| — | ENERGY TRANSFER OPERATNG | 35,111 | $864K | 0.2% | $24.61 | $23.57 | — | PFD | 29278N400 |
| — | NUVEEN NJ QUAL MUNI INC FD | 60,790 | $857K | 0.2% | $14.10 | $13.21 | — | CEF | 67069Y102 |
| C | CITIGROUP INC | 12,094 | $845K | 0.2% | $69.87 * | $52.85 | +5.0% | COM | 172967424 |
| — | RIVERNRTH/DOUBLELNE STR OPP | 49,324 | $843K | 0.2% | $17.09 | $16.43 | — | CEF | 76882G107 |
| SCHD | SCHWAB US DVD EQUITY ETF | 15,729 | $835K | 0.2% | $53.09 * | $13.99 | +26.5% | ETF | 808524797 |
| BABA | ALIBABA GROUP HOLDING-SP ADR | 4,810 | $809K | 0.2% | $168.19 | $147.25 | +15.1% | ADR | 01609W102 |
| XOM | EXXON MOBIL CORP | 10,473 | $798K | 0.2% | $76.20 * | $54.11 | +4.6% | COM | 30231G102 |
| SGMO | SANGAMO THERAPEUTICS INC | 68,869 | $736K | 0.2% | $10.69 | $14.50 | -26.6% | COM | 800677106 |
| — | DUKE ENERGY CORP | 27,325 | $729K | 0.2% | $26.68 | $25.51 | — | PFD | 26441C402 |
| EFC | ELLINGTON FINANCIAL INC | 39,500 | $708K | 0.2% | $17.92 | $17.91 | — | COM | 28852N109 |
| — | FIRST TR ENRGY INC & GRW | 31,085 | $692K | 0.2% | $22.26 | $26.51 | — | CEF | 33738G104 |
| MCD | MCDONALDS CORP | 3,151 | $654K | 0.1% | $207.55 * | $134.81 | +32.5% | COM | 580135101 |
| GOOG | ALPHABET INC-CL C | 594 | $639K | 0.1% | $1075.76 * | $43.41 | +23.6% | COM | 02079K107 |
| DXJ | WISDOMTREE JAPAN HEDGED EQ | 12,892 | $628K | 0.1% | $48.71 * | $143.39 | +1.9% | ETF | 97717W851 |
| PCAR | PACCAR INC | 8,010 | $572K | 0.1% | $71.41 * | $31.93 | +16.8% | COM | 693718108 |
| — | BLACKROCK MUNIHOLDINGS NJ QU | 40,575 | $566K | 0.1% | $13.95 | $13.03 | — | CEF | 09254X101 |
| — | BLACKROCK MUNICIPAL 2030 TAR | 23,826 | $553K | 0.1% | $23.21 | $20.51 | — | CEF | 09257P105 |
| VZ | VERIZON COMMUNICATIONS INC | 9,508 | $542K | 0.1% | $57.00 * | $38.37 | +3.5% | COM | 92343V104 |
| SCHB | SCHWAB US BROAD MARKET ETF | 7,674 | $540K | 0.1% | $70.37 * | $10.81 | +8.7% | ETF | 808524102 |
| COP | CONOCOPHILLIPS | 8,516 | $519K | 0.1% | $60.94 * | $48.62 | -0.5% | COM | 20825C104 |
| — | CLOUDERA INC | 97,592 | $514K | 0.1% | $5.27 | $12.22 | — | COM | 18914U100 |
| — | FS KKR CAPITAL CORP | 86,334 | $513K | 0.1% | $5.94 | $5.18 | — | COM | 302635107 |
| JPIN | JPM DIVERSIFIED RET INTL EQ | 9,107 | $495K | 0.1% | $54.35 | $55.92 | -2.6% | ETF | 46641Q209 |
| — | BB&T CORP | 9,747 | $475K | 0.1% | $48.73 | $50.76 | — | COM | 054937107 |
| — | TORTOISE ENERGY INFRASTRUCT | 20,740 | $464K | 0.1% | $22.37 | $28.89 | — | CEF | 89147L100 |
| TBT | PROSHARES ULTRASHORT 20 Y TR | 16,000 | $462K | 0.1% | $28.88 | $31.92 | -9.3% | ETF | 74347B201 |
| PEP | PEPSICO INC | 3,444 | $452K | 0.1% | $131.24 * | $66.32 | +62.4% | COM | 713448108 |
| BMY | BRISTOL-MYERS SQUIBB CO | 10,007 | $452K | 0.1% | $45.17 * | $36.80 | -4.4% | COM | 110122108 |
| — | CASTLIGHT HEALTH INC-B | 138,625 | $448K | 0.1% | $3.23 | $3.07 | — | COM | 14862Q100 |
| — | NUVEEN CT QUAL MUNI INC FD | 34,440 | $447K | 0.1% | $12.98 | $12.09 | — | CEF | 67060D107 |
| UNP | UNION PACIFIC CORP | 2,630 | $445K | 0.1% | $169.20 * | $77.58 | +88.6% | COM | 907818108 |
| — | JPMORGAN CHASE & CO | 17,000 | $441K | 0.1% | $25.94 | $26.18 | — | PFD | 48127X542 |
| LQD | ISHARES IBOXX INVESTMENT GRA | 3,350 | $417K | 0.1% | $124.48 | $112.52 | +10.5% | ETF | 464287242 |
| — | INVESCO BULLETSHARES 2021 HI | 16,550 | $409K | 0.1% | $24.71 | $24.71 | — | ETF | 46138J809 |
| CMCSA | COMCAST CORP-CLASS A | 9,662 | $407K | 0.1% | $42.12 * | $26.53 | +34.3% | COM | 20030N101 |
| — | NUVEEN PREFERRED & INCOME OP | 40,816 | $401K | 0.1% | $9.82 | $8.36 | — | CEF | 67073B106 |
| — | ANNALY CAPITAL MANAGEMENT IN | 42,219 | $386K | 0.1% | $9.14 | $9.40 | — | REIT | 035710409 |
| — | RIVERNORTH OPPORTUNITIES FND | 22,591 | $386K | 0.1% | $17.09 | $16.24 | — | CEF | 76881Y109 |
| GLD | SPDR GOLD SHARES | 2,514 | $335K | 0.1% | $133.25 | $116.30 | +14.5% | ETF | 78463V107 |
| — | LAM RESEARCH CORP | 1,700 | $319K | 0.1% | $187.65 | $135.88 | — | COM | 512807108 |
| — | JPMORGAN CHASE & CO | 12,250 | $314K | 0.1% | $25.63 | $25.92 | — | PFD | 48127R461 |
| SPLV | INVESCO S&P 500 LOW VOLATILI | 5,599 | $308K | 0.1% | $55.01 | $53.77 | +2.3% | ETF | 46138E354 |
| — | NEW YORK MORTGAGE TRUST | 12,636 | $306K | 0.1% | $24.22 | $21.96 | — | PFD | 649604709 |
| — | NUVEEN INT DUR MUNI TERM FD | 22,815 | $306K | 0.1% | $13.41 | $12.86 | — | CEF | 670671106 |
| — | TWO HARBORS INV CORP | 11,600 | $290K | 0.1% | $25.00 | $24.10 | — | PFD | 90187B507 |
| UBER | UBER TECHNOLOGIES INC | 5,930 | $275K | 0.1% | $46.37 | $42.45 | +9.3% | COM | 90353T100 |
| — | INVESCO CA V M I | 21,100 | $273K | 0.1% | $12.94 | $12.02 | — | CEF | 46132H106 |
| TGTX | TG THERAPEUTICS INC | 31,420 | $270K | 0.1% | $8.59 | $7.56 | +14.4% | COM | 88322Q108 |
| HBAN | HUNTINGTON BANCSHARES INC | 19,387 | $267K | 0.1% | $13.77 * | $7.91 | +29.2% | COM | 446150104 |
| — | SOUTHERN CO | 10,000 | $266K | 0.1% | $26.60 | $26.60 | — | PFD | 842587206 |
| — | MORGAN STANLEY | 9,600 | $264K | 0.1% | $27.50 | $25.94 | — | PFD | 61763E207 |
| — | SPLUNK INC | 2,000 | $250K | 0.1% | $125.00 | $49.00 | — | COM | 848637104 |
| — | CARBON BLACK INC | 14,880 | $250K | 0.1% | $16.80 | $14.21 | — | COM | 14081R103 |
| AL | AIR LEASE CORP | 6,000 | $250K | 0.1% | $41.67 * | $31.72 | +6.2% | COM | 00912X302 |
| WYNN | WYNN RESORTS LTD | 2,000 | $248K | 0.1% | $124.00 * | $121.12 | -3.1% | COM | 983134107 |
| — | BLACKROCK MUNI 2020 TERM TRS | 15,975 | $241K | 0.1% | $15.09 | $15.57 | — | CEF | 09249X109 |
| IYY | ISHARES DOW JONES U.S. ETF | 1,600 | $234K | 0.1% | $146.25 * | $40.56 | +80.2% | ETF | 464287846 |
| EELV | INVESCO S&P EMERGING MARKETS | 9,574 | $233K | 0.1% | $24.34 | $23.45 | +4.0% | ETF | 46138E297 |
| — | NUVEEN CREDIT STRAT INC FD | 29,490 | $233K | 0.1% | $7.90 | $8.24 | — | CEF | 67073D102 |
| GDX | VANECK VECTORS GOLD MINERS E | 8,725 | $222K | 0.0% | $25.44 | $19.76 | +29.4% | ETF | 92189F106 |
| — | PGIM GLOBAL HIGH YIELD FUND | 15,389 | $222K | 0.0% | $14.43 | $12.91 | — | CEF | 69346J106 |
| HD | HOME DEPOT INC | 1,045 | $218K | 0.0% | $208.61 * | $93.36 | +90.3% | COM | 437076102 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 7,758 | $214K | 0.0% | $27.58 | $23.26 | +18.7% | ETF | 81369Y605 |
| — | INVESCO BULLETSHARES 2022 HI | 8,650 | $212K | 0.0% | $24.51 | $24.51 | — | ETF | 46138J874 |
| — | CORNERSTONE ONDEMAND INC | 3,616 | $209K | 0.0% | $57.80 | $42.46 | — | COM | 21925Y103 |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | 8,414 | $207K | 0.0% | $24.60 | $8.00 | +206.6% | COM | 462260100 |
| — | SCE TRUST V | 8,478 | $204K | 0.0% | $24.06 | $23.88 | — | PFD | 78409W201 |
| — | CMS ENERGY CORP | 7,700 | $203K | 0.0% | $26.36 | $25.71 | — | PFD | 125896845 |
| NEAR | ISHARES SHORT MATURITY BOND | 4,000 | $201K | 0.0% | $50.25 | $50.02 | +0.6% | ETF | 46431W507 |
| KRE | SPDR S&P REGIONAL BANKING | 3,670 | $197K | 0.0% | $53.68 | $54.79 | -2.5% | ETF | 78464A698 |
| IESC | IES HOLDINGS INC | 10,120 | $191K | 0.0% | $18.87 | $18.11 | +4.1% | COM | 44951W106 |
| — | CEDAR FAIR LP | 3,950 | $187K | 0.0% | $47.34 | $47.93 | — | MLP | 150185106 |
| — | GAZPROM PJSC-SPON ADR | 25,200 | $184K | 0.0% | $7.30 | $8.73 | — | ADR | 368287207 |
| — | ALEXION PHARMACEUTICALS INC | 1,408 | $182K | 0.0% | $129.26 | $124.90 | — | COM | 015351109 |
| JPUS | JPMORGAN DIV RET US EQ ETF | 2,430 | $182K | 0.0% | $74.90 | $73.81 | +1.4% | ETF | 46641Q407 |
| — | MORGAN STANLEY | 8,800 | $180K | 0.0% | $20.45 | $23.79 | — | PFD | 61747S504 |
| SNAP | SNAP INC - A | 12,500 | $179K | 0.0% | $14.32 | $11.25 | +27.2% | COM | 83304A106 |
| SLB | SCHLUMBERGER LTD | 4,501 | $178K | 0.0% | $39.55 * | $41.72 | -19.7% | COM | 806857108 |
| — | CANOPY GROWTH CORP | 4,310 | $174K | 0.0% | $40.37 | $42.72 | — | COM | 138035100 |
| EDIT | EDITAS MEDICINE INC | 7,035 | $173K | 0.0% | $24.59 | $27.21 | -9.1% | COM | 28106W103 |
| VWO | VANGUARD FTSE EMERGING MARKE | 4,010 | $170K | 0.0% | $42.39 | $42.25 | +0.7% | ETF | 922042858 |
| IHE | ISHARES US PHARMACEUTICALS E | 1,109 | $167K | 0.0% | $150.59 * | $37.34 | +34.6% | ETF | 464288836 |
| IWF | ISHARES RUSSELL 1000 GROWTH | 1,029 | $162K | 0.0% | $157.43 * | $24.52 | +60.4% | ETF | 464287614 |
| — | JPMORGAN CHASE & CO | 6,200 | $159K | 0.0% | $25.65 | $24.49 | — | PFD | 46637G124 |
| — | GMAC CAPITAL TRUST I | 6,000 | $157K | 0.0% | $26.17 | $26.00 | — | PFD | 361860208 |
| KHC | KRAFT HEINZ CO/THE | 5,000 | $154K | 0.0% | $30.80 * | $29.09 | -22.0% | COM | 500754106 |
| XLE | ENERGY SELECT SECTOR SPDR | 2,375 | $151K | 0.0% | $63.58 * | $34.66 | -8.1% | ETF | 81369Y506 |
| — | DOUBLELINE OPPORT CREDIT | 7,200 | $149K | 0.0% | $20.69 | $18.89 | — | CEF | 258623107 |
| SONY | SONY CORP-SPONSORED ADR | 2,825 | $149K | 0.0% | $52.74 | $46.81 | +11.9% | ADR | 835699307 |
| VEA | VANGUARD FTSE DEVELOPED ETF | 3,560 | $148K | 0.0% | $41.57 | $39.59 | +5.4% | ETF | 921943858 |
| — | INVESCO BULLETSHARES 2020 HI | 6,115 | $147K | 0.0% | $24.04 | $24.04 | — | ETF | 46138J601 |
| — | WELLS FARGO INCOME OPPORTUNI | 17,000 | $140K | 0.0% | $8.24 | $7.57 | — | CEF | 94987B105 |
| BX | BLACKSTONE GROUP INC/THE-A | 3,100 | $139K | 0.0% | $44.84 * | $31.77 | +11.6% | COM | 09260D107 |
| — | NUVECTRA CORP | 40,140 | $133K | 0.0% | $3.31 | $6.80 | — | COM | 67075N108 |
| GOOS | CANADA GOOSE HOLDINGS INC | 3,455 | $133K | 0.0% | $38.49 | $45.02 | -14.0% | COM | 135086106 |
| NOC | NORTHROP GRUMMAN CORP | 410 | $132K | 0.0% | $321.95 * | $245.15 | +18.5% | COM | 666807102 |
| TCEHY | TENCENT HOLDINGS LTD-UNS ADR | 2,878 | $130K | 0.0% | $45.17 | $38.77 | +16.7% | ADR | 88032Q109 |
| DAL | DELTA AIR LINES INC | 2,285 | $130K | 0.0% | $56.89 * | $49.67 | +8.9% | COM | 247361702 |
| EVER | EVERQUOTE INC - CLASS A | 10,000 | $129K | 0.0% | $12.90 | $10.40 | +25.0% | COM | 30041R108 |
| VIG | VANGUARD DIVIDEND APPREC ETF | 1,110 | $128K | 0.0% | $115.32 | $89.64 | +28.5% | ETF | 921908844 |
| ITOEF | ITO EN LTD | 2,700 | $126K | 0.0% | $46.67 * | $36.32 | +22.1% | COM | J25027103 |
| BIDU | BAIDU INC - SPON ADR | 1,087 | $126K | 0.0% | $115.92 | $174.45 | -32.7% | ADR | 056752108 |
| PYPL | PAYPAL HOLDINGS INC | 1,100 | $125K | 0.0% | $113.64 | $87.42 | +30.6% | COM | 70450Y103 |
| YEXT | YEXT INC | 6,175 | $124K | 0.0% | $20.08 | $17.64 | +13.9% | COM | 98585N106 |
| IVV | ISHARES CORE S&P 500 ETF | 420 | $124K | 0.0% | $295.24 | $214.57 | +37.4% | ETF | 464287200 |
| — | COLONY CAPITAL INC | 23,500 | $119K | 0.0% | $5.06 | $5.85 | — | REIT | 19626G108 |
| — | ALLSTATE CORP | 4,500 | $115K | 0.0% | $25.56 | $25.48 | — | PFD | 020002879 |
| — | FANNIE MAE | 9,217 | $114K | 0.0% | $12.37 | $9.71 | — | PFD | 313586752 |
| SCHV | SCHWAB US LARGE-CAP VALUE | 2,019 | $113K | 0.0% | $55.97 * | $16.64 | +12.5% | ETF | 808524409 |
| FNMA | FANNIE MAE | 41,500 | $112K | 0.0% | $2.70 | $2.24 | +20.7% | COM | 313586109 |
| DVY | ISHARES SELECT DIVIDEND ETF | 1,125 | $112K | 0.0% | $99.56 | $77.57 | +28.4% | ETF | 464287168 |
| — | STERLING BANCORP/DE | 5,213 | $112K | 0.0% | $21.48 | $13.43 | — | COM | 85917A100 |
| — | JPMORGAN CHASE & CO | 4,000 | $109K | 0.0% | $27.25 | $27.25 | — | PFD | 48128B648 |
| UAL | UNITED AIRLINES HOLDINGS INC | 1,235 | $108K | 0.0% | $87.45 | $83.91 | +4.3% | COM | 910047109 |
| — | EATON VANCE TAX MAN GLBL BR | 11,000 | $107K | 0.0% | $9.73 | $10.55 | — | CEF | 27829C105 |
| — | BLACKROCK CREDIT ALLOCATION | 8,150 | $106K | 0.0% | $13.01 | $12.45 | — | CEF | 092508100 |
| RTNTF | RIO TINTO LTD | 1,419 | $106K | 0.0% | $74.70 * | $68.12 | 0.0% | COM | Q81437107 |
| AVB | AVALONBAY COMMUNITIES INC | 515 | $105K | 0.0% | $203.88 * | $87.72 | +85.2% | REIT | 053484101 |
| — | INVESCO TRUST FOR INVESTMENT | 7,600 | $104K | 0.0% | $13.68 | $11.97 | — | CEF | 46131T101 |
| NLR | VANECK VECTORS URANIUM NUCLE | 2,031 | $104K | 0.0% | $51.21 | $48.10 | +5.9% | ETF | 92189F601 |
| — | FEDERAL REALTY INVS TRUST | 800 | $103K | 0.0% | $128.75 | $103.75 | — | REIT | 313747206 |
| AVXL | ANAVEX LIFE SCIENCES CORP | 30,000 | $101K | 0.0% | $3.37 | $3.38 | -0.4% | COM | 032797300 |
| ACN | ACCENTURE PLC-CL A | 540 | $99,000 | 0.0% | $183.33 * | $102.74 | +64.0% | COM | G1151C101 |
| NXPI | NXP SEMICONDUCTORS NV | 1,000 | $99,000 | 0.0% | $99.00 * | $70.60 | +24.3% | COM | N6596X109 |
| EPI | WISDOMTREE INDIA EARNINGS | 3,800 | $99,000 | 0.0% | $26.05 | $23.32 | +11.7% | ETF | 97717W422 |
| ECL | ECOLAB INC | 500 | $97,000 | 0.0% | $194.00 * | $73.48 | +150.8% | COM | 278865100 |
| KKR | KKR & CO INC -A | 3,800 | $95,000 | 0.0% | $25.00 * | $24.47 | -3.7% | COM | 48251W104 |
| MOS | MOSAIC CO THE | 3,798 | $94,000 | 0.0% | $24.75 * | $21.57 | +2.7% | COM | 61945C103 |
| ORCL | ORACLE CORP | 1,590 | $90,000 | 0.0% | $56.60 * | $42.18 | +22.8% | COM | 68389X105 |
| — | ANADARKO PETROLEUM CORP | 1,273 | $90,000 | 0.0% | $70.70 | $69.91 | — | COM | 032511107 |
| YELP | YELP INC | 2,600 | $89,000 | 0.0% | $34.23 | $31.20 | +9.6% | COM | 985817105 |
| — | INVESCO BULLETSHARES 2020 CO | 4,100 | $87,000 | 0.0% | $21.22 | $21.22 | — | ETF | 46138J502 |
| CRL | CHARLES RIVER LABORATORIES | 600 | $86,000 | 0.0% | $143.33 | $42.84 | +231.2% | COM | 159864107 |
| — | LIGHTHOUSE BANK SANTA CRUZ | 3,432 | $85,000 | 0.0% | $24.77 | $24.77 | — | COM | 53223T106 |
| — | BARRICK GOLD CORP | 5,392 | $85,000 | 0.0% | $15.76 | $14.98 | — | COM | 067901108 |
| QCOM | QUALCOMM INC | 1,110 | $84,000 | 0.0% | $75.68 * | $45.66 | +43.6% | COM | 747525103 |
| RWJ | INVESCO S&P SMALLCAP 600 | 1,305 | $83,000 | 0.0% | $63.60 * | $21.42 | -1.7% | ETF | 46138G664 |
| ADDYY | ADIDAS AG-SPONSORED ADR | 525 | $81,000 | 0.0% | $154.29 | $75.40 | +104.5% | ADR | 00687A107 |
| EMN | EASTMAN CHEMICAL CO | 1,000 | $78,000 | 0.0% | $78.00 * | $61.76 | -0.1% | COM | 277432100 |
| — | BLACKROCK MUNIYIELD NY QUALI | 6,000 | $76,000 | 0.0% | $12.67 | $11.50 | — | CEF | 09255E102 |
| — | GLAXOSMITHKLINE PLC-SPON ADR | 1,900 | $76,000 | 0.0% | $40.00 | $38.80 | — | ADR | 37733W105 |
| — | REDFIN CORP | 4,200 | $76,000 | 0.0% | $18.10 | $19.33 | — | COM | 75737F108 |
| — | BGC PARTNERS INC-CL A | 14,505 | $76,000 | 0.0% | $5.24 | $7.10 | — | COM | 05541T101 |
| — | TWITTER INC | 2,165 | $75,000 | 0.0% | $34.64 | $22.41 | — | COM | 90184L102 |
| — | FIREEYE INC | 5,064 | $75,000 | 0.0% | $14.81 | $28.34 | — | COM | 31816Q101 |
| OMEX | ODYSSEY MARINE EXPLORATION | 12,800 | $74,000 | 0.0% | $5.78 | $3.93 | +47.5% | COM | 676118201 |
| ROK | ROCKWELL AUTOMATION INC | 450 | $73,000 | 0.0% | $162.22 * | $67.20 | +116.9% | COM | 773903109 |
| IYH | ISHARES U.S. HEALTHCARE ETF | 370 | $72,000 | 0.0% | $194.59 * | $20.12 | +94.1% | ETF | 464287762 |
| — | XILINX INC | 615 | $72,000 | 0.0% | $117.07 | $79.67 | — | COM | 983919101 |
| CGAU | CENTERRA GOLD INC | 10,200 | $72,000 | 0.0% | $7.06 * | $3.34 | +80.6% | COM | 152006102 |
| ARKG | ARK GENOMIC REVOLUTION ETF | 2,075 | $72,000 | 0.0% | $34.70 | $28.22 | +22.1% | ETF | 00214Q302 |
| DGNOF | DIAGNOS INC | 300,000 | $71,000 | 0.0% | $0.24 | $0.26 | 0.0% | COM | 252442306 |
| PHO | INVESCO WATER RESOURCES ETF | 2,000 | $71,000 | 0.0% | $35.50 | $30.56 | +16.5% | ETF | 46137V142 |
| — | INVESCO VALUE MUNICIPAL INCO | 4,565 | $69,000 | 0.0% | $15.12 | $14.64 | — | CEF | 46132P108 |
| STWD | STARWOOD PROPERTY TRUST INC | 3,050 | $69,000 | 0.0% | $22.62 | $21.58 | — | REIT | 85571B105 |
| — | August 19 Puts on SPY US | 340 | $68,000 | 0.0% | $200.00 | — | — | Put | 78462F953 |
| EARN | ELLINGTON RESIDENTIAL MORTGA | 6,200 | $67,000 | 0.0% | $10.81 | $10.96 | — | REIT | 288578107 |
| V | VISA INC-CLASS A SHARES | 391 | $67,000 | 0.0% | $171.36 * | $117.79 | +40.8% | COM | 92826C839 |
| SHOO | STEVEN MADDEN LTD | 1,950 | $66,000 | 0.0% | $33.85 * | $26.15 | +14.9% | COM | 556269108 |
| — | FREDDIE MAC | 5,300 | $66,000 | 0.0% | $12.45 | $12.45 | — | PFD | 313400624 |
| — | EATON VANCE LTD DURATION FND | 5,175 | $66,000 | 0.0% | $12.75 | $13.43 | — | CEF | 27828H105 |
| GBTC | GRAYSCALE BITCOIN TRUST BTC | 4,300 | $65,000 | 0.0% | $15.12 * | $8.04 | +69.9% | Open-End Fund | 389637109 |
| — | CELGENE CORP | 693 | $64,000 | 0.0% | $92.35 | $105.04 | — | COM | 151020104 |
| — | ALLERGAN PLC | 375 | $63,000 | 0.0% | $168.00 | $209.65 | — | COM | G0177J108 |
| NKE | NIKE INC -CL B | 726 | $61,000 | 0.0% | $84.02 * | $60.25 | +27.9% | COM | 654106103 |
| NMRK | NEWMARK GROUP INC-CLASS A | 6,727 | $61,000 | 0.0% | $9.07 * | $7.96 | +3.7% | COM | 65158N102 |
| DUK | DUKE ENERGY CORP | 675 | $60,000 | 0.0% | $88.89 * | $56.05 | +21.4% | COM | 26441C204 |
| CARS | CARS.COM INC | 3,000 | $59,000 | 0.0% | $19.67 | $24.19 | -18.5% | COM | 14575E105 |
| BRDCF | BRIDGESTONE CORP | 1,500 | $59,000 | 0.0% | $39.33 * | $33.70 | -7.8% | COM | J04578126 |
| LLY | ELI LILLY & CO | 530 | $58,000 | 0.0% | $109.43 * | $47.50 | +114.5% | COM | 532457108 |
| BIIB | BIOGEN INC | 250 | $58,000 | 0.0% | $232.00 | $314.89 | -25.7% | COM | 09062X103 |
| ADP | AUTOMATIC DATA PROCESSING | 350 | $58,000 | 0.0% | $165.71 * | $67.96 | +111.9% | COM | 053015103 |
| MS | MORGAN STANLEY | 1,300 | $57,000 | 0.0% | $43.85 * | $34.89 | +2.4% | COM | 617446448 |
| GS | GOLDMAN SACHS GROUP INC | 275 | $56,000 | 0.0% | $203.64 * | $170.49 | +2.8% | COM | 38141G104 |
| MSGS | MADISON SQUARE GARDEN CO- A | 200 | $56,000 | 0.0% | $280.00 * | $117.41 | +70.1% | COM | 55825T103 |
| — | NUVEEN NY QUAL MUNI INC FD | 4,000 | $56,000 | 0.0% | $14.00 | $12.44 | — | CEF | 67066X107 |
| MPC | MARATHON PETROLEUM CORP | 1,008 | $56,000 | 0.0% | $55.56 * | $34.23 | +32.8% | COM | 56585A102 |
| IBM | INTL BUSINESS MACHINES CORP | 400 | $55,000 | 0.0% | $137.50 * | $102.09 | -2.6% | COM | 459200101 |
| A | AGILENT TECHNOLOGIES INC | 740 | $55,000 | 0.0% | $74.32 * | $39.23 | +81.6% | COM | 00846U101 |
| — | PRECISION BIOSCIENCES INC | 4,000 | $53,000 | 0.0% | $13.25 | $13.25 | — | COM | 74019P108 |
| M | MACYS INC | 2,385 | $52,000 | 0.0% | $21.80 | $32.92 | -34.8% | COM | 55616P104 |
| — | WELLS FARGO & COMPANY | 2,000 | $52,000 | 0.0% | $26.00 | $26.00 | — | PFD | 949746556 |
| LMT | LOCKHEED MARTIN CORP | 145 | $52,000 | 0.0% | $358.62 * | $182.33 | +67.4% | COM | 539830109 |
| VRP | INVESCO VARIABLE RATE PREFER | 2,000 | $50,000 | 0.0% | $25.00 | $24.12 | +3.3% | ETF | 46138G870 |
| HP | HELMERICH & PAYNE | 1,000 | $50,000 | 0.0% | $50.00 | $53.37 | -5.2% | COM | 423452101 |
| HEDJ | WISDOMTREE EUROPE HEDGED EQU | 759 | $50,000 | 0.0% | $65.88 * | $31.46 | +5.2% | ETF | 97717X701 |
| NFLX | NETFLIX INC | 136 | $50,000 | 0.0% | $367.65 * | $15.10 | +143.2% | COM | 64110L106 |
| PJT | PJT PARTNERS INC - A | 1,200 | $49,000 | 0.0% | $40.83 * | $42.95 | -13.7% | COM | 69343T107 |
| — | GW PHARMACEUTICALS -ADR | 275 | $48,000 | 0.0% | $174.55 | $125.29 | — | ADR | 36197T103 |
| TSLA | TESLA INC | 212 | $47,000 | 0.0% | $221.70 * | $20.92 | -28.8% | COM | 88160R101 |
| ACWV | ISHARES EDGE MSCI MIN VOL GL | 510 | $47,000 | 0.0% | $92.16 | $87.35 | +5.5% | ETF | 464286525 |
| AXP | AMERICAN EXPRESS CO | 370 | $46,000 | 0.0% | $124.32 * | $84.54 | +33.6% | COM | 025816109 |
| — | ETFMG ALTERNATIVE HARVEST | 1,449 | $46,000 | 0.0% | $31.75 | $33.89 | — | ETF | 26924G508 |
| — | FANNIE MAE | 2,180 | $46,000 | 0.0% | $21.10 | $5.50 | — | PFD | 313586828 |
| VT | VANGUARD TOT WORLD STK ETF | 587 | $44,000 | 0.0% | $74.96 | $72.68 | +3.4% | ETF | 922042742 |
| MMM | 3M CO | 250 | $43,000 | 0.0% | $172.00 * | $100.81 | +13.3% | COM | 88579Y101 |
| — | AGNC INVESTMENT CORP | 1,700 | $43,000 | 0.0% | $25.29 | $25.29 | — | PFD | 00123Q302 |
| BOTZ | GLOBAL X ROBOTICS & ARTIFICI | 2,000 | $42,000 | 0.0% | $21.00 | $25.15 | -17.5% | ETF | 37954Y715 |
| FNDE | SCHWAB FUNDAMENTAL EM L/C | 1,458 | $42,000 | 0.0% | $28.81 | $31.10 | -7.6% | ETF | 808524730 |
| TAK | TAKEDA PHARMACEUTIC-SP ADR | 2,364 | $42,000 | 0.0% | $17.77 | $20.12 | -12.0% | ADR | 874060205 |
| — | BLACKROCK MUNIYIELD PENNSYLV | 3,000 | $42,000 | 0.0% | $14.00 | $13.67 | — | CEF | 09255G107 |
| — | REVANCE THERAPEUTICS INC | 3,250 | $42,000 | 0.0% | $12.92 | $17.89 | — | COM | 761330109 |
| — | NUVEEN PA QUAL MUNI INC FD | 3,000 | $41,000 | 0.0% | $13.67 | $13.33 | — | CEF | 670972108 |
| — | WABCO HOLDINGS INC | 311 | $41,000 | 0.0% | $131.83 | $93.25 | — | COM | 92927K102 |
| EQ | EQUILLIUM INC | 7,072 | $40,000 | 0.0% | $5.66 | $6.29 | -10.0% | COM | 29446K106 |
| — | INVESCO SENIOR INCOME TRUST | 9,300 | $40,000 | 0.0% | $4.30 | $4.45 | — | CEF | 46131H107 |
| — | ANNALY CAPITAL MGMT | 1,584 | $40,000 | 0.0% | $25.25 | $25.79 | — | PFD | 035710706 |
| CI | CIGNA CORP | 240 | $38,000 | 0.0% | $158.33 * | $190.77 | -24.5% | COM | 125523100 |
| — | NEW YORK COMMUNITY BANCORP | 3,816 | $38,000 | 0.0% | $9.96 | $14.13 | — | COM | 649445103 |
| AMGN | AMGEN INC | 200 | $37,000 | 0.0% | $185.00 * | $89.47 | +68.9% | COM | 031162100 |
| — | SLACK TECHNOLOGIES INC- CL A | 1,000 | $37,000 | 0.0% | $37.00 | $37.00 | — | COM | 83088V102 |
| XLV | HEALTH CARE SELECT SECTOR | 399 | $37,000 | 0.0% | $92.73 | $72.25 | +28.2% | ETF | 81369Y209 |
| TUR | ISHARES MSCI TURKEY ETF | 1,500 | $36,000 | 0.0% | $24.00 | $24.28 | -1.9% | ETF | 464286715 |
| BK | BANK OF NEW YORK MELLON CORP | 826 | $36,000 | 0.0% | $43.58 * | $31.02 | +17.7% | COM | 064058100 |
| KBR | KBR INC | 1,418 | $35,000 | 0.0% | $24.68 * | $13.80 | +67.4% | COM | 48242W106 |
| — | PIMCO DYNAMIC INCOME FUND | 1,085 | $35,000 | 0.0% | $32.26 | $29.95 | — | CEF | 72201Y101 |
| HON | HONEYWELL INTERNATIONAL INC | 200 | $35,000 | 0.0% | $175.00 * | $86.03 | +67.1% | COM | 438516106 |
| XLK | TECHNOLOGY SELECT SECT SPDR | 448 | $35,000 | 0.0% | $78.13 * | $19.49 | +100.2% | ETF | 81369Y803 |
| O | REALTY INCOME CORP | 500 | $35,000 | 0.0% | $70.00 * | $36.42 | +33.8% | REIT | 756109104 |
| TJX | TJX COMPANIES INC | 650 | $34,000 | 0.0% | $52.31 * | $39.95 | +21.5% | COM | 872540109 |
| CHCO | CITY HOLDING CO | 444 | $34,000 | 0.0% | $76.58 * | $44.49 | +40.3% | COM | 177835105 |
| CQQQ | INVESCO CHINA TECHNOLOGY ETF | 730 | $33,000 | 0.0% | $45.21 | $44.56 | +1.8% | ETF | 46138E800 |
| — | BLACKROCK MULTI-SECTOR INCOM | 1,905 | $33,000 | 0.0% | $17.32 | $15.99 | — | CEF | 09258A107 |
| DOMO | DOMO INC - CLASS B | 1,200 | $33,000 | 0.0% | $27.50 | $34.75 | -21.4% | COM | 257554105 |
| — | NORDSTROM INC | 1,000 | $32,000 | 0.0% | $32.00 | $39.00 | — | COM | 655664100 |
| VFH | VANGUARD FINANCIALS ETF | 465 | $32,000 | 0.0% | $68.82 | $39.55 | +74.5% | ETF | 92204A405 |
| AIG | AMERICAN INTERNATIONAL GROUP | 590 | $31,000 | 0.0% | $52.54 * | $35.88 | +25.5% | COM | 026874784 |
| — | EAGLE GROWTH & INCOME OPPORT | 2,021 | $31,000 | 0.0% | $15.34 | $15.46 | — | CEF | 26958J105 |
| OKTA | OKTA INC | 250 | $31,000 | 0.0% | $124.00 | $33.37 | +270.1% | COM | 679295105 |
| VNO | VORNADO REALTY TRUST | 466 | $30,000 | 0.0% | $64.38 | $83.69 | — | REIT | 929042109 |
| ABBNY | ABB LTD-SPON ADR | 1,500 | $30,000 | 0.0% | $20.00 * | $21.63 | -11.1% | ADR | 000375204 |
| EOLS | EVOLUS INC | 2,000 | $29,000 | 0.0% | $14.50 | $19.82 | -26.2% | COM | 30052C107 |
| KIM | KIMCO REALTY CORP | 1,575 | $29,000 | 0.0% | $18.41 * | $12.61 | +8.0% | REIT | 49446R109 |
| BOX | BOX INC - CLASS A | 1,583 | $28,000 | 0.0% | $17.69 | $24.91 | -29.3% | COM | 10316T104 |
| SBUX | STARBUCKS CORP | 318 | $27,000 | 0.0% | $84.91 * | $44.22 | +64.5% | COM | 855244109 |
| — | SIRIUS XM HOLDINGS INC | 4,900 | $27,000 | 0.0% | $5.51 | $4.28 | — | COM | 82968B103 |
| SO | SOUTHERN CO/THE | 495 | $27,000 | 0.0% | $54.55 * | $33.20 | +29.3% | COM | 842587107 |
| NEM | NEWMONT GOLDCORP CORP | 706 | $27,000 | 0.0% | $38.24 * | $27.95 | +14.7% | COM | 651639106 |
| MTB | M & T BANK CORP | 159 | $27,000 | 0.0% | $169.81 * | $88.17 | +56.4% | COM | 55261F104 |
| — | XEROX CORP | 750 | $27,000 | 0.0% | $36.00 | $28.80 | — | COM | 984121608 |
| CUZ | COUSINS PROPERTIES INC | 709 | $26,000 | 0.0% | $36.67 | $36.67 | — | REIT | 222795502 |
| TGT | TARGET CORP | 307 | $26,000 | 0.0% | $84.69 * | $53.07 | +37.4% | COM | 87612E106 |
| — | SL GREEN REALTY CORP | 1,000 | $26,000 | 0.0% | $26.00 | $25.00 | — | PFD | 78440X507 |
| QQQ | INVESCO QQQ TRUST SERIES 1 | 138 | $26,000 | 0.0% | $188.41 | $167.36 | +11.6% | ETF | 46090E103 |
| — | JPMORGAN CHASE & CO | 1,000 | $26,000 | 0.0% | $26.00 | $27.00 | — | PFD | 481246700 |
| LULU | LULULEMON ATHLETICA INC | 140 | $25,000 | 0.0% | $178.57 | $63.62 | +183.3% | COM | 550021109 |
| — | BANK OF AMERICA CORP | 1,000 | $25,000 | 0.0% | $25.00 | $27.00 | — | PFD | 060505344 |
| FCX | FREEPORT-MCMORAN INC | 2,201 | $25,000 | 0.0% | $11.36 * | $10.55 | +1.6% | COM | 35671D857 |
| FNDB | SCHWAB FUNDAMENTAL BROAD MKT | 645 | $25,000 | 0.0% | $38.76 * | $10.60 | +21.6% | ETF | 808524789 |
| — | BLACKROCK RESOURCES & COMMOD | 3,000 | $24,000 | 0.0% | $8.00 | $8.67 | — | CEF | 09257A108 |
| XENWX | EATON VANCE NEW YORK MUNICIP | 2,000 | $24,000 | 0.0% | $12.00 | $11.32 | — | CEF | 27827Y109 |
| ASHR | XTRACKERS HARVEST CSI 300 CH | 825 | $23,000 | 0.0% | $27.88 | $25.11 | +12.1% | ETF | 233051879 |
| — | KAYNE ANDERSON MLP/MIDSTREAM | 1,515 | $23,000 | 0.0% | $15.18 | $18.50 | — | CEF | 486606106 |
| FOXA | FOX CORP - CLASS A | 633 | $23,000 | 0.0% | $36.33 * | $35.41 | -5.2% | COM | 35137L105 |
| — | ALLIANZGI EQUITY & CONVERTIB | 1,050 | $23,000 | 0.0% | $21.90 | $18.91 | — | CEF | 018829101 |
| — | July 19 Puts on QQQ US | 640 | $23,000 | 0.0% | $35.94 | — | — | Put | 46090E953 |
| — | BITCOIN SERVICES INC | 400,000 | $21,000 | 0.0% | $0.05 | $0.05 | — | COM | 09173Y107 |
| NSRGY | NESTLE SA-SPONS ADR | 200 | $21,000 | 0.0% | $105.00 | $71.63 | +44.4% | ADR | 641069406 |
| — | NANTKWEST INC | 20,000 | $21,000 | 0.0% | $1.05 | $1.40 | — | COM | 63016Q102 |
| MAIN | MAIN STREET CAPITAL CORP | 500 | $21,000 | 0.0% | $42.00 * | $33.13 | +24.1% | COM | 56035L104 |
| — | GENERAL ELECTRIC CO | 2,045 | $21,000 | 0.0% | $10.27 | $12.55 | — | COM | 369604103 |
| SCHX | SCHWAB US LARGE-CAP ETF | 300 | $21,000 | 0.0% | $70.00 * | $6.66 | +75.5% | ETF | 808524201 |
| OXY | OCCIDENTAL PETROLEUM CORP | 400 | $20,000 | 0.0% | $50.00 * | $49.59 | -10.9% | COM | 674599105 |
| DD | DUPONT DE NEMOURS INC | 267 | $20,000 | 0.0% | $74.91 * | $27.24 | +1.5% | COM | 26614N102 |
| XME | SPDR S&P METALS & MINING ETF | 695 | $20,000 | 0.0% | $28.78 | $26.81 | +5.9% | ETF | 78464A755 |
| — | ANAPLAN INC | 400 | $20,000 | 0.0% | $50.00 | $45.00 | — | COM | 03272L108 |
| HRL | HORMEL FOODS CORP | 500 | $20,000 | 0.0% | $40.00 * | $27.67 | +22.7% | COM | 440452100 |
| — | NUVEEN CA AMT-FR MUNI INC FD | 1,375 | $20,000 | 0.0% | $14.55 | $13.71 | — | CEF | 670651108 |
| ABBV | ABBVIE INC | 278 | $20,000 | 0.0% | $71.94 * | $59.38 | -7.3% | COM | 00287Y109 |
| — | MACQUARIE INFRASTRUCTURE COR | 500 | $20,000 | 0.0% | $40.00 | $45.73 | — | COM | 55608B105 |
| MO | ALTRIA GROUP INC | 420 | $20,000 | 0.0% | $47.62 * | $31.57 | -10.3% | COM | 02209S103 |
| CNP | CENTERPOINT ENERGY INC | 670 | $19,000 | 0.0% | $28.36 * | $15.27 | +56.0% | COM | 15189T107 |
| IP | INTERNATIONAL PAPER CO | 440 | $19,000 | 0.0% | $43.18 * | $26.29 | +16.4% | COM | 460146103 |
| VOD | VODAFONE GROUP PLC-SP ADR | 1,145 | $19,000 | 0.0% | $16.59 | $31.61 | -48.3% | ADR | 92857W308 |
| EXC | EXELON CORP | 381 | $18,000 | 0.0% | $47.24 * | $14.29 | +90.0% | COM | 30161N101 |
| — | TURQUOISE HILL RESOURCES LTD | 15,000 | $18,000 | 0.0% | $1.20 | $1.67 | — | COM | 900435108 |
| — | VANECK VECTORS OIL SERVICES | 1,250 | $18,000 | 0.0% | $14.40 | $26.00 | — | ETF | 92189F718 |
| — | INVITAE CORP | 750 | $18,000 | 0.0% | $24.00 | $24.00 | — | COM | 46185L103 |
| BKR | BAKER HUGHES A GE CO | 740 | $18,000 | 0.0% | $24.32 * | $28.18 | -27.4% | COM | 05722G100 |
| — | LIBERTY MEDIA CORP-LIBERTY-A | 500 | $18,000 | 0.0% | $36.00 | $30.00 | — | Tracking Stk | 531229870 |
| — | JPMORGAN ALERIAN MLP INDEX | 675 | $17,000 | 0.0% | $25.19 | $37.19 | — | ETF | 46625H365 |
| PSX | PHILLIPS 66 | 179 | $17,000 | 0.0% | $94.97 * | $40.35 | +78.0% | COM | 718546104 |
| OTTR | OTTER TAIL CORP | 319 | $17,000 | 0.0% | $53.29 * | $19.62 | +124.4% | COM | 689648103 |
| CHRW | C.H. ROBINSON WORLDWIDE INC | 200 | $17,000 | 0.0% | $85.00 * | $56.18 | +28.5% | COM | 12541W209 |
| CBRL | CRACKER BARREL OLD COUNTRY | 100 | $17,000 | 0.0% | $170.00 * | $79.09 | +65.7% | COM | 22410J106 |
| — | RENN FUND INC | 10,000 | $16,000 | 0.0% | $1.60 | $1.50 | — | CEF | 759720105 |
| PGR | PROGRESSIVE CORP | 200 | $16,000 | 0.0% | $80.00 * | $32.08 | +104.4% | COM | 743315103 |
| LDOS | LEIDOS HOLDINGS INC | 200 | $16,000 | 0.0% | $80.00 * | $54.15 | +35.1% | COM | 525327102 |
| BXMT | BLACKSTONE MORTGAGE TRU-CL A | 445 | $16,000 | 0.0% | $35.96 | $30.52 | — | REIT | 09257W100 |
| MDLZ | MONDELEZ INTERNATIONAL INC-A | 300 | $16,000 | 0.0% | $53.33 * | $44.10 | +4.3% | COM | 609207105 |
| TPR | TAPESTRY INC | 500 | $16,000 | 0.0% | $32.00 * | $32.95 | -18.5% | COM | 876030107 |
| FNDA | SCHWAB FUNDAMENTAL SMALL CAP | 418 | $16,000 | 0.0% | $38.28 * | $17.38 | +8.5% | ETF | 808524763 |
| PFLT | PENNANTPARK FLOATING RATE CA | 1,350 | $16,000 | 0.0% | $11.85 * | $5.71 | -2.2% | COM | 70806A106 |
| — | September 19 Calls on T US | 500 | $16,000 | 0.0% | $32.00 | — | — | Call | 00206R902 |
| ODFL | OLD DOMINION FREIGHT LINE | 100 | $15,000 | 0.0% | $150.00 * | $28.34 | +70.5% | COM | 679580100 |
| — | GRUBHUB INC | 200 | $15,000 | 0.0% | $75.00 | $79.34 | — | COM | 400110102 |
| LGFRY | LONGFOR GROUP HOLDINGS-ADR | 400 | $15,000 | 0.0% | $37.50 | $17.50 | — | ADR | 54303R101 |
| — | MARKER THERAPEUTICS INC | 2,000 | $15,000 | 0.0% | $7.50 | $7.50 | — | COM | 57055L107 |
| — | INVESTORS BANCORP INC | 1,350 | $15,000 | 0.0% | $11.11 | $10.98 | — | COM | 46146L101 |
| MET | METLIFE INC | 295 | $15,000 | 0.0% | $50.85 * | $37.68 | +5.8% | COM | 59156R108 |
| AMP | AMERIPRISE FINANCIAL INC | 100 | $15,000 | 0.0% | $150.00 * | $80.07 | +61.3% | COM | 03076C106 |
| — | ZIONS BANCORP NA | 500 | $14,000 | 0.0% | $28.00 | $26.00 | — | PFD | 989701859 |
| NVDA | NVIDIA CORP | 88 | $14,000 | 0.0% | $159.09 * | $4.43 | -7.9% | COM | 67066G104 |
| AMD | ADVANCED MICRO DEVICES | 472 | $14,000 | 0.0% | $29.66 * | $15.88 | +91.3% | COM | 007903107 |
| BKD | BROOKDALE SENIOR LIVING INC | 2,000 | $14,000 | 0.0% | $7.00 * | $36.87 | -80.4% | COM | 112463104 |
| SFTBY | SOFTBANK GROUP CORP-UNSP ADR | 300 | $14,000 | 0.0% | $46.67 * | $40.27 | +19.0% | ADR | 83404D109 |
| — | ARISTA NETWORKS INC | 55 | $14,000 | 0.0% | $254.55 | $175.56 | — | COM | 040413106 |
| — | MARATHON OIL CORP | 1,003 | $14,000 | 0.0% | $13.96 | $14.24 | — | COM | 565849106 |
| MRMD | MARIMED INC | 7,000 | $14,000 | 0.0% | $2.00 * | $3.59 | -17.7% | COM | 56782V107 |
| VTR | VENTAS INC | 200 | $14,000 | 0.0% | $70.00 * | $37.55 | +40.9% | REIT | 92276F100 |
| — | January 20 Calls on AMZN US | 28 | $14,000 | 0.0% | $500.00 | — | — | Call | 023111906 |
| EWJ | ISHARES MSCI JAPAN ETF | 250 | $14,000 | 0.0% | $56.00 * | $49.93 | +9.3% | ETF | 46434G822 |
| LOW | LOWES COS INC | 130 | $13,000 | 0.0% | $100.00 * | $65.65 | +36.3% | COM | 548661107 |
| BAH | BOOZ ALLEN HAMILTON HOLDINGS | 200 | $13,000 | 0.0% | $65.00 * | $28.75 | +104.4% | COM | 099502106 |
| DOW | DOW INC | 267 | $13,000 | 0.0% | $48.69 * | $36.37 | -5.7% | COM | 260557103 |
| — | BLACKROCK ENHANCED GLOBAL DI | 1,234 | $13,000 | 0.0% | $10.53 | $11.35 | — | CEF | 092501105 |
| — | ROYAL DUTCH SHELL PLC-B SHS | 200 | $13,000 | 0.0% | $65.00 | $55.00 | — | ADR | 780259107 |
| — | GOLDMAN SACHS INTERNATIO | 1,200 | $13,000 | 0.0% | $10.83 | $10.83 | — | DOMESTIC | 38148J507 |
| MFIC | APOLLO INVESTMENT CORP | 819 | $13,000 | 0.0% | $15.87 * | $6.30 | +13.1% | COM | 03761U502 |
| LUV | SOUTHWEST AIRLINES CO | 250 | $13,000 | 0.0% | $52.00 * | $47.07 | -0.7% | COM | 844741108 |
| RARE | ULTRAGENYX PHARMACEUTICAL IN | 200 | $13,000 | 0.0% | $65.00 * | $81.34 | -21.9% | COM | 90400D108 |
| FULT | FULTON FINANCIAL CORP | 745 | $12,000 | 0.0% | $16.11 * | $11.76 | +5.8% | COM | 360271100 |
| — | AURORA CANNABIS INC | 1,572 | $12,000 | 0.0% | $7.63 | $9.39 | — | COM | 05156X108 |
| IJK | ISHARES S&P MID-CAP 400 GROW | 55 | $12,000 | 0.0% | $218.18 * | $40.92 | +38.2% | ETF | 464287606 |
| EGHT | 8X8 INC | 500 | $12,000 | 0.0% | $24.00 | $19.94 | +20.9% | COM | 282914100 |
| — | MR COOPER GROUP INC | 1,500 | $12,000 | 0.0% | $8.00 | $8.00 | — | COM | 62482R107 |
| ARI | APOLLO COMMERCIAL REAL ESTAT | 642 | $12,000 | 0.0% | $18.69 | $25.38 | — | REIT | 03762U105 |
| FLO | FLOWERS FOODS INC | 500 | $12,000 | 0.0% | $24.00 * | $11.44 | +56.1% | COM | 343498101 |
| COST | COSTCO WHOLESALE CORP | 40 | $11,000 | 0.0% | $275.00 * | $150.81 | +59.5% | COM | 22160K105 |
| PMT | PENNYMAC MORTGAGE INVESTMENT | 516 | $11,000 | 0.0% | $21.32 | $18.08 | — | REIT | 70931T103 |
| AR | ANTERO RESOURCES CORP | 2,000 | $11,000 | 0.0% | $5.50 | $19.18 | -71.2% | COM | 03674X106 |
| — | ARMOUR RESIDENTIAL REIT | 430 | $11,000 | 0.0% | $25.58 | $25.32 | — | PFD | 042315309 |
| — | URSTADT BIDDLE - CLASS A | 500 | $11,000 | 0.0% | $22.00 | $24.00 | — | REIT | 917286205 |
| — | TECHTARGET | 500 | $11,000 | 0.0% | $22.00 | $10.00 | — | COM | 87874R100 |
| — | PIVOTAL SOFTWARE INC - CL A | 1,000 | $11,000 | 0.0% | $11.00 | $11.00 | — | COM | 72582H107 |
| — | GLOBAL BLOOD THERAPEUTICS IN | 200 | $11,000 | 0.0% | $55.00 | $42.02 | — | COM | 37890U108 |
| — | MANTECH INTERNATIONAL CORP-A | 150 | $10,000 | 0.0% | $66.67 | $60.00 | — | COM | 564563104 |
| KMI | KINDER MORGAN INC | 500 | $10,000 | 0.0% | $20.00 * | $11.20 | +26.8% | COM | 49456B101 |
| FMCC | FREDDIE MAC | 4,000 | $10,000 | 0.0% | $2.50 * | $2.36 | +12.5% | COM | 313400301 |
| BWAY | BRAINSWAY LTD-ADR | 1,000 | $10,000 | 0.0% | $10.00 * | $10.41 | +0.8% | ADR | 10501L106 |
| — | COASTAL BANCORP INC | 200 | $10,000 | 0.0% | $50.00 | $60.00 | — | COM | 19041P105 |
| NVO | NOVO-NORDISK A/S-SPONS ADR | 200 | $10,000 | 0.0% | $50.00 * | $36.25 | +40.8% | ADR | 670100205 |
| — | OXFORD LANE CAPITAL CORP | 1,000 | $10,000 | 0.0% | $10.00 | $11.00 | — | CEF | 691543102 |
| — | CBS CORP-CLASS B NON VOTING | 200 | $10,000 | 0.0% | $50.00 | $50.00 | — | COM | 124857202 |
| PIPR | PIPER JAFFRAY COS | 131 | $10,000 | 0.0% | $76.34 * | $54.32 | +36.7% | COM | 724078100 |
| — | INVESCO HIGH INCOME TRUST II | 675 | $10,000 | 0.0% | $14.81 | $14.81 | — | CEF | 46131F101 |
| NOK | NOKIA CORP-SPON ADR | 2,000 | $10,000 | 0.0% | $5.00 | $3.52 | +42.3% | ADR | 654902204 |
| — | June 19 Calls on BAC US | 200 | $10,000 | 0.0% | $50.00 | — | — | Call | 060505904 |
| — | NUVEEN AMT-FR MUNI CREDIT FD | 577 | $9,000 | 0.0% | $15.60 | $15.60 | — | CEF | 67071L106 |
| CODI | COMPASS DIVERSIFIED HOLDINGS | 500 | $9,000 | 0.0% | $18.00 * | $10.17 | +30.5% | MLP | 20451Q104 |
| ALLY | ALLY FINANCIAL INC | 303 | $9,000 | 0.0% | $29.70 * | $13.20 | +90.3% | COM | 02005N100 |
| JBGS | JBG SMITH PROPERTIES | 233 | $9,000 | 0.0% | $38.63 | $34.33 | — | REIT | 46590V100 |
| IRBTQ | IROBOT CORP | 100 | $9,000 | 0.0% | $90.00 * | $101.37 | 0.0% | COM | 462726100 |
| KR | KROGER CO | 420 | $9,000 | 0.0% | $21.43 * | $23.29 | -19.0% | COM | 501044101 |
| FAST | FASTENAL CO | 280 | $9,000 | 0.0% | $32.14 * | $11.20 | +23.2% | COM | 311900104 |
| — | VEREIT INC | 1,000 | $9,000 | 0.0% | $9.00 | $7.67 | — | REIT | 92339V100 |
| — | FORTRESS BIOTECH INC | 6,000 | $9,000 | 0.0% | $1.50 | $1.50 | — | COM | 34960Q109 |
| — | GLOBALSTAR INC | 18,000 | $9,000 | 0.0% | $0.50 | $1.28 | — | COM | 378973408 |
| PRGS | PROGRESS SOFTWARE CORP | 200 | $9,000 | 0.0% | $45.00 * | $39.71 | +9.9% | COM | 743312100 |
| BUD | ANHEUSER-BUSCH INBEV-SPN ADR | 100 | $9,000 | 0.0% | $90.00 | $109.73 | -19.3% | ADR | 03524A108 |
| SSYS | STRATASYS LTD | 300 | $9,000 | 0.0% | $30.00 * | $41.95 | -30.0% | COM | M85548101 |
| — | INVESCO CHINA REAL ESTATE ET | 300 | $9,000 | 0.0% | $30.00 | $26.67 | — | ETF | 46138E602 |
| ADM | ARCHER-DANIELS-MIDLAND CO | 200 | $8,000 | 0.0% | $40.00 * | $25.95 | +30.0% | COM | 039483102 |
| — | ENSCO ROWAN PLC - CLASS A | 1,000 | $8,000 | 0.0% | $8.00 | $4.50 | — | COM | G3157S106 |
| SCHW | SCHWAB (CHARLES) CORP | 200 | $8,000 | 0.0% | $40.00 * | $34.74 | +5.5% | COM | 808513105 |
| SBRA | SABRA HEALTH CARE REIT INC | 400 | $8,000 | 0.0% | $20.00 | $21.85 | — | REIT | 78573L106 |
| CTVA | CORTEVA INC | 267 | $8,000 | 0.0% | $29.96 * | $25.02 | +8.7% | COM | 22052L104 |
| IJH | ISHARES CORE S&P MIDCAP ETF | 40 | $8,000 | 0.0% | $200.00 * | $28.57 | +36.0% | ETF | 464287507 |
| ARCC | ARES CAPITAL CORP | 464 | $8,000 | 0.0% | $17.24 * | $7.44 | +30.4% | COM | 04010L103 |
| — | CALAMOS STRAT TOT RETURN FD | 600 | $8,000 | 0.0% | $13.33 | $10.04 | — | CEF | 128125101 |
| — | STEMLINE THERAPEUTICS INC | 500 | $8,000 | 0.0% | $16.00 | $8.00 | — | COM | 85858C107 |
| — | NEW RESIDENTIAL INV CORP | 300 | $8,000 | 0.0% | $26.67 | $26.67 | — | PFD | 64828T300 |
| ES | EVERSOURCE ENERGY | 100 | $8,000 | 0.0% | $80.00 * | $36.21 | +66.1% | COM | 30040W108 |
| — | WADDELL & REED FINANCIAL-A | 500 | $8,000 | 0.0% | $16.00 | $24.00 | — | COM | 930059100 |
| — | BRF SA-ADR | 1,000 | $8,000 | 0.0% | $8.00 | $5.00 | — | ADR | 10552T107 |
| TMP | TOMPKINS FINANCIAL CORP | 100 | $8,000 | 0.0% | $80.00 * | $41.31 | +56.5% | COM | 890110109 |
| LNG | CHENIERE ENERGY INC | 120 | $8,000 | 0.0% | $66.67 * | $52.26 | +31.0% | COM | 16411R208 |
| — | August 19 Calls on UBS US | 500 | $8,000 | 0.0% | $16.00 | — | — | Call | H42097907 |
| — | July 19 Calls on SNAP US | 200 | $8,000 | 0.0% | $40.00 | — | — | Call | 833034901 |
| YUM | YUM BRANDS INC | 61 | $7,000 | 0.0% | $114.75 * | $55.03 | +78.3% | COM | 988498101 |
| — | EATON VANCE ENHANCED EQ INCM | 500 | $7,000 | 0.0% | $14.00 | $12.00 | — | CEF | 278274105 |
| MC | MOELIS & CO - CLASS A | 200 | $7,000 | 0.0% | $35.00 * | $16.40 | +36.3% | COM | 60786M105 |
| RRC | RANGE RESOURCES CORP | 1,000 | $7,000 | 0.0% | $7.00 | $27.44 | -74.6% | COM | 75281A109 |
| SKY | SKYLINE CHAMPION CORP | 250 | $7,000 | 0.0% | $28.00 * | $14.91 | +83.6% | COM | 830830105 |
| — | LAZARD LTD-CL A | 200 | $7,000 | 0.0% | $35.00 | $45.00 | — | COM | G54050102 |
| — | PERFICIENT INC | 200 | $7,000 | 0.0% | $35.00 | $25.00 | — | COM | 71375U101 |
| — | VIACOM INC-CLASS A | 200 | $7,000 | 0.0% | $35.00 | $71.52 | — | COM | 92553P102 |
| UA | UNDER ARMOUR INC-CLASS C | 300 | $7,000 | 0.0% | $23.33 * | $19.30 | +15.0% | COM | 904311206 |
| — | AVEO PHARMACEUTICALS INC | 10,000 | $7,000 | 0.0% | $0.70 | $2.52 | — | COM | 053588109 |
| — | ACREAGE HOLDINGS INC-SUB | 400 | $7,000 | 0.0% | $17.50 | $20.00 | — | COM | 00489Y402 |
| PSEC | PROSPECT CAPITAL CORP | 1,000 | $7,000 | 0.0% | $7.00 * | $2.11 | +37.8% | COM | 74348T102 |
| — | HCP INC | 200 | $6,000 | 0.0% | $30.00 | $42.86 | — | REIT | 40414L109 |
| NTDOY | NINTENDO CO LTD-UNSPONS ADR | 125 | $6,000 | 0.0% | $48.00 * | $51.58 | -11.3% | ADR | 654445303 |
| — | CTRIP.COM INTERNATIONAL-ADR | 150 | $6,000 | 0.0% | $40.00 | $53.33 | — | ADR | 22943F100 |
| GOOD | GLADSTONE COMMERCIAL CORP | 300 | $6,000 | 0.0% | $20.00 | $23.33 | — | REIT | 376536108 |
| — | July 19 Calls on CLF US | 400 | $6,000 | 0.0% | $15.00 | — | — | Call | 185899901 |
| LX | LEXINFINTECH HOLDINGS L-ADR | 570 | $6,000 | 0.0% | $10.53 * | $11.48 | -2.8% | ADR | 528877103 |
| — | PROSHARES ULTPRO SHRT DOW30 | 121 | $6,000 | 0.0% | $49.59 | $49.59 | — | ETF | 74347G309 |
| — | ACTIVISION BLIZZARD INC | 126 | $6,000 | 0.0% | $47.62 | $46.36 | — | COM | 00507V109 |
| — | VIACOM INC-CLASS B | 200 | $6,000 | 0.0% | $30.00 | $34.66 | — | COM | 92553P201 |
| — | SECOND SIGHT MEDICAL PRODUCT | 7,278 | $6,000 | 0.0% | $0.82 | $3.15 | — | COM | 81362J100 |
| — | HANGER INC | 300 | $6,000 | 0.0% | $20.00 | $20.00 | — | COM | 41043F208 |
| — | PACIFIC GAS&ELEC | 225 | $6,000 | 0.0% | $26.67 | $26.67 | — | PFD | 694308206 |
| BB | BLACKBERRY LTD | 750 | $6,000 | 0.0% | $8.00 * | $9.00 | -17.1% | COM | 09228F103 |
| NVCR | NOVOCURE LTD | 80 | $5,000 | 0.0% | $62.50 | $19.26 | +228.4% | COM | G6674U108 |
| SCHE | SCHWAB EMERGING MARKETS EQUI | 189 | $5,000 | 0.0% | $26.46 | $28.84 | -9.0% | ETF | 808524706 |
| — | PIMCO STRATEGIC INCOME FUND | 500 | $5,000 | 0.0% | $10.00 | $9.20 | — | CEF | 72200X104 |
| — | BLACKROCK CAPITAL INVESTMENT | 800 | $5,000 | 0.0% | $6.25 | $7.50 | — | COM | 092533108 |
| VYM | VANGUARD HIGH DVD YIELD ETF | 55 | $5,000 | 0.0% | $90.91 * | $73.77 | +18.4% | ETF | 921946406 |
| HOLX | HOLOGIC INC | 100 | $5,000 | 0.0% | $50.00 * | $25.81 | +86.0% | COM | 436440101 |
| GAL | SPDR SSGA GLOBAL ALLOCATION | 135 | $5,000 | 0.0% | $37.04 * | $37.65 | +1.7% | ETF | 78467V400 |
| BWXT | BWX TECHNOLOGIES INC | 100 | $5,000 | 0.0% | $50.00 * | $57.71 | -16.7% | COM | 05605H100 |
| SPH | SUBURBAN PROPANE PARTNERS LP | 216 | $5,000 | 0.0% | $23.15 | $45.67 | — | MLP | 864482104 |
| — | CHINA RAPID FINANCE LTD-ADR | 10,000 | $5,000 | 0.0% | $0.50 | $2.90 | — | ADR | 16953Q105 |
| VISN | COMMSCOPE HOLDING CO INC | 300 | $5,000 | 0.0% | $16.67 * | $38.52 | -59.2% | COM | 20337X109 |
| — | July 19 Calls on TELL US | 500 | $5,000 | 0.0% | $10.00 | — | — | Call | 87968A904 |
| — | PHYSICIANS REALTY TRUST | 300 | $5,000 | 0.0% | $16.67 | $20.00 | — | REIT | 71943U104 |
| SACH | SACHEM CAPITAL CORP | 1,000 | $5,000 | 0.0% | $5.00 | $5.00 | — | REIT | 78590A109 |
| — | UNITED STATES STEEL CORP | 350 | $5,000 | 0.0% | $14.29 | $34.66 | — | COM | 912909108 |
| VOO | VANGUARD S&P 500 ETF | 20 | $5,000 | 0.0% | $250.00 * | $226.49 | +18.8% | ETF | 922908363 |
| — | July 19 Calls on CARS US | 50 | $4,000 | 0.0% | $80.00 | — | — | Call | 14575E905 |
| MU | MICRON TECHNOLOGY INC | 115 | $4,000 | 0.0% | $34.78 * | $48.95 | -23.1% | COM | 595112103 |
| KEYS | KEYSIGHT TECHNOLOGIES IN | 50 | $4,000 | 0.0% | $80.00 * | $32.07 | +180.0% | COM | 49338L103 |
| WB | WEIBO CORP-SPON ADR | 100 | $4,000 | 0.0% | $40.00 * | $56.07 | -22.3% | ADR | 948596101 |
| VO | VANGUARD MID-CAP ETF | 26 | $4,000 | 0.0% | $153.85 * | $38.46 | +8.7% | ETF | 922908629 |
| — | PERSPECTA INC | 187 | $4,000 | 0.0% | $21.39 | $20.56 | — | COM | 715347100 |
| GNK | GENCO SHIPPING & TRADING LTD | 500 | $4,000 | 0.0% | $8.00 * | $17.01 | -50.4% | COM | Y2685T131 |
| VLO | VALERO ENERGY CORP | 50 | $4,000 | 0.0% | $80.00 * | $32.63 | +101.3% | COM | 91913Y100 |
| — | STARS GROUP INC/THE | 250 | $4,000 | 0.0% | $16.00 | $24.00 | — | COM | 85570W100 |
| NMFC | NEW MOUNTAIN FINANCE CORP | 300 | $4,000 | 0.0% | $13.33 * | $4.23 | +62.4% | COM | 647551100 |
| DBX | DROPBOX INC-CLASS A | 165 | $4,000 | 0.0% | $24.24 * | $30.21 | -17.1% | COM | 26210C104 |
| FDX | FEDEX CORP | 25 | $4,000 | 0.0% | $160.00 * | $199.05 | -26.8% | COM | 31428X106 |
| KW | KENNEDY-WILSON HOLDINGS INC | 200 | $4,000 | 0.0% | $20.00 * | $18.83 | +13.0% | COM | 489398107 |
| UE | URBAN EDGE PROPERTIES | 233 | $4,000 | 0.0% | $17.17 | $25.75 | — | REIT | 91704F104 |
| — | DUNKIN BRANDS GROUP INC | 50 | $4,000 | 0.0% | $80.00 | $43.46 | — | COM | 265504100 |
| EQNR | EQUINOR ASA-SPON ADR | 200 | $4,000 | 0.0% | $20.00 | $26.00 | -23.9% | ADR | 29446M102 |
| GLPI | GAMING AND LEISURE PROPERTIE | 100 | $4,000 | 0.0% | $40.00 | $40.00 | — | REIT | 36467J108 |
| — | July 19 Calls on AVLR US | 20 | $4,000 | 0.0% | $200.00 | — | — | Call | 05338G906 |
| CHD | CHURCH & DWIGHT CO INC | 50 | $4,000 | 0.0% | $80.00 * | $43.96 | +53.8% | COM | 171340102 |
| — | CISION LTD | 300 | $4,000 | 0.0% | $13.33 | $16.67 | — | COM | G1992S109 |
| — | FREDDIE MAC | 200 | $4,000 | 0.0% | $20.00 | $10.00 | — | PFD | 313400848 |
| XYL | XYLEM INC | 40 | $3,000 | 0.0% | $75.00 * | $23.44 | +230.2% | COM | 98419M100 |
| — | SUGARMADE INC | 100,000 | $3,000 | 0.0% | $0.03 | $0.10 | — | COM | 865040109 |
| — | PACIFIC GAS&ELEC | 137 | $3,000 | 0.0% | $21.90 | $29.20 | — | PFD | 694308305 |
| — | BP PRUDHOE BAY ROYALTY TRUST | 200 | $3,000 | 0.0% | $15.00 | $20.00 | — | Royalty Trst | 055630107 |
| EEM | ISHARES MSCI EMERGING MARKET | 70 | $3,000 | 0.0% | $42.86 | $46.09 | -6.9% | ETF | 464287234 |
| PBT | PERMIAN BASIN ROYALTY TRUST | 500 | $3,000 | 0.0% | $6.00 | $8.00 | — | Royalty Trst | 714236106 |
| — | SUPREME CANNABIS CO INC THE | 2,500 | $3,000 | 0.0% | $1.20 | $1.20 | — | COM | 86860J106 |
| — | CABCO TRUST FOR JCP | 400 | $3,000 | 0.0% | $7.50 | $17.50 | — | PFD | 126797208 |
| — | SOUTHERN CAL ED | 125 | $3,000 | 0.0% | $24.00 | $24.00 | — | PFD | 842400301 |
| — | DARE BIOSCIENCE INC | 3,000 | $3,000 | 0.0% | $1.00 | $1.00 | — | COM | 23666P101 |
| CWH | CAMPING WORLD HOLDINGS INC-A | 200 | $3,000 | 0.0% | $15.00 * | $16.75 | -47.8% | COM | 13462K109 |
| WILC | G. WILLI-FOOD INTERNATIONAL | 350 | $3,000 | 0.0% | $8.57 * | $6.38 | +43.1% | COM | M52523103 |
| — | July 19 Calls on TRVG US | 1,000 | $3,000 | 0.0% | $3.00 | — | — | Call | 89686D905 |
| — | July 19 Calls on MS US | 2,000 | $3,000 | 0.0% | $1.50 | — | — | Call | 617446908 |
| — | June 19 Calls on WFC US | 100 | $2,000 | 0.0% | $20.00 | — | — | Call | 949746901 |
| — | June 19 Calls on SDS US | 1,000 | $2,000 | 0.0% | $2.00 | — | — | Call | 74347B908 |
| — | SOUTHERN CAL ED | 125 | $2,000 | 0.0% | $16.00 | $24.00 | — | PFD | 842400202 |
| CAT | CATERPILLAR INC | 18 | $2,000 | 0.0% | $111.11 * | $117.66 | +0.7% | COM | 149123101 |
| XLP | CONSUMER STAPLES SPDR | 42 | $2,000 | 0.0% | $47.62 * | $50.78 | +14.4% | ETF | 81369Y308 |
| TRGP | TARGA RESOURCES CORP | 62 | $2,000 | 0.0% | $32.26 | $15.07 | +115.5% | COM | 87612G101 |
| OSS | ONE STOP SYSTEMS INC | 1,500 | $2,000 | 0.0% | $1.33 * | $2.09 | -18.4% | COM | 68247W109 |
| PM | PHILIP MORRIS INTERNATIONAL | 30 | $2,000 | 0.0% | $66.67 * | $57.48 | -2.3% | COM | 718172109 |
| TEVA | TEVA PHARMACEUTICAL-SP ADR | 250 | $2,000 | 0.0% | $8.00 * | $44.82 | -79.4% | ADR | 881624209 |
| NRG | NRG ENERGY INC | 64 | $2,000 | 0.0% | $31.25 * | $20.46 | +42.9% | COM | 629377508 |
| — | THERAPEUTICSMD INC | 800 | $2,000 | 0.0% | $2.50 | $5.97 | — | COM | 88338N107 |
| — | OCWEN FINANCIAL CORP | 1,000 | $2,000 | 0.0% | $2.00 | $8.77 | — | COM | 675746309 |
| EWY | ISHARES MSCI SOUTH KOREA ETF | 35 | $2,000 | 0.0% | $57.14 * | $58.44 | +2.4% | ETF | 464286772 |
| TMO | THERMO FISHER SCIENTIFIC INC | 7 | $2,000 | 0.0% | $285.71 | $206.45 | +39.9% | COM | 883556102 |
| PATK | PATRICK INDUSTRIES INC | 39 | $2,000 | 0.0% | $51.28 * | $25.18 | +15.5% | COM | 703343103 |
| — | T2 BIOSYSTEMS INC | 1,000 | $2,000 | 0.0% | $2.00 | $6.00 | — | COM | 89853L104 |
| F | FORD MOTOR CO | 165 | $2,000 | 0.0% | $12.12 * | $7.27 | +1.8% | COM | 345370860 |
| NVAX | NOVAVAX INC | 285 | $2,000 | 0.0% | $7.02 * | $7.87 | -25.5% | COM | 670002401 |
| COHU | COHU INC | 105 | $2,000 | 0.0% | $19.05 * | $18.68 | -18.3% | COM | 192576106 |
| CX | CEMEX SAB-SPONS ADR PART CER | 336 | $1,000 | 0.0% | $2.98 * | $8.61 | -50.8% | ADR | 151290889 |
| — | PROPHECY DEVELOPMENT CORP | 10,000 | $1,000 | 0.0% | $0.10 | $0.20 | — | COM | 74347D207 |
| — | ZYNGA INC - CL A | 214 | $1,000 | 0.0% | $4.67 | $2.47 | — | COM | 98986T108 |
| SLNM | SALON MEDIA GROUP INC | 65,714 | $1,000 | 0.0% | $0.02 | $0.07 | -67.7% | COM | 79550B202 |
| THO | THOR INDUSTRIES INC | 20 | $1,000 | 0.0% | $50.00 * | $84.60 | -39.5% | COM | 885160101 |
| VTWG | VANGUARD RUSSELL 2000 GROWTH | 8 | $1,000 | 0.0% | $125.00 * | $143.72 | +2.0% | ETF | 92206C623 |
| — | CORBUS PHARMACEUTICALS HOLDI | 150 | $1,000 | 0.0% | $6.67 | $6.67 | — | COM | 21833P103 |
| AA | ALCOA CORP | 36 | $1,000 | 0.0% | $27.78 * | $43.68 | -48.8% | COM | 013872106 |
| VKTX | VIKING THERAPEUTICS INC | 100 | $1,000 | 0.0% | $10.00 * | $8.54 | -2.8% | COM | 92686J106 |
| — | VELOCITYSHARES 3X INVERSE NA | 5 | $1,000 | 0.0% | $200.00 | $100.00 | — | ETF | 22542D282 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 1 | $1,000 | 0.0% | $1000.00 * | $9.51 | +54.1% | COM | 169656105 |
| REZI | RESIDEO TECHNOLOGIES INC | 33 | $1,000 | 0.0% | $30.30 * | $21.34 | +2.7% | COM | 76118Y104 |
| FNDF | SCHWAB FUNDAMENTAL INTL L/C | 26 | $1,000 | 0.0% | $38.46 * | $30.22 | -7.8% | ETF | 808524755 |
| — | CYMABAY THERAPEUTICS INC | 100 | $1,000 | 0.0% | $10.00 | $10.00 | — | COM | 23257D103 |
| KBWB | INVESCO KBW BANK ETF | 14 | $1,000 | 0.0% | $71.43 * | $55.57 | -9.2% | ETF | 46138E628 |
| TRV | TRAVELERS COS INC/THE | 4 | $1,000 | 0.0% | $250.00 * | $63.44 | +105.1% | COM | 89417E109 |
| NG | NOVAGOLD RESOURCES INC | 100 | $1,000 | 0.0% | $10.00 * | $4.33 | +36.4% | COM | 66987E206 |
| UAA | UNDER ARMOUR INC-CLASS A | 23 | $1,000 | 0.0% | $43.48 * | $20.33 | +24.7% | COM | 904311107 |
| WAB | WABTEC CORP | 8 | $1,000 | 0.0% | $125.00 * | $88.89 | -22.3% | COM | 929740108 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWRE | 5 | $1,000 | 0.0% | $200.00 * | $96.94 | +17.1% | COM | 874054109 |
| — | BLACKROCK ENHANCED EQUITY DI | 60 | $1,000 | 0.0% | $16.67 | $16.67 | — | CEF | 09251A104 |
| — | SPDR OIL & GAS EQUIP & SERV | 50 | $1,000 | 0.0% | $20.00 | $20.00 | — | ETF | 78464A748 |
| SPYG | SPDR PORTFOLIO S&P 500 GROWT | 12 | $1,000 | 0.0% | $83.33 * | $37.14 | +4.3% | ETF | 78464A409 |
| — | CANNABIS SCIENCE INC | 15,000 | $1,000 | 0.0% | $0.07 | $0.07 | — | COM | 137648101 |
| — | QUALSTAR CORP | 75 | $1,000 | 0.0% | $13.33 | $6.67 | — | COM | 74758R208 |
| — | MOTORS LIQUIDATION CO GUC TR | 40 | $1,000 | 0.0% | $25.00 | $25.00 | — | Unit | 62010U101 |
| AQST | AQUESTIVE THERAPEUTICS INC | 100 | $1,000 | 0.0% | $10.00 * | $7.01 | -40.0% | COM | 03843E104 |
| VMC | VULCAN MATERIALS CO | 3 | $1,000 | 0.0% | $333.33 * | $101.79 | +27.6% | COM | 929160109 |
| EA | ELECTRONIC ARTS INC | 4 | $1,000 | 0.0% | $250.00 * | $92.16 | +6.8% | COM | 285512109 |
| — | TERRA TECH CORP | 667 | $1,000 | 0.0% | $1.50 | $3.00 | — | COM | 88102J209 |
| GTX | GARRETT MOTION INC | 20 | $1,000 | 0.0% | $50.00 * | $13.59 | +12.9% | COM | 366505105 |
| RIOT | RIOT BLOCKCHAIN INC | 100 | $1,000 | 0.0% | $10.00 * | $14.03 | -77.6% | COM | 767292105 |
| TDC | TERADATA CORP | 8 | $1,000 | 0.0% | $125.00 * | $26.54 | +35.1% | COM | 88076W103 |
| — | WHITING PETROLEUM CORP | 15 | $1,000 | 0.0% | $66.67 | $66.67 | — | COM | 966387409 |
| — | ALTABA INC | 4 | $1,000 | 0.0% | $250.00 | $250.00 | — | CEF | 021346101 |
| BWEN | BROADWIND ENERGY INC | 112 | $1,000 | 0.0% | $8.93 * | $6.33 | -64.9% | COM | 11161T207 |
| VYX | NCR CORPORATION | 8 | $1,000 | 0.0% | $125.00 * | $18.10 | +5.4% | COM | 62886E108 |
| — | TEEKAY CORP | 62 | $1,000 | 0.0% | $16.13 | $60.66 | — | COM | Y8564W103 |
| — | AXOVANT GENE THERAPIES LTD | 28 | $1,000 | 0.0% | $35.71 | $6.75 | — | COM | G0750W104 |
| AX | AXOS FINANCIAL INC | 6 | $1,000 | 0.0% | $166.67 * | $38.41 | -29.1% | COM | 05465C100 |
| — | YY INC-ADR | 2 | $1,000 | 0.0% | $500.00 | $500.00 | — | ADR | 98426T106 |
| NIO | NIO INC - ADR | 50 | $1,000 | 0.0% | $20.00 * | $7.09 | -64.0% | ADR | 62914V106 |
| — | BELLATRIX EXPLORATION LTD | 116 | $1,000 | 0.0% | $8.62 | $8.62 | — | COM | 078314705 |
| HMNY | HELIOS AND MATHESON ANALYTIC | 25,000 | $1,000 | 0.0% | $0.04 | $10.00 | -100.0% | COM | 42327L309 |
| TMQ | TRILOGY METALS INC | 16 | $1,000 | 0.0% | $62.50 * | $0.51 | +476.6% | COM | 89621C105 |
| — | FRONTIER COMMUNICATIONS CORP | 13 | $1,000 | 0.0% | $76.92 | $4.93 | — | COM | 35906A306 |
| SPOWF | STRATA POWER CORP | 1,340 | $1,000 | 0.0% | $0.75 * | $0.12 | -85.3% | COM | 86270C204 |
| AMLM | AMERICAN LITHIUM MINERALS IN | 500 | $1,000 | 0.0% | $2.00 * | $0.04 | -58.8% | COM | 027263102 |
| — | WEATHERFORD INTERNATIONAL PL | 100 | $1,000 | 0.0% | $10.00 | $6.34 | — | COM | G48833100 |
| — | AQUABOUNTY TECHNOLOGIES | 1 | $1,000 | 0.0% | $1000.00 | $1000.00 | — | COM | 03842K200 |
| — | UNIVERSAL FOREST PRODUCTS | 39 | $1,000 | 0.0% | $25.64 | $25.64 | — | COM | 913543104 |
| — | June 19 Calls on GLD US | 200 | $1,000 | 0.0% | $5.00 | — | — | Call | 78463V907 |
| — | June 19 Calls on TWTR US | 431 | $1,000 | 0.0% | $2.32 | — | — | Call | 90184L902 |
| — | November 19 Puts on BYND US | 2 | $1,000 | 0.0% | $500.00 | — | — | Put | 08862E959 |
| — | June 19 Calls on GE US | 2,000 | $1,000 | 0.0% | $0.50 | — | — | Call | 369604903 |