Location: Berkeley, CA
CIK: 0001587192 · Show all filings
Period: Q2 2020 (← Previous) (Next →)
Filing Date: Aug 6, 2020
Total Value: $180M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | Apple | 41,551 | $15.16M | 8.4% | $19.82 | +278.8% | COM | 037833100 |
| VTIP | Vanguard Shrt Inf Prot | 242,096 | $12.15M | 6.7% | $49.11 | — | STRM INFPROIDX | 922020805 |
| GOOG | Alphabet Class C | 6,543 | $9.249M | 5.1% | $39.19 | +70.9% | CAP STK CL C | 02079K107 |
| MSFT | Microsoft | 38,280 | $7.79M | 4.3% | $30.12 | +474.5% | COM | 594918104 |
| JNJ | Johnson & Johnson | 53,185 | $7.479M | 4.1% | $69.41 | +79.0% | COM | 478160104 |
| CMCSA | Comcast | 187,984 | $7.328M | 4.1% | $26.86 | +22.0% | CL A | 20030N101 |
| IBB | iShares Biotech Fund | 53,354 | $7.293M | 4.0% | $150.04 | — | NASDAQ BIOTECH | 464287556 |
| CVS | CVS Corp | 105,303 | $6.842M | 3.8% | $52.01 | +1.1% | COM | 126650100 |
| SCHO | Schwab ST US Treasury | 130,723 | $6.749M | 3.7% | $49.85 | — | SHT TM US TRES | 808524862 |
| DIS | Walt Disney | 57,484 | $6.41M | 3.6% | $101.04 | +6.7% | COM DISNEY | 254687106 |
| FDX | FedEx | 43,985 | $6.168M | 3.4% | $135.79 | -16.7% | COM | 31428X106 |
| WY | Weyerhaeuser Co. | 254,215 | $5.71M | 3.2% | $19.28 | -14.7% | COM NEW | 962166104 |
| INTC | Intel | 87,034 | $5.207M | 2.9% | $35.27 | +50.8% | COM | 458140100 |
| C | Citigroup | 94,745 | $4.841M | 2.7% | $47.30 | -18.2% | COM NEW | 172967424 |
| SCHW | Charles Schwab Corp | 119,065 | $4.017M | 2.2% | $37.81 | -12.2% | COM | 808513105 |
| VTI | Vanguard Total Stock Mkt | 25,647 | $4.015M | 2.2% | $95.92 | — | TOTAL STK MKT | 922908769 |
| — | ViacomCBS Inc. | 168,605 | $3.932M | 2.2% | $14.05 | — | CL B | 92556H206 |
| GDX | VanEck Vectors Gold Miners ETF | 99,860 | $3.663M | 2.0% | $20.02 | — | GOLD MINERS ETF | 92189F106 |
| GS | Goldman Sachs | 18,335 | $3.623M | 2.0% | $188.42 | -12.9% | COM | 38141G104 |
| COF | Capital One | 57,502 | $3.599M | 2.0% | $65.88 | -14.0% | COM | 14040H105 |
| AMAT | Applied Materials | 50,775 | $3.069M | 1.7% | $38.04 | +34.7% | COM | 038222105 |
| QCOM | Qualcomm | 31,260 | $2.851M | 1.6% | $44.83 | +58.3% | COM | 747525103 |
| COST | Costco Wholesale | 9,050 | $2.744M | 1.5% | $99.27 | +181.2% | COM | 22160K105 |
| RIO | Rio Tinto ADR | 42,725 | $2.4M | 1.3% | $45.55 | — | SPONSORED ADR | 767204100 |
| AMZN | Amazon.com | 796 | $2.196M | 1.2% | $30.43 | +296.9% | COM | 023135106 |
| WFC | Wells Fargo & Co | 84,934 | $2.174M | 1.2% | $37.77 | -36.5% | COM | 949746101 |
| ORCL | Oracle | 37,750 | $2.086M | 1.2% | $33.72 | +45.3% | COM | 68389X105 |
| JPM | JP Morgan | 22,025 | $2.072M | 1.1% | $40.93 | +99.7% | COM | 46625H100 |
| BRK/B | Berkshire Hathaway B | 11,305 | $2.018M | 1.1% | $120.10 | +52.1% | CL B NEW | 084670702 |
| META | 8,340 | $1.894M | 1.0% | $134.77 | +53.8% | CL A | 30303M102 | |
| DHI | D R Horton Co | 33,050 | $1.833M | 1.0% | $47.89 | -4.3% | COM | 23331A109 |
| AVB | Avalonbay Communities | 11,255 | $1.74M | 1.0% | $161.66 | -19.8% | COM | 053484101 |
| MU | Micron Technology | 26,075 | $1.343M | 0.7% | $38.28 | +20.2% | COM | 595112103 |
| CL | Colgate Palmolive Co. | 16,917 | $1.239M | 0.7% | $51.11 | +22.0% | COM | 194162103 |
| HON | Honeywell International | 6,800 | $983K | 0.5% | $64.03 | +84.1% | COM | 438516106 |
| V | Visa Inc Cl A | 5,061 | $978K | 0.5% | $107.60 | +63.1% | COM CL A | 92826C839 |
| HAS | Hasbro Inc | 11,907 | $892K | 0.5% | $68.83 | -15.6% | COM | 418056107 |
| XOM | Exxon | 19,301 | $863K | 0.5% | $56.28 | -38.1% | COM | 30231G102 |
| KO | Coca Cola | 19,200 | $858K | 0.5% | $27.93 | +38.7% | COM | 191216100 |
| GOOGL | Alphabet Inc Class A | 577 | $818K | 0.5% | $40.00 | +67.3% | CAP STK CL A | 02079K305 |
| BAC | Bank of America | 27,111 | $644K | 0.4% | $20.00 | +2.9% | COM | 060505104 |
| VTEB | Vanguard Muni Bnd ETF | 10,250 | $555K | 0.3% | $51.55 | — | TAX EXEMPT BD | 922907746 |
| SLB | Schlumberger | 29,098 | $535K | 0.3% | $37.86 | -59.1% | COM | 806857108 |
| VCSH | Vanguard ST Corporate Bond ETF | 6,387 | $528K | 0.3% | $79.57 | — | SHRT TRM CORP BD | 92206C409 |
| SBUX | Starbucks | 6,600 | $486K | 0.3% | $37.60 | +76.4% | COM | 855244109 |
| CVX | Chevron | 5,086 | $454K | 0.3% | $72.50 | -3.7% | COM | 166764100 |
| WTRG | Essential Utils Inc. | 10,000 | $422K | 0.2% | $47.18 | -10.5% | COM | 29670G102 |
| XBI | SPDR S&P Biotech ETF | 2,980 | $334K | 0.2% | $89.55 | — | S&P BIOTECH | 78464A870 |
| UNP | Union Pacific | 1,800 | $304K | 0.2% | $108.21 | +30.7% | COM | 907818108 |
| GLD | Streetracks Gold TRUST | 1,780 | $298K | 0.2% | $126.44 | — | GOLD SHS | 78463V107 |
| DSI | iShares KLD 400 Social Index | 2,496 | $295K | 0.2% | $82.07 | — | MSCI KLD400 SOC | 464288570 |
| HRL | Hormel Foods Corp | 5,600 | $270K | 0.1% | $25.61 | +59.3% | COM | 440452100 |
| GILD | Gilead Sciences | 3,350 | $258K | 0.1% | $62.91 | -2.3% | COM | 375558103 |
| AMT | Amern Tower Corp Class A | 850 | $220K | 0.1% | $112.31 | +87.5% | COM | 03027X100 |
| BKNG | Booking Holdings Inc | 137 | $218K | 0.1% | $1933.58 | -22.5% | COM | 09857L108 |
| — | Twitter Inc | 7,000 | $209K | 0.1% | $30.79 | — | COM | 90184L102 |
| PFE | Pfizer | 6,274 | $205K | 0.1% | $18.08 | +43.8% | COM | 717081103 |
| CSCO | Cisco Systems | 4,263 | $199K | 0.1% | $16.61 | +122.8% | COM | 17275R102 |
| LYFT | Lyft Inc | 5,850 | $193K | 0.1% | $39.85 | -20.7% | CL A COM | 55087P104 |
| — | LibertySirius | 5,600 | $193K | 0.1% | $32.65 | — | COM C SIRIUSXM | 531229607 |
| T | AT&T Inc. | 6,337 | $192K | 0.1% | $13.23 | +17.1% | COM | 00206R102 |
| — | General Electric | 27,274 | $186K | 0.1% | $24.20 | — | COM | 369604103 |
| PEP | Pepsico | 1,400 | $185K | 0.1% | $77.08 | +43.7% | COM | 713448108 |
| VCIT | Vanguard Corp Bond ETF | 1,904 | $181K | 0.1% | $82.80 | — | INT-TERM CORP | 92206C870 |
| BMY | Bristol-Myers | 3,004 | $177K | 0.1% | $40.35 | +18.8% | COM | 110122108 |
| SCHZ | Schwab US Aggregate Bond | 3,016 | $170K | 0.1% | $52.06 | — | US AGGREGATE B | 808524839 |
| UBS | UBS AG | 14,000 | $162K | 0.1% | $11.19 | -7.9% | SHS | H42097107 |
| DE | Deere & Co | 1,000 | $157K | 0.1% | $70.09 | +91.5% | COM | 244199105 |
| MMM | 3M Company | 1,000 | $156K | 0.1% | $93.71 | +9.3% | COM | 88579Y101 |
| VGSH | Vanguard Short Term | 2,500 | $156K | 0.1% | $60.15 | — | SHORT TERM TREAS | 92206C102 |
| VZ | Verizon Communications | 2,810 | $155K | 0.1% | $28.44 | +43.3% | COM | 92343V104 |
| — | BlackRock Inc. | 275 | $150K | 0.1% | $448.28 | — | COM | 09247X101 |
| UBER | Uber Technologies Inc | 4,800 | $149K | 0.1% | $32.72 | -4.8% | COM | 90353T100 |
| AXP | American Express Co. | 1,500 | $143K | 0.1% | $71.33 | +20.0% | COM | 025816109 |
| LQD | iShares Investment Grade Bond ETF | 1,000 | $135K | 0.1% | $119.97 | — | IBOXX INV CP ETF | 464287242 |
| TRV | Travelers Group Inc | 1,150 | $131K | 0.1% | $76.12 | +22.9% | COM | 89417E109 |
| PYPL | Paypal Holdings Inco | 700 | $122K | 0.1% | $55.78 | +147.2% | COM | 70450Y103 |
| BDX | Becton Dickinson | 500 | $120K | 0.1% | $86.50 | +154.7% | COM | 075887109 |
| PG | Procter & Gamble | 1,000 | $120K | 0.1% | $63.80 | +59.1% | COM | 742718109 |
| — | Lam Research Corp | 365 | $118K | 0.1% | $186.30 | — | COM | 512807108 |
| — | iShares Gold TRUST | 6,692 | $114K | 0.1% | $13.74 | — | ISHARES | 464285105 |
| AEP | American Electric Pwr Co Inc | 1,411 | $112K | 0.1% | $47.09 | +41.5% | COM | 025537101 |
| CRM | Salesforce.com | 600 | $112K | 0.1% | $90.89 | +83.2% | COM | 79466L302 |
| ADBE | Adobe | 250 | $109K | 0.1% | $149.24 | +148.3% | COM | 00724F101 |
| WMT | Wal-Mart | 900 | $108K | 0.1% | $20.29 | +87.6% | COM | 931142103 |
| IWB | iShares Russell 1000 ETF | 627 | $108K | 0.1% | $126.42 | — | RUS 1000 ETF | 464287622 |
| MRK | Merck | 1,400 | $108K | 0.1% | $39.89 | +57.6% | COM | 58933Y105 |
| IBM | IBM | 840 | $101K | 0.1% | $102.40 | -10.7% | COM | 459200101 |
| AVGO | Broadcom Ltd | 300 | $95,000 | 0.1% | $18.33 | +33.8% | COM | 11135F101 |
| AMGN | Amgen | 400 | $94,000 | 0.1% | $101.29 | +89.2% | COM | 031162100 |
| MA | Mastercard Inc | 300 | $89,000 | 0.0% | $76.31 | +258.2% | CL A | 57636Q104 |
| DHR | Danaher Corp | 485 | $86,000 | 0.0% | $71.08 | +97.0% | COM | 235851102 |
| NYT | New York Times Class A | 2,000 | $84,000 | 0.0% | $17.93 | +92.1% | CL A | 650111107 |
| FBIN | Fortune Brands Hm & Sec | 1,280 | $82,000 | 0.0% | $33.00 | +29.5% | COM | 34964C106 |
| EMR | Emerson Electric | 1,300 | $81,000 | 0.0% | $54.25 | -7.3% | COM | 291011104 |
| TFI | Spdr Nuveen Barclays Mun | 1,536 | $79,000 | 0.0% | $50.78 | — | NUVEEN BRC MUNIC | 78468R721 |
| EXEL | Exelixis Inc | 3,200 | $76,000 | 0.0% | $17.83 | +30.0% | COM | 30161Q104 |
| HD | Home Depot | 300 | $75,000 | 0.0% | $70.46 | +183.5% | COM | 437076102 |
| — | Cloudera | 5,650 | $72,000 | 0.0% | $14.93 | — | COM | 18914U100 |
| — | Durect Corp | 31,000 | $72,000 | 0.0% | $1.04 | — | COM | 266605104 |
| AFL | Aflac Inc. | 2,000 | $72,000 | 0.0% | $30.70 | +2.9% | COM | 001055102 |
| ED | Consolidated Edison | 971 | $70,000 | 0.0% | $59.31 | +5.6% | COM | 209115104 |
| SHM | SPDR Nuv Blmbrg ST Nat Muni | 1,348 | $67,000 | 0.0% | $48.47 | — | NUVEEN BLMBRG SR | 78468R739 |
| DVN | Devon Energy | 5,832 | $66,000 | 0.0% | $23.45 | -64.2% | COM | 25179M103 |
| BAX | Baxter International Inc | 750 | $65,000 | 0.0% | $29.26 | +165.4% | COM | 071813109 |
| KHC | Kraft Heinz Company | 2,000 | $64,000 | 0.0% | $20.68 | +11.6% | COM | 500754106 |
| EEM | Ishares MSCI EM ETF | 1,500 | $60,000 | 0.0% | $44.86 | — | MSCI EMG MKT ETF | 464287234 |
| — | Cerner Corp. | 844 | $58,000 | 0.0% | $57.32 | — | COM | 156782104 |
| BK | Bank of New York | 1,500 | $58,000 | 0.0% | $43.05 | -27.8% | COM | 064058100 |
| LMT | Lockheed Martin | 150 | $55,000 | 0.0% | $137.24 | +135.9% | COM | 539830109 |
| WOOD | iShares Global Timber | 1,000 | $55,000 | 0.0% | $57.13 | — | GL TIMB FORE ETF | 464288174 |
| SHY | iShares Treasury Barclays Bond ETF | 600 | $52,000 | 0.0% | $84.51 | — | 1 3 YR TREAS BD | 464287457 |
| BIL | SPDR Bloomberg Barclays | 500 | $46,000 | 0.0% | $91.18 | — | SPDR BLOOMBERG | 78468R663 |
| NFLX | Netflix Inc | 100 | $46,000 | 0.0% | $31.29 | +36.0% | COM | 64110L106 |
| STZ | Constellation Brands | 250 | $44,000 | 0.0% | $173.61 | -12.5% | CL A | 21036P108 |
| GIS | General Mills Inc | 700 | $43,000 | 0.0% | $32.89 | +51.7% | COM | 370334104 |
| SPY | SPDR S&P 500 ETF | 140 | $43,000 | 0.0% | $257.14 | — | TR UNIT | 78462F103 |
| USB | U S Bancorp | 1,102 | $41,000 | 0.0% | $31.36 | -11.2% | COM NEW | 902973304 |
| SCHG | Schwab US Large Cap | 400 | $41,000 | 0.0% | $55.56 | — | US LCAP GR ETF | 808524300 |
| PRF | Invesco FTSE RAFI US 1000 | 367 | $40,000 | 0.0% | $119.89 | — | FTSE RAFI 1000 | 46137V613 |
| VONG | Vanguard Russell 1000 Growth | 200 | $39,000 | 0.0% | $153.33 | — | VNG RUS1000GRW | 92206C680 |
| CLX | Clorox | 175 | $38,000 | 0.0% | $63.81 | +164.4% | COM | 189054109 |
| MCD | McDonald Corp. | 200 | $37,000 | 0.0% | $79.64 | +102.2% | COM | 580135101 |
| QQQ | Invesco QQQ Trust- Nasdaq 100 ETF | 150 | $37,000 | 0.0% | $184.00 | — | UNI SER 1 | 46090E103 |
| — | Walgreens Boots Allianc | 850 | $36,000 | 0.0% | $76.25 | — | COM | 931427108 |
| — | Crescent Pt Energy | 21,920 | $36,000 | 0.0% | $1.58 | — | COM | 22576C101 |
| TJX | TJX Companies Inc. | 700 | $35,000 | 0.0% | $38.92 | +19.8% | COM | 872540109 |
| IP | International Paper | 1,000 | $35,000 | 0.0% | $32.66 | -24.1% | COM | 460146103 |
| TSLA | Tesla Motors Inc | 31 | $33,000 | 0.0% | $17.50 | +209.2% | COM | 88160R101 |
| SCHA | Schwab US Small Cap ETF | 508 | $33,000 | 0.0% | $61.81 | — | US SML CAP ETF | 808524607 |
| — | Parsley Energy | 3,000 | $32,000 | 0.0% | $5.67 | — | CL A | 701877102 |
| BKR | Baker Hughes GE | 2,000 | $31,000 | 0.0% | $15.41 | -18.8% | CL A | 05722G100 |
| ABBV | AbbVie Inc. | 314 | $31,000 | 0.0% | $53.31 | +32.2% | COM | 00287Y109 |
| XLK | Sector SPDR Tech Select ETF | 280 | $29,000 | 0.0% | $78.57 | — | TECHNOLOGY | 81369Y803 |
| FTV | Fortive Corporation | 400 | $27,000 | 0.0% | $40.21 | -5.3% | COM | 34959J108 |
| EIX | Edison International | 500 | $27,000 | 0.0% | $40.28 | +10.7% | COM | 281020107 |
| VYM | Vanguard High Dividend | 340 | $27,000 | 0.0% | $70.59 | — | HIGH DIV YLD | 921946406 |
| — | Inovio Pharma | 1,000 | $27,000 | 0.0% | $9.00 | — | COM NEW | 45773H201 |
| — | Intra-Cellular Therapies | 1,000 | $26,000 | 0.0% | $18.00 | — | COM | 46116X101 |
| VMBS | Vanguard Mortgage Backed Sec ETF | 477 | $26,000 | 0.0% | $51.23 | — | MORTG-BACK SEC | 92206C771 |
| CVE | Cenovus Energy | 5,640 | $26,000 | 0.0% | $8.31 | -58.2% | COM | 15135U109 |
| ROST | Ross Stores Inc | 300 | $26,000 | 0.0% | $41.56 | +106.2% | COM | 778296103 |
| SCHV | Schwab US Large Cap | 500 | $25,000 | 0.0% | $47.88 | — | US LCAP VA ETF | 808524409 |
| EOG | Eog Resources Inc. | 500 | $25,000 | 0.0% | $44.75 | -16.5% | COM | 26875P101 |
| CNX | C N X Resources Corporat | 2,700 | $23,000 | 0.0% | $7.82 | +28.7% | COM | 12653C108 |
| VO | Vanguard Mid Cap Blend ETF | 139 | $23,000 | 0.0% | $132.35 | — | MID CAP ETF | 922908629 |
| SHV | iShares Short Treasury | 200 | $22,000 | 0.0% | $110.44 | — | SHORT TREAS BD | 464288679 |
| — | Concho Resources Inc | 424 | $22,000 | 0.0% | $64.24 | — | COM | 20605P101 |
| SCHM | Schwab U.S. Mid Cap ETF | 350 | $18,000 | 0.0% | $44.65 | — | US MID-CAP ETF | 808524508 |
| — | Nuveen Insured Calif Tax | 1,200 | $18,000 | 0.0% | $17.13 | — | COM | 670651108 |
| — | CBRE Real Estate Income Fund | 3,000 | $18,000 | 0.0% | $7.93 | — | COM | 12504G100 |
| EXAS | Exact Sciences Corporati | 210 | $18,000 | 0.0% | $113.94 | -29.9% | COM | 30063P105 |
| UAL | United Contl Hldgs Inc | 530 | $18,000 | 0.0% | $66.12 | -54.7% | COM | 910047109 |
| ISRG | Intuitive Surgical New | 30 | $17,000 | 0.0% | $119.75 | +49.7% | COM NEW | 46120E602 |
| NVS | Novartis A G Spon Adr | 200 | $17,000 | 0.0% | $88.25 | — | SPONSORED ADR | 66987V109 |
| ETSY | Etsy Inc | 150 | $16,000 | 0.0% | $19.22 | +284.8% | COM | 29786A106 |
| — | Hanesbrands Inc | 1,400 | $16,000 | 0.0% | $9.81 | — | COM | 410345102 |
| ARCC | Ares Capital Corp | 1,100 | $16,000 | 0.0% | $7.36 | +7.3% | COM | 04010L103 |
| PBI | Pitney Bowes Inc | 5,600 | $15,000 | 0.0% | $21.51 | -88.4% | COM | 724479100 |
| LUV | Southwest Airlines Co | 400 | $14,000 | 0.0% | $33.13 | -10.8% | COM | 844741108 |
| EMN | Eastman Chemical Co. | 200 | $14,000 | 0.0% | $55.62 | -7.0% | COM | 277432100 |
| IQV | Iqvia Holdings Inc | 100 | $14,000 | 0.0% | $101.80 | +33.1% | COM | 46266C105 |
| BSV | Vanguard Bond Index Fund | 164 | $14,000 | 0.0% | $81.20 | — | SHORT TRM BOND | 921937827 |
| VGZ | Vista Gold Corp | 15,500 | $13,000 | 0.0% | $0.81 | -2.5% | COM NEW | 927926303 |
| REZI | Resideo Technologies Inc | 1,102 | $13,000 | 0.0% | $21.34 | -67.4% | COM | 76118Y104 |
| CORT | Corcept Therapeutics Inc | 700 | $12,000 | 0.0% | $2.02 | +594.9% | COM | 218352102 |
| VGT | Vanguard Information | 40 | $11,000 | 0.0% | $200.00 | — | INF TECH ETF | 92204A702 |
| XYZ | Square Inc | 100 | $10,000 | 0.0% | $70.61 | +8.4% | CL A | 852234103 |
| VUG | Vanguard Growth ETF | 45 | $9,000 | 0.0% | $133.33 | — | GROWTH ETF | 922908736 |
| MET | Metlife | 250 | $9,000 | 0.0% | $31.31 | -7.5% | COM | 59156R108 |
| BA | Boeing | 50 | $9,000 | 0.0% | $110.65 | +38.9% | COM | 097023105 |
| — | Cara Therapeutics | 515 | $9,000 | 0.0% | $19.42 | — | COM | 140755109 |
| GM | General Motors | 351 | $9,000 | 0.0% | $25.81 | -9.1% | COM | 37045V100 |
| CPRT | Copart Inc | 100 | $8,000 | 0.0% | $19.41 | +3.4% | COM | 217204106 |
| — | Penn Virginia Corp | 850 | $8,000 | 0.0% | $9.41 | — | COM | 70788V102 |
| AWK | American Water Works Co | 60 | $8,000 | 0.0% | $115.44 | -3.1% | COM | 030420103 |
| UGI | U G I Corporation New | 223 | $7,000 | 0.0% | $49.97 | -39.3% | COM | 902681105 |
| SU | Suncor Energy Inc | 400 | $7,000 | 0.0% | $20.77 | -33.9% | COM | 867224107 |
| ENB | Enbridge Inc | 246 | $7,000 | 0.0% | $20.25 | +4.2% | COM | 29250N105 |
| DAL | Delta Air Lines Inc. | 250 | $7,000 | 0.0% | $48.02 | -48.5% | COM NEW | 247361702 |
| CTVA | Corteva Inc. | 266 | $7,000 | 0.0% | $25.02 | -2.7% | COM | 22052L104 |
| TSLX | Sixth Street Specialty Lending Inc. | 450 | $7,000 | 0.0% | $16.62 | 0.0% | COM | 83012A109 |
| QCLN | First Tr Nasdaq Clean Energy | 250 | $7,000 | 0.0% | $24.00 | — | NAS CLNEDG GREEN | 33733E500 |
| HAL | Halliburton | 500 | $6,000 | 0.0% | $9.78 | 0.0% | COM | 406216101 |
| — | Sirius Satellite Radio | 1,082 | $6,000 | 0.0% | $5.55 | — | COM | 82968B103 |
| GSBD | Goldman Sachs B D C Inc | 350 | $6,000 | 0.0% | $18.90 | -18.3% | SHS | 38147U107 |
| FNDX | Schwab Fund. US Large Co. | 151 | $6,000 | 0.0% | $33.11 | — | SCHWAB FDT US LG | 808524771 |
| VOD | Vodafone Group PLC ADR | 400 | $6,000 | 0.0% | $21.45 | — | SPONSORED ADR | 92857W308 |
| GDXJ | MV Junior Gold Miners ETF | 100 | $5,000 | 0.0% | $35.00 | — | JR GOLD MINERS E | 92189F791 |
| IONS | Ionis Pharmaceutical | 90 | $5,000 | 0.0% | $53.96 | +3.1% | COM | 462222100 |
| — | Soliton Inc | 700 | $5,000 | 0.0% | $7.14 | — | COM | 834251100 |
| — | Bristol-Myers Squibb Rts | 1,500 | $5,000 | 0.0% | $2.67 | — | RIGHT 99/99/9999 | 110122157 |
| ECC | Eagle Point Credit Co. | 750 | $5,000 | 0.0% | $6.67 | — | COM | 269808101 |
| FNDF | Schwab Fund. Intl. Large Cap | 227 | $5,000 | 0.0% | $31.01 | — | SCHWAB FDT INT LG | 808524755 |
| — | Qiagen N V | 119 | $5,000 | 0.0% | $33.61 | — | SHS NEW | N72482123 |
| GTX | Garrett Motion Inc | 702 | $4,000 | 0.0% | $16.87 | -71.1% | COM | 366505105 |
| BTE | Baytex Energy | 8,500 | $4,000 | 0.0% | $0.34 | 0.0% | COM | 07317Q105 |
| F | Ford Motor | 597 | $4,000 | 0.0% | $8.64 | -51.4% | COM | 345370860 |
| KIM | Kimco Realty | 300 | $4,000 | 0.0% | $11.63 | -24.2% | COM | 49446R109 |
| — | Velocityshares 3x Long Silver ETN | 60 | $4,000 | 0.0% | $66.67 | — | VELOCITY SHS ETN | 22542D290 |
| NFG | National Fuel Gas Co | 70 | $3,000 | 0.0% | $57.91 | -29.5% | COM | 636180101 |
| YUM | YUM Brands | 40 | $3,000 | 0.0% | $43.30 | +77.5% | COM | 988498101 |
| — | Royal Dutch Shell B ADR | 100 | $3,000 | 0.0% | $30.00 | — | SPON ADR B | 780259107 |
| — | HollyFrontier Corp | 96 | $3,000 | 0.0% | $20.83 | — | COM | 436106108 |
| RWT | Redwood Trust | 448 | $3,000 | 0.0% | $20.09 | — | COM | 758075402 |
| — | FireEye Inc | 250 | $3,000 | 0.0% | $44.04 | — | COM | 31816Q101 |
| RRC | Range Resources | 300 | $2,000 | 0.0% | $5.55 | 0.0% | COM | 75281A109 |
| YUMC | Yum China Holdings Inc | 40 | $2,000 | 0.0% | $26.68 | +76.8% | COM | 98850P109 |
| — | Western Asset Mortgage | 800 | $2,000 | 0.0% | $1.25 | — | COM | 95790D105 |
| ALC | Alcon Inc | 40 | $2,000 | 0.0% | $57.87 | -3.5% | ORD SHS | H01301128 |
| RIG | Transocean Ltd. | 950 | $2,000 | 0.0% | $5.16 | -69.9% | REG SHS | H8817H100 |
| TS | Tenaris S A | 150 | $2,000 | 0.0% | $6.67 | — | SPONSORED ADS | 88031M109 |
| — | VirnetX Holding Corp | 200 | $1,000 | 0.0% | — | — | COM | 92823T108 |
| BE | Bloom Energy Corp | 100 | $1,000 | 0.0% | $27.96 | -72.1% | COM CL A | 093712107 |
| RACE | Ferrari N V | 2 | $0 | 0.0% | $42.47 | +279.5% | COM | N3167Y103 |
| — | SITE Centers Corp. | 7 | $0 | 0.0% | — | — | COM | 82981J109 |
| — | Portola Pharmaceuticals | 1,000 | $0 | 0.0% | $26.00 | — | COM | 737010108 |
| UAA | Under Armour Inc Cl A | 2 | $0 | 0.0% | $14.47 | -34.4% | CL A | 904311107 |