Location: Berkeley, CA
CIK: 0001587192 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 12, 2020
Total Value: $197M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AAPL | Apple | 136,973 | $15.86M | 8.0% | $115.81 * | $79.84 | +32.7% | COM | 037833100 |
| VTIP | Vanguard Shrt Inf Prot | 248,601 | $12.68M | 6.4% | $51.02 | $49.16 | — | STRM INFPROIDX | 922020805 |
| FDX | FedEx | 43,685 | $10.99M | 5.6% | $251.53 * | $135.81 | +33.2% | COM | 31428X106 |
| GOOG | Alphabet Class C | 6,518 | $9.579M | 4.9% | $1469.62 * | $39.19 | +93.2% | CAP STK CL C | 02079K107 |
| CMCSA | Comcast | 188,684 | $8.729M | 4.4% | $46.26 * | $26.86 | +40.0% | CL A | 20030N101 |
| JNJ | Johnson & Johnson | 53,157 | $7.914M | 4.0% | $148.88 * | $69.41 | +83.0% | COM | 478160104 |
| MSFT | Microsoft | 36,713 | $7.722M | 3.9% | $210.33 * | $30.12 | +566.4% | COM | 594918104 |
| WY | Weyerhaeuser Co. | 255,915 | $7.299M | 3.7% | $28.52 * | $19.28 | +15.8% | COM NEW | 962166104 |
| DIS | Walt Disney | 57,339 | $7.115M | 3.6% | $124.09 | $101.04 | +20.9% | COM DISNEY | 254687106 |
| IBB | iShares Biotech Fund | 52,468 | $7.105M | 3.6% | $135.42 | $150.14 | — | NASDAQ BIOTECH | 464287556 |
| CVS | CVS Corp | 107,265 | $6.264M | 3.2% | $58.40 * | $52.02 | +0.7% | COM | 126650100 |
| SCHW | Charles Schwab Corp | 142,265 | $5.154M | 2.6% | $36.23 * | $36.93 | -12.3% | COM | 808513105 |
| — | ViacomCBS Inc. | 171,355 | $4.8M | 2.4% | $28.01 | $14.27 | — | CL B | 92556H206 |
| INTC | Intel | 91,421 | $4.734M | 2.4% | $51.78 * | $35.81 | +29.9% | COM | 458140100 |
| VTI | Vanguard Total Stock Mkt | 25,647 | $4.368M | 2.2% | $170.31 | $95.92 | — | TOTAL STK MKT | 922908769 |
| C | Citigroup | 99,870 | $4.305M | 2.2% | $43.11 * | $46.98 | -12.7% | COM NEW | 172967424 |
| COF | Capital One | 57,502 | $4.132M | 2.1% | $71.86 * | $65.87 | -7.4% | COM | 14040H105 |
| GDX | VanEck Vectors Gold Miners ETF | 98,800 | $3.869M | 2.0% | $39.16 | $20.02 | — | GOLD MINERS ETF | 92189F106 |
| VMBS | Vanguard Mortgage Backed Sec ETF | 71,037 | $3.855M | 2.0% | $54.27 | $54.25 | — | MORTG-BACK SEC | 92206C771 |
| GS | Goldman Sachs | 19,125 | $3.844M | 1.9% | $200.99 * | $188.03 | -4.8% | COM | 38141G104 |
| QCOM | Qualcomm | 31,065 | $3.656M | 1.9% | $117.69 * | $44.82 | +112.3% | COM | 747525103 |
| COST | Costco Wholesale | 8,990 | $3.191M | 1.6% | $354.95 * | $99.80 | +209.7% | COM | 22160K105 |
| AMAT | Applied Materials | 52,475 | $3.12M | 1.6% | $59.46 | $38.72 | +52.1% | COM | 038222105 |
| RIO | Rio Tinto ADR | 42,825 | $2.586M | 1.3% | $60.39 | $45.55 | — | SPONSORED ADR | 767204100 |
| BRK/B | Berkshire Hathaway B | 11,805 | $2.514M | 1.3% | $212.96 * | $123.89 | +65.1% | CL B NEW | 084670702 |
| DHI | D R Horton Co | 32,955 | $2.492M | 1.3% | $75.62 * | $47.89 | +35.1% | COM | 23331A109 |
| SCHH | Schwab REIT ETF | 68,715 | $2.43M | 1.2% | $35.36 | $35.36 | — | US REIT ETF | 808524847 |
| AMZN | Amazon.com | 769 | $2.421M | 1.2% | $3148.24 * | $30.43 | +418.1% | COM | 023135106 |
| MU | Micron Technology | 49,440 | $2.322M | 1.2% | $46.97 | $42.50 | +11.1% | COM | 595112103 |
| WFC | Wells Fargo & Co | 97,581 | $2.294M | 1.2% | $23.51 * | $35.70 | -38.9% | COM | 949746101 |
| JPM | JP Morgan | 22,025 | $2.12M | 1.1% | $96.25 * | $40.93 | +108.8% | COM | 46625H100 |
| ORCL | Oracle | 35,415 | $2.114M | 1.1% | $59.69 * | $33.72 | +56.4% | COM | 68389X105 |
| META | 7,815 | $2.047M | 1.0% | $261.93 * | $134.77 | +90.0% | CL A | 30303M102 | |
| SCHO | Schwab ST US Treasury | 35,972 | $1.853M | 0.9% | $51.51 | $49.85 | — | SHT TM US TRES | 808524862 |
| CL | Colgate Palmolive Co. | 16,800 | $1.296M | 0.7% | $77.14 * | $51.11 | +31.7% | COM | 194162103 |
| V | Visa Inc Cl A | 6,186 | $1.237M | 0.6% | $199.97 * | $122.98 | +56.3% | COM CL A | 92826C839 |
| BAC | Bank of America | 51,061 | $1.23M | 0.6% | $24.09 * | $20.85 | +4.6% | COM | 060505104 |
| HON | Honeywell International | 6,800 | $1.119M | 0.6% | $164.56 * | $64.03 | +108.1% | COM | 438516106 |
| KO | Coca Cola | 18,300 | $903K | 0.5% | $49.34 * | $27.93 | +46.1% | COM | 191216100 |
| GOOGL | Alphabet Inc Class A | 577 | $846K | 0.4% | $1466.20 * | $40.00 | +89.0% | CAP STK CL A | 02079K305 |
| XOM | Exxon | 19,050 | $654K | 0.3% | $34.33 * | $56.28 | -42.6% | COM | 30231G102 |
| SBUX | Starbucks | 6,600 | $567K | 0.3% | $85.91 * | $37.60 | +88.3% | COM | 855244109 |
| VTEB | Vanguard Muni Bnd ETF | 10,250 | $558K | 0.3% | $54.44 | $51.55 | — | TAX EXEMPT BD | 922907746 |
| — | LibertySirius | 14,650 | $485K | 0.2% | $33.11 | $32.93 | — | COM C SIRIUSXM | 531229607 |
| VCSH | Vanguard ST Corporate Bond ETF | 5,387 | $446K | 0.2% | $82.79 | $79.57 | — | SHRT TRM CORP BD | 92206C409 |
| SLB | Schlumberger | 26,373 | $410K | 0.2% | $15.55 * | $37.86 | -56.3% | COM | 806857108 |
| WTRG | Essential Utils Inc. | 10,000 | $403K | 0.2% | $40.30 * | $47.18 | -9.0% | COM | 29670G102 |
| UNP | Union Pacific | 1,800 | $354K | 0.2% | $196.67 * | $108.21 | +52.4% | COM | 907818108 |
| CVX | Chevron | 4,869 | $351K | 0.2% | $72.09 * | $72.50 | -8.3% | COM | 166764100 |
| XBI | SPDR S&P Biotech ETF | 3,005 | $335K | 0.2% | $111.48 | $89.55 | — | S&P BIOTECH | 78464A870 |
| DSI | iShares KLD 400 Social Index | 2,496 | $319K | 0.2% | $127.80 | $82.07 | — | MSCI KLD400 SOC | 464288570 |
| — | Twitter Inc | 7,150 | $318K | 0.2% | $44.48 | $31.08 | — | COM | 90184L102 |
| GLD | Streetracks Gold TRUST | 1,630 | $289K | 0.1% | $177.30 | $126.44 | — | GOLD SHS | 78463V107 |
| HRL | Hormel Foods Corp | 5,600 | $274K | 0.1% | $48.93 * | $25.61 | +68.2% | COM | 440452100 |
| BKNG | Booking Holdings Inc | 137 | $234K | 0.1% | $1708.03 | $1933.58 | -10.6% | COM | 09857L108 |
| PFE | Pfizer | 6,274 | $230K | 0.1% | $36.66 * | $18.08 | +50.0% | COM | 717081103 |
| DE | Deere & Co | 1,000 | $222K | 0.1% | $222.00 * | $70.09 | +156.5% | COM | 244199105 |
| GILD | Gilead Sciences | 3,350 | $212K | 0.1% | $63.28 * | $62.91 | -10.8% | COM | 375558103 |
| AMT | Amern Tower Corp Class A | 850 | $205K | 0.1% | $241.18 * | $112.31 | +93.0% | COM | 03027X100 |
| PEP | Pepsico | 1,400 | $194K | 0.1% | $138.57 * | $77.08 | +49.4% | COM | 713448108 |
| UBER | Uber Technologies Inc | 5,300 | $193K | 0.1% | $36.42 * | $32.75 | +0.8% | COM | 90353T100 |
| VYM | Vanguard High Dividend Yield ETF | 2,340 | $189K | 0.1% | $80.77 | $79.29 | — | HIGH DIV YLD | 921946406 |
| BMY | Bristol-Myers | 3,004 | $181K | 0.1% | $60.25 * | $40.35 | +20.4% | COM | 110122108 |
| T | AT&T Inc. | 6,337 | $181K | 0.1% | $28.56 * | $13.23 | +17.6% | COM | 00206R102 |
| UBS | UBS AG | 15,500 | $173K | 0.1% | $11.16 * | $11.27 | +6.4% | SHS | H42097107 |
| LYFT | Lyft Inc | 6,250 | $172K | 0.1% | $27.52 * | $39.20 | -24.2% | CL A COM | 55087P104 |
| — | General Electric | 27,274 | $170K | 0.1% | $6.23 | $24.20 | — | COM | 369604103 |
| SCHZ | Schwab US Aggregate Bond | 3,016 | $169K | 0.1% | $56.03 | $52.06 | — | US AGGREGATE B | 808524839 |
| XLE | Energy Select SPDR | 5,650 | $169K | 0.1% | $29.91 | $29.91 | — | ENERY | 81369Y506 |
| CSCO | Cisco Systems | 4,263 | $168K | 0.1% | $39.41 * | $16.61 | +123.2% | COM | 17275R102 |
| VCIT | Vanguard Corp Bond ETF | 1,754 | $168K | 0.1% | $95.78 | $82.80 | — | INT-TERM CORP | 92206C870 |
| VZ | Verizon Communications | 2,810 | $167K | 0.1% | $59.43 * | $28.44 | +49.7% | COM | 92343V104 |
| MMM | 3M Company | 1,000 | $160K | 0.1% | $160.00 * | $93.71 | +17.8% | COM | 88579Y101 |
| — | BlackRock Inc. | 275 | $155K | 0.1% | $563.64 | $448.28 | — | COM | 09247X101 |
| VGSH | Vanguard Short Term | 2,500 | $155K | 0.1% | $62.00 | $60.15 | — | SHORT TERM TREAS | 92206C102 |
| CRM | Salesforce.com | 600 | $151K | 0.1% | $251.67 * | $90.89 | +138.0% | COM | 79466L302 |
| AXP | American Express Co. | 1,500 | $150K | 0.1% | $100.00 * | $71.33 | +28.8% | COM | 025816109 |
| PYPL | Paypal Holdings Inco | 700 | $138K | 0.1% | $197.14 * | $55.78 | +236.8% | COM | 70450Y103 |
| LQD | iShares Investment Grade Bond ETF | 1,000 | $135K | 0.1% | $135.00 | $119.97 | — | IBOXX INV CP ETF | 464287242 |
| WMT | Wal-Mart | 900 | $126K | 0.1% | $140.00 * | $20.29 | +103.6% | COM | 931142103 |
| TRV | Travelers Group Inc | 1,150 | $124K | 0.1% | $107.83 * | $76.12 | +34.6% | COM | 89417E109 |
| ADBE | Adobe | 250 | $123K | 0.1% | $492.00 * | $149.24 | +211.7% | COM | 00724F101 |
| — | Lam Research Corp | 365 | $121K | 0.1% | $331.51 | $186.30 | — | COM | 512807108 |
| — | iShares Gold TRUST | 6,692 | $120K | 0.1% | $17.93 | $13.74 | — | ISHARES | 464285105 |
| BDX | Becton Dickinson | 500 | $116K | 0.1% | $232.00 * | $86.50 | +160.5% | COM | 075887109 |
| MRK | Merck | 1,400 | $116K | 0.1% | $82.86 * | $39.89 | +65.3% | COM | 58933Y105 |
| AEP | American Electric Pwr Co Inc | 1,411 | $115K | 0.1% | $81.50 * | $47.09 | +44.0% | COM | 025537101 |
| FBIN | Fortune Brands Hm & Sec | 1,280 | $111K | 0.1% | $86.72 * | $33.00 | +86.8% | COM | 34964C106 |
| AVGO | Broadcom Ltd | 300 | $109K | 0.1% | $363.33 * | $18.33 | +61.7% | COM | 11135F101 |
| DHR | Danaher Corp | 485 | $104K | 0.1% | $214.43 * | $71.08 | +144.4% | COM | 235851102 |
| PG | Procter & Gamble | 750 | $104K | 0.1% | $138.67 * | $63.80 | +82.3% | COM | 742718109 |
| IWB | iShares Russell 1000 ETF | 550 | $103K | 0.1% | $187.27 | $126.42 | — | RUS 1000 ETF | 464287622 |
| AMGN | Amgen | 400 | $102K | 0.1% | $255.00 * | $101.29 | +106.9% | COM | 031162100 |
| IBM | IBM | 840 | $102K | 0.1% | $121.43 * | $102.40 | -8.3% | COM | 459200101 |
| MA | Mastercard Inc | 300 | $101K | 0.1% | $336.67 * | $76.31 | +313.7% | CL A | 57636Q104 |
| NYT | New York Times Class A | 2,005 | $86,000 | 0.0% | $42.89 * | $17.93 | +131.6% | CL A | 650111107 |
| HD | Home Depot | 300 | $83,000 | 0.0% | $276.67 * | $70.46 | +237.3% | COM | 437076102 |
| TFI | Spdr Nuveen Barclays Mun | 1,536 | $80,000 | 0.0% | $52.08 | $50.78 | — | NUVEEN BRC MUNIC | 78468R721 |
| EXEL | Exelixis Inc | 3,200 | $78,000 | 0.0% | $24.38 * | $17.83 | +30.9% | COM | 30161Q104 |
| ED | Consolidated Edison | 971 | $76,000 | 0.0% | $78.27 * | $59.31 | +2.5% | COM | 209115104 |
| AFL | Aflac Inc. | 2,000 | $73,000 | 0.0% | $36.50 * | $30.70 | +4.5% | COM | 001055102 |
| SHM | SPDR Nuv Blmbrg ST Nat Muni | 1,348 | $67,000 | 0.0% | $49.70 | $48.47 | — | NUVEEN BLMBRG SR | 78468R739 |
| EEM | Ishares MSCI EM ETF | 1,500 | $66,000 | 0.0% | $44.00 | $44.86 | — | MSCI EMG MKT ETF | 464287234 |
| TSLA | Tesla Motors Inc | 155 | $66,000 | 0.0% | $425.81 * | $97.95 | +20.5% | COM | 88160R101 |
| EMR | Emerson Electric | 1,000 | $66,000 | 0.0% | $66.00 * | $54.19 | +8.5% | COM | 291011104 |
| WOOD | iShares Global Timber | 1,000 | $65,000 | 0.0% | $65.00 | $57.13 | — | GL TIMB FORE ETF | 464288174 |
| — | Cloudera | 5,650 | $62,000 | 0.0% | $10.97 | $14.93 | — | COM | 18914U100 |
| KHC | Kraft Heinz Company | 2,000 | $60,000 | 0.0% | $30.00 * | $20.68 | +25.1% | COM | 500754106 |
| BAX | Baxter International Inc | 750 | $60,000 | 0.0% | $80.00 * | $29.26 | +157.0% | COM | 071813109 |
| LMT | Lockheed Martin | 150 | $57,000 | 0.0% | $380.00 * | $137.24 | +139.8% | COM | 539830109 |
| — | Durect Corp | 31,000 | $53,000 | 0.0% | $1.71 | $1.04 | — | COM | 266605104 |
| — | Cerner Corp. | 729 | $53,000 | 0.0% | $72.70 | $57.32 | — | COM | 156782104 |
| SHY | iShares Treasury Barclays Bond ETF | 600 | $52,000 | 0.0% | $86.67 | $84.51 | — | 1 3 YR TREAS BD | 464287457 |
| BABA | Alibaba Group Hldg Adr | 175 | $51,000 | 0.0% | $291.43 | $291.43 | — | SPONSORED ADS | 01609W102 |
| NFLX | Netflix Inc | 100 | $50,000 | 0.0% | $500.00 * | $31.29 | +59.1% | COM | 64110L106 |
| STZ | Constellation Brands | 250 | $47,000 | 0.0% | $188.00 * | $173.61 | -3.8% | CL A | 21036P108 |
| — | Penn Virginia Corp | 4,750 | $47,000 | 0.0% | $9.89 | $9.81 | — | COM | 70788V102 |
| SPY | SPDR S&P 500 ETF | 140 | $47,000 | 0.0% | $335.71 | $257.14 | — | TR UNIT | 78462F103 |
| BIL | SPDR Bloomberg Barclays | 500 | $46,000 | 0.0% | $92.00 | $91.18 | — | SPDR BLOOMBERG | 78468R663 |
| SCHG | Schwab US Large Cap | 400 | $46,000 | 0.0% | $115.00 | $55.56 | — | US LCAP GR ETF | 808524300 |
| VONG | Vanguard Russell 1000 Growth | 200 | $45,000 | 0.0% | $225.00 | $153.33 | — | VNG RUS1000GRW | 92206C680 |
| MCD | McDonald Corp. | 200 | $44,000 | 0.0% | $220.00 * | $79.64 | +127.8% | COM | 580135101 |
| GIS | General Mills Inc | 700 | $43,000 | 0.0% | $61.43 * | $32.89 | +58.5% | COM | 370334104 |
| QQQ | Invesco QQQ Trust- Nasdaq 100 ETF | 150 | $42,000 | 0.0% | $280.00 | $184.00 | — | UNI SER 1 | 46090E103 |
| PRF | Invesco FTSE RAFI US 1000 | 367 | $42,000 | 0.0% | $114.44 | $119.89 | — | FTSE RAFI 1000 | 46137V613 |
| IP | International Paper | 1,000 | $41,000 | 0.0% | $41.00 * | $32.66 | -14.4% | COM | 460146103 |
| USB | U S Bancorp | 1,102 | $40,000 | 0.0% | $36.30 * | $31.36 | -7.7% | COM NEW | 902973304 |
| TJX | TJX Companies Inc. | 700 | $39,000 | 0.0% | $55.71 * | $38.92 | +28.6% | COM | 872540109 |
| CLX | Clorox | 175 | $37,000 | 0.0% | $211.43 * | $63.81 | +196.1% | COM | 189054109 |
| SCHA | Schwab US Small Cap ETF | 508 | $35,000 | 0.0% | $68.90 | $61.81 | — | US SML CAP ETF | 808524607 |
| FTV | Fortive Corporation | 400 | $30,000 | 0.0% | $75.00 * | $40.21 | +10.9% | COM | 34959J108 |
| VGZ | Vista Gold Corp | 27,400 | $30,000 | 0.0% | $1.09 | $0.95 | +19.7% | COM NEW | 927926303 |
| EOG | Eog Resources Inc. | 800 | $29,000 | 0.0% | $36.25 * | $41.04 | -15.1% | COM | 26875P101 |
| ROST | Ross Stores Inc | 300 | $28,000 | 0.0% | $93.33 * | $41.56 | +104.2% | COM | 778296103 |
| BKR | Baker Hughes GE | 2,000 | $27,000 | 0.0% | $13.50 | $15.41 | -14.0% | CL A | 05722G100 |
| — | Intra-Cellular Therapies | 1,000 | $26,000 | 0.0% | $26.00 | $18.00 | — | COM | 46116X101 |
| SCHV | Schwab US Large Cap | 500 | $26,000 | 0.0% | $52.00 | $47.88 | — | US LCAP VA ETF | 808524409 |
| GDXJ | MV Junior Gold Miners ETF | 475 | $26,000 | 0.0% | $54.74 | $50.58 | — | JR GOLD MINERS E | 92189F791 |
| OMC | Omnicom Group Inc | 500 | $25,000 | 0.0% | $50.00 * | $44.01 | 0.0% | COM | 681919106 |
| EIX | Edison International | 500 | $25,000 | 0.0% | $50.00 * | $40.28 | +3.6% | COM | 281020107 |
| — | Walgreens Boots Allianc | 700 | $25,000 | 0.0% | $35.71 | $76.25 | — | COM | 931427108 |
| ABBV | AbbVie Inc. | 282 | $25,000 | 0.0% | $88.65 * | $53.31 | +43.1% | COM | 00287Y109 |
| CNX | C N X Resources Corporat | 2,700 | $25,000 | 0.0% | $9.26 * | $7.82 | +30.4% | COM | 12653C108 |
| AM | Antero Midstream Corp | 4,400 | $24,000 | 0.0% | $5.45 * | $3.81 | 0.0% | COM | 03676B102 |
| VO | Vanguard Mid Cap Blend ETF | 139 | $24,000 | 0.0% | $172.66 | $132.35 | — | MID CAP ETF | 922908629 |
| — | Concho Resources Inc | 500 | $22,000 | 0.0% | $44.00 | $61.16 | — | COM | 20605P101 |
| CNQ | Canadian Natural Res | 1,400 | $22,000 | 0.0% | $15.71 * | $6.98 | 0.0% | COM | 136385101 |
| SHV | iShares Short Treasury | 200 | $22,000 | 0.0% | $110.00 | $110.44 | — | SHORT TREAS BD | 464288679 |
| AVB | Avalonbay Communities | 150 | $22,000 | 0.0% | $146.67 * | $161.66 | -21.6% | COM | 053484101 |
| SCHB | Schwab US Brd Mkt Etf | 261 | $21,000 | 0.0% | $80.46 | $80.46 | — | US BRD MKT ETF | 808524102 |
| ISRG | Intuitive Surgical New | 30 | $21,000 | 0.0% | $700.00 * | $119.75 | +87.5% | COM NEW | 46120E602 |
| EXAS | Exact Sciences Corporati | 210 | $21,000 | 0.0% | $100.00 * | $113.94 | -24.2% | COM | 30063P105 |
| — | Parsley Energy | 2,000 | $19,000 | 0.0% | $9.50 | $5.67 | — | CL A | 701877102 |
| ENB | Enbridge Inc | 646 | $19,000 | 0.0% | $29.41 * | $21.33 | +3.1% | COM | 29250N105 |
| SCHM | Schwab U.S. Mid Cap ETF | 350 | $19,000 | 0.0% | $54.29 | $44.65 | — | US MID-CAP ETF | 808524508 |
| XLK | Sector SPDR Tech Select ETF | 150 | $18,000 | 0.0% | $120.00 | $78.57 | — | TECHNOLOGY | 81369Y803 |
| — | CBRE Real Estate Income Fund | 3,000 | $18,000 | 0.0% | $6.00 | $7.93 | — | COM | 12504G100 |
| UAL | United Contl Hldgs Inc | 530 | $18,000 | 0.0% | $33.96 | $66.12 | -47.7% | COM | 910047109 |
| ETSY | Etsy Inc | 150 | $18,000 | 0.0% | $120.00 * | $19.22 | +508.9% | COM | 29786A106 |
| — | Nuveen Insured Calif Tax | 1,200 | $18,000 | 0.0% | $15.00 | $17.13 | — | COM | 670651108 |
| NVS | Novartis A G Spon Adr | 200 | $17,000 | 0.0% | $85.00 | $88.25 | — | SPONSORED ADR | 66987V109 |
| EMN | Eastman Chemical Co. | 200 | $16,000 | 0.0% | $80.00 * | $55.62 | +12.3% | COM | 277432100 |
| XYZ | Square Inc | 100 | $16,000 | 0.0% | $160.00 * | $70.61 | +99.9% | CL A | 852234103 |
| IQV | Iqvia Holdings Inc | 100 | $16,000 | 0.0% | $160.00 * | $101.80 | +53.9% | COM | 46266C105 |
| LUV | Southwest Airlines Co | 400 | $15,000 | 0.0% | $37.50 * | $33.13 | -0.2% | COM | 844741108 |
| ARCC | Ares Capital Corp | 1,100 | $15,000 | 0.0% | $13.64 * | $7.36 | +16.2% | COM | 04010L103 |
| SCHE | Schwab Emerging Markets Equity ETF | 564 | $15,000 | 0.0% | $26.60 | $26.60 | — | EMRG MKTEQ ETF | 808524706 |
| BSV | Vanguard Bond Index Fund | 164 | $14,000 | 0.0% | $85.37 | $81.20 | — | SHORT TRM BOND | 921937827 |
| HAL | Halliburton | 1,100 | $13,000 | 0.0% | $11.82 * | $11.63 | +13.3% | COM | 406216101 |
| SCHF | Schwab International Equity ETF | 425 | $13,000 | 0.0% | $30.59 | $30.59 | — | INTL EQTY ETF | 808524805 |
| — | Inovio Pharma | 1,000 | $12,000 | 0.0% | $12.00 | $9.00 | — | COM NEW | 45773H201 |
| VGT | Vanguard Information | 40 | $12,000 | 0.0% | $300.00 | $200.00 | — | INF TECH ETF | 92204A702 |
| CORT | Corcept Therapeutics Inc | 700 | $12,000 | 0.0% | $17.14 * | $2.02 | +688.3% | COM | 218352102 |
| REZI | Resideo Technologies Inc | 1,102 | $12,000 | 0.0% | $10.89 * | $21.34 | -40.6% | COM | 76118Y104 |
| CPRT | Copart Inc | 100 | $11,000 | 0.0% | $110.00 * | $19.41 | +24.8% | COM | 217204106 |
| QCLN | First Tr Nasdaq Clean Energy | 250 | $11,000 | 0.0% | $44.00 | $24.00 | — | NAS CLNEDG GREEN | 33733E500 |
| VUG | Vanguard Growth ETF | 45 | $10,000 | 0.0% | $222.22 | $133.33 | — | GROWTH ETF | 922908736 |
| AWK | American Water Works Co | 60 | $9,000 | 0.0% | $150.00 * | $115.44 | +10.7% | COM | 030420103 |
| BA | Boeing | 50 | $8,000 | 0.0% | $160.00 * | $110.65 | +54.0% | COM | 097023105 |
| TSLX | Sixth Street Specialty Lending Inc. | 450 | $8,000 | 0.0% | $17.78 * | $16.62 | +3.1% | COM | 83012A109 |
| CTVA | Corteva Inc. | 266 | $8,000 | 0.0% | $30.08 * | $25.02 | +5.9% | COM | 22052L104 |
| DAL | Delta Air Lines Inc. | 250 | $8,000 | 0.0% | $32.00 * | $48.02 | -41.6% | COM NEW | 247361702 |
| UGI | U G I Corporation New | 223 | $7,000 | 0.0% | $31.39 * | $49.97 | -33.6% | COM | 902681105 |
| — | Cara Therapeutics | 515 | $7,000 | 0.0% | $13.59 | $19.42 | — | COM | 140755109 |
| FNDX | Schwab Fund. US Large Co. | 151 | $6,000 | 0.0% | $39.74 | $33.11 | — | SCHWAB FDT US LG | 808524771 |
| — | Sirius Satellite Radio | 1,082 | $6,000 | 0.0% | $5.55 | $5.55 | — | COM | 82968B103 |
| DVN | Devon Energy | 650 | $6,000 | 0.0% | $9.23 * | $23.43 | -66.3% | COM | 25179M103 |
| RRC | Range Resources | 900 | $6,000 | 0.0% | $6.67 * | $6.68 | +8.5% | COM | 75281A109 |
| FNDF | Schwab Fund. Intl. Large Cap | 227 | $6,000 | 0.0% | $26.43 | $31.01 | — | SCHWAB FDT INT LG | 808524755 |
| ECC | Eagle Point Credit Co. | 750 | $6,000 | 0.0% | $8.00 | $6.67 | — | COM | 269808101 |
| — | PDC Energy Inc | 400 | $5,000 | 0.0% | $12.50 | $12.50 | — | COM | 69327R101 |
| — | Soliton Inc | 700 | $5,000 | 0.0% | $7.14 | $7.14 | — | COM | 834251100 |
| GSBD | Goldman Sachs B D C Inc | 350 | $5,000 | 0.0% | $14.29 * | $18.90 | -17.2% | SHS | 38147U107 |
| BTE | Baytex Energy | 14,000 | $5,000 | 0.0% | $0.36 * | $0.39 | +18.6% | COM | 07317Q105 |
| AMPY | Amplify Energy | 6,000 | $5,000 | 0.0% | $0.83 * | $1.15 | 0.0% | COM | 03212B103 |
| SU | Suncor Energy Inc | 400 | $5,000 | 0.0% | $12.50 | $20.77 | -39.0% | COM | 867224107 |
| VOD | Vodafone Group PLC ADR | 400 | $5,000 | 0.0% | $12.50 | $21.45 | — | SPONSORED ADR | 92857W308 |
| — | WPX Energy Inc. | 800 | $4,000 | 0.0% | $5.00 | $5.00 | — | COM | 98212B103 |
| YUM | YUM! Brands | 40 | $4,000 | 0.0% | $100.00 * | $43.30 | +92.5% | COM | 988498101 |
| — | Turquoise Hill Resourc | 5,000 | $4,000 | 0.0% | $0.80 | $0.80 | — | COM | 900435108 |
| IONS | Ionis Pharmaceutical | 90 | $4,000 | 0.0% | $44.44 * | $53.96 | +2.9% | COM | 462222100 |
| GM | General Motors | 151 | $4,000 | 0.0% | $26.49 * | $25.80 | +5.1% | COM | 37045V100 |
| F | Ford Motor | 597 | $4,000 | 0.0% | $6.70 * | $8.64 | -40.5% | COM | 345370860 |
| — | FireEye Inc | 250 | $3,000 | 0.0% | $12.00 | $44.04 | — | COM | 31816Q101 |
| — | Bristol-Myers Squibb Rts | 1,500 | $3,000 | 0.0% | $2.00 | $2.67 | — | RIGHT 99/99/9999 | 110122157 |
| NFG | National Fuel Gas Co | 70 | $3,000 | 0.0% | $42.86 | $57.91 | -26.5% | COM | 636180101 |
| KIM | Kimco Realty | 300 | $3,000 | 0.0% | $10.00 * | $11.63 | -19.4% | COM | 49446R109 |
| RWT | Redwood Trust | 448 | $3,000 | 0.0% | $6.70 | $20.09 | — | COM | 758075402 |
| PBI | Pitney Bowes Inc | 600 | $3,000 | 0.0% | $5.00 * | $21.51 | -78.5% | COM | 724479100 |
| EQT | EQT Corp. | 200 | $3,000 | 0.0% | $15.00 * | $13.78 | 0.0% | COM | 26884L109 |
| — | Royal Dutch Shell B ADR | 100 | $2,000 | 0.0% | $20.00 | $30.00 | — | SPON ADR B | 780259107 |
| YUMC | Yum China Holdings Inc | 40 | $2,000 | 0.0% | $50.00 * | $26.68 | +98.3% | COM | 98850P109 |
| — | Western Asset Mortgage | 800 | $2,000 | 0.0% | $2.50 | $1.25 | — | COM | 95790D105 |
| BE | Bloom Energy Corp | 100 | $2,000 | 0.0% | $20.00 * | $27.96 | -46.6% | COM CL A | 093712107 |
| ALC | Alcon Inc | 40 | $2,000 | 0.0% | $50.00 * | $57.87 | +0.2% | ORD SHS | H01301128 |
| CCJ | Cameco Corp. | 200 | $2,000 | 0.0% | $10.00 * | $10.63 | 0.0% | COM | 13321L108 |
| CVE | Cenovus Energy | 600 | $2,000 | 0.0% | $3.33 * | $8.31 | -50.1% | COM | 15135U109 |
| — | HollyFrontier Corp | 96 | $2,000 | 0.0% | $20.83 | $20.83 | — | COM | 436106108 |
| RIG | Transocean Ltd. | 1,500 | $1,000 | 0.0% | $0.67 * | $3.87 | -57.7% | REG SHS | H8817H100 |
| TS | Tenaris S A | 150 | $1,000 | 0.0% | $6.67 | $6.67 | — | SPONSORED ADS | 88031M109 |
| — | Trine Acquisition Corp | 50 | $1,000 | 0.0% | $20.00 | $20.00 | — | COM CL A | 89628U108 |
| HUBS | Hubspot Inc | 4 | $1,000 | 0.0% | $250.00 * | $262.12 | 0.0% | COM | 443573100 |
| NOW | Service Now Inc | 3 | $1,000 | 0.0% | $333.33 * | $89.31 | 0.0% | COM | 81762P102 |
| — | VirnetX Holding Corp | 200 | $1,000 | 0.0% | $5.00 | — | — | COM | 92823T108 |
| UAA | Under Armour Inc Cl A | 2 | $0 | 0.0% | $0.00 | $14.47 | -27.2% | CL A | 904311107 |
| WVE | Wave Life Sciences Pte | 30 | $0 | 0.0% | $0.00 | $10.96 | 0.0% | SHS | Y95308105 |
| — | SITE Centers Corp. | 7 | $0 | 0.0% | $0.00 | — | — | COM | 82981J109 |
| RACE | Ferrari N V | 2 | $0 | 0.0% | $0.00 | $42.47 | +338.0% | COM | N3167Y103 |