Empirical Asset Management, LLC Diversified Active

CIK: 0001926596 · Show all filings

Period: Q4 2021 (Next →)

Filing Date: May 6, 2022

Total Value ($000): $103,608 (100.0% shares, 0.0% debt)

Holdings (150)

SPY SPDR S&P 500 ETF 6.2%
Value ($000) $6,414 Shares 13,503 Est. Cost $475.01 Unrealized
SGOL ABRDN PHYSICAL GOLD SHARES ETF 3.5%
Value ($000) $3,637 Shares 207,137 Est. Cost $17.56 Unrealized
SHY ISHARES 1-3 YR TREASURY BOND ETF 3.3%
Value ($000) $3,458 Shares 40,426 Est. Cost $85.54 Unrealized
HYZD WISDOMTREE BOFA MERRILL LYNCH HIGH YIELD BOND ZERO DURATION FUND 2.1%
Value ($000) $2,209 Shares 99,184 Est. Cost $22.27 Unrealized
LGLV SPDR SSGA US LARGE CAP LOW VOLATILITY INDEX ETF 1.7%
Value ($000) $1,755 Shares 11,650 Est. Cost $150.64 Unrealized
GSLC GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF 1.7%
Value ($000) $1,729 Shares 18,171 Est. Cost $95.15 Unrealized
SCHR SCHWAB INTERMEDIATE-TERM U.S. TREASURY ETF 1.6%
Value ($000) $1,672 Shares 29,775 Est. Cost $56.15 Unrealized
TIPZ PIMCO BROAD U.S. TIPS INDEX EXCHANGE-TRADED FUND 1.6%
Value ($000) $1,626 Shares 24,625 Est. Cost $66.03 Unrealized
MSFT MICROSOFT 1.6%
Value ($000) $1,618 Shares 4,812 Est. Cost $313.41 Unrealized 0.0%
DBEM DBX ETF TR MSCI EMERGING MKTS CURRENCY HEDGED EQUITY FD 1.5%
Value ($000) $1,594 Shares 60,175 Est. Cost $26.49 Unrealized
FDLO FIDELITY LOW VOLATILITY FACTOR ETF 1.5%
Value ($000) $1,582 Shares 30,241 Est. Cost $52.31 Unrealized
TDTT FLEXSHARES TR IBOXX 3 YR TARGET DURATION TIPS INDEX FD 1.5%
Value ($000) $1,512 Shares 57,481 Est. Cost $26.30 Unrealized
WTMF WISDOMTREE MANAGED FUTURES STRATEGY FUND 1.5%
Value ($000) $1,508 Shares 42,561 Est. Cost $35.43 Unrealized
QEFA SPDR MSCI EAFE STRATEGICFACTORS ETF 1.4%
Value ($000) $1,487 Shares 19,379 Est. Cost $76.73 Unrealized
IVE ISHARES S&P 500 VALUE ETF 1.4%
Value ($000) $1,471 Shares 9,393 Est. Cost $156.61 Unrealized
CZA INVESCO ZACKS MID-CAP ETF 1.4%
Value ($000) $1,428 Shares 14,859 Est. Cost $96.10 Unrealized
JHMM JOHN HANCOCK MULTIFACTOR MID CAP ETF 1.4%
Value ($000) $1,421 Shares 25,568 Est. Cost $55.58 Unrealized
IMCB ISHARES MORNINGSTAR MID-CAP ETF 1.2%
Value ($000) $1,280 Shares 18,004 Est. Cost $71.10 Unrealized
QQQ INVESCO QQQ TRUST 1.2%
Value ($000) $1,214 Shares 3,052 Est. Cost $397.77 Unrealized
O'SHARES U.S. SMALL-CAP QUALITY DIVIDEND ETF 1.1%
Value ($000) $1,104 Shares 29,701 Est. Cost $37.17 Unrealized
JHSC JOHN HANCOCK MULTIFACTOR SMALL CAP ETF 1.1%
Value ($000) $1,093 Shares 30,149 Est. Cost $36.25 Unrealized
SMMV ISHARES MSCI USA SMALL-CAP MIN VOL FACTOR ETF 1.0%
Value ($000) $1,084 Shares 27,735 Est. Cost $39.08 Unrealized
ADP AUTOMATIC DATA PROCESSING INC COM 1.0%
Value ($000) $1,058 Shares 4,290 Est. Cost $207.28 Unrealized 0.0%
IHDG WISDOMTREE INTERNATIONAL HEDGED QUALITY DIVIDEND GROWTH FUND 1.0%
Value ($000) $1,034 Shares 22,597 Est. Cost $45.76 Unrealized
QAI IQ HEDGE MULTI-STRATEGY TRACKER ETF 1.0%
Value ($000) $1,013 Shares 31,877 Est. Cost $31.78 Unrealized
TPL TEXAS PACIFIC LAND CORPORATION COM 1.0%
Value ($000) $1,012 Shares 810 Est. Cost $132.05 Unrealized 0.0%
XLRE REAL ESTATE SELECT SECTOR SPDR FUND 1.0%
Value ($000) $1,008 Shares 19,453 Est. Cost $51.82 Unrealized
IQDG WISDOMTREE INTERNATIONAL QUALITY DIVIDEND GROWTH FUND 1.0%
Value ($000) $997 Shares 24,994 Est. Cost $39.89 Unrealized
AAPL APPLE INC 0.9%
Value ($000) $981 Shares 5,525 Est. Cost $154.71 Unrealized 0.0%
IQ ARB GLOBAL RESOURCES ETF 0.9%
Value ($000) $971 Shares 31,755 Est. Cost $30.58 Unrealized
CVS CVS HEALTH CORP COM 0.9%
Value ($000) $969 Shares 9,389 Est. Cost $80.49 Unrealized 0.0%
GLD SPDR GOLD ETF 0.9%
Value ($000) $924 Shares 5,402 Est. Cost $171.05 Unrealized
GCC WISDOMTREE ENHANCED COMMODITY STRATEGY FUND 0.9%
Value ($000) $919 Shares 44,149 Est. Cost $20.82 Unrealized
BWX SPDR BARCLAYS CAPITAL INTL TREASURY BOND ETF 0.8%
Value ($000) $823 Shares 29,116 Est. Cost $28.27 Unrealized
KEYS KEYSIGHT TECHNOLOGIES INC COM 0.8%
Value ($000) $783 Shares 3,792 Est. Cost $187.06 Unrealized 0.0%
FXZ FIRST TRUST MATERIALS ALPHADEX (ETF) 0.7%
Value ($000) $775 Shares 12,473 Est. Cost $62.13 Unrealized
CSCO CISCO SYS INC 0.7%
Value ($000) $772 Shares 12,190 Est. Cost $50.47 Unrealized 0.0%
WIP SPDR INTERNATIONAL GOVERNMENT TIPS ETF 0.7%
Value ($000) $763 Shares 14,180 Est. Cost $53.81 Unrealized
LOW LOWES COS INC COM 0.7%
Value ($000) $751 Shares 2,906 Est. Cost $219.81 Unrealized 0.0%
AWK AMERICAN WTR WKS CO INC NEW COM 0.7%
Value ($000) $747 Shares 3,954 Est. Cost $160.41 Unrealized 0.0%
WAT WATERS CP 0.7%
Value ($000) $740 Shares 1,985 Est. Cost $349.78 Unrealized 0.0%
NJR NEW JERSEY RES CORP COM 0.7%
Value ($000) $740 Shares 18,016 Est. Cost $33.14 Unrealized 0.0%
GEM GOLDMAN SACHS ACTIVEBETA EMERGING MARKETS EQUITY ETF 0.7%
Value ($000) $737 Shares 19,902 Est. Cost $37.03 Unrealized
FEMS FIRST TRUST EMERGING MARKETS SMALL CAP ALPHADEX FUND 0.7%
Value ($000) $729 Shares 18,129 Est. Cost $40.21 Unrealized
EFA ISHARES MSCI EAFE ETF 0.7%
Value ($000) $715 Shares 9,091 Est. Cost $78.65 Unrealized
RHTX RH TACTICAL OUTLOOK ETF 0.7%
Value ($000) $694 Shares 43,524 Est. Cost $15.95 Unrealized
GOVT ISHARES U.S. TREASURY BOND ETF 0.7%
Value ($000) $690 Shares 25,868 Est. Cost $26.67 Unrealized
SCHE SCHWAB EMERGING MARKETS EQUITY ETF 0.7%
Value ($000) $684 Shares 23,087 Est. Cost $29.63 Unrealized
SJM J M SMUCKER CO NEW 0.7%
Value ($000) $679 Shares 4,997 Est. Cost $111.01 Unrealized 0.0%
KR KROGER CO COM 0.7%
Value ($000) $674 Shares 14,888 Est. Cost $38.48 Unrealized 0.0%
ECL ECOLAB INC COM 0.6%
Value ($000) $668 Shares 2,849 Est. Cost $215.53 Unrealized 0.0%
PG PROCTER AND GAMBLE CO COM 0.6%
Value ($000) $667 Shares 4,080 Est. Cost $134.13 Unrealized 0.0%
IUSG ISHARES CORE S&P U.S. GROWTH ETF 0.6%
Value ($000) $667 Shares 5,764 Est. Cost $115.72 Unrealized
SYK STRYKER CORP 0.6%
Value ($000) $664 Shares 2,481 Est. Cost $251.12 Unrealized 0.0%
BTAL AGFIQ U.S. MARKET NEUTRAL ANTI-BETA FUND 0.6%
Value ($000) $644 Shares 36,243 Est. Cost $17.77 Unrealized
MDLZ MONDELEZ INTL INC CL A 0.6%
Value ($000) $641 Shares 9,661 Est. Cost $55.31 Unrealized 0.0%
ULTA ULTA BEAUTY INC COM 0.6%
Value ($000) $636 Shares 1,542 Est. Cost $388.51 Unrealized 0.0%
PAYX PAYCHEX INC COM 0.6%
Value ($000) $634 Shares 4,646 Est. Cost $109.87 Unrealized 0.0%
CMA COMERICA INC COM 0.6%
Value ($000) $622 Shares 7,153 Est. Cost $70.25 Unrealized 0.0%
KEY KEYCORP COM 0.6%
Value ($000) $613 Shares 26,500 Est. Cost $18.79 Unrealized 0.0%
IT GARTNER INC COM 0.6%
Value ($000) $609 Shares 1,822 Est. Cost $321.54 Unrealized 0.0%
AMP AMERIPRISE FINL INC COM 0.6%
Value ($000) $595 Shares 1,974 Est. Cost $278.30 Unrealized 0.0%
WAB WABTEC COM 0.6%
Value ($000) $589 Shares 6,392 Est. Cost $89.57 Unrealized 0.0%
TBF PROSHARES TR SHORT 20 YR TREASURY ETF 0.6%
Value ($000) $588 Shares 36,757 Est. Cost $16.00 Unrealized
IEMG ISHARES CORE MSCI EMERGING MARKETS ETF 0.6%
Value ($000) $587 Shares 9,801 Est. Cost $59.89 Unrealized
IPATH SERIES B BLOOMBERG COFFEE SUBINDEX TOTAL RETURN ETN 0.5%
Value ($000) $566 Shares 9,241 Est. Cost $61.25 Unrealized
CCI CROWN CASTLE INTL CORP NEW COM 0.5%
Value ($000) $557 Shares 2,670 Est. Cost $150.02 Unrealized 0.0%
AOS SMITH A O CORP COM 0.5%
Value ($000) $548 Shares 6,384 Est. Cost $70.77 Unrealized 0.0%
VGLT VANGUARD LONG-TERM GOVERNMENT BOND ETF 0.5%
Value ($000) $547 Shares 6,121 Est. Cost $89.36 Unrealized
CI CIGNA CORP 0.5%
Value ($000) $539 Shares 2,345 Est. Cost $197.24 Unrealized 0.0%
SYF SYNCHRONY FINANCIAL COM 0.5%
Value ($000) $526 Shares 11,331 Est. Cost $43.70 Unrealized 0.0%
IEFA ISHARES CORE MSCI EAFE ETF 0.5%
Value ($000) $524 Shares 7,023 Est. Cost $74.61 Unrealized
TXN TEXAS INSTRS INC COM 0.5%
Value ($000) $517 Shares 2,741 Est. Cost $170.14 Unrealized 0.0%
MCD MCDONALDS CORP COM 0.5%
Value ($000) $516 Shares 1,927 Est. Cost $229.60 Unrealized 0.0%
TROW PRICE T ROWE GROUP INC COM 0.5%
Value ($000) $510 Shares 2,592 Est. Cost $168.65 Unrealized 0.0%
V VISA INC COM CL A 0.5%
Value ($000) $504 Shares 2,328 Est. Cost $208.13 Unrealized 0.0%
SNA SNAP ON INC COM 0.5%
Value ($000) $492 Shares 2,285 Est. Cost $191.57 Unrealized 0.0%
RODM HARTFORD MULTIFACTOR DEVELOPED MARKETS (EX-US) ETF 0.5%
Value ($000) $486 Shares 16,126 Est. Cost $30.14 Unrealized
TLT ISHARES 20 YR TREASURY ETF 0.5%
Value ($000) $481 Shares 3,247 Est. Cost $148.14 Unrealized
AMCOR PLC ORD 0.5%
Value ($000) $477 Shares 39,707 Est. Cost $10.00 Unrealized 0.0%
DIS DISNEY WALT CO COM 0.5%
Value ($000) $471 Shares 3,044 Est. Cost $157.79 Unrealized 0.0%
WY WEYERHAEUSER CO 0.5%
Value ($000) $470 Shares 11,425 Est. Cost $31.98 Unrealized 0.0%
CRM SALESFORCE COM 0.5%
Value ($000) $467 Shares 1,839 Est. Cost $277.61 Unrealized 0.0%
CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 0.4%
Value ($000) $466 Shares 16,908 Est. Cost $27.56 Unrealized
GPC GENUINE PARTS CO COM 0.4%
Value ($000) $454 Shares 3,239 Est. Cost $118.01 Unrealized 0.0%
FISR SPDR SSGA FIXED INCOME SECTOR ROTATION ETF 0.4%
Value ($000) $453 Shares 14,613 Est. Cost $31.00 Unrealized
HWM HOWMET AEROSPACE INC COM 0.4%
Value ($000) $452 Shares 14,204 Est. Cost $30.44 Unrealized 0.0%
BRK/A BERKSHIRE HATHAWAY INC DEL CL A 0.4%
Value ($000) $451 Shares 1 Est. Cost $431815.88 Unrealized 0.0%
CE CELANESE CORP DEL COM 0.4%
Value ($000) $433 Shares 2,574 Est. Cost $151.80 Unrealized 0.0%
SCHZ SCHWAB US AGGREGATE BOND ETF 0.4%
Value ($000) $430 Shares 7,972 Est. Cost $53.94 Unrealized
AMZN AMAZON COM INC COM 0.4%
Value ($000) $430 Shares 129 Est. Cost $171.15 Unrealized 0.0%
VRTX VERTEX PHARMACEUTICALS INC COM 0.4%
Value ($000) $410 Shares 1,865 Est. Cost $194.45 Unrealized 0.0%
HIG HARTFORD FINL SVCS GROUP INC 0.4%
Value ($000) $404 Shares 5,850 Est. Cost $64.85 Unrealized 0.0%
IWD ISHARES RUSSELL 1000 VALUE ETF 0.4%
Value ($000) $396 Shares 2,357 Est. Cost $168.01 Unrealized
DBEF DBX ETF TR MSCI EAFECURRENCY HEDGED EQUITY FD 0.4%
Value ($000) $389 Shares 9,897 Est. Cost $39.30 Unrealized
COF CAPITAL ONE FINL CORP COM 0.4%
Value ($000) $381 Shares 2,629 Est. Cost $143.40 Unrealized 0.0%
SSO PROSHARES ULTRA S&P 500 0.4%
Value ($000) $374 Shares 2,556 Est. Cost $146.32 Unrealized
MDT MEDTRONIC PLC SHS 0.4%
Value ($000) $374 Shares 3,619 Est. Cost $102.03 Unrealized 0.0%
DBA INVESCO DB AGRICULTURE FUND 0.4%
Value ($000) $373 Shares 18,911 Est. Cost $19.72 Unrealized
TIP ISHARES TIPS BOND ETF 0.4%
Value ($000) $367 Shares 2,843 Est. Cost $129.09 Unrealized
CMI CUMMINS INC COM 0.3%
Value ($000) $349 Shares 1,600 Est. Cost $205.83 Unrealized 0.0%
FTA FIRST TR LARGE CAP VALUE OPPORTUNITIES ALPHADEX FD COM SHS 0.3%
Value ($000) $336 Shares 4,807 Est. Cost $69.90 Unrealized
CCL CARNIVAL CORP 0.3%
Value ($000) $336 Shares 16,716 Est. Cost $21.39 Unrealized 0.0%
SPTI SPDR SER TR LEHMAN INTER TERM TREAS ETF 0.3%
Value ($000) $328 Shares 10,239 Est. Cost $32.03 Unrealized
PROSHARES SHORT QQQ 0.3%
Value ($000) $326 Shares 30,140 Est. Cost $10.82 Unrealized
LQD ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF 0.3%
Value ($000) $320 Shares 2,414 Est. Cost $132.56 Unrealized
FTC FIRST TRUST LARGE CAP GROWTH ALPHADEX FUND 0.3%
Value ($000) $309 Shares 2,571 Est. Cost $120.19 Unrealized
VOO VANGUARD S&P 500 ETF 0.3%
Value ($000) $307 Shares 703 Est. Cost $436.70 Unrealized
COR AMERISOURCEBERGEN CORP COM 0.3%
Value ($000) $304 Shares 2,286 Est. Cost $117.11 Unrealized 0.0%
IVV ISHARES S&P 500 INDEX 0.3%
Value ($000) $299 Shares 627 Est. Cost $476.87 Unrealized
CBRE CBRE GROUP INC CL A 0.3%
Value ($000) $299 Shares 2,760 Est. Cost $102.47 Unrealized 0.0%
SCHO SCHWAB SHORT-TERM U.S. TREASURY ETF 0.3%
Value ($000) $294 Shares 5,772 Est. Cost $50.94 Unrealized
GOOGL GOOGLE INC 0.3%
Value ($000) $290 Shares 100 Est. Cost $142.94 Unrealized 0.0%
VFC V F CORP COM 0.3%
Value ($000) $286 Shares 3,901 Est. Cost $73.05 Unrealized 0.0%
MTD METTLER TOLEDO INTERNATIONAL COM 0.3%
Value ($000) $283 Shares 167 Est. Cost $1511.82 Unrealized 0.0%
DAL DELTA AIR LINES INC DEL CMN 0.3%
Value ($000) $283 Shares 7,231 Est. Cost $38.94 Unrealized 0.0%
BIIB BIOGEN IDEC INC 0.3%
Value ($000) $281 Shares 1,171 Est. Cost $257.12 Unrealized 0.0%
UNH UNITEDHEALTH GROUP 0.3%
Value ($000) $275 Shares 548 Est. Cost $422.19 Unrealized 0.0%
MINT PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND 0.3%
Value ($000) $273 Shares 2,688 Est. Cost $101.56 Unrealized
CB CHUBB LIMITED COM 0.3%
Value ($000) $273 Shares 1,413 Est. Cost $177.58 Unrealized 0.0%
RWM PROSHARES SHORT RUSSELL2000 0.3%
Value ($000) $271 Shares 12,974 Est. Cost $20.89 Unrealized
PEP PEPSICO INC COM 0.3%
Value ($000) $268 Shares 1,540 Est. Cost $143.45 Unrealized 0.0%
NVDA NVIDIA CORP 0.3%
Value ($000) $266 Shares 904 Est. Cost $27.46 Unrealized 0.0%
SCHX SCHWAB U.S. LARGE-CAP ETF 0.3%
Value ($000) $262 Shares 2,301 Est. Cost $113.86 Unrealized
ADSK AUTODESK INC COM 0.3%
Value ($000) $262 Shares 933 Est. Cost $291.48 Unrealized 0.0%
PXF POWERSHARES FTSE RAFI DEV MKTS EX US 0.3%
Value ($000) $260 Shares 5,485 Est. Cost $47.40 Unrealized
TD TORONTO DOMINION BANK 0.2%
Value ($000) $259 Shares 3,372 Est. Cost $72.90 Unrealized 0.0%
SPGI S&P GLOBAL INC COM 0.2%
Value ($000) $257 Shares 545 Est. Cost $441.83 Unrealized 0.0%
CVX CHEVRON CORP NEW COM 0.2%
Value ($000) $255 Shares 2,176 Est. Cost $96.10 Unrealized 0.0%
GOOG ALPHABET INC CAP STK CL C 0.2%
Value ($000) $249 Shares 86 Est. Cost $143.45 Unrealized 0.0%
META META PLATFORMS INC CL A 0.2%
Value ($000) $247 Shares 733 Est. Cost $329.69 Unrealized 0.0%
FXN FIRST TRUST ENERGY ALPHADEX FUND 0.2%
Value ($000) $245 Shares 20,545 Est. Cost $11.93 Unrealized
LLY LILLY ELI & CO COM 0.2%
Value ($000) $243 Shares 878 Est. Cost $243.85 Unrealized 0.0%
DISCOVER FINANCIAL SERVICES LLC 0.2%
Value ($000) $240 Shares 2,078 Est. Cost $115.50 Unrealized
IJR ISHARES S&P SMALL-CAP FUND 0.2%
Value ($000) $238 Shares 2,077 Est. Cost $114.59 Unrealized
VTI VANGUARD TOTAL STOCK MARKET INDEX FUND 0.2%
Value ($000) $234 Shares 971 Est. Cost $240.99 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW 0.2%
Value ($000) $225 Shares 753 Est. Cost $286.41 Unrealized 0.0%
XOM EXXON MOBIL CORP COM 0.2%
Value ($000) $223 Shares 3,648 Est. Cost $53.90 Unrealized 0.0%
ADBE ADOBE SYS INC 0.2%
Value ($000) $219 Shares 387 Est. Cost $625.08 Unrealized 0.0%
VUG VANGUARD GROWTH INDEX FUND 0.2%
Value ($000) $217 Shares 677 Est. Cost $320.53 Unrealized
MDY SPDR S&P MIDCAP 400 ETF 0.2%
Value ($000) $215 Shares 416 Est. Cost $516.83 Unrealized
IJH ISHARES CORE S&P MID CAP ETF 0.2%
Value ($000) $215 Shares 758 Est. Cost $283.64 Unrealized
FNDX SCHWAB FUNDAMENTAL U.S. LARGE COMPANY INDEX ETF 0.2%
Value ($000) $214 Shares 3,647 Est. Cost $58.68 Unrealized
VNQ VANGUARD REIT INDEX ETF 0.2%
Value ($000) $211 Shares 1,817 Est. Cost $116.13 Unrealized
SCHP SCHWAB US TIPS ETF 0.2%
Value ($000) $209 Shares 3,330 Est. Cost $62.76 Unrealized
GD GENERAL DYNAMICS CORP COM 0.2%
Value ($000) $207 Shares 995 Est. Cost $185.25 Unrealized 0.0%
IWM ISHARES RUSSELL 2000 ETF 0.2%
Value ($000) $202 Shares 909 Est. Cost $222.22 Unrealized
CECO CECO ENVIRONMENTAL CORP COM 0.1%
Value ($000) $133 Shares 21,346 Est. Cost $6.63 Unrealized 0.0%
MERSANA THERAPEUTICS INC COM 0.1%
Value ($000) $62 Shares 10,000 Est. Cost $6.20 Unrealized
GNCAQ GENOCEA BIOSCIENCES INC COM NEW 0.0%
Value ($000) $12 Shares 10,000 Est. Cost $1.49 Unrealized 0.0%