Empirical Asset Management, LLC Diversified Active

CIK: 0001926596 · Show all filings

Period: Q1 2022 (← Previous) (Next →)

Filing Date: May 6, 2022

Total Value ($000): $105,171 (100.0% shares, 0.0% debt)

Holdings (145)

SGOL ABRDN PHYSICAL GOLD SHARES ETF 4.3%
Value ($000) $4,546 Shares 244,645 Est. Cost $17.72 Unrealized
SHY ISHARES 1-3 YR TREASURY BOND ETF 3.7%
Value ($000) $3,891 Shares 46,679 Est. Cost $85.25 Unrealized
HYZD WISDOMTREE BOFA MERRILL LYNCH HIGH YIELD BOND ZERO DURATION FUND 2.5%
Value ($000) $2,595 Shares 118,376 Est. Cost $22.21 Unrealized
XLU UTILITIES SELECT SECTOR SPDR FUND 2.1%
Value ($000) $2,202 Shares 29,578 Est. Cost $74.45 Unrealized
SCHR SCHWAB INTERMEDIATE-TERM U.S. TREASURY ETF 1.8%
Value ($000) $1,935 Shares 36,338 Est. Cost $55.63 Unrealized
MSFT MICROSOFT 1.8%
Value ($000) $1,920 Shares 6,228 Est. Cost $308.41 Unrealized -5.5%
TIPZ PIMCO BROAD U.S. TIPS INDEX EXCHANGE-TRADED FUND 1.8%
Value ($000) $1,878 Shares 29,659 Est. Cost $65.57 Unrealized
LGLV SPDR SSGA US LARGE CAP LOW VOLATILITY INDEX ETF 1.8%
Value ($000) $1,866 Shares 12,990 Est. Cost $149.92 Unrealized
FDLO FIDELITY LOW VOLATILITY FACTOR ETF 1.8%
Value ($000) $1,843 Shares 36,860 Est. Cost $51.90 Unrealized
GSLC GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF 1.7%
Value ($000) $1,805 Shares 20,276 Est. Cost $94.52 Unrealized
TDTT FLEXSHARES TR IBOXX 3 YR TARGET DURATION TIPS INDEX FD 1.7%
Value ($000) $1,805 Shares 69,672 Est. Cost $26.23 Unrealized
WTMF WISDOMTREE MANAGED FUTURES STRATEGY FUND 1.7%
Value ($000) $1,789 Shares 49,766 Est. Cost $35.51 Unrealized
DBEM DBX ETF TR MSCI EMERGING MKTS CURRENCY HEDGED EQUITY FD 1.6%
Value ($000) $1,732 Shares 70,832 Est. Cost $26.18 Unrealized
AAPL APPLE INC 1.6%
Value ($000) $1,703 Shares 9,754 Est. Cost $159.10 Unrealized +3.6%
SPY SPDR S&P 500 ETF 1.5%
Value ($000) $1,612 Shares 3,568 Est. Cost $475.01 Unrealized
QEFA SPDR MSCI EAFE STRATEGICFACTORS ETF 1.5%
Value ($000) $1,612 Shares 22,341 Est. Cost $76.13 Unrealized
CZA INVESCO ZACKS MID-CAP ETF 1.5%
Value ($000) $1,561 Shares 16,423 Est. Cost $96.00 Unrealized
JHMM JOHN HANCOCK MULTIFACTOR MID CAP ETF 1.4%
Value ($000) $1,496 Shares 28,467 Est. Cost $55.27 Unrealized
IMCB ISHARES MORNINGSTAR MID-CAP ETF 1.4%
Value ($000) $1,487 Shares 22,097 Est. Cost $70.39 Unrealized
ADP AUTOMATIC DATA PROCESSING INC COM 1.4%
Value ($000) $1,487 Shares 6,536 Est. Cost $203.72 Unrealized -3.3%
GCC WISDOMTREE ENHANCED COMMODITY STRATEGY FUND 1.2%
Value ($000) $1,228 Shares 48,609 Est. Cost $21.22 Unrealized
IQ ARB GLOBAL RESOURCES ETF 1.2%
Value ($000) $1,227 Shares 34,829 Est. Cost $30.99 Unrealized
SMMV ISHARES MSCI USA SMALL-CAP MIN VOL FACTOR ETF 1.1%
Value ($000) $1,170 Shares 31,459 Est. Cost $38.86 Unrealized
JHSC JOHN HANCOCK MULTIFACTOR SMALL CAP ETF 1.1%
Value ($000) $1,163 Shares 33,907 Est. Cost $36.04 Unrealized
O'SHARES U.S. SMALL-CAP QUALITY DIVIDEND ETF 1.1%
Value ($000) $1,157 Shares 33,244 Est. Cost $36.92 Unrealized
IHDG WISDOMTREE INTERNATIONAL HEDGED QUALITY DIVIDEND GROWTH FUND 1.1%
Value ($000) $1,110 Shares 25,846 Est. Cost $45.40 Unrealized
TPL TEXAS PACIFIC LAND CORPORATION COM 1.0%
Value ($000) $1,098 Shares 812 Est. Cost $132.05 Unrealized -5.3%
QAI IQ HEDGE MULTI-STRATEGY TRACKER ETF 1.0%
Value ($000) $1,080 Shares 35,028 Est. Cost $31.69 Unrealized
IQDG WISDOMTREE INTERNATIONAL QUALITY DIVIDEND GROWTH FUND 1.0%
Value ($000) $1,069 Shares 29,287 Est. Cost $39.39 Unrealized
AGOX STARBOARD INVT TR 1.0%
Value ($000) $1,047 Shares 43,870 Est. Cost $23.87 Unrealized
XLRE REAL ESTATE SELECT SECTOR SPDR FUND 1.0%
Value ($000) $1,038 Shares 21,486 Est. Cost $51.49 Unrealized
LOW LOWES COS INC COM 1.0%
Value ($000) $1,030 Shares 5,095 Est. Cost $217.04 Unrealized -1.7%
SNA SNAP ON INC COM 1.0%
Value ($000) $1,029 Shares 5,009 Est. Cost $190.96 Unrealized -0.3%
CSCO CISCO SYS INC 0.9%
Value ($000) $970 Shares 17,399 Est. Cost $50.41 Unrealized -0.3%
WIP SPDR INTERNATIONAL GOVERNMENT TIPS ETF 0.9%
Value ($000) $940 Shares 17,422 Est. Cost $53.84 Unrealized
GLD SPDR GOLD ETF 0.9%
Value ($000) $898 Shares 4,969 Est. Cost $171.05 Unrealized
BWX SPDR BARCLAYS CAPITAL INTL TREASURY BOND ETF 0.8%
Value ($000) $891 Shares 34,214 Est. Cost $27.93 Unrealized
FEMS FIRST TRUST EMERGING MARKETS SMALL CAP ALPHADEX FUND 0.8%
Value ($000) $878 Shares 21,611 Est. Cost $40.28 Unrealized
PEP PEPSICO INC COM 0.8%
Value ($000) $876 Shares 5,235 Est. Cost $146.96 Unrealized +1.0%
HD HOME DEPOT 0.8%
Value ($000) $848 Shares 2,834 Est. Cost $313.99 Unrealized 0.0%
NJR NEW JERSEY RES CORP COM 0.8%
Value ($000) $832 Shares 18,132 Est. Cost $33.14 Unrealized +8.7%
GILD GILEAD SCIENCES INC 0.8%
Value ($000) $808 Shares 13,593 Est. Cost $55.16 Unrealized 0.0%
KR KROGER CO COM 0.8%
Value ($000) $808 Shares 14,078 Est. Cost $38.48 Unrealized +18.6%
GEM GOLDMAN SACHS ACTIVEBETA EMERGING MARKETS EQUITY ETF 0.8%
Value ($000) $805 Shares 23,758 Est. Cost $36.52 Unrealized
BTAL AGFIQ U.S. MARKET NEUTRAL ANTI-BETA FUND 0.8%
Value ($000) $793 Shares 43,242 Est. Cost $17.86 Unrealized
FENY FIDELITY MSCI ENERGY INDEX ETF 0.7%
Value ($000) $746 Shares 35,637 Est. Cost $20.93 Unrealized
TXN TEXAS INSTRS INC COM 0.7%
Value ($000) $728 Shares 3,965 Est. Cost $166.17 Unrealized -5.3%
VRTX VERTEX PHARMACEUTICALS INC COM 0.7%
Value ($000) $703 Shares 2,692 Est. Cost $207.63 Unrealized +14.3%
BIIB BIOGEN IDEC INC 0.6%
Value ($000) $670 Shares 3,183 Est. Cost $232.05 Unrealized -6.3%
EFA ISHARES MSCI EAFE ETF 0.6%
Value ($000) $670 Shares 9,103 Est. Cost $78.65 Unrealized
RHTX STARBOARD INVT TR 0.6%
Value ($000) $666 Shares 45,066 Est. Cost $15.91 Unrealized
GOVT ISHARES U.S. TREASURY BOND ETF 0.6%
Value ($000) $660 Shares 26,476 Est. Cost $26.63 Unrealized
NDAQ NASDAQ INC COM 0.6%
Value ($000) $633 Shares 3,553 Est. Cost $55.99 Unrealized 0.0%
IUSG ISHARES CORE S&P U.S. GROWTH ETF 0.6%
Value ($000) $620 Shares 5,864 Est. Cost $115.55 Unrealized
PAYX PAYCHEX INC COM 0.6%
Value ($000) $620 Shares 4,544 Est. Cost $109.87 Unrealized -0.1%
CBOE CBOE GLOBAL MKTS INC COM 0.6%
Value ($000) $617 Shares 5,389 Est. Cost $112.97 Unrealized 0.0%
VGLT VANGUARD LONG-TERM GOVERNMENT BOND ETF 0.6%
Value ($000) $613 Shares 7,625 Est. Cost $87.59 Unrealized
HOLX HOLOGIC INC COM 0.6%
Value ($000) $600 Shares 7,806 Est. Cost $71.91 Unrealized 0.0%
FUTY FIDELITY MSCI UTILITIES INDEX ETF 0.6%
Value ($000) $582 Shares 12,142 Est. Cost $47.93 Unrealized
AKAM AKAMAI TECHNOLOGIES INC COM 0.5%
Value ($000) $573 Shares 4,801 Est. Cost $112.16 Unrealized 0.0%
AIZ ASSURANT INC 0.5%
Value ($000) $569 Shares 3,128 Est. Cost $153.15 Unrealized 0.0%
INCY INCYTE CORP COM 0.5%
Value ($000) $562 Shares 7,078 Est. Cost $72.74 Unrealized 0.0%
IEMG ISHARES CORE MSCI EMERGING MARKETS ETF 0.5%
Value ($000) $555 Shares 9,994 Est. Cost $59.81 Unrealized
EQIX EQUINIX INC COM 0.5%
Value ($000) $554 Shares 747 Est. Cost $664.62 Unrealized 0.0%
DOW DOW INC COM 0.5%
Value ($000) $551 Shares 8,650 Est. Cost $48.26 Unrealized 0.0%
AZO AUTOZONE INC COM 0.5%
Value ($000) $546 Shares 267 Est. Cost $1954.32 Unrealized 0.0%
RODM HARTFORD MULTIFACTOR DEVELOPED MARKETS (EX-US) ETF 0.5%
Value ($000) $543 Shares 18,649 Est. Cost $30.00 Unrealized
BRK/A BERKSHIRE HATHAWAY INC DEL CL A 0.5%
Value ($000) $529 Shares 1 Est. Cost $431815.88 Unrealized +12.4%
AMP AMERIPRISE FINL INC COM 0.5%
Value ($000) $524 Shares 1,745 Est. Cost $278.30 Unrealized +2.6%
DGX QUEST DIAGNOSTICS INC 0.5%
Value ($000) $522 Shares 3,817 Est. Cost $129.14 Unrealized 0.0%
ROK ROCKWELL AUTOMATION INC COM 0.5%
Value ($000) $519 Shares 1,852 Est. Cost $268.27 Unrealized 0.0%
CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 0.5%
Value ($000) $517 Shares 17,291 Est. Cost $27.61 Unrealized
HPE HEWLETT PACKARD ENTERPRISE CO COM 0.5%
Value ($000) $516 Shares 30,852 Est. Cost $14.96 Unrealized 0.0%
KMB KIMBERLY-CLARK CORP COM 0.5%
Value ($000) $513 Shares 4,162 Est. Cost $114.02 Unrealized 0.0%
JNJ JOHNSON & JOHNSON COM 0.5%
Value ($000) $510 Shares 2,879 Est. Cost $151.80 Unrealized 0.0%
SJM J M SMUCKER CO NEW 0.5%
Value ($000) $504 Shares 3,725 Est. Cost $111.01 Unrealized +7.7%
IEFA ISHARES CORE MSCI EAFE ETF 0.5%
Value ($000) $498 Shares 7,159 Est. Cost $74.52 Unrealized
WMT WALMART INC COM 0.5%
Value ($000) $478 Shares 3,211 Est. Cost $44.59 Unrealized 0.0%
SCHZ SCHWAB US AGGREGATE BOND ETF 0.5%
Value ($000) $478 Shares 9,453 Est. Cost $53.41 Unrealized
MCD MCDONALDS CORP COM 0.4%
Value ($000) $470 Shares 1,900 Est. Cost $229.60 Unrealized -0.8%
WY WEYERHAEUSER CO 0.4%
Value ($000) $464 Shares 12,234 Est. Cost $32.12 Unrealized +6.2%
BBY BEST BUY INC COM 0.4%
Value ($000) $464 Shares 5,106 Est. Cost $82.19 Unrealized 0.0%
GPC GENUINE PARTS CO COM 0.4%
Value ($000) $446 Shares 3,535 Est. Cost $117.85 Unrealized -1.5%
SYY SYSCO CORP COM 0.4%
Value ($000) $441 Shares 5,404 Est. Cost $72.65 Unrealized 0.0%
T AT&T INC COM 0.4%
Value ($000) $428 Shares 18,092 Est. Cost $14.91 Unrealized 0.0%
COF CAPITAL ONE FINL CORP COM 0.4%
Value ($000) $423 Shares 3,221 Est. Cost $142.02 Unrealized -4.3%
FISR SPDR SSGA FIXED INCOME SECTOR ROTATION ETF 0.4%
Value ($000) $422 Shares 14,613 Est. Cost $31.00 Unrealized
AMZN AMAZON COM INC COM 0.4%
Value ($000) $421 Shares 129 Est. Cost $171.15 Unrealized -9.7%
CVS CVS HEALTH CORP COM 0.4%
Value ($000) $420 Shares 4,149 Est. Cost $80.49 Unrealized +14.3%
HPQ HP INC COM 0.4%
Value ($000) $413 Shares 11,388 Est. Cost $32.05 Unrealized 0.0%
CE CELANESE CORP DEL COM 0.4%
Value ($000) $410 Shares 2,870 Est. Cost $150.87 Unrealized -5.3%
SCHE SCHWAB EMERGING MARKETS EQUITY ETF 0.4%
Value ($000) $406 Shares 14,616 Est. Cost $29.63 Unrealized
IP INTERNATIONAL PAPER CO COM 0.4%
Value ($000) $406 Shares 8,789 Est. Cost $38.65 Unrealized 0.0%
CMI CUMMINS INC COM 0.4%
Value ($000) $404 Shares 1,968 Est. Cost $204.11 Unrealized -3.7%
TLT ISHARES 20 YR TREASURY ETF 0.4%
Value ($000) $402 Shares 3,040 Est. Cost $148.14 Unrealized
SPGI S&P GLOBAL INC COM 0.4%
Value ($000) $398 Shares 970 Est. Cost $420.96 Unrealized -6.4%
ABBV ABBVIE INC COM 0.4%
Value ($000) $380 Shares 2,345 Est. Cost $126.41 Unrealized 0.0%
YUM YUM BRANDS INC COM 0.4%
Value ($000) $378 Shares 3,192 Est. Cost $114.39 Unrealized 0.0%
TROW PRICE T ROWE GROUP INC COM 0.4%
Value ($000) $378 Shares 2,503 Est. Cost $168.65 Unrealized -23.5%
FXZ FIRST TRUST MATERIALS ALPHADEX (ETF) 0.4%
Value ($000) $377 Shares 5,264 Est. Cost $62.13 Unrealized
SYF SYNCHRONY FINANCIAL COM 0.4%
Value ($000) $376 Shares 10,794 Est. Cost $43.70 Unrealized -12.6%
LABORATORY CORP AMER HLDGS COM NEW 0.3%
Value ($000) $364 Shares 1,381 Est. Cost $263.58 Unrealized
CVX CHEVRON CORP NEW COM 0.3%
Value ($000) $362 Shares 2,225 Est. Cost $96.69 Unrealized +27.0%
DBEF DBX ETF TR MSCI EAFECURRENCY HEDGED EQUITY FD 0.3%
Value ($000) $361 Shares 9,583 Est. Cost $39.30 Unrealized
STT STATE STR CORP COM 0.3%
Value ($000) $359 Shares 4,115 Est. Cost $81.00 Unrealized 0.0%
TIP ISHARES TIPS BOND ETF 0.3%
Value ($000) $349 Shares 2,799 Est. Cost $129.09 Unrealized
FTA FIRST TR LARGE CAP VALUE OPPORTUNITIES ALPHADEX FD COM SHS 0.3%
Value ($000) $316 Shares 4,482 Est. Cost $69.90 Unrealized
SPTI SPDR SER TR LEHMAN INTER TERM TREAS ETF 0.3%
Value ($000) $311 Shares 10,280 Est. Cost $32.03 Unrealized
UNH UNITEDHEALTH GROUP 0.3%
Value ($000) $301 Shares 591 Est. Cost $424.30 Unrealized +6.3%
IVV ISHARES S&P 500 INDEX 0.3%
Value ($000) $296 Shares 652 Est. Cost $476.00 Unrealized
TD TORONTO DOMINION BANK 0.3%
Value ($000) $294 Shares 3,705 Est. Cost $73.59 Unrealized +9.5%
ABT ABBOTT LABS COM 0.3%
Value ($000) $294 Shares 2,488 Est. Cost $115.36 Unrealized 0.0%
VOO VANGUARD S&P 500 ETF 0.3%
Value ($000) $293 Shares 706 Est. Cost $436.70 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW 0.3%
Value ($000) $293 Shares 831 Est. Cost $289.89 Unrealized +11.6%
LQD ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF 0.3%
Value ($000) $292 Shares 2,414 Est. Cost $132.56 Unrealized
SCHO SCHWAB SHORT-TERM U.S. TREASURY ETF 0.3%
Value ($000) $286 Shares 5,772 Est. Cost $50.94 Unrealized
GOOGL GOOGLE INC 0.3%
Value ($000) $284 Shares 102 Est. Cost $142.79 Unrealized -5.6%
GD GENERAL DYNAMICS CORP COM 0.3%
Value ($000) $284 Shares 1,177 Est. Cost $188.28 Unrealized +8.8%
BAC BK OF AMERICA CORP COM 0.3%
Value ($000) $282 Shares 6,835 Est. Cost $40.82 Unrealized 0.0%
MINT PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND 0.3%
Value ($000) $270 Shares 2,699 Est. Cost $101.56 Unrealized
GOOG ALPHABET INC CAP STK CL C 0.3%
Value ($000) $268 Shares 96 Est. Cost $142.57 Unrealized -5.3%
MTB M & T BK CORP COM 0.3%
Value ($000) $263 Shares 1,551 Est. Cost $155.43 Unrealized 0.0%
XOM EXXON MOBIL CORP COM 0.2%
Value ($000) $258 Shares 3,125 Est. Cost $53.90 Unrealized +25.9%
FTC FIRST TRUST LARGE CAP GROWTH ALPHADEX FUND 0.2%
Value ($000) $256 Shares 2,395 Est. Cost $120.19 Unrealized
SPYM SPDR PORTFOLIO S&P 500 ETF 0.2%
Value ($000) $248 Shares 4,672 Est. Cost $53.08 Unrealized
SCHX SCHWAB U.S. LARGE-CAP ETF 0.2%
Value ($000) $248 Shares 4,602 Est. Cost $83.88 Unrealized
ECL ECOLAB INC COM 0.2%
Value ($000) $247 Shares 1,401 Est. Cost $215.53 Unrealized -16.7%
PXF POWERSHARES FTSE RAFI DEV MKTS EX US 0.2%
Value ($000) $243 Shares 5,270 Est. Cost $47.40 Unrealized
STLD STEEL DYNAMICS INC COM 0.2%
Value ($000) $242 Shares 2,905 Est. Cost $63.45 Unrealized 0.0%
MDT MEDTRONIC PLC SHS 0.2%
Value ($000) $240 Shares 2,164 Est. Cost $102.03 Unrealized -8.2%
NVDA NVIDIA CORP 0.2%
Value ($000) $230 Shares 843 Est. Cost $27.46 Unrealized -8.8%
IJR ISHARES S&P SMALL-CAP FUND 0.2%
Value ($000) $228 Shares 2,112 Est. Cost $114.48 Unrealized
XRAY DENTSPLY SIRONA INC COM 0.2%
Value ($000) $226 Shares 4,590 Est. Cost $52.87 Unrealized 0.0%
OTIS OTIS WORLDWIDE CORP COM 0.2%
Value ($000) $223 Shares 2,896 Est. Cost $75.10 Unrealized 0.0%
PPG PPG INDS INC COM 0.2%
Value ($000) $216 Shares 1,645 Est. Cost $133.86 Unrealized 0.0%
FNDX SCHWAB FUNDAMENTAL U.S. LARGE COMPANY INDEX ETF 0.2%
Value ($000) $213 Shares 3,647 Est. Cost $58.68 Unrealized
TBF PROSHARES TR SHORT 20 YR TREASURY ETF 0.2%
Value ($000) $206 Shares 11,620 Est. Cost $16.00 Unrealized
IJH ISHARES CORE S&P MID CAP ETF 0.2%
Value ($000) $204 Shares 759 Est. Cost $283.64 Unrealized
CAT CATERPILLAR INC COM 0.2%
Value ($000) $201 Shares 903 Est. Cost $195.46 Unrealized 0.0%
BBDC BARINGS BDC INC COM 0.2%
Value ($000) $173 Shares 16,700 Est. Cost $6.94 Unrealized 0.0%
CECO CECO ENVIRONMENTAL CORP COM 0.1%
Value ($000) $117 Shares 21,346 Est. Cost $6.63 Unrealized -11.9%
CADL CANDEL THERAPEUTICS INC COM 0.1%
Value ($000) $61 Shares 12,000 Est. Cost $4.97 Unrealized 0.0%
MARKFORGED HOLDING CORPORATION COM 0.0%
Value ($000) $42 Shares 10,500 Est. Cost $4.00 Unrealized
MERSANA THERAPEUTICS INC COM 0.0%
Value ($000) $40 Shares 10,000 Est. Cost $6.20 Unrealized
GNCAQ GENOCEA BIOSCIENCES INC COM NEW 0.0%
Value ($000) $13 Shares 10,000 Est. Cost $1.49 Unrealized -26.9%