JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q2 2013 (Next →)

Filing Date: Aug 14, 2013

Total Value ($000): $478,936 (100.0% shares, 0.0% debt)

Holdings (150)

JNJ JOHNSON & JOHNSON 6.0%
Value ($000) $28,756 Shares 334,912 Est. Cost $59.66 Unrealized 0.0%
XOM EXXON MOBIL CORP 4.1%
Value ($000) $19,603 Shares 216,967 Est. Cost $53.69 Unrealized 0.0%
GLW CORNING INC 3.9%
Value ($000) $18,838 Shares 1,323,824 Est. Cost $10.49 Unrealized 0.0%
BMY BRISTOL MYERS SQUIBB CO 2.9%
Value ($000) $13,794 Shares 308,664 Est. Cost $28.67 Unrealized 0.0%
EMR EMERSON ELEC CO 2.8%
Value ($000) $13,283 Shares 243,540 Est. Cost $40.02 Unrealized 0.0%
KO COCA COLA CO 2.5%
Value ($000) $12,161 Shares 303,192 Est. Cost $27.85 Unrealized 0.0%
INTC INTEL CORP 2.4%
Value ($000) $11,708 Shares 483,217 Est. Cost $17.18 Unrealized 0.0%
PALL CORP 2.3%
Value ($000) $10,853 Shares 163,382 Est. Cost $66.43 Unrealized
SLB SCHLUMBERGER LTD 2.2%
Value ($000) $10,609 Shares 148,048 Est. Cost $52.90 Unrealized 0.0%
GLAXOSMITHKLINE PLC 2.0%
Value ($000) $9,775 Shares 195,620 Est. Cost $49.97 Unrealized
MRK MERCK & CO INC NEW 2.0%
Value ($000) $9,405 Shares 202,484 Est. Cost $30.02 Unrealized 0.0%
MSFT MICROSOFT CORP 1.9%
Value ($000) $9,237 Shares 267,390 Est. Cost $26.70 Unrealized 0.0%
GREAT PLAINS ENERGY INC 1.9%
Value ($000) $9,221 Shares 409,090 Est. Cost $22.54 Unrealized
PFE PFIZER INC 1.9%
Value ($000) $9,147 Shares 326,551 Est. Cost $16.46 Unrealized 0.0%
IDA IDACORP INC 1.9%
Value ($000) $9,025 Shares 188,975 Est. Cost $48.08 Unrealized 0.0%
AMGN AMGEN INC 1.8%
Value ($000) $8,649 Shares 87,663 Est. Cost $73.34 Unrealized 0.0%
HON HONEYWELL INTL INC 1.8%
Value ($000) $8,626 Shares 108,722 Est. Cost $53.13 Unrealized 0.0%
DUK DUKE ENERGY CORP NEW 1.7%
Value ($000) $8,285 Shares 122,741 Est. Cost $41.83 Unrealized 0.0%
GVA GRANITE CONSTR INC 1.5%
Value ($000) $7,301 Shares 245,342 Est. Cost $29.55 Unrealized 0.0%
MMM 3M CO 1.5%
Value ($000) $7,132 Shares 65,225 Est. Cost $61.26 Unrealized 0.0%
NVS NOVARTIS A G 1.5%
Value ($000) $7,127 Shares 100,790 Est. Cost $70.71 Unrealized
BCE BCE INC 1.4%
Value ($000) $6,940 Shares 169,178 Est. Cost $22.29 Unrealized 0.0%
EXC EXELON CORP 1.4%
Value ($000) $6,919 Shares 224,050 Est. Cost $15.41 Unrealized 0.0%
DRESSER-RAND GROUP INC 1.2%
Value ($000) $5,840 Shares 97,360 Est. Cost $59.98 Unrealized
ADI ANALOG DEVICES INC 1.2%
Value ($000) $5,831 Shares 129,395 Est. Cost $34.29 Unrealized 0.0%
STERIS CORP 1.2%
Value ($000) $5,512 Shares 128,550 Est. Cost $42.88 Unrealized
NEE NEXTERA ENERGY INC 1.1%
Value ($000) $5,391 Shares 66,165 Est. Cost $14.15 Unrealized 0.0%
CSCO CISCO SYS INC 1.1%
Value ($000) $5,325 Shares 218,838 Est. Cost $15.24 Unrealized 0.0%
AZTA BROOKS AUTOMATION INC 1.1%
Value ($000) $5,059 Shares 519,888 Est. Cost $8.27 Unrealized 0.0%
MDU MDU RES GROUP INC 1.0%
Value ($000) $4,910 Shares 189,500 Est. Cost $6.58 Unrealized 0.0%
ADM ARCHER DANIELS MIDLAND CO 1.0%
Value ($000) $4,875 Shares 143,750 Est. Cost $23.37 Unrealized 0.0%
POR PORTLAND GEN ELEC CO 1.0%
Value ($000) $4,741 Shares 154,985 Est. Cost $19.65 Unrealized 0.0%
FLS FLOWSERVE CORP 1.0%
Value ($000) $4,609 Shares 85,335 Est. Cost $43.03 Unrealized 0.0%
SIGMA ALDRICH CORP 1.0%
Value ($000) $4,598 Shares 57,175 Est. Cost $80.42 Unrealized
MEDTRONIC INC 0.9%
Value ($000) $4,378 Shares 85,050 Est. Cost $51.48 Unrealized
ISHARES INC 0.9%
Value ($000) $4,226 Shares 330,425 Est. Cost $12.79 Unrealized
ENCANA CORP 0.9%
Value ($000) $4,174 Shares 246,400 Est. Cost $16.94 Unrealized
PG PROCTER & GAMBLE CO 0.8%
Value ($000) $4,004 Shares 52,007 Est. Cost $55.00 Unrealized 0.0%
ABERDEEN AUSTRALIA EQTY FD I 0.8%
Value ($000) $3,966 Shares 410,535 Est. Cost $9.66 Unrealized
TMP TOMPKINS FINANCIAL CORPORATI 0.8%
Value ($000) $3,932 Shares 87,000 Est. Cost $27.90 Unrealized 0.0%
OGE OGE ENERGY CORP 0.8%
Value ($000) $3,928 Shares 57,600 Est. Cost $34.79 Unrealized 0.0%
DENTSPLY INTL INC NEW 0.8%
Value ($000) $3,600 Shares 87,900 Est. Cost $40.96 Unrealized
LNN LINDSAY CORP 0.7%
Value ($000) $3,582 Shares 47,778 Est. Cost $67.74 Unrealized 0.0%
EWZ ISHARES INC 0.7%
Value ($000) $3,556 Shares 81,070 Est. Cost $43.86 Unrealized
TMO THERMO FISHER SCIENTIFIC INC 0.7%
Value ($000) $3,478 Shares 41,100 Est. Cost $79.76 Unrealized 0.0%
GOOGLE INC 0.7%
Value ($000) $3,397 Shares 3,859 Est. Cost $880.28 Unrealized
EPU ISHARES TR 0.7%
Value ($000) $3,326 Shares 97,450 Est. Cost $34.13 Unrealized
MONSANTO CO NEW 0.7%
Value ($000) $3,291 Shares 33,314 Est. Cost $98.79 Unrealized
BANCROFT FUND LTD 0.7%
Value ($000) $3,267 Shares 188,503 Est. Cost $17.33 Unrealized
ZOLTEK COS INC 0.6%
Value ($000) $3,067 Shares 237,551 Est. Cost $12.91 Unrealized
CLAYMORE EXCHANGE-TRD FD TR 0.6%
Value ($000) $3,059 Shares 136,119 Est. Cost $22.47 Unrealized
IBM INTERNATIONAL BUSINESS MACHS 0.6%
Value ($000) $3,004 Shares 15,718 Est. Cost $118.94 Unrealized 0.0%
DIS DISNEY WALT CO 0.6%
Value ($000) $2,845 Shares 45,048 Est. Cost $56.11 Unrealized 0.0%
DLB DOLBY LABORATORIES INC 0.6%
Value ($000) $2,643 Shares 79,000 Est. Cost $28.91 Unrealized 0.0%
LACLEDE GROUP INC 0.5%
Value ($000) $2,516 Shares 55,100 Est. Cost $45.66 Unrealized
JPM JPMORGAN CHASE & CO 0.5%
Value ($000) $2,353 Shares 44,566 Est. Cost $36.24 Unrealized 0.0%
EGA EMERGING GLOBAL SHS TR 0.5%
Value ($000) $2,350 Shares 135,595 Est. Cost $17.33 Unrealized
AAPL APPLE INC 0.5%
Value ($000) $2,262 Shares 5,705 Est. Cost $13.16 Unrealized 0.0%
AMAT APPLIED MATLS INC 0.5%
Value ($000) $2,224 Shares 149,067 Est. Cost $12.22 Unrealized 0.0%
ELLSWORTH FUND LTD 0.5%
Value ($000) $2,221 Shares 289,988 Est. Cost $7.66 Unrealized
DAR DARLING INTL INC 0.5%
Value ($000) $2,197 Shares 117,750 Est. Cost $18.50 Unrealized 0.0%
INGERSOLL-RAND PLC 0.4%
Value ($000) $2,035 Shares 36,660 Est. Cost $55.51 Unrealized
NEOG NEOGEN CORP 0.4%
Value ($000) $1,933 Shares 34,789 Est. Cost $13.20 Unrealized 0.0%
CHINA MOBILE LIMITED 0.4%
Value ($000) $1,877 Shares 36,250 Est. Cost $51.78 Unrealized
MENTOR GRAPHICS CORP 0.4%
Value ($000) $1,877 Shares 96,000 Est. Cost $19.55 Unrealized
EWC ISHARES INC 0.4%
Value ($000) $1,850 Shares 70,760 Est. Cost $26.14 Unrealized
FCX FREEPORT-MCMORAN COPPER & GO 0.4%
Value ($000) $1,847 Shares 66,900 Est. Cost $24.45 Unrealized 0.0%
WTS WATTS WATER TECHNOLOGIES INC 0.4%
Value ($000) $1,769 Shares 39,014 Est. Cost $46.26 Unrealized 0.0%
ZBH ZIMMER HLDGS INC 0.4%
Value ($000) $1,709 Shares 22,805 Est. Cost $67.30 Unrealized 0.0%
FXI ISHARES TR 0.3%
Value ($000) $1,664 Shares 51,175 Est. Cost $32.52 Unrealized
LFCR LANDEC CORP 0.3%
Value ($000) $1,662 Shares 125,850 Est. Cost $13.83 Unrealized 0.0%
TYCO INTERNATIONAL LTD 0.3%
Value ($000) $1,651 Shares 50,121 Est. Cost $32.94 Unrealized
SYNGENTA AG 0.3%
Value ($000) $1,649 Shares 21,174 Est. Cost $77.88 Unrealized
BAX BAXTER INTL INC 0.3%
Value ($000) $1,641 Shares 23,695 Est. Cost $30.42 Unrealized 0.0%
GENERAL ELECTRIC CO 0.3%
Value ($000) $1,570 Shares 67,683 Est. Cost $23.20 Unrealized
TXN TEXAS INSTRS INC 0.3%
Value ($000) $1,469 Shares 42,150 Est. Cost $25.31 Unrealized 0.0%
TALISMAN ENERGY INC 0.3%
Value ($000) $1,457 Shares 127,460 Est. Cost $11.43 Unrealized
ST JUDE MED INC 0.3%
Value ($000) $1,437 Shares 31,499 Est. Cost $45.62 Unrealized
TRANSCANADA CORP 0.3%
Value ($000) $1,429 Shares 33,150 Est. Cost $43.11 Unrealized
COVIDIEN PLC 0.3%
Value ($000) $1,423 Shares 22,650 Est. Cost $62.83 Unrealized
PBR PETROLEO BRASILEIRO SA PETRO 0.3%
Value ($000) $1,407 Shares 104,900 Est. Cost $13.41 Unrealized
ASTE ASTEC INDS INC 0.3%
Value ($000) $1,399 Shares 40,800 Est. Cost $29.84 Unrealized 0.0%
CALGON CARBON CORP 0.3%
Value ($000) $1,347 Shares 80,750 Est. Cost $16.68 Unrealized
EWA ISHARES INC 0.3%
Value ($000) $1,313 Shares 58,150 Est. Cost $22.58 Unrealized
ELMIRA SVGS BK ELMIRA N Y 0.3%
Value ($000) $1,250 Shares 57,984 Est. Cost $21.56 Unrealized
POWERSHARES ETF TRUST 0.3%
Value ($000) $1,219 Shares 57,950 Est. Cost $21.04 Unrealized
AGX ARGAN INC 0.3%
Value ($000) $1,214 Shares 77,817 Est. Cost $11.86 Unrealized 0.0%
BNS BANK N S HALIFAX 0.3%
Value ($000) $1,200 Shares 22,400 Est. Cost $30.35 Unrealized 0.0%
E M C CORP MASS 0.2%
Value ($000) $1,194 Shares 50,547 Est. Cost $23.62 Unrealized
SYK STRYKER CORP 0.2%
Value ($000) $1,173 Shares 18,130 Est. Cost $56.92 Unrealized 0.0%
XYRATEX LTD 0.2%
Value ($000) $1,139 Shares 113,200 Est. Cost $10.06 Unrealized
XYL XYLEM INC 0.2%
Value ($000) $1,109 Shares 41,150 Est. Cost $23.44 Unrealized 0.0%
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $1,080 Shares 46,300 Est. Cost $23.33 Unrealized
THE ADT CORPORATION 0.2%
Value ($000) $1,078 Shares 27,040 Est. Cost $39.87 Unrealized
CVGW CALAVO GROWERS INC 0.2%
Value ($000) $1,039 Shares 38,200 Est. Cost $22.91 Unrealized 0.0%
ROP ROPER INDS INC NEW 0.2%
Value ($000) $1,038 Shares 8,359 Est. Cost $113.55 Unrealized 0.0%
AMERICAN SOFTWARE INC 0.2%
Value ($000) $1,033 Shares 118,883 Est. Cost $8.69 Unrealized
CUBIST PHARMACEUTICALS INC 0.2%
Value ($000) $1,025 Shares 21,230 Est. Cost $48.28 Unrealized
EGA EMERGING GLOBAL SHS TR 0.2%
Value ($000) $968 Shares 62,475 Est. Cost $15.49 Unrealized
NWE NORTHWESTERN CORP 0.2%
Value ($000) $948 Shares 23,750 Est. Cost $24.78 Unrealized 0.0%
TTEK TETRA TECH INC NEW 0.2%
Value ($000) $943 Shares 40,131 Est. Cost $5.31 Unrealized 0.0%
VALE VALE S A 0.2%
Value ($000) $902 Shares 68,600 Est. Cost $13.15 Unrealized
WUXI PHARMATECH CAYMAN INC 0.2%
Value ($000) $855 Shares 40,700 Est. Cost $21.01 Unrealized
CHMG CHEMUNG FINL CORP 0.2%
Value ($000) $809 Shares 24,142 Est. Cost $22.91 Unrealized 0.0%
MARKET VECTORS ETF TR 0.2%
Value ($000) $797 Shares 29,500 Est. Cost $27.02 Unrealized
HARDINGE INC 0.2%
Value ($000) $796 Shares 53,884 Est. Cost $14.77 Unrealized
ECNS ISHARES TR 0.2%
Value ($000) $788 Shares 19,700 Est. Cost $40.00 Unrealized
TE CONNECTIVITY LTD 0.2%
Value ($000) $783 Shares 17,200 Est. Cost $45.52 Unrealized
SWISS HELVETIA FD INC 0.2%
Value ($000) $757 Shares 61,450 Est. Cost $12.32 Unrealized
ENDO HEALTH SOLUTIONS INC 0.2%
Value ($000) $741 Shares 20,150 Est. Cost $36.77 Unrealized
LLY LILLY ELI & CO 0.2%
Value ($000) $739 Shares 15,048 Est. Cost $42.21 Unrealized 0.0%
EEM ISHARES TR 0.2%
Value ($000) $730 Shares 18,950 Est. Cost $38.52 Unrealized
WISDOMTREE TRUST 0.2%
Value ($000) $728 Shares 41,250 Est. Cost $17.65 Unrealized
ACTIVISION BLIZZARD INC 0.1%
Value ($000) $684 Shares 47,950 Est. Cost $14.26 Unrealized
MKSI MKS INSTRUMENT INC 0.1%
Value ($000) $677 Shares 25,500 Est. Cost $23.45 Unrealized 0.0%
WISDOMTREE TR 0.1%
Value ($000) $671 Shares 13,750 Est. Cost $48.80 Unrealized
GXC SPDR INDEX SHS FDS 0.1%
Value ($000) $660 Shares 10,300 Est. Cost $64.08 Unrealized
CVE CENOVUS ENERGY INC 0.1%
Value ($000) $642 Shares 22,500 Est. Cost $22.39 Unrealized 0.0%
PENN WEST PETE LTD NEW 0.1%
Value ($000) $623 Shares 58,900 Est. Cost $10.58 Unrealized
BSV VANGUARD BD INDEX FD INC 0.1%
Value ($000) $589 Shares 7,353 Est. Cost $80.10 Unrealized
SU SUNCOR ENERGY INC NEW 0.1%
Value ($000) $569 Shares 19,290 Est. Cost $19.64 Unrealized 0.0%
AMERICAN CAP LTD 0.1%
Value ($000) $551 Shares 43,485 Est. Cost $12.67 Unrealized
GSV CAP CORP 0.1%
Value ($000) $542 Shares 68,900 Est. Cost $7.87 Unrealized
ABT ABBOTT LABS 0.1%
Value ($000) $540 Shares 15,475 Est. Cost $28.85 Unrealized 0.0%
HAL HALLIBURTON CO 0.1%
Value ($000) $530 Shares 12,700 Est. Cost $33.21 Unrealized 0.0%
SUN HYDRAULICS CORP 0.1%
Value ($000) $520 Shares 16,638 Est. Cost $31.25 Unrealized
PEP PEPSICO INC 0.1%
Value ($000) $505 Shares 6,178 Est. Cost $56.00 Unrealized 0.0%
MARKET VECTORS ETF TR 0.1%
Value ($000) $472 Shares 25,400 Est. Cost $18.58 Unrealized
PENTAIR LTD 0.1%
Value ($000) $450 Shares 7,800 Est. Cost $57.69 Unrealized
NET SERVICOS DE COMUNICACAO 0.1%
Value ($000) $402 Shares 28,150 Est. Cost $14.28 Unrealized
T AT&T INC 0.1%
Value ($000) $398 Shares 11,230 Est. Cost $11.40 Unrealized 0.0%
COVANCE INC 0.1%
Value ($000) $379 Shares 4,975 Est. Cost $76.18 Unrealized
CIEN CIENA CORP 0.1%
Value ($000) $368 Shares 18,950 Est. Cost $16.65 Unrealized 0.0%
REGN REGENERON PHARMACEUTICALS 0.1%
Value ($000) $363 Shares 1,615 Est. Cost $231.58 Unrealized 0.0%
VZ VERIZON COMMUNICATIONS INC 0.1%
Value ($000) $338 Shares 6,716 Est. Cost $27.04 Unrealized 0.0%
TORTOISE ENERGY INFRSTRCTR C 0.1%
Value ($000) $326 Shares 7,007 Est. Cost $46.52 Unrealized
VRSN VERISIGN INC 0.1%
Value ($000) $252 Shares 5,650 Est. Cost $45.93 Unrealized 0.0%
ITT CORP NEW 0.1%
Value ($000) $245 Shares 8,315 Est. Cost $29.46 Unrealized
CHESAPEAKE ENERGY CORP 0.1%
Value ($000) $242 Shares 11,867 Est. Cost $20.39 Unrealized
DGX QUEST DIAGNOSTICS INC 0.0%
Value ($000) $239 Shares 3,936 Est. Cost $46.22 Unrealized 0.0%
CEW WISDOMTREE TRUST 0.0%
Value ($000) $219 Shares 10,900 Est. Cost $20.09 Unrealized
COP CONOCOPHILLIPS 0.0%
Value ($000) $209 Shares 3,455 Est. Cost $39.96 Unrealized 0.0%
SUPERVALU INC 0.0%
Value ($000) $62 Shares 10,000 Est. Cost $6.20 Unrealized
OCLARO INC 0.0%
Value ($000) $50 Shares 42,475 Est. Cost $1.18 Unrealized
TELLABS INC 0.0%
Value ($000) $50 Shares 25,200 Est. Cost $1.98 Unrealized
EQUAL ENERGY LTD 0.0%
Value ($000) $44 Shares 11,000 Est. Cost $4.00 Unrealized
AMD ADVANCED MICRO DEVICES INC 0.0%
Value ($000) $41 Shares 10,000 Est. Cost $3.46 Unrealized 0.0%
IPASS INC 0.0%
Value ($000) $32 Shares 16,800 Est. Cost $1.90 Unrealized
SONUS NETWORKS INC 0.0%
Value ($000) $30 Shares 10,000 Est. Cost $3.00 Unrealized
EXIDE TECHNOLOGIES 0.0%
Value ($000) $1 Shares 10,000 Est. Cost $0.10 Unrealized