JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q1 2015 (← Previous) (Next →)

Filing Date: May 13, 2015

Total Value ($000): $526,156 (100.0% shares, 0.0% debt)

Holdings (141)

JNJ JOHNSON & JOHNSON 5.6%
Value ($000) $29,540 Shares 293,636 Est. Cost $60.36 Unrealized +24.4%
GLW CORNING INC 4.3%
Value ($000) $22,719 Shares 1,001,720 Est. Cost $10.49 Unrealized +70.0%
XOM EXXON MOBIL CORP 4.3%
Value ($000) $22,511 Shares 264,840 Est. Cost $54.18 Unrealized +2.6%
EMR EMERSON ELEC CO 3.4%
Value ($000) $18,001 Shares 317,933 Est. Cost $41.67 Unrealized +4.2%
KO COCA COLA CO 3.2%
Value ($000) $16,860 Shares 415,791 Est. Cost $27.84 Unrealized +6.4%
PFE PFIZER INC 2.8%
Value ($000) $14,731 Shares 423,437 Est. Cost $16.70 Unrealized +20.4%
PALL CORP 2.7%
Value ($000) $13,970 Shares 139,162 Est. Cost $66.43 Unrealized
INTC INTEL CORP 2.5%
Value ($000) $13,096 Shares 418,801 Est. Cost $17.18 Unrealized +51.3%
SLB SCHLUMBERGER LTD 2.3%
Value ($000) $12,217 Shares 146,420 Est. Cost $54.79 Unrealized +12.0%
GLAXOSMITHKLINE PLC 2.3%
Value ($000) $11,916 Shares 258,200 Est. Cost $49.21 Unrealized
MRK MERCK & CO INC NEW 2.2%
Value ($000) $11,423 Shares 198,729 Est. Cost $30.09 Unrealized +33.9%
BMY BRISTOL MYERS SQUIBB CO 2.0%
Value ($000) $10,673 Shares 165,469 Est. Cost $28.67 Unrealized +51.6%
IBM INTERNATIONAL BUSINESS MACHS 2.0%
Value ($000) $10,598 Shares 66,031 Est. Cost $108.74 Unrealized -11.3%
GVA GRANITE CONSTR INC 1.8%
Value ($000) $9,646 Shares 274,497 Est. Cost $30.12 Unrealized +15.4%
GREAT PLAINS ENERGY INC 1.8%
Value ($000) $9,532 Shares 357,275 Est. Cost $22.52 Unrealized
GENERAL ELECTRIC CO 1.8%
Value ($000) $9,497 Shares 382,805 Est. Cost $25.00 Unrealized
BCE BCE INC 1.7%
Value ($000) $8,865 Shares 209,282 Est. Cost $22.32 Unrealized +6.0%
HON HONEYWELL INTL INC 1.7%
Value ($000) $8,699 Shares 83,393 Est. Cost $53.13 Unrealized +37.4%
CSCO CISCO SYS INC 1.6%
Value ($000) $8,241 Shares 299,385 Est. Cost $15.26 Unrealized +31.7%
IDA IDACORP INC 1.5%
Value ($000) $7,739 Shares 123,100 Est. Cost $48.08 Unrealized +33.7%
LNN LINDSAY CORP 1.4%
Value ($000) $7,578 Shares 99,388 Est. Cost $68.88 Unrealized +6.5%
AZTA BROOKS AUTOMATION INC 1.4%
Value ($000) $7,155 Shares 615,242 Est. Cost $8.33 Unrealized +30.6%
OTTR OTTER TAIL CORP 1.2%
Value ($000) $6,498 Shares 201,978 Est. Cost $20.08 Unrealized +13.5%
NVS NOVARTIS A G 1.1%
Value ($000) $5,965 Shares 60,489 Est. Cost $70.71 Unrealized
NEE NEXTERA ENERGY INC 1.1%
Value ($000) $5,828 Shares 56,010 Est. Cost $14.15 Unrealized +40.4%
MSFT MICROSOFT CORP 1.0%
Value ($000) $5,517 Shares 135,700 Est. Cost $26.70 Unrealized +39.5%
INGERSOLL-RAND PLC 1.0%
Value ($000) $5,438 Shares 79,870 Est. Cost $58.94 Unrealized
MDU MDU RES GROUP INC 1.0%
Value ($000) $5,416 Shares 253,810 Est. Cost $6.35 Unrealized -4.5%
ISHARES 1.0%
Value ($000) $5,397 Shares 421,675 Est. Cost $12.85 Unrealized
DRESSER-RAND GROUP INC 1.0%
Value ($000) $5,285 Shares 65,774 Est. Cost $59.75 Unrealized
AMGN AMGEN INC 1.0%
Value ($000) $5,242 Shares 32,793 Est. Cost $73.34 Unrealized +56.9%
OGE OGE ENERGY CORP 0.9%
Value ($000) $4,928 Shares 155,905 Est. Cost $35.15 Unrealized -4.6%
POR PORTLAND GEN ELEC CO 0.9%
Value ($000) $4,862 Shares 131,085 Est. Cost $19.65 Unrealized +28.9%
TMO THERMO FISHER SCIENTIFIC INC 0.9%
Value ($000) $4,585 Shares 34,133 Est. Cost $79.76 Unrealized +56.4%
CYTEC INDS INC 0.9%
Value ($000) $4,491 Shares 83,100 Est. Cost $47.15 Unrealized
EEMV ISHARES 0.8%
Value ($000) $4,432 Shares 75,100 Est. Cost $58.92 Unrealized
ALTERA CORP 0.8%
Value ($000) $4,405 Shares 102,650 Est. Cost $36.30 Unrealized
EXC EXELON CORP 0.8%
Value ($000) $4,354 Shares 129,550 Est. Cost $15.48 Unrealized +8.7%
MMM 3M CO 0.8%
Value ($000) $4,338 Shares 26,301 Est. Cost $61.26 Unrealized +58.1%
AMAT APPLIED MATLS INC 0.8%
Value ($000) $4,057 Shares 179,810 Est. Cost $13.14 Unrealized +59.4%
LLY LILLY ELI & CO 0.8%
Value ($000) $3,955 Shares 54,438 Est. Cost $40.59 Unrealized +44.5%
TMP TOMPKINS FINANCIAL CORPORATI 0.7%
Value ($000) $3,831 Shares 71,135 Est. Cost $27.90 Unrealized +33.6%
ITRI ITRON INC 0.7%
Value ($000) $3,744 Shares 102,550 Est. Cost $40.81 Unrealized -8.7%
IXYS CORP 0.7%
Value ($000) $3,716 Shares 301,615 Est. Cost $10.79 Unrealized
DIS DISNEY WALT CO 0.7%
Value ($000) $3,687 Shares 35,152 Est. Cost $56.11 Unrealized +63.7%
FLS FLOWSERVE CORP 0.7%
Value ($000) $3,662 Shares 64,825 Est. Cost $44.06 Unrealized +6.4%
EWA ISHARES 0.7%
Value ($000) $3,560 Shares 155,715 Est. Cost $23.04 Unrealized
HOLX HOLOGIC INC 0.6%
Value ($000) $3,242 Shares 98,160 Est. Cost $22.26 Unrealized +37.9%
EEM ISHARES 0.6%
Value ($000) $3,187 Shares 79,410 Est. Cost $40.71 Unrealized
SIGMA ALDRICH CORP 0.6%
Value ($000) $3,170 Shares 22,933 Est. Cost $80.42 Unrealized
CALGON CARBON CORP 0.6%
Value ($000) $3,138 Shares 148,925 Est. Cost $18.79 Unrealized
EWC ISHARES 0.6%
Value ($000) $3,131 Shares 115,210 Est. Cost $26.80 Unrealized
DENTSPLY INTL INC NEW 0.6%
Value ($000) $3,127 Shares 61,450 Est. Cost $40.96 Unrealized
THE ADT CORPORATION 0.6%
Value ($000) $3,086 Shares 74,337 Est. Cost $34.12 Unrealized
CLAYMORE EXCHANGE-TRD FD TR 0.6%
Value ($000) $3,057 Shares 104,494 Est. Cost $29.26 Unrealized
LFCR LANDEC CORP 0.6%
Value ($000) $3,033 Shares 217,450 Est. Cost $12.86 Unrealized +7.5%
CHINA MOBILE LIMITED 0.6%
Value ($000) $2,943 Shares 45,250 Est. Cost $52.84 Unrealized
HAL HALLIBURTON CO 0.6%
Value ($000) $2,911 Shares 66,334 Est. Cost $37.59 Unrealized -10.0%
E M C CORP MASS 0.5%
Value ($000) $2,891 Shares 113,105 Est. Cost $25.39 Unrealized
ADI ANALOG DEVICES INC 0.5%
Value ($000) $2,782 Shares 44,166 Est. Cost $34.29 Unrealized +32.5%
AMERICAN SOFTWARE INC 0.5%
Value ($000) $2,525 Shares 247,073 Est. Cost $8.87 Unrealized
CMC COMMERCIAL METALS CO 0.5%
Value ($000) $2,513 Shares 155,200 Est. Cost $12.13 Unrealized -4.3%
MENTOR GRAPHICS CORP 0.5%
Value ($000) $2,474 Shares 102,950 Est. Cost $20.10 Unrealized
TTEK TETRA TECH INC NEW 0.5%
Value ($000) $2,459 Shares 102,381 Est. Cost $5.18 Unrealized -4.6%
LACLEDE GROUP INC 0.4%
Value ($000) $2,318 Shares 45,250 Est. Cost $45.66 Unrealized
NEOG NEOGEN CORP 0.4%
Value ($000) $2,284 Shares 48,873 Est. Cost $14.56 Unrealized +25.8%
DUK DUKE ENERGY CORP NEW 0.4%
Value ($000) $2,247 Shares 29,270 Est. Cost $41.83 Unrealized +23.8%
MONSANTO CO NEW 0.4%
Value ($000) $2,156 Shares 19,160 Est. Cost $98.79 Unrealized
FCX FREEPORT-MCMORAN COPPER & GO 0.4%
Value ($000) $2,152 Shares 113,575 Est. Cost $21.95 Unrealized -19.7%
ABT ABBOTT LABS 0.4%
Value ($000) $2,147 Shares 46,347 Est. Cost $28.46 Unrealized +31.5%
DLB DOLBY LABORATORIES INC 0.4%
Value ($000) $2,119 Shares 55,540 Est. Cost $28.91 Unrealized +19.6%
GSV CAP CORP 0.4%
Value ($000) $2,080 Shares 212,200 Est. Cost $8.97 Unrealized
CHICAGO BRIDGE & IRON CO N V 0.4%
Value ($000) $2,062 Shares 41,850 Est. Cost $41.99 Unrealized
XYL XYLEM INC 0.4%
Value ($000) $1,996 Shares 56,990 Est. Cost $23.15 Unrealized +32.9%
TRANSCANADA CORP 0.4%
Value ($000) $1,983 Shares 46,420 Est. Cost $43.21 Unrealized
AGX ARGAN INC 0.4%
Value ($000) $1,886 Shares 52,150 Est. Cost $11.86 Unrealized +110.9%
ZBH ZIMMER HLDGS INC 0.4%
Value ($000) $1,870 Shares 15,910 Est. Cost $67.30 Unrealized +55.1%
QIHOO 360 TECHNOLOGY CO LTD 0.3%
Value ($000) $1,828 Shares 35,700 Est. Cost $53.38 Unrealized
SUN HYDRAULICS CORP 0.3%
Value ($000) $1,789 Shares 43,250 Est. Cost $39.05 Unrealized
ST JUDE MED INC 0.3%
Value ($000) $1,676 Shares 25,624 Est. Cost $45.62 Unrealized
AEGION CORP 0.3%
Value ($000) $1,600 Shares 88,650 Est. Cost $20.60 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $1,511 Shares 53,600 Est. Cost $24.15 Unrealized
CHMG CHEMUNG FINL CORP 0.3%
Value ($000) $1,508 Shares 53,296 Est. Cost $21.13 Unrealized -4.4%
KRE SPDR SERIES TRUST 0.3%
Value ($000) $1,466 Shares 35,900 Est. Cost $40.70 Unrealized
HEWLETT PACKARD CO 0.3%
Value ($000) $1,461 Shares 46,900 Est. Cost $31.15 Unrealized
SYK STRYKER CORP 0.3%
Value ($000) $1,411 Shares 15,300 Est. Cost $56.92 Unrealized +44.0%
EPU ISHARES 0.3%
Value ($000) $1,343 Shares 47,190 Est. Cost $34.07 Unrealized
XEROX CORP 0.3%
Value ($000) $1,320 Shares 102,700 Est. Cost $11.30 Unrealized
WTS WATTS WATER TECHNOLOGIES INC 0.2%
Value ($000) $1,284 Shares 23,325 Est. Cost $46.26 Unrealized +23.3%
COHU COHU INC 0.2%
Value ($000) $1,274 Shares 116,452 Est. Cost $9.78 Unrealized +6.7%
EME EMCOR GROUP INC 0.2%
Value ($000) $1,250 Shares 26,900 Est. Cost $36.84 Unrealized +12.4%
HARDINGE INC 0.2%
Value ($000) $1,242 Shares 107,044 Est. Cost $13.52 Unrealized
AMERICAN CAP LTD 0.2%
Value ($000) $1,238 Shares 83,721 Est. Cost $13.40 Unrealized
FXI ISHARES 0.2%
Value ($000) $1,196 Shares 26,930 Est. Cost $32.52 Unrealized
SYNGENTA AG 0.2%
Value ($000) $1,180 Shares 17,400 Est. Cost $77.88 Unrealized
COMPANHIA PARANAENSE ENERG C 0.2%
Value ($000) $1,139 Shares 108,700 Est. Cost $12.62 Unrealized
GOOGLE INC 0.2%
Value ($000) $1,120 Shares 2,019 Est. Cost $880.28 Unrealized
BAX BAXTER INTL INC 0.2%
Value ($000) $1,095 Shares 15,992 Est. Cost $30.42 Unrealized +4.0%
ELMIRA SVGS BK ELMIRA N Y 0.2%
Value ($000) $1,055 Shares 51,718 Est. Cost $21.85 Unrealized
PEP PEPSICO INC 0.2%
Value ($000) $1,054 Shares 11,022 Est. Cost $56.68 Unrealized +23.0%
NWE NORTHWESTERN CORP 0.2%
Value ($000) $1,030 Shares 19,150 Est. Cost $24.78 Unrealized +42.5%
ROP ROPER INDS INC NEW 0.2%
Value ($000) $965 Shares 5,609 Est. Cost $113.55 Unrealized +33.6%
TE CONNECTIVITY LTD 0.2%
Value ($000) $915 Shares 12,775 Est. Cost $45.52 Unrealized
AAPL APPLE INC 0.2%
Value ($000) $905 Shares 7,275 Est. Cost $17.87 Unrealized +50.2%
ECNS ISHARES 0.2%
Value ($000) $884 Shares 18,300 Est. Cost $40.00 Unrealized
ENTG ENTEGRIS INC 0.1%
Value ($000) $787 Shares 57,494 Est. Cost $12.37 Unrealized +2.0%
GXC SPDR INDEX SHS FDS 0.1%
Value ($000) $736 Shares 8,700 Est. Cost $64.08 Unrealized
BNS BANK N S HALIFAX 0.1%
Value ($000) $666 Shares 13,250 Est. Cost $30.35 Unrealized -2.2%
REGN REGENERON PHARMACEUTICALS 0.1%
Value ($000) $565 Shares 1,251 Est. Cost $231.58 Unrealized +82.0%
NXPI NXP SEMICONDUCTORS N V 0.1%
Value ($000) $542 Shares 5,400 Est. Cost $62.99 Unrealized +24.3%
INTREXON CORP 0.1%
Value ($000) $537 Shares 11,828 Est. Cost $25.16 Unrealized
MOS MOSAIC CO NEW 0.1%
Value ($000) $528 Shares 11,460 Est. Cost $36.35 Unrealized +8.0%
MARKET VECTORS ETF TR 0.1%
Value ($000) $478 Shares 28,300 Est. Cost $18.64 Unrealized
LUXFER HLDGS PLC 0.1%
Value ($000) $417 Shares 31,185 Est. Cost $19.46 Unrealized
AKAM AKAMAI TECHNOLOGIES INC 0.1%
Value ($000) $355 Shares 5,000 Est. Cost $66.10 Unrealized 0.0%
BSV VANGUARD BD INDEX FD INC 0.1%
Value ($000) $335 Shares 4,160 Est. Cost $80.17 Unrealized
SWISS HELVETIA FD INC 0.1%
Value ($000) $326 Shares 28,250 Est. Cost $12.32 Unrealized
INPHI CORP 0.1%
Value ($000) $326 Shares 18,300 Est. Cost $18.47 Unrealized
T AT&T INC 0.1%
Value ($000) $323 Shares 9,908 Est. Cost $11.40 Unrealized +3.5%
KEY ENERGY SVCS INC 0.1%
Value ($000) $311 Shares 170,700 Est. Cost $1.67 Unrealized
DGX QUEST DIAGNOSTICS INC 0.1%
Value ($000) $307 Shares 3,990 Est. Cost $42.22 Unrealized +36.4%
EWZ ISHARES 0.1%
Value ($000) $297 Shares 9,460 Est. Cost $43.86 Unrealized
VRSN VERISIGN INC 0.1%
Value ($000) $288 Shares 4,300 Est. Cost $45.93 Unrealized +31.2%
VZ VERIZON COMMUNICATIONS INC 0.1%
Value ($000) $279 Shares 5,744 Est. Cost $27.09 Unrealized +2.0%
JPM JPMORGAN CHASE & CO 0.1%
Value ($000) $268 Shares 4,422 Est. Cost $36.24 Unrealized +22.2%
POWERSHARES ETF TRUST 0.0%
Value ($000) $243 Shares 43,600 Est. Cost $5.53 Unrealized
SU SUNCOR ENERGY INC NEW 0.0%
Value ($000) $241 Shares 8,241 Est. Cost $19.64 Unrealized +3.1%
CWB SPDR SERIES TRUST 0.0%
Value ($000) $229 Shares 4,794 Est. Cost $47.06 Unrealized
COP CONOCOPHILLIPS 0.0%
Value ($000) $228 Shares 3,667 Est. Cost $40.33 Unrealized +13.0%
AGG ISHARES 0.0%
Value ($000) $226 Shares 2,025 Est. Cost $111.60 Unrealized
CVE CENOVUS ENERGY INC 0.0%
Value ($000) $215 Shares 12,766 Est. Cost $22.39 Unrealized -33.5%
CBU COMMUNITY BK SYS INC 0.0%
Value ($000) $208 Shares 5,864 Est. Cost $25.98 Unrealized -2.9%
GILD GILEAD SCIENCES INC 0.0%
Value ($000) $203 Shares 2,069 Est. Cost $70.55 Unrealized 0.0%
JDS UNIPHASE CORP 0.0%
Value ($000) $164 Shares 12,500 Est. Cost $14.00 Unrealized
EGA EMERGING GLOBAL SHS TR 0.0%
Value ($000) $120 Shares 13,300 Est. Cost $17.33 Unrealized
SUPERVALU INC 0.0%
Value ($000) $116 Shares 10,000 Est. Cost $6.20 Unrealized
ENCANA CORP 0.0%
Value ($000) $114 Shares 10,194 Est. Cost $11.18 Unrealized
AMD ADVANCED MICRO DEVICES INC 0.0%
Value ($000) $27 Shares 10,000 Est. Cost $3.46 Unrealized -18.7%
PENN WEST PETE LTD NEW 0.0%
Value ($000) $22 Shares 13,150 Est. Cost $1.67 Unrealized
IPASS INC 0.0%
Value ($000) $16 Shares 14,800 Est. Cost $1.90 Unrealized
AVALON RARE METALS INC 0.0%
Value ($000) $5 Shares 18,750 Est. Cost $0.53 Unrealized