Location: New Canaan, CT
CIK: 0001551969 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: Apr 24, 2017
Total Value: $230M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| WDC | WESTERN DIGITAL CORP | 110,032 | $9.081M | 3.9% | $82.53 * | $28.68 | +95.4% | COM | 958102105 |
| MKC | MCCORMICK & CO INC | 82,887 | $8.086M | 3.5% | $97.55 * | $33.85 | +21.7% | COM NON VTG | 579780206 |
| TRGP | TARGA RES CORP | 113,326 | $6.788M | 3.0% | $59.90 * | $15.07 | +176.0% | COM | 87612G101 |
| HASI | HANNON ARMSTRONG SUST INFR C | 281,769 | $5.692M | 2.5% | $20.20 * | $7.92 | +60.8% | COM | 41068X100 |
| LAMR | LAMAR ADVERTISING CO NEW | 69,297 | $5.179M | 2.3% | $74.74 | $54.97 | — | CL A | 512816109 |
| PLOW | DOUGLAS DYNAMICS INC | 167,994 | $5.149M | 2.2% | $30.65 | $15.88 | +93.0% | COM | 25960R105 |
| BGS | B & G FOODS INC NEW | 126,642 | $5.097M | 2.2% | $40.25 * | $14.14 | +37.0% | COM | 05508R106 |
| DLR | DIGITAL RLTY TR INC | 45,708 | $4.863M | 2.1% | $106.39 * | $40.95 | +92.1% | COM | 253868103 |
| QCOM | QUALCOMM INC | 83,816 | $4.806M | 2.1% | $57.34 * | $41.08 | +10.1% | COM | 747525103 |
| RHP | RYMAN HOSPITALITY PPTYS INC | 77,668 | $4.802M | 2.1% | $61.83 | $50.85 | — | COM | 78377T107 |
| GM | GENERAL MTRS CO | 133,427 | $4.718M | 2.1% | $35.36 * | $24.39 | +23.6% | COM | 37045V100 |
| PFE | PFIZER INC | 137,414 | $4.701M | 2.0% | $34.21 * | $17.64 | +25.3% | COM | 717081103 |
| HTGC | HERCULES CAPITAL INC | 305,895 | $4.628M | 2.0% | $15.13 | $13.15 | +15.1% | COM | 427096508 |
| VZ | VERIZON COMMUNICATIONS INC | 93,575 | $4.562M | 2.0% | $48.75 * | $27.72 | +10.2% | COM | 92343V104 |
| MAT | MATTEL INC | 173,986 | $4.456M | 1.9% | $25.61 | $29.26 | -12.5% | COM | 577081102 |
| SBRA | SABRA HEALTH CARE REIT INC | 158,501 | $4.427M | 1.9% | $27.93 | $24.93 | — | COM | 78573L106 |
| IRM | IRON MTN INC NEW | 123,779 | $4.415M | 1.9% | $35.67 * | $18.82 | +16.5% | COM | 46284V101 |
| — | SIX FLAGS ENTMT CORP NEW | 72,176 | $4.294M | 1.9% | $59.49 | $38.91 | — | COM | 83001A102 |
| CVX | CHEVRON CORP NEW | 39,326 | $4.222M | 1.8% | $107.36 * | $64.12 | +15.1% | COM | 166764100 |
| NNN | NATIONAL RETAIL PPTYS INC | 91,301 | $3.983M | 1.7% | $43.62 | $35.52 | — | COM | 637417106 |
| VTR | VENTAS INC | 61,201 | $3.98M | 1.7% | $65.03 * | $46.41 | -3.5% | COM | 92276F100 |
| PBI | PITNEY BOWES INC | 296,486 | $3.887M | 1.7% | $13.11 | $14.13 | -7.2% | COM | 724479100 |
| DUK | DUKE ENERGY CORP NEW | 47,198 | $3.871M | 1.7% | $82.02 * | $45.35 | +26.4% | COM NEW | 26441C204 |
| FPI | FARMLAND PARTNERS INC | 335,652 | $3.749M | 1.6% | $11.17 | $10.91 | — | COM | 31154R109 |
| GRMN | GARMIN LTD | 71,949 | $3.677M | 1.6% | $51.11 * | $25.33 | +61.8% | SHS | H2906T109 |
| CODI | COMPASS DIVERSIFIED HOLDINGS | 220,031 | $3.653M | 1.6% | $16.60 * | $7.58 | +25.5% | SH BEN INT | 20451Q104 |
| — | NEW MEDIA INVT GROUP INC | 249,739 | $3.549M | 1.5% | $14.21 | $17.62 | — | COM | 64704V106 |
| — | NUSTAR ENERGY LP | 67,689 | $3.518M | 1.5% | $51.97 | $45.71 | — | UNIT COM | 67058H102 |
| EPD | ENTERPRISE PRODS PARTNERS L | 126,134 | $3.483M | 1.5% | $27.61 | $45.18 | — | COM | 293792107 |
| — | SCORPIO TANKERS INC | 748,441 | $3.323M | 1.4% | $4.44 | $4.63 | — | SHS | Y7542C106 |
| PPL | PPL CORP | 88,735 | $3.318M | 1.4% | $37.39 * | $17.70 | +43.1% | COM | 69351T106 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 42,035 | $3.233M | 1.4% | $76.91 | $56.28 | — | COM UNIT RP LP | 559080106 |
| VB | VANGUARD INDEX FDS | 23,539 | $3.137M | 1.4% | $133.27 | $98.34 | +35.5% | SMALL CP ETF | 922908751 |
| — | NATIONAL CINEMEDIA INC | 236,286 | $2.984M | 1.3% | $12.63 | $15.06 | — | COM | 635309107 |
| HD | HOME DEPOT INC | 13,509 | $1.984M | 0.9% | $146.87 * | $83.81 | +41.9% | COM | 437076102 |
| JNJ | JOHNSON & JOHNSON | 15,005 | $1.869M | 0.8% | $124.56 * | $63.06 | +55.0% | COM | 478160104 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 5,697 | $1.78M | 0.8% | $312.45 | $217.56 | +43.6% | UTSER1 S&PDCRP | 78467Y107 |
| SPY | SPDR S&P 500 ETF TR | 6,782 | $1.599M | 0.7% | $235.77 | $181.21 | +30.1% | TR UNIT | 78462F103 |
| — | TEEKAY OFFSHORE PARTNERS L P | 295,907 | $1.5M | 0.7% | $5.07 | $9.02 | — | PARTNERSHIP UN | Y8565J101 |
| AAPL | APPLE INC | 10,405 | $1.495M | 0.6% | $143.68 * | $18.91 | +75.9% | COM | 037833100 |
| — | NATIONAL GRID PLC | 22,385 | $1.421M | 0.6% | $63.48 | $69.16 | — | SPON ADR NEW | 636274300 |
| PAC | GPO AEROPORTUARIO DEL PAC SA | 13,920 | $1.352M | 0.6% | $97.13 | $75.29 | +29.0% | SPON ADR B | 400506101 |
| — | RELX NV | 66,092 | $1.227M | 0.5% | $18.57 | $17.18 | — | SPONSORED ADR | 75955B102 |
| IWR | ISHARES TR | 6,273 | $1.174M | 0.5% | $187.15 * | $40.40 | +15.8% | RUS MID CAP ETF | 464287499 |
| — | WESTPAC BKG CORP | 43,795 | $1.17M | 0.5% | $26.72 | $27.93 | — | SPONSORED ADR | 961214301 |
| XOM | EXXON MOBIL CORP | 13,062 | $1.071M | 0.5% | $81.99 * | $54.71 | +1.1% | COM | 30231G102 |
| — | ROYAL DUTCH SHELL PLC | 18,980 | $1.06M | 0.5% | $55.85 | $57.42 | — | SPON ADR B | 780259107 |
| LVS | LAS VEGAS SANDS CORP | 18,240 | $1.041M | 0.5% | $57.07 * | $44.30 | +6.0% | COM | 517834107 |
| SHBI | SHORE BANCSHARES INC | 62,268 | $1.04M | 0.5% | $16.70 | $7.91 | +111.3% | COM | 825107105 |
| CSCO | CISCO SYS INC | 30,762 | $1.04M | 0.5% | $33.81 * | $18.56 | +38.9% | COM | 17275R102 |
| — | GLAXOSMITHKLINE PLC | 23,697 | $999K | 0.4% | $42.16 | $46.03 | — | SPONSORED ADR | 37733W105 |
| SMFG | SUMITOMO MITSUI FINL GROUP I | 135,467 | $982K | 0.4% | $7.25 | $6.30 | +15.0% | SPONSORED ADR | 86562M209 |
| PG | PROCTER AND GAMBLE CO | 10,861 | $976K | 0.4% | $89.86 * | $56.29 | +26.2% | COM | 742718109 |
| — | GENERAL ELECTRIC CO | 32,293 | $962K | 0.4% | $29.79 | $23.99 | — | COM | 369604103 |
| AMGN | AMGEN INC | 5,712 | $937K | 0.4% | $164.04 * | $106.37 | +18.4% | COM | 031162100 |
| URI | UNITED RENTALS INC | 7,445 | $931K | 0.4% | $125.05 * | $73.82 | +64.1% | COM | 911363109 |
| T | AT&T INC | 22,238 | $924K | 0.4% | $41.55 * | $12.30 | +35.7% | COM | 00206R102 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 27,995 | $919K | 0.4% | $32.83 | $24.43 | +34.4% | SPONSORED ADR | 874039100 |
| META | FACEBOOK INC | 6,456 | $917K | 0.4% | $142.04 | $121.96 | +15.7% | CL A | 30303M102 |
| ABBV | ABBVIE INC | 13,766 | $897K | 0.4% | $65.16 * | $30.65 | +47.2% | COM | 00287Y109 |
| OKE | ONEOK INC NEW | 16,154 | $896K | 0.4% | $55.47 * | $31.86 | +1.1% | COM | 682680103 |
| — | TEEKAY LNG PARTNERS L P | 50,230 | $882K | 0.4% | $17.56 | $37.95 | — | PRTNRSP UNITS | Y8564M105 |
| TM | TOYOTA MOTOR CORP | 8,090 | $879K | 0.4% | $108.65 | $115.60 | -6.0% | SP ADR REP2COM | 892331307 |
| KMI | KINDER MORGAN INC DEL | 40,166 | $873K | 0.4% | $21.73 * | $18.21 | -25.4% | COM | 49456B101 |
| — | LAZARD LTD | 18,350 | $844K | 0.4% | $45.99 | $32.64 | — | SHS A | G54050102 |
| — | SANDY SPRING BANCORP INC | 20,547 | $842K | 0.4% | $40.98 | $21.68 | — | COM | 800363103 |
| — | TOTAL S A | 16,105 | $812K | 0.4% | $50.42 | $49.22 | — | SPONSORED ADR | 89151E109 |
| — | ENBRIDGE ENERGY MANAGEMENT L | 43,302 | $798K | 0.3% | $18.43 | $28.14 | — | SHS UNITS LLI | 29250X103 |
| JPM | JPMORGAN CHASE & CO | 9,023 | $793K | 0.3% | $87.89 * | $39.98 | +73.5% | COM | 46625H100 |
| AMAT | APPLIED MATLS INC | 19,575 | $761K | 0.3% | $38.88 * | $18.86 | +87.1% | COM | 038222105 |
| EDV | VANGUARD WORLD FD | 6,750 | $750K | 0.3% | $111.11 | $118.89 | -6.5% | EXTENDED DUR | 921910709 |
| — | DOW CHEM CO | 11,479 | $729K | 0.3% | $63.51 | $50.71 | — | COM | 260543103 |
| MRK | MERCK & CO INC | 11,460 | $728K | 0.3% | $63.53 * | $33.16 | +39.6% | COM | 58933Y105 |
| — | CELGENE CORP | 5,786 | $720K | 0.3% | $124.44 | $107.83 | — | COM | 151020104 |
| BMY | BRISTOL MYERS SQUIBB CO | 12,817 | $697K | 0.3% | $54.38 * | $30.83 | +28.4% | COM | 110122108 |
| MSFT | MICROSOFT CORP | 10,465 | $689K | 0.3% | $65.84 * | $38.49 | +54.9% | COM | 594918104 |
| WFC | WELLS FARGO & CO NEW | 12,365 | $688K | 0.3% | $55.64 * | $39.10 | +11.5% | COM | 949746101 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,767 | $656K | 0.3% | $174.14 * | $114.41 | -0.4% | COM | 459200101 |
| FISV | FISERV INC | 5,600 | $646K | 0.3% | $115.36 * | $46.37 | +24.3% | COM | 337738108 |
| — | WALGREENS BOOTS ALLIANCE INC | 7,765 | $645K | 0.3% | $83.07 | $83.86 | — | COM | 931427108 |
| ABT | ABBOTT LABS | 14,452 | $642K | 0.3% | $44.42 * | $31.14 | +21.9% | COM | 002824100 |
| — | TIME WARNER INC | 6,510 | $636K | 0.3% | $97.70 | $66.54 | — | COM NEW | 887317303 |
| — | DELPHI AUTOMOTIVE PLC | 7,753 | $624K | 0.3% | $80.48 | $65.09 | — | SHS | G27823106 |
| MDT | MEDTRONIC PLC | 7,535 | $607K | 0.3% | $80.56 * | $60.00 | +7.7% | SHS | G5960L103 |
| ZBH | ZIMMER BIOMET HLDGS INC | 4,960 | $606K | 0.3% | $122.18 * | $101.34 | +9.0% | COM | 98956P102 |
| KHC | KRAFT HEINZ CO | 6,647 | $604K | 0.3% | $90.87 * | $48.69 | +24.5% | COM | 500754106 |
| — | HANESBRANDS INC | 29,046 | $603K | 0.3% | $20.76 | $20.76 | — | COM | 410345102 |
| NOC | NORTHROP GRUMMAN CORP | 2,535 | $603K | 0.3% | $237.87 * | $143.77 | +43.6% | COM | 666807102 |
| LMT | LOCKHEED MARTIN CORP | 2,251 | $602K | 0.3% | $267.44 * | $167.66 | +26.5% | COM | 539830109 |
| BRX | BRIXMOR PPTY GROUP INC | 26,845 | $576K | 0.3% | $21.46 | $23.92 | — | COM | 11120U105 |
| KMB | KIMBERLY CLARK CORP | 4,336 | $571K | 0.2% | $131.69 * | $71.08 | +36.7% | COM | 494368103 |
| AEP | AMERICAN ELEC PWR INC | 8,490 | $570K | 0.2% | $67.14 * | $44.85 | +9.9% | COM | 025537101 |
| — | CHINA MOBILE LIMITED | 10,289 | $568K | 0.2% | $55.20 | $57.39 | — | SPONSORED ADR | 16941M109 |
| MHK | MOHAWK INDS INC | 2,436 | $559K | 0.2% | $229.47 | $201.85 | +13.7% | COM | 608190104 |
| GOOG | ALPHABET INC | 661 | $548K | 0.2% | $829.05 * | $35.68 | +15.4% | CAP STK CL C | 02079K107 |
| — | BLACKSTONE GROUP L P | 18,200 | $541K | 0.2% | $29.73 | $28.12 | — | COM UNIT LTD | 09253U108 |
| PANW | PALO ALTO NETWORKS INC | 4,763 | $537K | 0.2% | $112.74 * | $23.03 | -18.5% | COM | 697435105 |
| MAA | MID AMER APT CMNTYS INC | 5,233 | $532K | 0.2% | $101.66 * | $60.34 | +24.3% | COM | 59522J103 |
| EFA | ISHARES TR | 8,441 | $526K | 0.2% | $62.31 | $59.95 | +3.9% | MSCI EAFE ETF | 464287465 |
| AWK | AMERICAN WTR WKS CO INC NEW | 6,750 | $525K | 0.2% | $77.78 * | $36.93 | +78.1% | COM | 030420103 |
| BCH | BANCO DE CHILE | 7,077 | $511K | 0.2% | $72.21 | $69.69 | +3.5% | SPONSORED ADR | 059520106 |
| VEU | VANGUARD INTL EQUITY INDEX F | 10,690 | $511K | 0.2% | $47.80 | $46.76 | +2.3% | ALLWRLD EX US | 922042775 |
| — | MFS CHARTER INCOME TR | 57,700 | $497K | 0.2% | $8.61 | $8.69 | — | SH BEN INT | 552727109 |
| INTC | INTEL CORP | 13,758 | $496K | 0.2% | $36.05 * | $22.02 | +34.7% | COM | 458140100 |
| MO | ALTRIA GROUP INC | 6,913 | $494K | 0.2% | $71.46 * | $18.14 | +111.1% | COM | 02209S103 |
| — | MYLAN N V | 12,412 | $484K | 0.2% | $38.99 | $41.83 | — | SHS EURO | N59465109 |
| PEP | PEPSICO INC | 4,222 | $472K | 0.2% | $111.80 * | $60.52 | +41.7% | COM | 713448108 |
| NVS | NOVARTIS A G | 6,325 | $470K | 0.2% | $74.31 | $76.28 | -2.6% | SPONSORED ADR | 66987V109 |
| MAR | MARRIOTT INTL INC NEW | 4,954 | $467K | 0.2% | $94.27 * | $66.58 | +31.1% | CL A | 571903202 |
| — | VMWARE INC | 5,055 | $466K | 0.2% | $92.19 | $60.14 | — | CL A COM | 928563402 |
| NWL | NEWELL BRANDS INC | 9,807 | $463K | 0.2% | $47.21 * | $31.90 | +0.6% | COM | 651229106 |
| AIN | ALBANY INTL CORP | 9,979 | $460K | 0.2% | $46.10 * | $32.50 | +27.6% | CL A | 012348108 |
| LLY | LILLY ELI & CO | 5,410 | $455K | 0.2% | $84.10 * | $64.43 | +13.7% | COM | 532457108 |
| DIS | DISNEY WALT CO | 3,992 | $453K | 0.2% | $113.48 * | $81.84 | +29.6% | COM DISNEY | 254687106 |
| — | UNITI GROUP INC | 17,504 | $452K | 0.2% | $25.82 | $25.82 | — | COM | 91325V108 |
| KO | COCA COLA CO | 10,000 | $424K | 0.2% | $42.40 * | $27.92 | +15.6% | COM | 191216100 |
| — | PARTY CITY HOLDCO INC | 29,843 | $419K | 0.2% | $14.04 | $14.04 | — | COM | 702149105 |
| — | INVESCO BD FD | 22,000 | $416K | 0.2% | $18.91 | $18.55 | — | COM | 46132L107 |
| MCD | MCDONALDS CORP | 3,087 | $400K | 0.2% | $129.58 * | $72.36 | +45.8% | COM | 580135101 |
| SHW | SHERWIN WILLIAMS CO | 1,283 | $398K | 0.2% | $310.21 * | $82.01 | +16.6% | COM | 824348106 |
| SPEM | SPDR INDEX SHS FDS | 5,870 | $377K | 0.2% | $64.22 * | $32.06 | +0.1% | EMERG MKTS ETF | 78463X509 |
| BUD | ANHEUSER BUSCH INBEV SA/NV | 3,250 | $357K | 0.2% | $109.85 | $117.39 | -6.5% | SPONSORED ADR | 03524A108 |
| — | ALPS ETF TR | 27,225 | $346K | 0.2% | $12.71 | $12.17 | — | ALERIAN MLP | 00162Q866 |
| TER | TERADYNE INC | 11,020 | $343K | 0.1% | $31.13 * | $23.22 | +27.7% | COM | 880770102 |
| GOOGL | ALPHABET INC | 401 | $340K | 0.1% | $847.88 * | $36.78 | +14.4% | CAP STK CL A | 02079K305 |
| — | EASTERLY GOVT PPTYS INC | 17,154 | $339K | 0.1% | $19.76 | $17.93 | — | COM | 27616P103 |
| SO | SOUTHERN CO | 6,582 | $328K | 0.1% | $49.83 * | $33.89 | +2.1% | COM | 842587107 |
| EG | EVEREST RE GROUP LTD | 1,362 | $318K | 0.1% | $233.48 * | $147.46 | +32.4% | COM | G3223R108 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,882 | $314K | 0.1% | $166.84 | $145.25 | +14.8% | CL B NEW | 084670702 |
| AMZN | AMAZON COM INC | 344 | $305K | 0.1% | $886.63 * | $35.89 | +23.5% | COM | 023135106 |
| D | DOMINION RES INC VA NEW | 3,908 | $303K | 0.1% | $77.53 * | $45.65 | +15.8% | COM | 25746U109 |
| VBR | VANGUARD INDEX FDS | 2,450 | $301K | 0.1% | $122.86 | $102.94 | +19.4% | SM CP VAL ETF | 922908611 |
| IVV | ISHARES TR | 1,250 | $297K | 0.1% | $237.60 | $209.91 | +13.0% | CORE S&P500 ETF | 464287200 |
| VWO | VANGUARD INTL EQUITY INDEX F | 7,408 | $294K | 0.1% | $39.69 | $36.63 | +8.4% | FTSE EMR MKT ETF | 922042858 |
| SSL | SASOL LTD | 9,790 | $288K | 0.1% | $29.42 | $27.56 | +6.7% | SPONSORED ADR | 803866300 |
| — | DU PONT E I DE NEMOURS & CO | 3,427 | $275K | 0.1% | $80.25 | $57.91 | — | COM | 263534109 |
| — | EDUCATION RLTY TR INC | 6,290 | $257K | 0.1% | $40.86 | $40.86 | — | COM NEW | 28140H203 |
| UNP | UNION PAC CORP | 2,420 | $256K | 0.1% | $105.79 * | $69.64 | +25.4% | COM | 907818108 |
| VO | VANGUARD INDEX FDS | 1,833 | $255K | 0.1% | $139.12 * | $30.50 | +14.1% | MID CAP ETF | 922908629 |
| ET | ENERGY TRANSFER EQUITY L P | 12,875 | $254K | 0.1% | $19.73 | $15.15 | — | COM UT LTD PTN | 29273V100 |
| — | UNITED TECHNOLOGIES CORP | 2,152 | $241K | 0.1% | $111.99 | $109.56 | — | COM | 913017109 |
| MMM | 3M CO | 1,249 | $239K | 0.1% | $191.35 * | $64.12 | +85.4% | COM | 88579Y101 |
| — | PUTMAN HIGH INCOME SEC FUND | 27,500 | $238K | 0.1% | $8.65 | $7.79 | — | SHS BEN INT | 746779107 |
| WELL | WELLTOWER INC | 3,350 | $237K | 0.1% | $70.75 * | $44.78 | +15.0% | COM | 95040Q104 |
| DVY | ISHARES TR | 2,500 | $228K | 0.1% | $91.20 | $76.32 | +19.4% | SELECT DIVID ETF | 464287168 |
| NKE | NIKE INC | 4,100 | $228K | 0.1% | $55.61 * | $50.61 | -1.6% | CL B | 654106103 |
| SPG | SIMON PPTY GROUP INC NEW | 1,257 | $216K | 0.1% | $171.84 * | $98.63 | +9.3% | COM | 828806109 |
| — | SUNCOKE ENERGY PARTNERS L P | 13,000 | $200K | 0.1% | $15.38 | $7.81 | — | COMUNIT REP LT | 86722Y101 |
| — | PUTNAM PREMIER INCOME TR | 36,750 | $194K | 0.1% | $5.28 | $4.93 | — | SH BEN INT | 746853100 |
| — | WESTERN ASSET MUN HI INCM FD | 25,000 | $181K | 0.1% | $7.24 | $6.76 | — | COM | 95766N103 |
| — | CREDIT SUISSE ASSET MGMT INC | 52,000 | $172K | 0.1% | $3.31 | $3.62 | — | COM | 224916106 |
| — | MFS GOVT MKTS INCOME TR | 33,400 | $165K | 0.1% | $4.94 | $5.44 | — | SH BEN INT | 552939100 |
| — | PUTNAM MANAGED MUN INCOM TR | 20,000 | $145K | 0.1% | $7.25 | $6.65 | — | COM | 746823103 |
| — | THL CR INC | 10,000 | $100K | 0.0% | $10.00 | $10.00 | — | COM | 872438106 |
| — | MFS MULTIMARKET INCOME TR | 15,850 | $97,000 | 0.0% | $6.12 | $5.49 | — | SH BEN INT | 552737108 |
| — | TEMPLETON GLOBAL INCOME FD | 12,500 | $83,000 | 0.0% | $6.64 | $7.98 | — | COM | 880198106 |
| OPK | OPKO HEALTH INC | 10,000 | $80,000 | 0.0% | $8.00 | $12.18 | -34.3% | COM | 68375N103 |
| — | WESTERN ASSET HIGH INCM OPP | 15,000 | $76,000 | 0.0% | $5.07 | $5.68 | — | COM | 95766K109 |
| MLSS | MILESTONE SCIENTIFIC INC | 25,000 | $34,000 | 0.0% | $1.36 | $2.98 | -54.7% | COM NEW | 59935P209 |
| — | SMTC CORP | 15,977 | $20,000 | 0.0% | $1.25 | $1.82 | — | COM NEW | 832682207 |