Location: New Canaan, CT
CIK: 0001551969 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Jan 25, 2017
Total Value: $271M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| TRGP | TARGA RES CORP | 201,288 | $11.29M | 4.2% | $15.07 | +127.8% | COM | 87612G101 |
| WDC | WESTERN DIGITAL CORP | 142,053 | $9.652M | 3.6% | $28.68 | +42.5% | COM | 958102105 |
| MKC | MCCORMICK & CO INC | 82,887 | $7.736M | 2.9% | $33.85 | +15.8% | COM NON VTG | 579780206 |
| PLOW | DOUGLAS DYNAMICS INC | 214,773 | $7.227M | 2.7% | $15.88 | +100.1% | COM | 25960R105 |
| BGS | B & G FOODS INC NEW | 152,018 | $6.658M | 2.5% | $14.14 | +47.9% | COM | 05508R106 |
| VZ | VERIZON COMMUNICATIONS INC | 120,120 | $6.412M | 2.4% | $27.72 | +11.8% | COM | 92343V104 |
| DLR | DIGITAL RLTY TR INC | 62,613 | $6.152M | 2.3% | $40.95 | +65.1% | COM | 253868103 |
| LAMR | LAMAR ADVERTISING CO NEW | 91,011 | $6.12M | 2.3% | $54.97 | — | CL A | 512816109 |
| HASI | HANNON ARMSTRONG SUST INFR C | 322,233 | $6.119M | 2.3% | $7.92 | +61.4% | COM | 41068X100 |
| QCOM | QUALCOMM INC | 92,341 | $6.021M | 2.2% | $41.08 | +27.2% | COM | 747525103 |
| RHP | RYMAN HOSPITALITY PPTYS INC | 95,155 | $5.996M | 2.2% | $50.85 | — | COM | 78377T107 |
| CVX | CHEVRON CORP NEW | 49,289 | $5.801M | 2.1% | $64.12 | +15.1% | COM | 166764100 |
| GM | GENERAL MTRS CO | 166,435 | $5.799M | 2.1% | $24.39 | +15.5% | COM | 37045V100 |
| PFE | PFIZER INC | 177,081 | $5.752M | 2.1% | $17.64 | +16.2% | COM | 717081103 |
| — | SIX FLAGS ENTMT CORP NEW | 93,797 | $5.624M | 2.1% | $38.91 | — | COM | 83001A102 |
| HTGC | HERCULES CAPITAL INC | 389,071 | $5.49M | 2.0% | $13.15 | +3.5% | COM | 427096508 |
| NNN | NATIONAL RETAIL PPTYS INC | 120,762 | $5.338M | 2.0% | $35.52 | — | COM | 637417106 |
| IRM | IRON MTN INC NEW | 155,967 | $5.066M | 1.9% | $18.82 | +5.5% | COM | 46284V101 |
| VTR | VENTAS INC | 79,430 | $4.966M | 1.8% | $46.41 | -8.3% | COM | 92276F100 |
| DUK | DUKE ENERGY CORP NEW | 62,367 | $4.841M | 1.8% | $45.35 | +16.1% | COM NEW | 26441C204 |
| SBRA | SABRA HEALTH CARE REIT INC | 196,634 | $4.802M | 1.8% | $24.93 | — | COM | 78573L106 |
| CODI | COMPASS DIVERSIFIED HOLDINGS | 268,066 | $4.798M | 1.8% | $7.58 | +34.5% | SH BEN INT | 20451Q104 |
| FPI | FARMLAND PARTNERS INC | 405,051 | $4.52M | 1.7% | $10.91 | — | COM | 31154R109 |
| GRMN | GARMIN LTD | 92,929 | $4.506M | 1.7% | $25.33 | +54.8% | SHS | H2906T109 |
| — | NEW MEDIA INVT GROUP INC | 279,992 | $4.477M | 1.7% | $17.62 | — | COM | 64704V106 |
| — | NATIONAL CINEMEDIA INC | 283,205 | $4.172M | 1.5% | $15.06 | — | COM | 635309107 |
| MAT | MATTEL INC | 148,881 | $4.102M | 1.5% | $29.68 | +2.5% | COM | 577081102 |
| — | SCORPIO TANKERS INC | 903,523 | $4.093M | 1.5% | $4.63 | — | SHS | Y7542C106 |
| PPL | PPL CORP | 114,464 | $3.897M | 1.4% | $17.70 | +25.9% | COM | 69351T106 |
| — | NUSTAR ENERGY LP | 71,726 | $3.572M | 1.3% | $45.71 | — | UNIT COM | 67058H102 |
| EPD | ENTERPRISE PRODS PARTNERS L | 129,966 | $3.514M | 1.3% | $45.18 | — | COM | 293792107 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 44,980 | $3.402M | 1.3% | $56.28 | — | COM UNIT RP LP | 559080106 |
| VB | VANGUARD INDEX FDS | 23,545 | $3.036M | 1.1% | $100.23 | — | SMALL CP ETF | 922908751 |
| SPY | SPDR S&P 500 ETF TR | 12,813 | $2.864M | 1.1% | $179.41 | — | TR UNIT | 78462F103 |
| JNJ | JOHNSON & JOHNSON | 22,029 | $2.538M | 0.9% | $63.06 | +42.3% | COM | 478160104 |
| HD | HOME DEPOT INC | 17,096 | $2.292M | 0.8% | $83.81 | +23.4% | COM | 437076102 |
| — | ENBRIDGE ENERGY MANAGEMENT L | 88,467 | $2.291M | 0.8% | $28.14 | — | SHS UNITS LLI | 29250X103 |
| — | TEEKAY OFFSHORE PARTNERS L P | 416,181 | $2.106M | 0.8% | $9.02 | — | PARTNERSHIP UN | Y8565J101 |
| AAPL | APPLE INC | 14,809 | $1.715M | 0.6% | $18.91 | +38.0% | COM | 037833100 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 5,647 | $1.704M | 0.6% | $217.62 | — | UTSER1 S&PDCRP | 78467Y107 |
| KMI | KINDER MORGAN INC DEL | 79,147 | $1.639M | 0.6% | $18.21 | -28.0% | COM | 49456B101 |
| — | GENERAL ELECTRIC CO | 51,069 | $1.614M | 0.6% | $23.99 | — | COM | 369604103 |
| IVV | ISHARES TR | 6,310 | $1.42M | 0.5% | $212.20 | — | CORE S&P500 ETF | 464287200 |
| XOM | EXXON MOBIL CORP | 15,343 | $1.385M | 0.5% | $54.71 | +6.3% | COM | 30231G102 |
| IWR | ISHARES TR | 6,934 | $1.24M | 0.5% | $165.19 | — | RUS MID-CAP ETF | 464287499 |
| JPM | JPMORGAN CHASE & CO | 13,876 | $1.197M | 0.4% | $39.98 | +49.8% | COM | 46625H100 |
| PG | PROCTER AND GAMBLE CO | 13,486 | $1.134M | 0.4% | $56.29 | +18.6% | COM | 742718109 |
| SMFG | SUMITOMO MITSUI FINL GROUP I | 128,950 | $985K | 0.4% | $6.00 | — | SPONSORED ADR | 86562M209 |
| — | LIFELOCK INC | 41,147 | $984K | 0.4% | $13.13 | — | COM | 53224V100 |
| MRK | MERCK & CO INC | 16,713 | $984K | 0.4% | $33.16 | +32.9% | COM | 58933Y105 |
| SHBI | SHORE BANCSHARES INC | 63,768 | $972K | 0.4% | $7.91 | +74.3% | COM | 825107105 |
| T | AT&T INC | 22,733 | $967K | 0.4% | $12.30 | +25.6% | COM | 00206R102 |
| — | TIME WARNER INC | 9,910 | $957K | 0.4% | $66.54 | — | COM NEW | 887317303 |
| BMY | BRISTOL MYERS SQUIBB CO | 16,316 | $954K | 0.4% | $30.83 | +28.2% | COM | 110122108 |
| AMGN | AMGEN INC | 6,301 | $921K | 0.3% | $106.37 | +7.5% | COM | 031162100 |
| — | NATIONAL GRID PLC | 15,404 | $899K | 0.3% | $71.73 | — | SPON ADR NEW | 636274300 |
| ABBV | ABBVIE INC | 14,326 | $897K | 0.3% | $30.65 | +36.4% | COM | 00287Y109 |
| EFA | ISHARES TR | 15,156 | $875K | 0.3% | $59.39 | — | MSCI EAFE ETF | 464287465 |
| PAC | GPO AEROPORTUARIO DEL PAC SA | 10,515 | $868K | 0.3% | $75.13 | — | SPON ADR B | 400506101 |
| — | RELX NV | 50,556 | $847K | 0.3% | $16.76 | — | SPONSORED ADR | 75955B102 |
| — | MARINE HARVEST ASA | 46,272 | $839K | 0.3% | $18.13 | — | SPONSORED ADR | 56824R205 |
| META | FACEBOOK INC | 7,151 | $823K | 0.3% | $121.96 | 0.0% | CL A | 30303M102 |
| — | SANDY SPRING BANCORP INC | 20,547 | $822K | 0.3% | $21.68 | — | COM | 800363103 |
| — | ROYAL DUTCH SHELL PLC | 14,165 | $821K | 0.3% | $57.96 | — | SPON ADR B | 780259107 |
| AWK | AMERICAN WTR WKS CO INC NEW | 11,250 | $814K | 0.3% | $36.93 | +64.5% | COM | 030420103 |
| — | TEEKAY LNG PARTNERS L P | 56,065 | $810K | 0.3% | $37.95 | — | PRTNRSP UNITS | Y8564M105 |
| CSCO | CISCO SYS INC | 26,685 | $806K | 0.3% | $17.61 | +30.9% | COM | 17275R102 |
| URI | UNITED RENTALS INC | 7,485 | $790K | 0.3% | $73.82 | +19.4% | COM | 911363109 |
| — | LAZARD LTD | 19,100 | $785K | 0.3% | $32.64 | — | SHS A | G54050102 |
| — | CELGENE CORP | 6,685 | $774K | 0.3% | $107.83 | — | COM | 151020104 |
| KO | COCA COLA CO | 17,916 | $743K | 0.3% | $27.92 | +11.8% | COM | 191216100 |
| TM | TOYOTA MOTOR CORP | 6,300 | $738K | 0.3% | $115.18 | — | SP ADR REP2COM | 892331307 |
| GOOG | ALPHABET INC | 944 | $729K | 0.3% | $35.68 | +8.4% | CAP STK CL C | 02079K107 |
| MCD | MCDONALDS CORP | 5,897 | $718K | 0.3% | $72.36 | +30.3% | COM | 580135101 |
| — | WESTPAC BKG CORP | 29,990 | $704K | 0.3% | $28.50 | — | SPONSORED ADR | 961214301 |
| — | DOW CHEM CO | 11,603 | $664K | 0.2% | $50.71 | — | COM | 260543103 |
| AMAT | APPLIED MATLS INC | 20,275 | $654K | 0.2% | $18.86 | +45.7% | COM | 038222105 |
| KHC | KRAFT HEINZ CO | 7,462 | $652K | 0.2% | $48.69 | +16.0% | COM | 500754106 |
| — | GLAXOSMITHKLINE PLC | 16,518 | $636K | 0.2% | $47.71 | — | SPONSORED ADR | 37733W105 |
| AIN | ALBANY INTL CORP | 13,690 | $634K | 0.2% | $32.50 | +21.3% | CL A | 012348108 |
| LMT | LOCKHEED MARTIN CORP | 2,537 | $634K | 0.2% | $167.66 | +16.9% | COM | 539830109 |
| MSFT | MICROSOFT CORP | 10,075 | $626K | 0.2% | $37.74 | +42.9% | COM | 594918104 |
| NVS | NOVARTIS A G | 8,552 | $623K | 0.2% | $75.96 | — | SPONSORED ADR | 66987V109 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,752 | $623K | 0.2% | $114.41 | -9.9% | COM | 459200101 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 21,260 | $611K | 0.2% | $23.11 | — | SPONSORED ADR | 874039100 |
| D | DOMINION RES INC VA NEW | 7,973 | $611K | 0.2% | $45.65 | +8.3% | COM | 25746U109 |
| WFC | WELLS FARGO & CO NEW | 11,039 | $608K | 0.2% | $38.47 | +1.5% | COM | 949746101 |
| NOC | NORTHROP GRUMMAN CORP | 2,565 | $597K | 0.2% | $143.77 | +39.6% | COM | 666807102 |
| EDV | VANGUARD WORLD FD | 5,425 | $594K | 0.2% | $121.66 | — | EXTENDED DUR | 921910709 |
| BUD | ANHEUSER BUSCH INBEV SA/NV | 5,610 | $592K | 0.2% | $116.67 | — | SPONSORED ADR | 03524A108 |
| KMB | KIMBERLY CLARK CORP | 5,063 | $578K | 0.2% | $71.08 | +18.9% | COM | 494368103 |
| PEP | PEPSICO INC | 5,481 | $573K | 0.2% | $60.52 | +31.1% | COM | 713448108 |
| ABT | ABBOTT LABS | 14,306 | $550K | 0.2% | $31.08 | +8.3% | COM | 002824100 |
| — | TOTAL S A | 10,770 | $549K | 0.2% | $48.62 | — | SPONSORED ADR | 89151E109 |
| — | EASTERLY GOVT PPTYS INC | 27,027 | $541K | 0.2% | $17.93 | — | COM | 27616P103 |
| BRX | BRIXMOR PPTY GROUP INC | 22,130 | $540K | 0.2% | $24.45 | — | COM | 11120U105 |
| MO | ALTRIA GROUP INC | 7,956 | $538K | 0.2% | $18.14 | +87.3% | COM | 02209S103 |
| — | COMMUNICATIONS SALES&LEAS IN | 21,149 | $537K | 0.2% | $24.72 | — | COM | 20341J104 |
| — | DELPHI AUTOMOTIVE PLC | 7,818 | $527K | 0.2% | $65.09 | — | SHS | G27823106 |
| GOOGL | ALPHABET INC | 657 | $521K | 0.2% | $36.78 | +7.9% | CAP STK CL A | 02079K305 |
| MDT | MEDTRONIC PLC | 7,320 | $521K | 0.2% | $59.93 | +4.0% | SHS | G5960L103 |
| PANW | PALO ALTO NETWORKS INC | 4,148 | $519K | 0.2% | $23.14 | +3.6% | COM | 697435105 |
| AEP | AMERICAN ELEC PWR INC | 7,990 | $503K | 0.2% | $44.69 | 0.0% | COM | 025537101 |
| ZBH | ZIMMER BIOMET HLDGS INC | 4,840 | $499K | 0.2% | $101.24 | -1.8% | COM | 98956P102 |
| SPG | SIMON PPTY GROUP INC NEW | 2,807 | $499K | 0.2% | $98.63 | +16.4% | COM | 828806109 |
| — | UNITED TECHNOLOGIES CORP | 4,541 | $498K | 0.2% | $109.56 | — | COM | 913017109 |
| — | DU PONT E I DE NEMOURS & CO | 6,776 | $497K | 0.2% | $57.91 | — | COM | 263534109 |
| — | SUNCOKE ENERGY PARTNERS L P | 25,701 | $495K | 0.2% | $7.81 | — | COMUNIT REP LT | 86722Y101 |
| — | POWERSHARES ETF TR II | 20,075 | $494K | 0.2% | $25.37 | — | VAR RATE PFD POR | 73937B597 |
| MAA | MID AMER APT CMNTYS INC | 4,928 | $483K | 0.2% | $59.57 | +12.7% | COM | 59522J103 |
| — | MFS CHARTER INCOME TR | 56,700 | $483K | 0.2% | $8.69 | — | SH BEN INT | 552727109 |
| DIS | DISNEY WALT CO | 4,512 | $470K | 0.2% | $81.84 | +10.8% | COM DISNEY | 254687106 |
| — | WALGREENS BOOTS ALLIANCE INC | 5,630 | $466K | 0.2% | $84.17 | — | COM | 931427108 |
| FISV | FISERV INC | 4,275 | $454K | 0.2% | $43.35 | +18.5% | COM | 337738108 |
| — | NUTRI SYS INC NEW | 12,742 | $442K | 0.2% | $13.75 | — | COM | 67069D108 |
| OPK | OPKO HEALTH INC | 47,433 | $441K | 0.2% | $12.18 | -15.1% | COM | 68375N103 |
| — | STAMPS COM INC | 3,828 | $439K | 0.2% | $39.40 | — | COM NEW | 852857200 |
| INTC | INTEL CORP | 12,020 | $436K | 0.2% | $20.92 | +39.4% | COM | 458140100 |
| — | CHINA MOBILE LIMITED | 8,099 | $425K | 0.2% | $57.98 | — | SPONSORED ADR | 16941M109 |
| VEU | VANGUARD INTL EQUITY INDEX F | 9,625 | $425K | 0.2% | $44.22 | — | ALLWRLD EX US | 922042775 |
| MMM | 3M CO | 2,362 | $422K | 0.2% | $64.12 | +65.6% | COM | 88579Y101 |
| WELL | WELLTOWER INC | 6,100 | $408K | 0.2% | $44.78 | +5.6% | COM | 95040Q104 |
| LLY | LILLY ELI & CO | 5,410 | $398K | 0.1% | $64.43 | -0.3% | COM | 532457108 |
| AMZN | AMAZON COM INC | 527 | $395K | 0.1% | $35.89 | +9.2% | COM | 023135106 |
| MAR | MARRIOTT INTL INC NEW | 4,476 | $370K | 0.1% | $65.11 | +6.6% | CL A | 571903202 |
| BCH | BANCO DE CHILE | 5,173 | $364K | 0.1% | $69.87 | — | SPONSORED ADR | 059520106 |
| — | CANTEL MEDICAL CORP | 4,509 | $355K | 0.1% | $35.01 | — | COM | 138098108 |
| NWL | NEWELL BRANDS INC | 7,959 | $355K | 0.1% | $31.83 | +2.8% | COM | 651229106 |
| MHK | MOHAWK INDS INC | 1,740 | $347K | 0.1% | $194.69 | +0.9% | COM | 608190104 |
| — | ALPS ETF TR | 27,525 | $347K | 0.1% | $12.17 | — | ALERIAN MLP | 00162Q866 |
| SO | SOUTHERN CO | 6,939 | $341K | 0.1% | $33.89 | -1.0% | COM | 842587107 |
| — | HEALTHCARE RLTY TR | 11,125 | $337K | 0.1% | $24.11 | — | COM | 421946104 |
| SPEM | SPDR INDEX SHS FDS | 5,870 | $336K | 0.1% | $59.63 | — | EMERG MKTS ETF | 78463X509 |
| — | VMWARE INC | 4,272 | $336K | 0.1% | $54.27 | — | CL A COM | 928563402 |
| — | POTASH CORP SASK INC | 18,010 | $326K | 0.1% | $17.09 | — | COM | 73755L107 |
| — | MYLAN N V | 8,422 | $321K | 0.1% | $43.18 | — | SHS EURO | N59465109 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,882 | $307K | 0.1% | $145.25 | +6.0% | CL B NEW | 084670702 |
| EG | EVEREST RE GROUP LTD | 1,407 | $304K | 0.1% | $147.46 | +15.6% | COM | G3223R108 |
| GILD | GILEAD SCIENCES INC | 4,157 | $298K | 0.1% | $42.38 | +25.5% | COM | 375558103 |
| VBR | VANGUARD INDEX FDS | 2,450 | $296K | 0.1% | $100.30 | — | SM CP VAL ETF | 922908611 |
| VWO | VANGUARD INTL EQUITY INDEX F | 8,208 | $294K | 0.1% | $35.82 | — | FTSE EMR MKT ETF | 922042858 |
| — | BLACKSTONE GROUP L P | 10,875 | $294K | 0.1% | $27.03 | — | COM UNIT LTD | 09253U108 |
| PAYX | PAYCHEX INC | 4,816 | $293K | 0.1% | $45.34 | -3.1% | COM | 704326107 |
| SHW | SHERWIN WILLIAMS CO | 1,058 | $284K | 0.1% | $79.68 | +2.1% | COM | 824348106 |
| HDSN | HUDSON TECHNOLOGIES INC | 34,390 | $275K | 0.1% | $3.81 | +85.4% | COM | 444144109 |
| FLWS | 1 800 FLOWERS COM | 25,737 | $275K | 0.1% | $6.10 | +65.2% | CL A | 68243Q106 |
| — | JERNIGAN CAP INC | 12,950 | $273K | 0.1% | $15.09 | — | COM | 476405105 |
| UNP | UNION PAC CORP | 2,592 | $269K | 0.1% | $69.64 | +15.3% | COM | 907818108 |
| POOL | POOL CORPORATION | 2,549 | $266K | 0.1% | $62.59 | +42.2% | COM | 73278L105 |
| GTN | GRAY TELEVISION INC | 24,464 | $265K | 0.1% | $6.43 | +52.6% | COM | 389375106 |
| — | KMG CHEMICALS INC | 6,756 | $263K | 0.1% | $38.93 | — | COM | 482564101 |
| JOUT | JOHNSON OUTDOORS INC | 6,608 | $262K | 0.1% | $30.98 | +24.4% | CL A | 479167108 |
| ET | ENERGY TRANSFER EQUITY L P | 12,875 | $249K | 0.1% | $15.15 | — | COM UT LTD PTN | 29273V100 |
| MNRO | MONRO MUFFLER BRAKE INC | 4,244 | $243K | 0.1% | $50.40 | +14.3% | COM | 610236101 |
| VO | VANGUARD INDEX FDS | 1,833 | $241K | 0.1% | $120.02 | — | MID CAP ETF | 922908629 |
| TER | TERADYNE INC | 9,410 | $239K | 0.1% | $22.54 | 0.0% | COM | 880770102 |
| — | HERITAGE CRYSTAL CLEAN INC | 15,235 | $239K | 0.1% | $12.18 | — | COM | 42726M106 |
| PBH | PRESTIGE BRANDS HLDGS INC | 4,476 | $233K | 0.1% | $43.77 | +10.3% | COM | 74112D101 |
| — | PSYCHEMEDICS CORP | 9,433 | $233K | 0.1% | $24.70 | — | COM NEW | 744375205 |
| — | GENESEE & WYO INC | 3,364 | $233K | 0.1% | $68.97 | — | CL A | 371559105 |
| — | FELCOR LODGING TR INC | 28,785 | $231K | 0.1% | $5.92 | — | COM | 31430F101 |
| — | FLY LEASING LTD | 17,014 | $226K | 0.1% | $14.08 | — | SPONSORED ADR | 34407D109 |
| — | BLACKROCK INC | 595 | $226K | 0.1% | $343.23 | — | COM | 09247X101 |
| — | CORE MARK HOLDING CO INC | 5,146 | $222K | 0.1% | $43.14 | — | COM | 218681104 |
| — | INVESCO BD FD | 12,000 | $222K | 0.1% | $18.24 | — | COM | 46132L107 |
| DVY | ISHARES TR | 2,500 | $221K | 0.1% | $81.60 | — | SELECT DIVID ETF | 464287168 |
| ADP | AUTOMATIC DATA PROCESSING IN | 2,152 | $221K | 0.1% | $74.09 | +3.6% | COM | 053015103 |
| — | EXPRESS SCRIPTS HLDG CO | 3,065 | $211K | 0.1% | $64.86 | — | COM | 30219G108 |
| NKE | NIKE INC | 4,100 | $208K | 0.1% | $50.61 | -9.9% | CL B | 654106103 |
| SSL | SASOL LTD | 7,190 | $206K | 0.1% | $27.38 | — | SPONSORED ADR | 803866300 |
| — | CARE CAP PPTYS INC | 8,183 | $205K | 0.1% | $11.75 | — | COM | 141624106 |
| — | MONSANTO CO NEW | 1,925 | $203K | 0.1% | $105.45 | — | COM | 61166W101 |
| — | PRIMO WTR CORP | 15,628 | $192K | 0.1% | $4.34 | — | COM | 74165N105 |
| — | PUTNAM PREMIER INCOME TR | 36,750 | $183K | 0.1% | $4.93 | — | SH BEN INT | 746853100 |
| — | WESTERN ASSET MUN HI INCM FD | 25,000 | $179K | 0.1% | $6.76 | — | COM | 95766N103 |
| DHX | DHI GROUP INC | 27,998 | $175K | 0.1% | $8.22 | -21.8% | COM | 23331S100 |
| — | PUTMAN HIGH INCOME SEC FUND | 20,000 | $164K | 0.1% | $7.47 | — | SHS BEN INT | 746779107 |
| — | CREDIT SUISSE ASSET MGMT INC | 52,000 | $164K | 0.1% | $3.62 | — | COM | 224916106 |
| — | PUTNAM MANAGED MUN INCOM TR | 20,000 | $141K | 0.1% | $6.65 | — | COM | 746823103 |
| INFU | INFUSYSTEM HLDGS INC | 49,339 | $126K | 0.0% | $2.55 | -12.0% | COM | 45685K102 |
| — | MFS GOVT MKTS INCOME TR | 20,900 | $105K | 0.0% | $5.74 | — | SH BEN INT | 552939100 |
| — | THL CR INC | 10,000 | $100K | 0.0% | $10.00 | — | COM | 872438106 |
| — | MFS MULTIMARKET INCOME TR | 15,850 | $96,000 | 0.0% | $5.49 | — | SH BEN INT | 552737108 |
| — | CALUMET SPECIALTY PRODS PTNR | 21,590 | $86,000 | 0.0% | $11.77 | — | UT LTD PARTNER | 131476103 |
| — | TRAVELCENTERS AMER LLC | 12,090 | $86,000 | 0.0% | $10.26 | — | COM | 894174101 |
| — | TEMPLETON GLOBAL INCOME FD | 12,500 | $81,000 | 0.0% | $7.98 | — | COM | 880198106 |
| — | XERIUM TECHNOLOGIES INC | 13,482 | $76,000 | 0.0% | $10.83 | — | COM NEW | 98416J118 |
| — | WESTERN ASSET HIGH INCM OPP | 15,000 | $75,000 | 0.0% | $5.68 | — | COM | 95766K109 |
| MLSS | MILESTONE SCIENTIFIC INC | 52,616 | $74,000 | 0.0% | $2.98 | -41.2% | COM NEW | 59935P209 |
| — | CHANTICLEER HLDGS INC | 59,890 | $25,000 | 0.0% | $1.08 | — | COM PAR $.0001 N | 15930P404 |
| — | SMTC CORP | 15,977 | $24,000 | 0.0% | $1.82 | — | COM NEW | 832682207 |
| — | MEI PHARMA INC | 13,316 | $19,000 | 0.0% | $6.69 | — | COM NEW | 55279B202 |
| — | VANGUARD NAT RES LLC | 25,983 | $18,000 | 0.0% | $23.81 | — | COM UNIT | 92205F106 |