Location: New Canaan, CT
CIK: 0001551969 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Jul 24, 2017
Total Value: $231M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| MKC | MCCORMICK & CO INC | 82,887 | $8.082M | 3.5% | $97.51 * | $33.85 | +22.2% | COM NON VTG | 579780206 |
| HASI | HANNON ARMSTRONG SUST INFR C | 281,729 | $6.443M | 2.8% | $22.87 * | $7.92 | +85.1% | COM | 41068X100 |
| PLOW | DOUGLAS DYNAMICS INC | 174,956 | $5.756M | 2.5% | $32.90 | $16.48 | +99.6% | COM | 25960R105 |
| WDC | WESTERN DIGITAL CORP | 59,371 | $5.26M | 2.3% | $88.60 * | $28.68 | +110.9% | COM | 958102105 |
| TRGP | TARGA RES CORP | 114,554 | $5.178M | 2.2% | $45.20 * | $15.28 | +108.7% | COM | 87612G101 |
| RHP | RYMAN HOSPITALITY PPTYS INC | 78,605 | $5.031M | 2.2% | $64.00 | $51.01 | — | COM | 78377T107 |
| LAMR | LAMAR ADVERTISING CO NEW | 68,276 | $5.023M | 2.2% | $73.57 | $54.97 | — | CL A | 512816109 |
| NNN | NATIONAL RETAIL PPTYS INC | 124,259 | $4.859M | 2.1% | $39.10 | $36.47 | — | COM | 637417106 |
| BGS | B & G FOODS INC NEW | 135,590 | $4.827M | 2.1% | $35.60 * | $14.47 | +19.9% | COM | 05508R106 |
| GM | GENERAL MTRS CO | 134,647 | $4.703M | 2.0% | $34.93 * | $24.39 | +23.5% | COM | 37045V100 |
| QCOM | QUALCOMM INC | 85,122 | $4.7M | 2.0% | $55.21 * | $41.13 | +6.9% | COM | 747525103 |
| PFE | PFIZER INC | 137,773 | $4.628M | 2.0% | $33.59 * | $17.64 | +24.2% | COM | 717081103 |
| PBI | PITNEY BOWES INC | 300,077 | $4.531M | 2.0% | $15.10 | $14.13 | +6.8% | COM | 724479100 |
| SKT | TANGER FACTORY OUTLET CTRS I | 171,785 | $4.463M | 1.9% | $25.98 | $25.98 | — | COM | 875465106 |
| — | SIX FLAGS ENTMT CORP NEW | 73,600 | $4.387M | 1.9% | $59.61 | $39.31 | — | COM | 83001A102 |
| SBRA | SABRA HEALTH CARE REIT INC | 180,707 | $4.355M | 1.9% | $24.10 | $24.83 | — | COM | 78573L106 |
| IRM | IRON MTN INC NEW | 126,568 | $4.349M | 1.9% | $34.36 * | $18.88 | +13.7% | COM | 46284V101 |
| HTGC | HERCULES CAPITAL INC | 326,129 | $4.318M | 1.9% | $13.24 | $13.20 | +0.3% | COM | 427096508 |
| VZ | VERIZON COMMUNICATIONS INC | 96,051 | $4.29M | 1.9% | $44.66 * | $27.77 | +2.0% | COM | 92343V104 |
| VTR | VENTAS INC | 60,770 | $4.222M | 1.8% | $69.48 * | $46.41 | +4.3% | COM | 92276F100 |
| TGT | TARGET CORP | 80,443 | $4.206M | 1.8% | $52.29 * | $42.57 | -3.8% | COM | 87612E106 |
| CVX | CHEVRON CORP NEW | 38,562 | $4.023M | 1.7% | $104.33 * | $64.12 | +13.0% | COM | 166764100 |
| DUK | DUKE ENERGY CORP NEW | 46,744 | $3.907M | 1.7% | $83.58 * | $45.35 | +30.2% | COM NEW | 26441C204 |
| CODI | COMPASS DIVERSIFIED HOLDINGS | 222,882 | $3.889M | 1.7% | $17.45 * | $7.60 | +34.3% | SH BEN INT | 20451Q104 |
| MAT | MATTEL INC | 176,502 | $3.8M | 1.6% | $21.53 | $29.17 | -26.2% | COM | 577081102 |
| — | NEW MEDIA INVT GROUP INC | 273,688 | $3.689M | 1.6% | $13.48 | $17.25 | — | COM | 64704V106 |
| EPD | ENTERPRISE PRODS PARTNERS L | 134,021 | $3.629M | 1.6% | $27.08 | $44.11 | — | COM | 293792107 |
| GRMN | GARMIN LTD | 69,292 | $3.536M | 1.5% | $51.03 * | $25.33 | +63.1% | SHS | H2906T109 |
| PPL | PPL CORP | 87,197 | $3.371M | 1.5% | $38.66 * | $17.70 | +49.4% | COM | 69351T106 |
| — | NUSTAR ENERGY LP | 70,016 | $3.265M | 1.4% | $46.63 | $45.74 | — | UNIT COM | 67058H102 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 44,485 | $3.17M | 1.4% | $71.26 | $57.10 | — | COM UNIT RP LP | 559080106 |
| VB | VANGUARD INDEX FDS | 23,247 | $3.151M | 1.4% | $135.54 | $98.34 | +37.8% | SMALL CP ETF | 922908751 |
| FPI | FARMLAND PARTNERS INC | 342,398 | $3.061M | 1.3% | $8.94 | $10.87 | — | COM | 31154R109 |
| — | SCORPIO TANKERS INC | 730,584 | $2.9M | 1.3% | $3.97 | $4.63 | — | SHS | Y7542C106 |
| HD | HOME DEPOT INC | 13,479 | $2.068M | 0.9% | $153.42 * | $83.81 | +49.1% | COM | 437076102 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 5,653 | $1.796M | 0.8% | $317.71 | $217.56 | +46.0% | UTSER1 S&PDCRP | 78467Y107 |
| JNJ | JOHNSON & JOHNSON | 13,230 | $1.75M | 0.8% | $132.28 * | $63.06 | +65.7% | COM | 478160104 |
| — | NATIONAL CINEMEDIA INC | 232,664 | $1.726M | 0.7% | $7.42 | $15.06 | — | COM | 635309107 |
| PAC | GPO AEROPORTUARIO DEL PAC SA | 14,775 | $1.659M | 0.7% | $112.28 | $76.98 | +45.9% | SPON ADR B | 400506101 |
| SPY | SPDR S&P 500 ETF TR | 6,786 | $1.641M | 0.7% | $241.82 | $181.21 | +33.4% | TR UNIT | 78462F103 |
| NGG | NATIONAL GRID PLC | 23,777 | $1.494M | 0.6% | $62.83 | $69.10 | -9.1% | SPONSORED ADR NE | 636274409 |
| — | RELX NV | 70,312 | $1.454M | 0.6% | $20.68 | $17.39 | — | SPONSORED ADR | 75955B102 |
| AAPL | APPLE INC | 9,900 | $1.426M | 0.6% | $144.04 * | $18.91 | +77.1% | COM | 037833100 |
| LVS | LAS VEGAS SANDS CORP | 21,105 | $1.348M | 0.6% | $63.87 * | $45.00 | +18.2% | COM | 517834107 |
| IWR | ISHARES TR | 6,746 | $1.296M | 0.6% | $192.11 * | $40.89 | +17.5% | RUS MID CAP ETF | 464287499 |
| — | ROYAL DUTCH SHELL PLC | 22,535 | $1.227M | 0.5% | $54.45 | $56.95 | — | SPON ADR B | 780259107 |
| META | FACEBOOK INC | 7,936 | $1.198M | 0.5% | $150.96 | $126.75 | +18.3% | CL A | 30303M102 |
| — | WESTPAC BKG CORP | 50,860 | $1.19M | 0.5% | $23.40 | $27.30 | — | SPONSORED ADR | 961214301 |
| EDV | VANGUARD WORLD FD | 9,975 | $1.172M | 0.5% | $117.49 | $117.78 | -0.3% | EXTENDED DUR | 921910709 |
| SMFG | SUMITOMO MITSUI FINL GROUP I | 147,272 | $1.158M | 0.5% | $7.86 | $6.40 | +22.9% | SPONSORED ADR | 86562M209 |
| — | GLAXOSMITHKLINE PLC | 25,747 | $1.11M | 0.5% | $43.11 | $45.79 | — | SPONSORED ADR | 37733W105 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 30,160 | $1.054M | 0.5% | $34.95 | $25.16 | +39.0% | SPONSORED ADR | 874039100 |
| SHBI | SHORE BANCSHARES INC | 63,393 | $1.043M | 0.5% | $16.45 | $8.06 | +104.0% | COM | 825107105 |
| ABBV | ABBVIE INC | 14,054 | $1.019M | 0.4% | $72.51 * | $30.98 | +63.6% | COM | 00287Y109 |
| TM | TOYOTA MOTOR CORP | 9,365 | $984K | 0.4% | $105.07 | $114.40 | -8.2% | SP ADR REP2COM | 892331307 |
| CSCO | CISCO SYS INC | 31,147 | $975K | 0.4% | $31.30 * | $18.64 | +29.2% | COM | 17275R102 |
| — | TOTAL S A | 19,230 | $954K | 0.4% | $49.61 | $49.28 | — | SPONSORED ADR | 89151E109 |
| URI | UNITED RENTALS INC | 8,275 | $933K | 0.4% | $112.75 * | $77.26 | +41.3% | COM | 911363109 |
| OKE | ONEOK INC NEW | 16,991 | $886K | 0.4% | $52.15 * | $31.79 | -3.6% | COM | 682680103 |
| — | GENERAL ELECTRIC CO | 32,590 | $880K | 0.4% | $27.00 | $23.99 | — | COM | 369604103 |
| PG | PROCTER AND GAMBLE CO | 10,041 | $875K | 0.4% | $87.14 * | $56.29 | +23.4% | COM | 742718109 |
| XOM | EXXON MOBIL CORP | 10,537 | $851K | 0.4% | $80.76 * | $54.71 | +0.4% | COM | 30231G102 |
| JPM | JPMORGAN CHASE & CO | 9,293 | $849K | 0.4% | $91.36 * | $40.81 | +77.9% | COM | 46625H100 |
| — | SANDY SPRING BANCORP INC | 20,547 | $835K | 0.4% | $40.64 | $21.68 | — | COM | 800363103 |
| — | TEEKAY OFFSHORE PARTNERS L P | 288,610 | $828K | 0.4% | $2.87 | $9.02 | — | PARTNERSHIP UN | Y8565J101 |
| MDT | MEDTRONIC PLC | 9,325 | $828K | 0.4% | $88.79 * | $61.47 | +15.8% | SHS | G5960L103 |
| — | LAZARD LTD | 17,350 | $804K | 0.3% | $46.34 | $32.64 | — | SHS A | G54050102 |
| — | CELGENE CORP | 6,141 | $798K | 0.3% | $129.95 | $109.10 | — | COM | 151020104 |
| T | AT&T INC | 20,893 | $788K | 0.3% | $37.72 * | $12.30 | +25.2% | COM | 00206R102 |
| BMY | BRISTOL MYERS SQUIBB CO | 13,602 | $758K | 0.3% | $55.73 * | $31.35 | +30.3% | COM | 110122108 |
| — | TEEKAY LNG PARTNERS L P | 49,330 | $757K | 0.3% | $15.35 | $37.95 | — | PRTNRSP UNITS | Y8564M105 |
| — | DELPHI AUTOMOTIVE PLC | 8,388 | $735K | 0.3% | $87.63 | $66.79 | — | SHS | G27823106 |
| — | HANESBRANDS INC | 31,631 | $733K | 0.3% | $23.17 | $20.96 | — | COM | 410345102 |
| MSFT | MICROSOFT CORP | 10,550 | $727K | 0.3% | $68.91 * | $38.49 | +63.0% | COM | 594918104 |
| ABT | ABBOTT LABS | 14,888 | $724K | 0.3% | $48.63 * | $31.36 | +33.3% | COM | 002824100 |
| KMI | KINDER MORGAN INC DEL | 37,501 | $719K | 0.3% | $19.17 * | $18.21 | -33.9% | COM | 49456B101 |
| — | DOW CHEM CO | 11,354 | $716K | 0.3% | $63.06 | $50.71 | — | COM | 260543103 |
| NOC | NORTHROP GRUMMAN CORP | 2,765 | $710K | 0.3% | $256.78 * | $149.90 | +49.3% | COM | 666807102 |
| FISV | FISERV INC | 5,785 | $708K | 0.3% | $122.39 * | $46.83 | +30.6% | COM | 337738108 |
| MRK | MERCK & CO INC | 10,836 | $694K | 0.3% | $64.05 * | $33.16 | +41.8% | COM | 58933Y105 |
| PANW | PALO ALTO NETWORKS INC | 5,103 | $683K | 0.3% | $133.84 * | $22.85 | -2.4% | COM | 697435105 |
| ZBH | ZIMMER BIOMET HLDGS INC | 5,285 | $679K | 0.3% | $128.48 * | $101.91 | +14.2% | COM | 98956P102 |
| AMGN | AMGEN INC | 3,912 | $674K | 0.3% | $172.29 * | $106.37 | +25.2% | COM | 031162100 |
| — | ENBRIDGE ENERGY MANAGEMENT L | 42,511 | $655K | 0.3% | $15.41 | $28.14 | — | SHS UNITS LLI | 29250X103 |
| MHK | MOHAWK INDS INC | 2,631 | $636K | 0.3% | $241.73 | $204.37 | +18.3% | COM | 608190104 |
| — | SEAGATE TECHNOLOGY PLC | 16,103 | $624K | 0.3% | $38.75 | $38.75 | — | SHS | G7945M107 |
| — | CHINA MOBILE LIMITED | 11,419 | $606K | 0.3% | $53.07 | $56.96 | — | SPONSORED ADR | 16941M109 |
| LMT | LOCKHEED MARTIN CORP | 2,183 | $606K | 0.3% | $277.60 * | $167.66 | +32.1% | COM | 539830109 |
| — | TIME WARNER INC | 6,010 | $603K | 0.3% | $100.33 | $66.54 | — | COM NEW | 887317303 |
| MAA | MID AMER APT CMNTYS INC | 5,673 | $598K | 0.3% | $105.41 * | $61.59 | +27.2% | COM | 59522J103 |
| AIN | ALBANY INTL CORP | 11,069 | $591K | 0.3% | $53.39 * | $33.60 | +43.6% | CL A | 012348108 |
| — | BLACKSTONE GROUP L P | 17,700 | $590K | 0.3% | $33.33 | $28.12 | — | COM UNIT LTD | 09253U108 |
| AEP | AMERICAN ELEC PWR INC | 8,490 | $590K | 0.3% | $69.49 * | $44.85 | +14.7% | COM | 025537101 |
| BCH | BANCO DE CHILE | 7,572 | $590K | 0.3% | $77.92 | $70.09 | +11.2% | SPONSORED ADR | 059520106 |
| GOOG | ALPHABET INC | 648 | $589K | 0.3% | $908.95 * | $35.68 | +26.4% | CAP STK CL C | 02079K107 |
| EFA | ISHARES TR | 8,441 | $550K | 0.2% | $65.16 | $59.95 | +8.8% | MSCI EAFE ETF | 464287465 |
| INTC | INTEL CORP | 16,258 | $549K | 0.2% | $33.77 * | $23.18 | +20.5% | COM | 458140100 |
| NWL | NEWELL BRANDS INC | 10,137 | $544K | 0.2% | $53.66 * | $31.98 | +14.5% | COM | 651229106 |
| AMAT | APPLIED MATLS INC | 13,085 | $541K | 0.2% | $41.35 * | $18.86 | +99.2% | COM | 038222105 |
| VEU | VANGUARD INTL EQUITY INDEX F | 10,690 | $535K | 0.2% | $50.05 | $46.76 | +7.0% | ALLWRLD EX US | 922042775 |
| NVS | NOVARTIS A G | 6,325 | $528K | 0.2% | $83.48 | $76.28 | +9.4% | SPONSORED ADR | 66987V109 |
| — | WALGREENS BOOTS ALLIANCE INC | 6,725 | $527K | 0.2% | $78.36 | $83.86 | — | COM | 931427108 |
| BRX | BRIXMOR PPTY GROUP INC | 28,915 | $517K | 0.2% | $17.88 | $23.49 | — | COM | 11120U105 |
| — | MYLAN N V | 13,217 | $513K | 0.2% | $38.81 | $41.65 | — | SHS EURO | N59465109 |
| SPG | SIMON PPTY GROUP INC NEW | 3,167 | $512K | 0.2% | $161.67 * | $101.07 | +1.5% | COM | 828806109 |
| — | PARTY CITY HOLDCO INC | 32,568 | $510K | 0.2% | $15.66 | $14.18 | — | COM | 702149105 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,301 | $508K | 0.2% | $153.89 * | $114.41 | -11.2% | COM | 459200101 |
| MAR | MARRIOTT INTL INC NEW | 5,009 | $502K | 0.2% | $100.22 * | $66.87 | +39.5% | CL A | 571903202 |
| — | MFS CHARTER INCOME TR | 57,700 | $499K | 0.2% | $8.65 | $8.69 | — | SH BEN INT | 552727109 |
| SHW | SHERWIN WILLIAMS CO | 1,398 | $491K | 0.2% | $351.22 * | $83.77 | +29.4% | COM | 824348106 |
| WFC | WELLS FARGO CO NEW | 8,810 | $488K | 0.2% | $55.39 * | $39.10 | +11.8% | COM | 949746101 |
| — | VMWARE INC | 5,585 | $488K | 0.2% | $87.38 | $62.73 | — | CL A COM | 928563402 |
| KMB | KIMBERLY CLARK CORP | 3,750 | $484K | 0.2% | $129.07 * | $71.08 | +35.0% | COM | 494368103 |
| AWK | AMERICAN WTR WKS CO INC NEW | 6,200 | $483K | 0.2% | $77.90 * | $36.93 | +79.5% | COM | 030420103 |
| KHC | KRAFT HEINZ CO | 5,587 | $478K | 0.2% | $85.56 * | $48.69 | +18.2% | COM | 500754106 |
| — | MGM GROWTH PPTYS LLC | 15,995 | $467K | 0.2% | $29.20 | $29.20 | — | CL A COM | 55303A105 |
| PEP | PEPSICO INC | 4,032 | $466K | 0.2% | $115.58 * | $60.52 | +47.3% | COM | 713448108 |
| MCD | MCDONALDS CORP | 3,031 | $464K | 0.2% | $153.08 * | $72.36 | +73.4% | COM | 580135101 |
| LLY | LILLY ELI & CO | 5,410 | $445K | 0.2% | $82.26 * | $64.43 | +11.9% | COM | 532457108 |
| — | INVESCO BD FD | 22,000 | $430K | 0.2% | $19.55 | $18.55 | — | COM | 46132L107 |
| ROST | ROSS STORES INC | 7,025 | $406K | 0.2% | $57.79 * | $57.27 | -7.3% | COM | 778296103 |
| SPEM | SPDR INDEX SHS FDS | 5,870 | $391K | 0.2% | $66.61 * | $32.06 | +3.9% | EMERG MKTS ETF | 78463X509 |
| MO | ALTRIA GROUP INC | 5,206 | $388K | 0.2% | $74.53 * | $18.14 | +121.9% | COM | 02209S103 |
| — | DR PEPPER SNAPPLE GROUP INC | 4,225 | $385K | 0.2% | $91.12 | $91.12 | — | COM | 26138E109 |
| TER | TERADYNE INC | 12,775 | $384K | 0.2% | $30.06 * | $24.44 | +17.4% | COM | 880770102 |
| — | UNITI GROUP INC | 14,906 | $375K | 0.2% | $25.16 | $25.82 | — | COM | 91325V108 |
| DIS | DISNEY WALT CO | 3,422 | $364K | 0.2% | $106.37 * | $81.84 | +21.5% | COM DISNEY | 254687106 |
| KO | COCA COLA CO | 8,125 | $364K | 0.2% | $44.80 * | $27.92 | +23.2% | COM | 191216100 |
| GOOGL | ALPHABET INC | 365 | $339K | 0.1% | $928.77 * | $36.78 | +25.5% | CAP STK CL A | 02079K305 |
| IVV | ISHARES TR | 1,375 | $335K | 0.1% | $243.64 | $212.76 | +14.4% | CORE S&P500 ETF | 464287200 |
| BUD | ANHEUSER BUSCH INBEV SA/NV | 3,000 | $331K | 0.1% | $110.33 | $117.39 | -6.0% | SPONSORED ADR | 03524A108 |
| EG | EVEREST RE GROUP LTD | 1,277 | $325K | 0.1% | $254.50 * | $147.46 | +44.9% | COM | G3223R108 |
| — | EASTERLY GOVT PPTYS INC | 15,028 | $315K | 0.1% | $20.96 | $17.93 | — | COM | 27616P103 |
| SSL | SASOL LTD | 10,915 | $305K | 0.1% | $27.94 | $27.79 | +0.6% | SPONSORED ADR | 803866300 |
| VWO | VANGUARD INTL EQUITY INDEX F | 7,408 | $302K | 0.1% | $40.77 | $36.63 | +11.5% | FTSE EMR MKT ETF | 922042858 |
| VBR | VANGUARD INDEX FDS | 2,450 | $301K | 0.1% | $122.86 | $102.94 | +19.4% | SM CP VAL ETF | 922908611 |
| D | DOMINION ENERGY INC | 3,908 | $299K | 0.1% | $76.51 * | $45.65 | +15.4% | COM | 25746U109 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,732 | $293K | 0.1% | $169.17 | $145.25 | +16.6% | CL B NEW | 084670702 |
| AMZN | AMAZON COM INC | 299 | $289K | 0.1% | $966.56 * | $35.89 | +34.9% | COM | 023135106 |
| SO | SOUTHERN CO | 5,832 | $279K | 0.1% | $47.84 * | $33.89 | -0.6% | COM | 842587107 |
| — | DU PONT E I DE NEMOURS & CO | 3,427 | $277K | 0.1% | $80.83 | $57.91 | — | COM | 263534109 |
| — | UNITED TECHNOLOGIES CORP | 2,152 | $263K | 0.1% | $122.21 | $109.56 | — | COM | 913017109 |
| MMM | 3M CO | 1,264 | $263K | 0.1% | $208.07 * | $64.84 | +100.7% | COM | 88579Y101 |
| VO | VANGUARD INDEX FDS | 1,833 | $261K | 0.1% | $142.39 * | $30.50 | +16.8% | MID CAP ETF | 922908629 |
| XIFR | NEXTERA ENERGY PARTNERS LP | 7,000 | $259K | 0.1% | $37.00 | $34.44 | +7.4% | COM UNIT PART IN | 65341B106 |
| NKE | NIKE INC | 4,100 | $242K | 0.1% | $59.02 * | $50.61 | +4.5% | CL B | 654106103 |
| — | PUTMAN HIGH INCOME SEC FUND | 27,500 | $242K | 0.1% | $8.80 | $7.79 | — | SHS BEN INT | 746779107 |
| UNP | UNION PAC CORP | 2,170 | $236K | 0.1% | $108.76 * | $69.64 | +29.7% | COM | 907818108 |
| DVY | ISHARES TR | 2,500 | $231K | 0.1% | $92.40 | $76.32 | +20.8% | SELECT DIVID ETF | 464287168 |
| GILD | GILEAD SCIENCES INC | 3,250 | $230K | 0.1% | $70.77 * | $48.32 | +7.0% | COM | 375558103 |
| — | TALLGRASS ENERGY PARTNERS LP | 4,500 | $225K | 0.1% | $50.00 | $50.00 | — | COM UNIT | 874697105 |
| NUE | NUCOR CORP | 3,875 | $224K | 0.1% | $57.81 * | $48.45 | -0.7% | COM | 670346105 |
| ET | ENERGY TRANSFER EQUITY L P | 11,500 | $207K | 0.1% | $18.00 | $15.15 | — | COM UT LTD PTN | 29273V100 |
| APD | AIR PRODS & CHEMS INC | 1,400 | $200K | 0.1% | $142.86 * | $114.88 | +1.3% | COM | 009158106 |
| — | WESTERN ASSET MUN HI INCM FD | 25,000 | $184K | 0.1% | $7.36 | $6.76 | — | COM | 95766N103 |
| — | MFS GOVT MKTS INCOME TR | 33,400 | $167K | 0.1% | $5.00 | $5.44 | — | SH BEN INT | 552939100 |
| — | PUTNAM PREMIER INCOME TR | 29,750 | $162K | 0.1% | $5.45 | $4.93 | — | SH BEN INT | 746853100 |
| — | PUTNAM MANAGED MUN INCOM TR | 20,000 | $150K | 0.1% | $7.50 | $6.65 | — | COM | 746823103 |
| — | CREDIT SUISSE ASSET MGMT INC | 42,000 | $142K | 0.1% | $3.38 | $3.62 | — | COM | 224916106 |
| — | THL CR INC | 10,000 | $100K | 0.0% | $10.00 | $10.00 | — | COM | 872438106 |
| — | MFS MULTIMARKET INCOME TR | 15,850 | $98,000 | 0.0% | $6.18 | $5.49 | — | SH BEN INT | 552737108 |
| — | TEMPLETON GLOBAL INCOME FD | 12,500 | $84,000 | 0.0% | $6.72 | $7.98 | — | COM | 880198106 |
| — | WESTERN ASSET HIGH INCM OPP | 15,000 | $76,000 | 0.0% | $5.07 | $5.68 | — | COM | 95766K109 |
| RUN | SUNRUN INC | 10,000 | $71,000 | 0.0% | $7.10 | $5.40 | +31.9% | COM | 86771W105 |
| MLSS | MILESTONE SCIENTIFIC INC | 40,500 | $61,000 | 0.0% | $1.51 | $2.37 | -36.8% | COM NEW | 59935P209 |
| — | SMTC CORP | 15,977 | $21,000 | 0.0% | $1.31 | $1.82 | — | COM NEW | 832682207 |