Location: New Canaan, CT
CIK: 0001551969 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Oct 23, 2017
Total Value: $244M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| MKC | MCCORMICK & CO INC | 82,887 | $8.508M | 3.5% | $102.65 * | $33.85 | +29.3% | COM NON VTG | 579780206 |
| HASI | HANNON ARMSTRONG SUST INFR C | 274,164 | $6.681M | 2.7% | $24.37 * | $7.92 | +100.1% | COM | 41068X100 |
| PLOW | DOUGLAS DYNAMICS INC | 165,268 | $6.512M | 2.7% | $39.40 | $16.48 | +139.1% | COM | 25960R105 |
| TRGP | TARGA RES CORP | 114,230 | $5.403M | 2.2% | $47.30 * | $15.28 | +122.7% | COM | 87612G101 |
| GM | GENERAL MTRS CO | 132,376 | $5.345M | 2.2% | $40.38 * | $24.39 | +44.2% | COM | 37045V100 |
| NNN | NATIONAL RETAIL PPTYS INC | 122,429 | $5.1M | 2.1% | $41.66 | $36.47 | — | COM | 637417106 |
| WDC | WESTERN DIGITAL CORP | 57,106 | $4.934M | 2.0% | $86.40 * | $28.68 | +106.8% | COM | 958102105 |
| RHP | RYMAN HOSPITALITY PPTYS INC | 78,820 | $4.925M | 2.0% | $62.48 | $51.01 | — | COM | 78377T107 |
| IRM | IRON MTN INC NEW | 126,378 | $4.916M | 2.0% | $38.90 * | $18.88 | +30.6% | COM | 46284V101 |
| PFE | PFIZER INC | 135,690 | $4.844M | 2.0% | $35.70 * | $17.64 | +33.3% | COM | 717081103 |
| — | SEAGATE TECHNOLOGY PLC | 145,235 | $4.817M | 2.0% | $33.17 | $33.79 | — | SHS | G7945M107 |
| VZ | VERIZON COMMUNICATIONS INC | 97,233 | $4.812M | 2.0% | $49.49 * | $27.80 | +14.4% | COM | 92343V104 |
| LAMR | LAMAR ADVERTISING CO NEW | 68,731 | $4.71M | 1.9% | $68.53 | $54.97 | — | CL A | 512816109 |
| TGT | TARGET CORP | 79,608 | $4.698M | 1.9% | $59.01 * | $42.57 | +9.8% | COM | 87612E106 |
| — | SIX FLAGS ENTMT CORP NEW | 74,420 | $4.535M | 1.9% | $60.94 | $39.55 | — | COM | 83001A102 |
| BGS | B & G FOODS INC NEW | 140,960 | $4.49M | 1.8% | $31.85 * | $14.53 | +8.4% | COM | 05508R106 |
| QCOM | QUALCOMM INC | 86,299 | $4.474M | 1.8% | $51.84 * | $41.15 | +1.5% | COM | 747525103 |
| CVX | CHEVRON CORP NEW | 37,191 | $4.37M | 1.8% | $117.50 * | $64.12 | +28.5% | COM | 166764100 |
| PBI | PITNEY BOWES INC | 310,248 | $4.347M | 1.8% | $14.01 | $14.12 | -0.8% | COM | 724479100 |
| — | CENTURYLINK INC | 227,727 | $4.304M | 1.8% | $18.90 | $18.90 | — | COM | 156700106 |
| SKT | TANGER FACTORY OUTLET CTRS I | 175,605 | $4.288M | 1.8% | $24.42 | $25.95 | — | COM | 875465106 |
| HTGC | HERCULES CAPITAL INC | 327,859 | $4.229M | 1.7% | $12.90 | $13.20 | -2.2% | COM | 427096508 |
| SBRA | SABRA HEALTH CARE REIT INC | 189,090 | $4.149M | 1.7% | $21.94 | $24.70 | — | COM | 78573L106 |
| — | NEW MEDIA INVT GROUP INC | 280,263 | $4.145M | 1.7% | $14.79 | $17.20 | — | COM | 64704V106 |
| CODI | COMPASS DIVERSIFIED HOLDINGS | 227,982 | $4.047M | 1.7% | $17.75 * | $7.66 | +38.4% | SH BEN INT | 20451Q104 |
| VTR | VENTAS INC | 61,772 | $4.023M | 1.6% | $65.13 * | $46.42 | -1.2% | COM | 92276F100 |
| DUK | DUKE ENERGY CORP NEW | 47,815 | $4.013M | 1.6% | $83.93 * | $45.70 | +31.1% | COM NEW | 26441C204 |
| GRMN | GARMIN LTD | 69,582 | $3.755M | 1.5% | $53.97 * | $25.33 | +74.2% | SHS | H2906T109 |
| EPD | ENTERPRISE PRODS PARTNERS L | 136,912 | $3.569M | 1.5% | $26.07 | $43.73 | — | COM | 293792107 |
| PPL | PPL CORP | 88,170 | $3.346M | 1.4% | $37.95 * | $17.80 | +47.3% | COM | 69351T106 |
| VB | VANGUARD INDEX FDS | 22,587 | $3.192M | 1.3% | $141.32 | $98.34 | +43.7% | SMALL CP ETF | 922908751 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 44,670 | $3.174M | 1.3% | $71.05 | $57.10 | — | COM UNIT RP LP | 559080106 |
| FPI | FARMLAND PARTNERS INC | 346,873 | $3.136M | 1.3% | $9.04 | $10.84 | — | COM | 31154R109 |
| — | NUSTAR ENERGY LP | 70,546 | $2.863M | 1.2% | $40.58 | $45.74 | — | UNIT COM | 67058H102 |
| — | SCORPIO TANKERS INC | 686,821 | $2.356M | 1.0% | $3.43 | $4.63 | — | SHS | Y7542C106 |
| HD | HOME DEPOT INC | 13,986 | $2.288M | 0.9% | $163.59 * | $85.31 | +57.1% | COM | 437076102 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 6,053 | $1.975M | 0.8% | $326.28 | $224.19 | +45.6% | UTSER1 S&PDCRP | 78467Y107 |
| SPY | SPDR S&P 500 ETF TR | 6,789 | $1.706M | 0.7% | $251.29 | $181.21 | +38.6% | TR UNIT | 78462F103 |
| JNJ | JOHNSON & JOHNSON | 12,601 | $1.638M | 0.7% | $129.99 * | $63.06 | +63.9% | COM | 478160104 |
| PAC | GPO AEROPORTUARIO DEL PAC SA | 15,810 | $1.621M | 0.7% | $102.53 | $79.22 | +29.4% | SPON ADR B | 400506101 |
| — | NATIONAL CINEMEDIA INC | 222,744 | $1.555M | 0.6% | $6.98 | $15.06 | — | COM | 635309107 |
| META | FACEBOOK INC | 8,849 | $1.512M | 0.6% | $170.87 | $130.77 | +29.8% | CL A | 30303M102 |
| AAPL | APPLE INC | 9,636 | $1.485M | 0.6% | $154.11 * | $18.91 | +90.2% | COM | 037833100 |
| NGG | NATIONAL GRID PLC | 23,335 | $1.463M | 0.6% | $62.70 | $69.10 | -9.3% | SPONSORED ADR NE | 636274409 |
| — | ROYAL DUTCH SHELL PLC | 22,845 | $1.429M | 0.6% | $62.55 | $57.03 | — | SPON ADR B | 780259107 |
| RIO | RIO TINTO PLC | 30,129 | $1.422M | 0.6% | $47.20 | $46.49 | +1.5% | SPONSORED ADR | 767204100 |
| LVS | LAS VEGAS SANDS CORP | 21,515 | $1.38M | 0.6% | $64.14 * | $45.12 | +19.7% | COM | 517834107 |
| ABBV | ABBVIE INC | 14,316 | $1.272M | 0.5% | $88.85 * | $31.40 | +99.6% | COM | 00287Y109 |
| — | WESTPAC BKG CORP | 50,295 | $1.268M | 0.5% | $25.21 | $27.30 | — | SPONSORED ADR | 961214301 |
| URI | UNITED RENTALS INC | 9,140 | $1.268M | 0.5% | $138.73 * | $80.90 | +66.1% | COM | 911363109 |
| SMFG | SUMITOMO MITSUI FINL GROUP I | 158,947 | $1.225M | 0.5% | $7.71 | $6.49 | +18.9% | SPONSORED ADR | 86562M209 |
| IWR | ISHARES TR | 6,196 | $1.222M | 0.5% | $197.22 * | $40.89 | +20.5% | RUS MID CAP ETF | 464287499 |
| TM | TOYOTA MOTOR CORP | 9,945 | $1.185M | 0.5% | $119.16 | $114.34 | +4.2% | SP ADR REP2COM | 892331307 |
| — | GLAXOSMITHKLINE PLC | 28,352 | $1.151M | 0.5% | $40.60 | $45.32 | — | SPONSORED ADR | 37733W105 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 30,245 | $1.136M | 0.5% | $37.56 | $25.16 | +49.3% | SPONSORED ADR | 874039100 |
| CSCO | CISCO SYS INC | 33,200 | $1.117M | 0.5% | $33.64 * | $19.01 | +37.3% | COM | 17275R102 |
| — | DOWDUPONT INC | 15,718 | $1.088M | 0.4% | $69.22 | $69.22 | — | COM | 26078J100 |
| EDV | VANGUARD WORLD FD | 9,175 | $1.071M | 0.4% | $116.73 | $117.78 | -0.9% | EXTENDED DUR | 921910709 |
| SHBI | SHORE BANCSHARES INC | 63,393 | $1.055M | 0.4% | $16.64 | $8.06 | +106.5% | COM | 825107105 |
| — | TOTAL S A | 19,105 | $1.022M | 0.4% | $53.49 | $49.28 | — | SPONSORED ADR | 89151E109 |
| — | CELGENE CORP | 6,501 | $948K | 0.4% | $145.82 | $111.14 | — | COM | 151020104 |
| — | CHINA MOBILE LIMITED | 18,599 | $941K | 0.4% | $50.59 | $54.50 | — | SPONSORED ADR | 16941M109 |
| PG | PROCTER AND GAMBLE CO | 10,041 | $914K | 0.4% | $91.03 * | $56.29 | +29.8% | COM | 742718109 |
| — | DELPHI AUTOMOTIVE PLC | 9,143 | $900K | 0.4% | $98.44 | $69.41 | — | SHS | G27823106 |
| XOM | EXXON MOBIL CORP | 10,960 | $899K | 0.4% | $82.03 * | $54.69 | +3.0% | COM | 30231G102 |
| OKE | ONEOK INC NEW | 16,046 | $889K | 0.4% | $55.40 * | $31.79 | +3.8% | COM | 682680103 |
| JPM | JPMORGAN CHASE & CO | 9,277 | $886K | 0.4% | $95.51 * | $40.81 | +86.9% | COM | 46625H100 |
| — | HANESBRANDS INC | 35,116 | $865K | 0.4% | $24.63 | $21.32 | — | COM | 410345102 |
| NOC | NORTHROP GRUMMAN CORP | 2,991 | $861K | 0.4% | $287.86 * | $156.33 | +61.0% | COM | 666807102 |
| FISV | FISERV INC | 6,555 | $845K | 0.3% | $128.91 * | $48.62 | +32.6% | COM | 337738108 |
| MDT | MEDTRONIC PLC | 10,789 | $839K | 0.3% | $77.76 * | $62.21 | +1.4% | SHS | G5960L103 |
| — | SANDY SPRING BANCORP INC | 19,817 | $821K | 0.3% | $41.43 | $21.68 | — | COM | 800363103 |
| ABT | ABBOTT LABS | 15,390 | $821K | 0.3% | $53.35 * | $31.75 | +45.3% | COM | 002824100 |
| T | AT&T INC | 20,797 | $815K | 0.3% | $39.19 * | $12.30 | +32.2% | COM | 00206R102 |
| MSFT | MICROSOFT CORP | 10,792 | $804K | 0.3% | $74.50 * | $39.12 | +74.3% | COM | 594918104 |
| PANW | PALO ALTO NETWORKS INC | 5,443 | $784K | 0.3% | $144.04 * | $22.84 | +5.1% | COM | 697435105 |
| AMAT | APPLIED MATLS INC | 14,875 | $775K | 0.3% | $52.10 * | $21.55 | +120.4% | COM | 038222105 |
| AMGN | AMGEN INC | 4,137 | $771K | 0.3% | $186.37 * | $108.06 | +34.3% | COM | 031162100 |
| BMY | BRISTOL MYERS SQUIBB CO | 11,712 | $747K | 0.3% | $63.78 * | $31.35 | +50.1% | COM | 110122108 |
| — | LAZARD LTD | 16,460 | $744K | 0.3% | $45.20 | $32.64 | — | SHS A | G54050102 |
| MHK | MOHAWK INDS INC | 2,921 | $723K | 0.3% | $247.52 | $208.80 | +18.5% | COM | 608190104 |
| KMI | KINDER MORGAN INC DEL | 37,564 | $720K | 0.3% | $19.17 * | $18.21 | -33.4% | COM | 49456B101 |
| AIN | ALBANY INTL CORP | 12,409 | $712K | 0.3% | $57.38 * | $35.19 | +47.9% | CL A | 012348108 |
| — | BLACKSTONE GROUP L P | 21,200 | $707K | 0.3% | $33.35 | $28.98 | — | COM UNIT LTD | 09253U108 |
| BCH | BANCO DE CHILE | 7,654 | $698K | 0.3% | $91.19 | $70.27 | +29.8% | SPONSORED ADR | 059520106 |
| — | VMWARE INC | 6,220 | $679K | 0.3% | $109.16 | $67.47 | — | CL A COM | 928563402 |
| ZBH | ZIMMER BIOMET HLDGS INC | 5,800 | $679K | 0.3% | $117.07 * | $102.43 | +3.8% | COM | 98956P102 |
| LMT | LOCKHEED MARTIN CORP | 2,177 | $676K | 0.3% | $310.52 * | $167.66 | +48.5% | COM | 539830109 |
| MAA | MID AMER APT CMNTYS INC | 6,193 | $662K | 0.3% | $106.89 * | $63.02 | +27.2% | COM | 59522J103 |
| INTC | INTEL CORP | 16,830 | $641K | 0.3% | $38.09 * | $23.40 | +35.8% | COM | 458140100 |
| — | ENBRIDGE ENERGY MANAGEMENT L | 40,694 | $629K | 0.3% | $15.46 | $28.14 | — | SHS UNITS LLI | 29250X103 |
| AEP | AMERICAN ELEC PWR INC | 8,789 | $617K | 0.3% | $70.20 * | $45.13 | +16.2% | COM | 025537101 |
| GOOG | ALPHABET INC | 630 | $604K | 0.2% | $958.73 * | $35.68 | +33.4% | CAP STK CL C | 02079K107 |
| MAR | MARRIOTT INTL INC NEW | 5,389 | $594K | 0.2% | $110.22 * | $68.92 | +49.3% | CL A | 571903202 |
| — | WALGREENS BOOTS ALLIANCE INC | 7,560 | $584K | 0.2% | $77.25 | $83.13 | — | COM | 931427108 |
| BRX | BRIXMOR PPTY GROUP INC | 31,090 | $584K | 0.2% | $18.78 | $23.16 | — | COM | 11120U105 |
| VEU | VANGUARD INTL EQUITY INDEX F | 11,037 | $582K | 0.2% | $52.73 | $46.92 | +12.3% | ALLWRLD EX US | 922042775 |
| EFA | ISHARES TR | 8,441 | $578K | 0.2% | $68.48 | $59.95 | +14.2% | MSCI EAFE ETF | 464287465 |
| MRK | MERCK & CO INC | 8,894 | $570K | 0.2% | $64.09 * | $33.16 | +42.7% | COM | 58933Y105 |
| SHW | SHERWIN WILLIAMS CO | 1,569 | $562K | 0.2% | $358.19 * | $86.25 | +28.6% | COM | 824348106 |
| — | GENERAL ELECTRIC CO | 23,001 | $556K | 0.2% | $24.17 | $23.99 | — | COM | 369604103 |
| WFC | WELLS FARGO CO NEW | 10,065 | $555K | 0.2% | $55.14 * | $39.48 | +11.0% | COM | 949746101 |
| — | MGM GROWTH PPTYS LLC | 17,860 | $540K | 0.2% | $30.24 | $29.31 | — | CL A COM | 55303A105 |
| NVS | NOVARTIS A G | 6,250 | $537K | 0.2% | $85.92 | $76.28 | +12.5% | SPONSORED ADR | 66987V109 |
| TER | TERADYNE INC | 14,275 | $532K | 0.2% | $37.27 * | $25.35 | +40.8% | COM | 880770102 |
| ROST | ROSS STORES INC | 8,175 | $528K | 0.2% | $64.59 * | $56.66 | +5.0% | COM | 778296103 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,601 | $522K | 0.2% | $144.96 * | $112.94 | -14.2% | COM | 459200101 |
| — | UNITED TECHNOLOGIES CORP | 4,391 | $510K | 0.2% | $116.15 | $112.92 | — | COM | 913017109 |
| SPG | SIMON PPTY GROUP INC NEW | 3,167 | $510K | 0.2% | $161.04 * | $101.07 | +2.1% | COM | 828806109 |
| NUE | NUCOR CORP | 9,100 | $510K | 0.2% | $56.04 * | $47.62 | -1.5% | COM | 670346105 |
| MCD | MCDONALDS CORP | 3,246 | $509K | 0.2% | $156.81 * | $76.09 | +69.7% | COM | 580135101 |
| — | TIME WARNER INC | 4,835 | $495K | 0.2% | $102.38 | $66.54 | — | COM NEW | 887317303 |
| AWK | AMERICAN WTR WKS CO INC NEW | 6,075 | $492K | 0.2% | $80.99 * | $36.93 | +87.2% | COM | 030420103 |
| — | PARTY CITY HOLDCO INC | 36,328 | $492K | 0.2% | $13.54 | $14.11 | — | COM | 702149105 |
| LLY | LILLY ELI & CO | 5,715 | $489K | 0.2% | $85.56 * | $64.84 | +16.3% | COM | 532457108 |
| NWL | NEWELL BRANDS INC | 11,402 | $487K | 0.2% | $42.71 * | $32.15 | -8.9% | COM | 651229106 |
| AMZN | AMAZON COM INC | 507 | $487K | 0.2% | $960.55 * | $41.32 | +16.3% | COM | 023135106 |
| DIS | DISNEY WALT CO | 4,922 | $485K | 0.2% | $98.54 * | $86.44 | +7.5% | COM DISNEY | 254687106 |
| PEP | PEPSICO INC | 4,321 | $481K | 0.2% | $111.32 * | $62.45 | +38.7% | COM | 713448108 |
| — | MFS CHARTER INCOME TR | 55,200 | $479K | 0.2% | $8.68 | $8.69 | — | SH BEN INT | 552727109 |
| — | MYLAN N V | 14,527 | $456K | 0.2% | $31.39 | $40.72 | — | SHS EURO | N59465109 |
| KHC | KRAFT HEINZ CO | 5,780 | $448K | 0.2% | $77.51 * | $48.95 | +7.2% | COM | 500754106 |
| KMB | KIMBERLY CLARK CORP | 3,779 | $445K | 0.2% | $117.76 * | $71.08 | +24.1% | COM | 494368103 |
| — | INVESCO BD FD | 22,000 | $440K | 0.2% | $20.00 | $18.55 | — | COM | 46132L107 |
| SPEM | SPDR INDEX SHS FDS | 5,870 | $425K | 0.2% | $72.40 * | $32.06 | +13.0% | EMERG MKTS ETF | 78463X509 |
| EG | EVEREST RE GROUP LTD | 1,787 | $408K | 0.2% | $228.32 * | $165.83 | +16.2% | COM | G3223R108 |
| — | DR PEPPER SNAPPLE GROUP INC | 4,400 | $389K | 0.2% | $88.41 | $91.02 | — | COM | 26138E109 |
| BUD | ANHEUSER BUSCH INBEV SA/NV | 3,191 | $381K | 0.2% | $119.40 | $117.37 | +1.6% | SPONSORED ADR | 03524A108 |
| GOOGL | ALPHABET INC | 385 | $375K | 0.2% | $974.03 * | $37.31 | +29.5% | CAP STK CL A | 02079K305 |
| LOW | LOWES COS INC | 4,611 | $369K | 0.2% | $80.03 * | $65.65 | +4.5% | COM | 548661107 |
| MO | ALTRIA GROUP INC | 5,438 | $345K | 0.1% | $63.44 * | $18.90 | +83.2% | COM | 02209S103 |
| NTCT | NETSCOUT SYS INC | 9,988 | $323K | 0.1% | $32.34 | $33.37 | -3.0% | COM | 64115T104 |
| VWO | VANGUARD INTL EQUITY INDEX F | 7,408 | $323K | 0.1% | $43.60 | $36.63 | +19.0% | FTSE EMR MKT ETF | 922042858 |
| MMM | 3M CO | 1,514 | $318K | 0.1% | $210.04 * | $75.58 | +74.6% | COM | 88579Y101 |
| VBR | VANGUARD INDEX FDS | 2,450 | $313K | 0.1% | $127.76 | $102.94 | +24.1% | SM CP VAL ETF | 922908611 |
| SSL | SASOL LTD | 10,900 | $300K | 0.1% | $27.52 | $27.79 | -0.9% | SPONSORED ADR | 803866300 |
| ACGL | ARCH CAP GROUP LTD | 3,000 | $296K | 0.1% | $98.67 * | $30.68 | +1.8% | ORD | G0450A105 |
| IVV | ISHARES TR | 1,125 | $285K | 0.1% | $253.33 | $212.76 | +18.9% | CORE S&P500 ETF | 464287200 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,546 | $283K | 0.1% | $183.05 | $145.25 | +26.2% | CL B NEW | 084670702 |
| XIFR | NEXTERA ENERGY PARTNERS LP | 6,750 | $272K | 0.1% | $40.30 | $34.44 | +17.0% | COM UNIT PART IN | 65341B106 |
| KO | COCA COLA CO | 6,017 | $271K | 0.1% | $45.04 * | $27.92 | +24.6% | COM | 191216100 |
| VO | VANGUARD INDEX FDS | 1,833 | $269K | 0.1% | $146.75 * | $30.50 | +20.5% | MID CAP ETF | 922908629 |
| UNP | UNION PAC CORP | 2,200 | $255K | 0.1% | $115.91 * | $69.91 | +38.3% | COM | 907818108 |
| — | PUTMAN HIGH INCOME SEC FUND | 27,500 | $246K | 0.1% | $8.95 | $7.79 | — | SHS BEN INT | 746779107 |
| D | DOMINION ENERGY INC | 3,178 | $244K | 0.1% | $76.78 * | $45.65 | +17.0% | COM | 25746U109 |
| — | ROYAL DUTCH SHELL PLC | 3,895 | $236K | 0.1% | $60.59 | $60.59 | — | SPONS ADR A | 780259206 |
| DVY | ISHARES TR | 2,500 | $234K | 0.1% | $93.60 | $76.32 | +22.7% | SELECT DIVID ETF | 464287168 |
| ADP | AUTOMATIC DATA PROCESSING IN | 2,113 | $231K | 0.1% | $109.32 * | $89.59 | +2.5% | COM | 053015103 |
| — | LABORATORY CORP AMER HLDGS | 1,500 | $226K | 0.1% | $150.67 | $150.67 | — | COM NEW | 50540R409 |
| — | TALLGRASS ENERGY PARTNERS LP | 4,500 | $216K | 0.1% | $48.00 | $50.00 | — | COM UNIT | 874697105 |
| — | POWERSHARES ETF TRUST | 2,019 | $216K | 0.1% | $106.98 | $106.98 | — | FTSE RAFI 1000 | 73935X583 |
| APD | AIR PRODS & CHEMS INC | 1,400 | $212K | 0.1% | $151.43 * | $114.88 | +7.1% | COM | 009158106 |
| NEE | NEXTERA ENERGY INC | 1,420 | $208K | 0.1% | $146.48 * | $29.73 | +0.4% | COM | 65339F101 |
| NKE | NIKE INC | 4,000 | $207K | 0.1% | $51.75 * | $50.61 | -7.8% | CL B | 654106103 |
| — | MFS GOVT MKTS INCOME TR | 40,900 | $202K | 0.1% | $4.94 | $5.35 | — | SH BEN INT | 552939100 |
| PNC | PNC FINL SVCS GROUP INC | 1,493 | $201K | 0.1% | $134.63 * | $96.66 | +5.1% | COM | 693475105 |
| — | AGRIUM INC | 1,875 | $201K | 0.1% | $107.20 | $107.20 | — | COM | 008916108 |
| ET | ENERGY TRANSFER EQUITY L P | 11,500 | $200K | 0.1% | $17.39 | $15.15 | — | COM UT LTD PTN | 29273V100 |
| — | WESTERN ASSET MUN HI INCM FD | 21,350 | $165K | 0.1% | $7.73 | $6.76 | — | COM | 95766N103 |
| — | UNITI GROUP INC | 11,144 | $163K | 0.1% | $14.63 | $25.82 | — | COM | 91325V108 |
| — | PUTNAM MANAGED MUN INCOM TR | 20,000 | $151K | 0.1% | $7.55 | $6.65 | — | COM | 746823103 |
| — | CREDIT SUISSE ASSET MGMT INC | 42,000 | $142K | 0.1% | $3.38 | $3.62 | — | COM | 224916106 |
| — | PUTNAM PREMIER INCOME TR | 25,750 | $137K | 0.1% | $5.32 | $4.93 | — | SH BEN INT | 746853100 |
| — | ALPS ETF TR | 11,500 | $129K | 0.1% | $11.22 | $11.22 | — | ALERIAN MLP | 00162Q866 |
| — | PROSHARES TR | 10,000 | $104K | 0.0% | $10.40 | $10.40 | — | ULTPRO SHT NAS | 74347B623 |
| — | MFS MULTIMARKET INCOME TR | 15,850 | $99,000 | 0.0% | $6.25 | $5.49 | — | SH BEN INT | 552737108 |
| — | THL CR INC | 10,000 | $93,000 | 0.0% | $9.30 | $10.00 | — | COM | 872438106 |
| — | TEMPLETON GLOBAL INCOME FD | 12,500 | $84,000 | 0.0% | $6.72 | $7.98 | — | COM | 880198106 |
| — | WESTERN ASSET HIGH INCM OPP | 15,000 | $77,000 | 0.0% | $5.13 | $5.68 | — | COM | 95766K109 |
| RUN | SUNRUN INC | 10,000 | $56,000 | 0.0% | $5.60 | $5.40 | +2.8% | COM | 86771W105 |
| MLSS | MILESTONE SCIENTIFIC INC | 40,500 | $51,000 | 0.0% | $1.26 | $2.37 | -47.4% | COM NEW | 59935P209 |
| — | SMTC CORP | 15,977 | $21,000 | 0.0% | $1.31 | $1.82 | — | COM NEW | 832682207 |