Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Diversified Active

CIK: 0001510434 · Show all filings

Period: Q4 2017 (← Previous) (Next →)

Filing Date: Feb 12, 2018

Total Value ($000): $466,318 (100.0% shares, 0.0% debt)

Holdings (151)

VCSH VANGUARD SCOTTSDALE FDS 20.3%
Value ($000) $94,487 Shares 1,191,509 Est. Cost $79.30 Unrealized
VCIT VANGUARD SCOTTSDALE FDS 12.7%
Value ($000) $59,338 Shares 679,005 Est. Cost $83.87 Unrealized
VTIP VANGUARD MALVERN FDS 8.7%
Value ($000) $40,711 Shares 833,908 Est. Cost $48.84 Unrealized
SHY ISHARES TR 6.5%
Value ($000) $30,232 Shares 360,546 Est. Cost $84.59 Unrealized
IEMG ISHARES INC 5.3%
Value ($000) $24,856 Shares 436,845 Est. Cost $45.83 Unrealized
SJNK SPDR SER TR 4.4%
Value ($000) $20,314 Shares 737,085 Est. Cost $28.12 Unrealized
VNQ VANGUARD INDEX FDS 2.6%
Value ($000) $11,902 Shares 143,438 Est. Cost $71.21 Unrealized
VV VANGUARD INDEX FDS 2.2%
Value ($000) $10,360 Shares 84,515 Est. Cost $73.64 Unrealized
SHM SPDR SER TR 2.1%
Value ($000) $9,903 Shares 206,699 Est. Cost $48.12 Unrealized
SCHX SCHWAB STRATEGIC TR 2.1%
Value ($000) $9,576 Shares 150,138 Est. Cost $40.28 Unrealized
HYMB SPDR SERIES TRUST 1.5%
Value ($000) $6,804 Shares 122,238 Est. Cost $56.07 Unrealized
MUB ISHARES TR 1.4%
Value ($000) $6,470 Shares 58,421 Est. Cost $107.33 Unrealized
EMB ISHARES TR 1.3%
Value ($000) $6,120 Shares 52,709 Est. Cost $110.08 Unrealized
VTI VANGUARD INDEX FDS 1.2%
Value ($000) $5,383 Shares 39,218 Est. Cost $87.38 Unrealized
MSFT MICROSOFT CORP 1.0%
Value ($000) $4,762 Shares 55,668 Est. Cost $43.16 Unrealized +74.4%
SCHZ SCHWAB STRATEGIC TR 1.0%
Value ($000) $4,642 Shares 89,198 Est. Cost $51.08 Unrealized
AAPL APPLE INC 1.0%
Value ($000) $4,546 Shares 26,864 Est. Cost $27.39 Unrealized +42.7%
FPE FIRST TR EXCHANGE-TRADED FD 0.9%
Value ($000) $4,016 Shares 200,702 Est. Cost $19.94 Unrealized
VEA VANGUARD TAX MANAGED INTL FD 0.8%
Value ($000) $3,822 Shares 85,192 Est. Cost $37.47 Unrealized
VANECK VECTORS ETF TR 0.7%
Value ($000) $3,389 Shares 108,629 Est. Cost $30.80 Unrealized
AMZN AMAZON COM INC 0.7%
Value ($000) $3,214 Shares 2,748 Est. Cost $43.42 Unrealized +26.7%
SPY SPDR S&P 500 ETF TR 0.7%
Value ($000) $3,196 Shares 11,976 Est. Cost $235.37 Unrealized
TIP ISHARES TR 0.7%
Value ($000) $3,167 Shares 27,765 Est. Cost $112.06 Unrealized
PG PROCTER AND GAMBLE CO 0.7%
Value ($000) $3,100 Shares 33,743 Est. Cost $69.42 Unrealized +4.7%
VYM VANGUARD WHITEHALL FDS INC 0.6%
Value ($000) $3,024 Shares 35,316 Est. Cost $69.71 Unrealized
ISHARES INC 0.6%
Value ($000) $2,930 Shares 88,459 Est. Cost $30.58 Unrealized
SCHE SCHWAB STRATEGIC TR 0.5%
Value ($000) $2,424 Shares 86,741 Est. Cost $23.28 Unrealized
POWERSHARES QQQ TRUST 0.4%
Value ($000) $2,091 Shares 13,423 Est. Cost $137.95 Unrealized
CVX CHEVRON CORP NEW 0.4%
Value ($000) $2,091 Shares 16,699 Est. Cost $70.60 Unrealized +18.3%
COMT ISHARES U S ETF TR 0.4%
Value ($000) $1,988 Shares 54,692 Est. Cost $32.85 Unrealized
CAC CAMDEN NATL CORP 0.4%
Value ($000) $1,942 Shares 46,099 Est. Cost $21.32 Unrealized +49.8%
INTC INTEL CORP 0.4%
Value ($000) $1,941 Shares 42,058 Est. Cost $26.49 Unrealized +38.0%
CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,870 Shares 88,671 Est. Cost $20.96 Unrealized
VNQI VANGUARD INTL EQUITY INDEX F 0.4%
Value ($000) $1,846 Shares 30,516 Est. Cost $52.43 Unrealized
DWX SPDR INDEX SHS FDS 0.4%
Value ($000) $1,838 Shares 44,607 Est. Cost $38.68 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,789 Shares 84,820 Est. Cost $20.79 Unrealized
VTV VANGUARD INDEX FDS 0.4%
Value ($000) $1,776 Shares 16,709 Est. Cost $82.84 Unrealized
SCHP SCHWAB STRATEGIC TR 0.4%
Value ($000) $1,719 Shares 31,006 Est. Cost $53.89 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,718 Shares 80,709 Est. Cost $20.85 Unrealized
SCZ ISHARES TR 0.4%
Value ($000) $1,645 Shares 25,502 Est. Cost $49.84 Unrealized
DES WISDOMTREE TR 0.3%
Value ($000) $1,575 Shares 54,228 Est. Cost $42.47 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $1,540 Shares 72,901 Est. Cost $20.78 Unrealized
SBUX STARBUCKS CORP 0.3%
Value ($000) $1,407 Shares 24,499 Est. Cost $44.14 Unrealized +7.4%
MCHP MICROCHIP TECHNOLOGY INC 0.3%
Value ($000) $1,355 Shares 15,415 Est. Cost $35.91 Unrealized +8.3%
VT VANGUARD INTL EQUITY INDEX F 0.3%
Value ($000) $1,329 Shares 17,894 Est. Cost $61.01 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $1,235 Shares 58,333 Est. Cost $21.11 Unrealized
IVV ISHARES TR 0.3%
Value ($000) $1,195 Shares 4,447 Est. Cost $211.28 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $1,118 Shares 53,707 Est. Cost $20.71 Unrealized
BA BOEING CO 0.2%
Value ($000) $1,100 Shares 3,729 Est. Cost $145.90 Unrealized +76.4%
VANECK VECTORS ETF TR 0.2%
Value ($000) $1,018 Shares 42,306 Est. Cost $24.85 Unrealized
RWR SPDR SERIES TRUST 0.2%
Value ($000) $1,010 Shares 10,785 Est. Cost $81.11 Unrealized
AGG ISHARES TR 0.2%
Value ($000) $982 Shares 8,980 Est. Cost $107.76 Unrealized
IGSB ISHARES TR 0.2%
Value ($000) $943 Shares 9,020 Est. Cost $105.02 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $942 Shares 38,646 Est. Cost $24.99 Unrealized
DLS WISDOMTREE TR 0.2%
Value ($000) $930 Shares 12,111 Est. Cost $59.29 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $914 Shares 36,429 Est. Cost $25.62 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $898 Shares 36,611 Est. Cost $24.55 Unrealized
VUG VANGUARD INDEX FDS 0.2%
Value ($000) $884 Shares 6,285 Est. Cost $127.73 Unrealized
JNJ JOHNSON & JOHNSON 0.2%
Value ($000) $883 Shares 6,317 Est. Cost $89.64 Unrealized +23.8%
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $875 Shares 35,081 Est. Cost $23.89 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $852 Shares 34,198 Est. Cost $25.24 Unrealized
DEM WISDOMTREE TR 0.2%
Value ($000) $850 Shares 18,736 Est. Cost $41.58 Unrealized
NKE NIKE INC 0.2%
Value ($000) $796 Shares 12,729 Est. Cost $48.24 Unrealized +7.3%
IWC ISHARES TR 0.2%
Value ($000) $794 Shares 8,296 Est. Cost $72.09 Unrealized
SPIB SPDR SERIES TRUST 0.2%
Value ($000) $755 Shares 22,050 Est. Cost $33.78 Unrealized
SPSB SPDR SERIES TRUST 0.2%
Value ($000) $755 Shares 24,835 Est. Cost $30.59 Unrealized
XOM EXXON MOBIL CORP 0.2%
Value ($000) $746 Shares 8,925 Est. Cost $56.39 Unrealized +1.3%
MATW MATTHEWS INTL CORP 0.2%
Value ($000) $729 Shares 13,806 Est. Cost $54.36 Unrealized -15.1%
IEFA ISHARES TR 0.2%
Value ($000) $713 Shares 10,784 Est. Cost $54.83 Unrealized
IVE ISHARES TR 0.2%
Value ($000) $705 Shares 6,175 Est. Cost $101.31 Unrealized
VIG VANGUARD SPECIALIZED FUNDS 0.2%
Value ($000) $702 Shares 6,878 Est. Cost $81.22 Unrealized
SCHC SCHWAB STRATEGIC TR 0.1%
Value ($000) $689 Shares 18,805 Est. Cost $29.85 Unrealized
SLYG SPDR SERIES TRUST 0.1%
Value ($000) $682 Shares 3,000 Est. Cost $212.67 Unrealized
COST COSTCO WHSL CORP NEW 0.1%
Value ($000) $656 Shares 3,523 Est. Cost $120.08 Unrealized +28.6%
EFA ISHARES TR 0.1%
Value ($000) $641 Shares 9,119 Est. Cost $60.77 Unrealized
BAC BANK AMER CORP 0.1%
Value ($000) $639 Shares 21,663 Est. Cost $15.59 Unrealized +46.1%
MO ALTRIA GROUP INC 0.1%
Value ($000) $614 Shares 8,592 Est. Cost $37.70 Unrealized -2.8%
USB US BANCORP DEL 0.1%
Value ($000) $606 Shares 11,317 Est. Cost $29.95 Unrealized +30.4%
T AT&T INC 0.1%
Value ($000) $601 Shares 15,455 Est. Cost $15.31 Unrealized -0.4%
VWO VANGUARD INTL EQUITY INDEX F 0.1%
Value ($000) $601 Shares 13,096 Est. Cost $45.89 Unrealized
VB VANGUARD INDEX FDS 0.1%
Value ($000) $595 Shares 4,023 Est. Cost $135.66 Unrealized
GOOG ALPHABET INC 0.1%
Value ($000) $582 Shares 556 Est. Cost $41.62 Unrealized +21.4%
GENERAL ELECTRIC CO 0.1%
Value ($000) $567 Shares 32,478 Est. Cost $26.19 Unrealized
META FACEBOOK INC 0.1%
Value ($000) $562 Shares 3,187 Est. Cost $116.19 Unrealized +51.1%
GOOGL ALPHABET INC 0.1%
Value ($000) $557 Shares 529 Est. Cost $42.05 Unrealized +21.8%
BSV VANGUARD BD INDEX FD INC 0.1%
Value ($000) $553 Shares 6,987 Est. Cost $79.71 Unrealized
AMGN AMGEN INC 0.1%
Value ($000) $541 Shares 3,112 Est. Cost $82.44 Unrealized +67.6%
IWM ISHARES TR 0.1%
Value ($000) $536 Shares 3,513 Est. Cost $140.69 Unrealized
JPM JPMORGAN CHASE & CO 0.1%
Value ($000) $497 Shares 4,652 Est. Cost $66.45 Unrealized +22.4%
FEM FIRST TR EXCH TRD ALPHA FD I 0.1%
Value ($000) $487 Shares 17,444 Est. Cost $19.20 Unrealized
DIS DISNEY WALT CO 0.1%
Value ($000) $482 Shares 4,481 Est. Cost $81.61 Unrealized +19.2%
EWX SPDR INDEX SHS FDS 0.1%
Value ($000) $473 Shares 9,091 Est. Cost $39.73 Unrealized
ORCL ORACLE CORP 0.1%
Value ($000) $465 Shares 9,844 Est. Cost $38.75 Unrealized +12.2%
HYS PIMCO ETF TR 0.1%
Value ($000) $458 Shares 4,555 Est. Cost $101.21 Unrealized
SCHF SCHWAB STRATEGIC TR 0.1%
Value ($000) $449 Shares 13,185 Est. Cost $29.13 Unrealized
SCHO SCHWAB STRATEGIC TR 0.1%
Value ($000) $449 Shares 8,982 Est. Cost $49.99 Unrealized
ISHARES TR 0.1%
Value ($000) $423 Shares 10,720 Est. Cost $33.70 Unrealized
FTSL FIRST TR EXCHANGE TRADED FD 0.1%
Value ($000) $416 Shares 8,660 Est. Cost $48.43 Unrealized
IJR ISHARES TR 0.1%
Value ($000) $401 Shares 5,215 Est. Cost $101.79 Unrealized
IEI ISHARES TR 0.1%
Value ($000) $390 Shares 3,193 Est. Cost $121.55 Unrealized
PM PHILIP MORRIS INTL INC 0.1%
Value ($000) $388 Shares 3,672 Est. Cost $72.16 Unrealized -3.6%
SLV ISHARES SILVER TRUST 0.1%
Value ($000) $376 Shares 23,485 Est. Cost $13.81 Unrealized
FDM FIRST TR DJS MICROCAP INDEX 0.1%
Value ($000) $376 Shares 7,930 Est. Cost $46.57 Unrealized
IVW ISHARES TR 0.1%
Value ($000) $363 Shares 2,375 Est. Cost $124.62 Unrealized
PEP PEPSICO INC 0.1%
Value ($000) $360 Shares 2,998 Est. Cost $77.61 Unrealized +14.7%
DHR DANAHER CORP DEL 0.1%
Value ($000) $357 Shares 3,850 Est. Cost $46.82 Unrealized +67.1%
LUV SOUTHWEST AIRLS CO 0.1%
Value ($000) $329 Shares 5,033 Est. Cost $40.16 Unrealized +32.3%
RWO SPDR INDEX SHS FDS 0.1%
Value ($000) $323 Shares 6,603 Est. Cost $42.44 Unrealized
MCD MCDONALDS CORP 0.1%
Value ($000) $316 Shares 1,836 Est. Cost $119.68 Unrealized +15.9%
EBND SPDR SERIES TRUST 0.1%
Value ($000) $314 Shares 10,591 Est. Cost $29.55 Unrealized
DGS WISDOMTREE TR 0.1%
Value ($000) $314 Shares 6,028 Est. Cost $45.41 Unrealized
SDY SPDR SERIES TRUST 0.1%
Value ($000) $308 Shares 3,264 Est. Cost $85.88 Unrealized
LQD ISHARES TR 0.1%
Value ($000) $307 Shares 2,523 Est. Cost $119.24 Unrealized
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $304 Shares 4,248 Est. Cost $60.19 Unrealized -7.1%
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value ($000) $301 Shares 1,964 Est. Cost $103.60 Unrealized -1.4%
IWB ISHARES TR 0.1%
Value ($000) $300 Shares 2,019 Est. Cost $148.59 Unrealized
ALK ALASKA AIR GROUP INC 0.1%
Value ($000) $294 Shares 3,996 Est. Cost $67.65 Unrealized 0.0%
MMM 3M CO 0.1%
Value ($000) $291 Shares 1,238 Est. Cost $144.97 Unrealized 0.0%
SCHD SCHWAB STRATEGIC TR 0.1%
Value ($000) $288 Shares 5,628 Est. Cost $45.12 Unrealized
KO COCA COLA CO 0.1%
Value ($000) $284 Shares 6,197 Est. Cost $29.70 Unrealized +20.0%
IJH ISHARES TR 0.1%
Value ($000) $275 Shares 1,451 Est. Cost $159.33 Unrealized
V VISA INC 0.1%
Value ($000) $270 Shares 2,372 Est. Cost $81.89 Unrealized +27.5%
FISV FISERV INC 0.1%
Value ($000) $269 Shares 2,049 Est. Cost $64.57 Unrealized 0.0%
ABBV ABBVIE INC 0.1%
Value ($000) $262 Shares 2,705 Est. Cost $66.89 Unrealized 0.0%
MRK MERCK & CO INC 0.1%
Value ($000) $258 Shares 4,594 Est. Cost $45.93 Unrealized -6.4%
ADP AUTOMATIC DATA PROCESSING IN 0.1%
Value ($000) $258 Shares 2,200 Est. Cost $74.09 Unrealized +29.8%
PFE PFIZER INC 0.1%
Value ($000) $257 Shares 7,109 Est. Cost $21.84 Unrealized +9.0%
CAT CATERPILLAR INC DEL 0.1%
Value ($000) $256 Shares 1,626 Est. Cost $116.31 Unrealized 0.0%
PATTERSON COMPANIES INC 0.1%
Value ($000) $253 Shares 6,998 Est. Cost $46.93 Unrealized
BMY BRISTOL MYERS SQUIBB CO 0.1%
Value ($000) $249 Shares 4,064 Est. Cost $43.22 Unrealized +7.5%
UNH UNITEDHEALTH GROUP INC 0.1%
Value ($000) $247 Shares 1,120 Est. Cost $169.69 Unrealized +9.6%
PSX PHILLIPS 66 0.1%
Value ($000) $247 Shares 2,446 Est. Cost $61.97 Unrealized +11.8%
XEL XCEL ENERGY INC 0.1%
Value ($000) $247 Shares 5,137 Est. Cost $35.41 Unrealized +8.9%
HD HOME DEPOT INC 0.1%
Value ($000) $246 Shares 1,296 Est. Cost $141.67 Unrealized 0.0%
SCHV SCHWAB STRATEGIC TR 0.1%
Value ($000) $239 Shares 4,377 Est. Cost $49.58 Unrealized
DVY ISHARES TR 0.0%
Value ($000) $232 Shares 2,351 Est. Cost $98.68 Unrealized
DTH WISDOMTREE TR 0.0%
Value ($000) $225 Shares 5,070 Est. Cost $40.63 Unrealized
OXY OCCIDENTAL PETE CORP DEL 0.0%
Value ($000) $224 Shares 3,040 Est. Cost $55.11 Unrealized 0.0%
HPQ HP INC 0.0%
Value ($000) $222 Shares 10,576 Est. Cost $16.24 Unrealized 0.0%
VBR VANGUARD INDEX FDS 0.0%
Value ($000) $217 Shares 1,633 Est. Cost $121.39 Unrealized
EMLP FIRST TR EXCHANGE TRADED FD 0.0%
Value ($000) $216 Shares 8,780 Est. Cost $24.81 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 0.0%
Value ($000) $215 Shares 1,084 Est. Cost $167.31 Unrealized +13.5%
SCHB SCHWAB STRATEGIC TR 0.0%
Value ($000) $212 Shares 3,280 Est. Cost $60.89 Unrealized
MDLZ MONDELEZ INTL INC 0.0%
Value ($000) $205 Shares 4,794 Est. Cost $34.48 Unrealized 0.0%
CSX CSX CORP 0.0%
Value ($000) $205 Shares 3,724 Est. Cost $15.23 Unrealized +4.2%
EEM ISHARES TR 0.0%
Value ($000) $204 Shares 4,339 Est. Cost $47.02 Unrealized
VZ VERIZON COMMUNICATIONS INC 0.0%
Value ($000) $202 Shares 3,812 Est. Cost $30.23 Unrealized +5.7%
HPE HEWLETT PACKARD ENTERPRISE C 0.0%
Value ($000) $159 Shares 11,052 Est. Cost $11.05 Unrealized 0.0%
OPK OPKO HEALTH INC 0.0%
Value ($000) $109 Shares 22,200 Est. Cost $7.21 Unrealized -19.5%
CHESAPEAKE ENERGY CORP 0.0%
Value ($000) $40 Shares 10,200 Est. Cost $3.92 Unrealized
CEL SCI CORP 0.0%
Value ($000) $21 Shares 11,300 Est. Cost $1.86 Unrealized