Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma Diversified Active

Location: Seattle, WA

CIK: 0001510434 · Show all filings

Period: Q4 2017 (← Previous) (Next →)

Filing Date: Feb 12, 2018

Total Value: $466M (100.0% shares, 0.0% debt)

Holdings (151)

VCSH VANGUARD SCOTTSDALE FDS 20.3%
Value $94.49M Shares 1,191,509 Est. Cost $79.30 Unrealized
VCIT VANGUARD SCOTTSDALE FDS 12.7%
Value $59.34M Shares 679,005 Est. Cost $83.87 Unrealized
VTIP VANGUARD MALVERN FDS 8.7%
Value $40.71M Shares 833,908 Est. Cost $48.84 Unrealized
SHY ISHARES TR 6.5%
Value $30.23M Shares 360,546 Est. Cost $84.59 Unrealized
IEMG ISHARES INC 5.3%
Value $24.86M Shares 436,845 Est. Cost $45.83 Unrealized
SJNK SPDR SER TR 4.4%
Value $20.31M Shares 737,085 Est. Cost $28.12 Unrealized
VNQ VANGUARD INDEX FDS 2.6%
Value $11.9M Shares 143,438 Est. Cost $71.21 Unrealized
VV VANGUARD INDEX FDS 2.2%
Value $10.36M Shares 84,515 Est. Cost $73.64 Unrealized
SHM SPDR SER TR 2.1%
Value $9.903M Shares 206,699 Est. Cost $48.12 Unrealized
SCHX SCHWAB STRATEGIC TR 2.1%
Value $9.576M Shares 150,138 Est. Cost $40.28 Unrealized
HYMB SPDR SERIES TRUST 1.5%
Value $6.804M Shares 122,238 Est. Cost $56.07 Unrealized
MUB ISHARES TR 1.4%
Value $6.47M Shares 58,421 Est. Cost $107.33 Unrealized
EMB ISHARES TR 1.3%
Value $6.12M Shares 52,709 Est. Cost $110.08 Unrealized
VTI VANGUARD INDEX FDS 1.2%
Value $5.383M Shares 39,218 Est. Cost $87.38 Unrealized
MSFT MICROSOFT CORP 1.0%
Value $4.762M Shares 55,668 Est. Cost $43.16 Unrealized +74.4%
SCHZ SCHWAB STRATEGIC TR 1.0%
Value $4.642M Shares 89,198 Est. Cost $51.08 Unrealized
AAPL APPLE INC 1.0%
Value $4.546M Shares 26,864 Est. Cost $27.39 Unrealized +42.7%
FPE FIRST TR EXCHANGE-TRADED FD 0.9%
Value $4.016M Shares 200,702 Est. Cost $19.94 Unrealized
VEA VANGUARD TAX MANAGED INTL FD 0.8%
Value $3.822M Shares 85,192 Est. Cost $37.47 Unrealized
VANECK VECTORS ETF TR 0.7%
Value $3.389M Shares 108,629 Est. Cost $30.80 Unrealized
AMZN AMAZON COM INC 0.7%
Value $3.214M Shares 2,748 Est. Cost $43.42 Unrealized +26.7%
SPY SPDR S&P 500 ETF TR 0.7%
Value $3.196M Shares 11,976 Est. Cost $235.37 Unrealized
TIP ISHARES TR 0.7%
Value $3.167M Shares 27,765 Est. Cost $112.06 Unrealized
PG PROCTER AND GAMBLE CO 0.7%
Value $3.1M Shares 33,743 Est. Cost $69.42 Unrealized +4.7%
VYM VANGUARD WHITEHALL FDS INC 0.6%
Value $3.024M Shares 35,316 Est. Cost $69.71 Unrealized
ISHARES INC 0.6%
Value $2.93M Shares 88,459 Est. Cost $30.58 Unrealized
SCHE SCHWAB STRATEGIC TR 0.5%
Value $2.424M Shares 86,741 Est. Cost $23.28 Unrealized
POWERSHARES QQQ TRUST 0.4%
Value $2.091M Shares 13,423 Est. Cost $137.95 Unrealized
CVX CHEVRON CORP NEW 0.4%
Value $2.091M Shares 16,699 Est. Cost $70.60 Unrealized +18.3%
COMT ISHARES U S ETF TR 0.4%
Value $1.988M Shares 54,692 Est. Cost $32.85 Unrealized
CAC CAMDEN NATL CORP 0.4%
Value $1.942M Shares 46,099 Est. Cost $21.32 Unrealized +49.8%
INTC INTEL CORP 0.4%
Value $1.941M Shares 42,058 Est. Cost $26.49 Unrealized +38.0%
CLAYMORE EXCHANGE TRD FD TR 0.4%
Value $1.87M Shares 88,671 Est. Cost $20.96 Unrealized
VNQI VANGUARD INTL EQUITY INDEX F 0.4%
Value $1.846M Shares 30,516 Est. Cost $52.43 Unrealized
DWX SPDR INDEX SHS FDS 0.4%
Value $1.838M Shares 44,607 Est. Cost $38.68 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.4%
Value $1.789M Shares 84,820 Est. Cost $20.79 Unrealized
VTV VANGUARD INDEX FDS 0.4%
Value $1.776M Shares 16,709 Est. Cost $82.84 Unrealized
SCHP SCHWAB STRATEGIC TR 0.4%
Value $1.719M Shares 31,006 Est. Cost $53.89 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.4%
Value $1.718M Shares 80,709 Est. Cost $20.85 Unrealized
SCZ ISHARES TR 0.4%
Value $1.645M Shares 25,502 Est. Cost $49.84 Unrealized
DES WISDOMTREE TR 0.3%
Value $1.575M Shares 54,228 Est. Cost $42.47 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.3%
Value $1.54M Shares 72,901 Est. Cost $20.78 Unrealized
SBUX STARBUCKS CORP 0.3%
Value $1.407M Shares 24,499 Est. Cost $44.14 Unrealized +7.4%
MCHP MICROCHIP TECHNOLOGY INC 0.3%
Value $1.355M Shares 15,415 Est. Cost $35.91 Unrealized +8.3%
VT VANGUARD INTL EQUITY INDEX F 0.3%
Value $1.329M Shares 17,894 Est. Cost $61.01 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.3%
Value $1.235M Shares 58,333 Est. Cost $21.11 Unrealized
IVV ISHARES TR 0.3%
Value $1.195M Shares 4,447 Est. Cost $211.28 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value $1.118M Shares 53,707 Est. Cost $20.71 Unrealized
BA BOEING CO 0.2%
Value $1.1M Shares 3,729 Est. Cost $145.90 Unrealized +76.4%
VANECK VECTORS ETF TR 0.2%
Value $1.018M Shares 42,306 Est. Cost $24.85 Unrealized
RWR SPDR SERIES TRUST 0.2%
Value $1.01M Shares 10,785 Est. Cost $81.11 Unrealized
AGG ISHARES TR 0.2%
Value $982K Shares 8,980 Est. Cost $107.76 Unrealized
IGSB ISHARES TR 0.2%
Value $943K Shares 9,020 Est. Cost $105.02 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value $942K Shares 38,646 Est. Cost $24.99 Unrealized
DLS WISDOMTREE TR 0.2%
Value $930K Shares 12,111 Est. Cost $59.29 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value $914K Shares 36,429 Est. Cost $25.62 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value $898K Shares 36,611 Est. Cost $24.55 Unrealized
VUG VANGUARD INDEX FDS 0.2%
Value $884K Shares 6,285 Est. Cost $127.73 Unrealized
JNJ JOHNSON & JOHNSON 0.2%
Value $883K Shares 6,317 Est. Cost $89.64 Unrealized +23.8%
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value $875K Shares 35,081 Est. Cost $23.89 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value $852K Shares 34,198 Est. Cost $25.24 Unrealized
DEM WISDOMTREE TR 0.2%
Value $850K Shares 18,736 Est. Cost $41.58 Unrealized
NKE NIKE INC 0.2%
Value $796K Shares 12,729 Est. Cost $48.24 Unrealized +7.3%
IWC ISHARES TR 0.2%
Value $794K Shares 8,296 Est. Cost $72.09 Unrealized
SPIB SPDR SERIES TRUST 0.2%
Value $755K Shares 22,050 Est. Cost $33.78 Unrealized
SPSB SPDR SERIES TRUST 0.2%
Value $755K Shares 24,835 Est. Cost $30.59 Unrealized
XOM EXXON MOBIL CORP 0.2%
Value $746K Shares 8,925 Est. Cost $56.39 Unrealized +1.3%
MATW MATTHEWS INTL CORP 0.2%
Value $729K Shares 13,806 Est. Cost $54.36 Unrealized -15.1%
IEFA ISHARES TR 0.2%
Value $713K Shares 10,784 Est. Cost $54.83 Unrealized
IVE ISHARES TR 0.2%
Value $705K Shares 6,175 Est. Cost $101.31 Unrealized
VIG VANGUARD SPECIALIZED FUNDS 0.2%
Value $702K Shares 6,878 Est. Cost $81.22 Unrealized
SCHC SCHWAB STRATEGIC TR 0.1%
Value $689K Shares 18,805 Est. Cost $29.85 Unrealized
SLYG SPDR SERIES TRUST 0.1%
Value $682K Shares 3,000 Est. Cost $212.67 Unrealized
COST COSTCO WHSL CORP NEW 0.1%
Value $656K Shares 3,523 Est. Cost $120.08 Unrealized +28.6%
EFA ISHARES TR 0.1%
Value $641K Shares 9,119 Est. Cost $60.77 Unrealized
BAC BANK AMER CORP 0.1%
Value $639K Shares 21,663 Est. Cost $15.59 Unrealized +46.1%
MO ALTRIA GROUP INC 0.1%
Value $614K Shares 8,592 Est. Cost $37.70 Unrealized -2.8%
USB US BANCORP DEL 0.1%
Value $606K Shares 11,317 Est. Cost $29.95 Unrealized +30.4%
T AT&T INC 0.1%
Value $601K Shares 15,455 Est. Cost $15.31 Unrealized -0.4%
VWO VANGUARD INTL EQUITY INDEX F 0.1%
Value $601K Shares 13,096 Est. Cost $45.89 Unrealized
VB VANGUARD INDEX FDS 0.1%
Value $595K Shares 4,023 Est. Cost $135.66 Unrealized
GOOG ALPHABET INC 0.1%
Value $582K Shares 556 Est. Cost $41.62 Unrealized +21.4%
GENERAL ELECTRIC CO 0.1%
Value $567K Shares 32,478 Est. Cost $26.19 Unrealized
META FACEBOOK INC 0.1%
Value $562K Shares 3,187 Est. Cost $116.19 Unrealized +51.1%
GOOGL ALPHABET INC 0.1%
Value $557K Shares 529 Est. Cost $42.05 Unrealized +21.8%
BSV VANGUARD BD INDEX FD INC 0.1%
Value $553K Shares 6,987 Est. Cost $79.71 Unrealized
AMGN AMGEN INC 0.1%
Value $541K Shares 3,112 Est. Cost $82.44 Unrealized +67.6%
IWM ISHARES TR 0.1%
Value $536K Shares 3,513 Est. Cost $140.69 Unrealized
JPM JPMORGAN CHASE & CO 0.1%
Value $497K Shares 4,652 Est. Cost $66.45 Unrealized +22.4%
FEM FIRST TR EXCH TRD ALPHA FD I 0.1%
Value $487K Shares 17,444 Est. Cost $19.20 Unrealized
DIS DISNEY WALT CO 0.1%
Value $482K Shares 4,481 Est. Cost $81.61 Unrealized +19.2%
EWX SPDR INDEX SHS FDS 0.1%
Value $473K Shares 9,091 Est. Cost $39.73 Unrealized
ORCL ORACLE CORP 0.1%
Value $465K Shares 9,844 Est. Cost $38.75 Unrealized +12.2%
HYS PIMCO ETF TR 0.1%
Value $458K Shares 4,555 Est. Cost $101.21 Unrealized
SCHF SCHWAB STRATEGIC TR 0.1%
Value $449K Shares 13,185 Est. Cost $29.13 Unrealized
SCHO SCHWAB STRATEGIC TR 0.1%
Value $449K Shares 8,982 Est. Cost $49.99 Unrealized
ISHARES TR 0.1%
Value $423K Shares 10,720 Est. Cost $33.70 Unrealized
FTSL FIRST TR EXCHANGE TRADED FD 0.1%
Value $416K Shares 8,660 Est. Cost $48.43 Unrealized
IJR ISHARES TR 0.1%
Value $401K Shares 5,215 Est. Cost $101.79 Unrealized
IEI ISHARES TR 0.1%
Value $390K Shares 3,193 Est. Cost $121.55 Unrealized
PM PHILIP MORRIS INTL INC 0.1%
Value $388K Shares 3,672 Est. Cost $72.16 Unrealized -3.6%
SLV ISHARES SILVER TRUST 0.1%
Value $376K Shares 23,485 Est. Cost $13.81 Unrealized
FDM FIRST TR DJS MICROCAP INDEX 0.1%
Value $376K Shares 7,930 Est. Cost $46.57 Unrealized
IVW ISHARES TR 0.1%
Value $363K Shares 2,375 Est. Cost $124.62 Unrealized
PEP PEPSICO INC 0.1%
Value $360K Shares 2,998 Est. Cost $77.61 Unrealized +14.7%
DHR DANAHER CORP DEL 0.1%
Value $357K Shares 3,850 Est. Cost $46.82 Unrealized +67.1%
LUV SOUTHWEST AIRLS CO 0.1%
Value $329K Shares 5,033 Est. Cost $40.16 Unrealized +32.3%
RWO SPDR INDEX SHS FDS 0.1%
Value $323K Shares 6,603 Est. Cost $42.44 Unrealized
MCD MCDONALDS CORP 0.1%
Value $316K Shares 1,836 Est. Cost $119.68 Unrealized +15.9%
DGS WISDOMTREE TR 0.1%
Value $314K Shares 6,028 Est. Cost $45.41 Unrealized
EBND SPDR SERIES TRUST 0.1%
Value $314K Shares 10,591 Est. Cost $29.55 Unrealized
SDY SPDR SERIES TRUST 0.1%
Value $308K Shares 3,264 Est. Cost $85.88 Unrealized
LQD ISHARES TR 0.1%
Value $307K Shares 2,523 Est. Cost $119.24 Unrealized
GILD GILEAD SCIENCES INC 0.1%
Value $304K Shares 4,248 Est. Cost $60.19 Unrealized -7.1%
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value $301K Shares 1,964 Est. Cost $103.60 Unrealized -1.4%
IWB ISHARES TR 0.1%
Value $300K Shares 2,019 Est. Cost $148.59 Unrealized
ALK ALASKA AIR GROUP INC 0.1%
Value $294K Shares 3,996 Est. Cost $67.65 Unrealized 0.0%
MMM 3M CO 0.1%
Value $291K Shares 1,238 Est. Cost $144.97 Unrealized 0.0%
SCHD SCHWAB STRATEGIC TR 0.1%
Value $288K Shares 5,628 Est. Cost $45.12 Unrealized
KO COCA COLA CO 0.1%
Value $284K Shares 6,197 Est. Cost $29.70 Unrealized +20.0%
IJH ISHARES TR 0.1%
Value $275K Shares 1,451 Est. Cost $159.33 Unrealized
V VISA INC 0.1%
Value $270K Shares 2,372 Est. Cost $81.89 Unrealized +27.5%
FISV FISERV INC 0.1%
Value $269K Shares 2,049 Est. Cost $64.57 Unrealized 0.0%
ABBV ABBVIE INC 0.1%
Value $262K Shares 2,705 Est. Cost $66.89 Unrealized 0.0%
ADP AUTOMATIC DATA PROCESSING IN 0.1%
Value $258K Shares 2,200 Est. Cost $74.09 Unrealized +29.8%
MRK MERCK & CO INC 0.1%
Value $258K Shares 4,594 Est. Cost $45.93 Unrealized -6.4%
PFE PFIZER INC 0.1%
Value $257K Shares 7,109 Est. Cost $21.84 Unrealized +9.0%
CAT CATERPILLAR INC DEL 0.1%
Value $256K Shares 1,626 Est. Cost $116.31 Unrealized 0.0%
PATTERSON COMPANIES INC 0.1%
Value $253K Shares 6,998 Est. Cost $46.93 Unrealized
BMY BRISTOL MYERS SQUIBB CO 0.1%
Value $249K Shares 4,064 Est. Cost $43.22 Unrealized +7.5%
XEL XCEL ENERGY INC 0.1%
Value $247K Shares 5,137 Est. Cost $35.41 Unrealized +8.9%
UNH UNITEDHEALTH GROUP INC 0.1%
Value $247K Shares 1,120 Est. Cost $169.69 Unrealized +9.6%
PSX PHILLIPS 66 0.1%
Value $247K Shares 2,446 Est. Cost $61.97 Unrealized +11.8%
HD HOME DEPOT INC 0.1%
Value $246K Shares 1,296 Est. Cost $141.67 Unrealized 0.0%
SCHV SCHWAB STRATEGIC TR 0.1%
Value $239K Shares 4,377 Est. Cost $49.58 Unrealized
DVY ISHARES TR 0.0%
Value $232K Shares 2,351 Est. Cost $98.68 Unrealized
DTH WISDOMTREE TR 0.0%
Value $225K Shares 5,070 Est. Cost $40.63 Unrealized
OXY OCCIDENTAL PETE CORP DEL 0.0%
Value $224K Shares 3,040 Est. Cost $55.11 Unrealized 0.0%
HPQ HP INC 0.0%
Value $222K Shares 10,576 Est. Cost $16.24 Unrealized 0.0%
VBR VANGUARD INDEX FDS 0.0%
Value $217K Shares 1,633 Est. Cost $121.39 Unrealized
EMLP FIRST TR EXCHANGE TRADED FD 0.0%
Value $216K Shares 8,780 Est. Cost $24.81 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 0.0%
Value $215K Shares 1,084 Est. Cost $167.31 Unrealized +13.5%
SCHB SCHWAB STRATEGIC TR 0.0%
Value $212K Shares 3,280 Est. Cost $60.89 Unrealized
MDLZ MONDELEZ INTL INC 0.0%
Value $205K Shares 4,794 Est. Cost $34.48 Unrealized 0.0%
CSX CSX CORP 0.0%
Value $205K Shares 3,724 Est. Cost $15.23 Unrealized +4.2%
EEM ISHARES TR 0.0%
Value $204K Shares 4,339 Est. Cost $47.02 Unrealized
VZ VERIZON COMMUNICATIONS INC 0.0%
Value $202K Shares 3,812 Est. Cost $30.23 Unrealized +5.7%
HPE HEWLETT PACKARD ENTERPRISE C 0.0%
Value $159K Shares 11,052 Est. Cost $11.05 Unrealized 0.0%
OPK OPKO HEALTH INC 0.0%
Value $109K Shares 22,200 Est. Cost $7.21 Unrealized -19.5%
CHESAPEAKE ENERGY CORP 0.0%
Value $40,000 Shares 10,200 Est. Cost $3.92 Unrealized
CEL SCI CORP 0.0%
Value $21,000 Shares 11,300 Est. Cost $1.86 Unrealized