Location: Minneapolis, MN
CIK: 0001557485 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Oct 23, 2018
Total Value: $417M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 154,896 | $45.03M | 10.8% | $189.34 | — | TR UNIT | 78462F103 |
| SCHB | SCHWAB STRATEGIC TR | 325,836 | $22.94M | 5.5% | $60.48 | — | US BRD MKT ETF | 808524102 |
| SCHF | SCHWAB STRATEGIC TR | 557,269 | $18.68M | 4.5% | $30.32 | — | INTL EQTY ETF | 808524805 |
| VWO | VANGUARD INTL EQUITY INDEX F | 444,142 | $18.21M | 4.4% | $39.97 | — | FTSE EMR MKT ETF | 922042858 |
| IWM | ISHARES TR | 91,708 | $15.46M | 3.7% | $105.80 | — | RUSSELL 2000 ETF | 464287655 |
| AAPL | APPLE INC | 65,203 | $14.72M | 3.5% | $23.97 | +105.5% | COM | 037833100 |
| VUG | VANGUARD INDEX FDS | 79,421 | $12.79M | 3.1% | $128.08 | — | GROWTH ETF | 922908736 |
| BND | VANGUARD BD INDEX FD INC | 161,852 | $12.74M | 3.1% | $80.92 | — | TOTAL BND MRKT | 921937835 |
| — | INVESCO EXCH TRD SLF IDX FD | 533,123 | $11.24M | 2.7% | $21.06 | — | BULSHS 2020 CB | 46138J502 |
| — | INVESCO EXCH TRD SLF IDX FD | 525,888 | $11.09M | 2.7% | $21.00 | — | BULSHS 2019 CB | 46138J304 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 38,555 | $10.19M | 2.4% | $155.60 | — | UT SER 1 | 78467X109 |
| EFA | ISHARES TR | 145,954 | $9.923M | 2.4% | $61.58 | — | MSCI EAFE ETF | 464287465 |
| — | INVESCO EXCH TRD SLF IDX FD | 453,845 | $9.413M | 2.3% | $20.74 | — | BULSHS 2021 CB | 46138J700 |
| VOE | VANGUARD INDEX FDS | 76,082 | $8.603M | 2.1% | $104.94 | — | MCAP VL IDXVIP | 922908512 |
| EEM | ISHARES TR | 171,695 | $7.369M | 1.8% | $40.03 | — | MSCI EMG MKT ETF | 464287234 |
| VIG | VANGUARD GROUP | 66,203 | $7.329M | 1.8% | $103.52 | — | DIV APP ETF | 921908844 |
| VEU | VANGUARD INTL EQUITY INDEX F | 129,880 | $6.76M | 1.6% | $48.58 | — | ALLWRLD EX US | 922042775 |
| MMM | 3M CO | 31,543 | $6.646M | 1.6% | $110.53 | +19.6% | COM | 88579Y101 |
| FV | FIRST TR EXCHANGE TRADED FD | 214,429 | $6.626M | 1.6% | $26.33 | — | DORSEY WRT 5 ETF | 33738R605 |
| VTI | VANGUARD INDEX FDS | 36,168 | $5.413M | 1.3% | $120.51 | — | TOTAL STK MKT | 922908769 |
| PFE | PFIZER INC | 109,977 | $4.846M | 1.2% | $20.34 | +36.0% | COM | 717081103 |
| MSFT | MICROSOFT CORP | 38,697 | $4.425M | 1.1% | $41.84 | +140.9% | COM | 594918104 |
| BIL | SPDR SER TR | 45,988 | $4.212M | 1.0% | $91.58 | — | SPDR BLOOMBERG | 78468R663 |
| — | GREEN PLAINS PARTNERS LP | 270,000 | $4.023M | 1.0% | $19.57 | — | COM REP PTR IN | 393221106 |
| PG | PROCTER AND GAMBLE CO | 47,928 | $3.989M | 1.0% | $71.17 | -4.8% | COM | 742718109 |
| DIS | DISNEY WALT CO | 31,397 | $3.671M | 0.9% | $99.67 | +6.9% | COM DISNEY | 254687106 |
| HON | HONEYWELL INTL INC | 21,293 | $3.543M | 0.8% | $85.85 | +41.7% | COM | 438516106 |
| EFA | ISHARES TR | 52,000 | $3.535M | 0.8% | $61.58 | — | Put | 464287465 |
| USB | US BANCORP DEL | 64,928 | $3.429M | 0.8% | $29.74 | +31.6% | COM NEW | 902973304 |
| XLE | SELECT SECTOR SPDR TR | 45,146 | $3.419M | 0.8% | $67.40 | — | ENERGY | 81369Y506 |
| AMZN | AMAZON COM INC | 1,674 | $3.353M | 0.8% | $75.07 | +25.3% | COM | 023135106 |
| CME | CME GROUP INC | 19,426 | $3.306M | 0.8% | $63.71 | +102.7% | COM CL A | 12572Q105 |
| MDLZ | MONDELEZ INTL INC | 74,209 | $3.188M | 0.8% | $34.65 | +2.7% | CL A | 609207105 |
| — | INVESCO EXCH TRD SLF IDX FD | 134,202 | $2.838M | 0.7% | $21.16 | — | BULSHS2018 COR | 46138J106 |
| AGG | ISHARES TR | 26,787 | $2.827M | 0.7% | $110.64 | — | CORE US AGGBD ET | 464287226 |
| UNH | UNITEDHEALTH GROUP INC | 9,692 | $2.578M | 0.6% | $110.67 | +108.4% | COM | 91324P102 |
| IVV | ISHARES TR | 8,033 | $2.352M | 0.6% | $228.99 | — | CORE S&P500 ETF | 464287200 |
| EEM | ISHARES TR | 54,800 | $2.352M | 0.6% | $40.03 | — | Call | 464287234 |
| SCHZ | SCHWAB STRATEGIC TR | 46,613 | $2.342M | 0.6% | $50.62 | — | US AGGREGATE B | 808524839 |
| JPM | JPMORGAN CHASE & CO | 18,502 | $2.088M | 0.5% | $83.41 | +11.0% | COM | 46625H100 |
| GOOGL | ALPHABET INC | 1,693 | $2.044M | 0.5% | $54.90 | +9.4% | CAP STK CL A | 02079K305 |
| — | TD AMERITRADE HLDG CORP | 37,705 | $1.992M | 0.5% | $32.08 | — | COM | 87236Y108 |
| T | AT&T INC | 59,174 | $1.987M | 0.5% | $12.96 | +11.7% | COM | 00206R102 |
| MGM | MGM RESORTS INTERNATIONAL | 70,701 | $1.973M | 0.5% | $28.01 | 0.0% | COM | 552953101 |
| GILD | GILEAD SCIENCES INC | 24,940 | $1.926M | 0.5% | $54.96 | +3.4% | COM | 375558103 |
| IJS | ISHARES TR | 11,480 | $1.916M | 0.5% | $123.74 | — | SP SMCP600VL ETF | 464287879 |
| — | GENERAL ELECTRIC CO | 165,887 | $1.873M | 0.4% | $14.18 | — | COM | 369604103 |
| TRV | TRAVELERS COMPANIES INC | 14,388 | $1.867M | 0.4% | $103.08 | +6.6% | COM | 89417E109 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 8,645 | $1.851M | 0.4% | $143.43 | +43.1% | CL B NEW | 084670702 |
| AMGN | AMGEN INC | 8,577 | $1.778M | 0.4% | $118.97 | +32.3% | COM | 031162100 |
| SPTM | SPDR SERIES TRUST | 46,862 | $1.696M | 0.4% | $33.73 | — | PORTFOLIO TL STK | 78464A805 |
| XOM | EXXON MOBIL CORP | 19,575 | $1.665M | 0.4% | $57.09 | +1.9% | COM | 30231G102 |
| MSI | MOTOROLA SOLUTIONS INC | 12,514 | $1.629M | 0.4% | $99.23 | +12.7% | COM NEW | 620076307 |
| TOTL | SSGA ACTIVE ETF TR | 34,259 | $1.619M | 0.4% | $49.62 | — | SPDR TR TACTIC | 78467V848 |
| VNQ | VANGUARD INDEX FDS | 18,967 | $1.53M | 0.4% | $79.59 | — | REAL ESTATE ETF | 922908553 |
| CMI | CUMMINS INC | 10,211 | $1.491M | 0.4% | $129.54 | -10.3% | COM | 231021106 |
| VEA | VANGUARD TAX MANAGED INTL FD | 31,740 | $1.373M | 0.3% | $39.65 | — | FTSE DEV MKT ETF | 921943858 |
| INTC | INTEL CORP | 28,872 | $1.365M | 0.3% | $26.02 | +59.6% | COM | 458140100 |
| FTGC | FIRST TR EXCHAN TRADED FD VI | 68,125 | $1.352M | 0.3% | $26.73 | — | FST TR GLB FD | 33739H101 |
| EEM | ISHARES TR | 30,200 | $1.296M | 0.3% | $40.03 | — | Put | 464287234 |
| META | FACEBOOK INC | 7,444 | $1.225M | 0.3% | $169.80 | +5.9% | CL A | 30303M102 |
| JNJ | JOHNSON & JOHNSON | 8,746 | $1.208M | 0.3% | $88.31 | +22.3% | COM | 478160104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,704 | $1.165M | 0.3% | $105.94 | -4.4% | COM | 459200101 |
| FLTR | VANECK VECTORS ETF TR | 45,812 | $1.16M | 0.3% | $25.00 | — | INVT GRADE FLTG | 92189F486 |
| SPDW | SPDR INDEX SHS FDS | 35,951 | $1.106M | 0.3% | $30.81 | — | PORTFOLIO DEVLPD | 78463X889 |
| SCHX | SCHWAB STRATEGIC TR | 15,891 | $1.105M | 0.3% | $63.66 | — | US LRG CAP ETF | 808524201 |
| V | VISA INC | 7,263 | $1.09M | 0.3% | $92.71 | +45.7% | COM CL A | 92826C839 |
| CMI | CUMMINS INC | 7,200 | $1.052M | 0.3% | $129.54 | -10.3% | Call | 231021106 |
| PII | POLARIS INDS INC | 10,320 | $1.042M | 0.2% | $81.56 | +36.9% | COM | 731068102 |
| SPAB | SPDR SERIES TRUST | 37,092 | $1.028M | 0.2% | $28.04 | — | PORTFOLIO AGRGTE | 78464A649 |
| SPSB | SPDR SERIES TRUST | 33,585 | $1.014M | 0.2% | $30.71 | — | PORTFOLIO SHORT | 78464A474 |
| JPUS | JP MORGAN EXCHANGE TRADED FD | 13,588 | $1.013M | 0.2% | $57.60 | — | JPMORGAN DIVER | 46641Q407 |
| ABT | ABBOTT LABS | 13,380 | $982K | 0.2% | $34.95 | +65.4% | COM | 002824100 |
| QQQ | INVESCO QQQ TR | 5,149 | $957K | 0.2% | $171.58 | — | UNIT SER 1 | 46090E103 |
| SCHA | SCHWAB STRATEGIC TR | 12,225 | $931K | 0.2% | $73.74 | — | US SML CAP ETF | 808524607 |
| CWI | SPDR INDEX SHS FDS | 23,730 | $887K | 0.2% | $39.00 | — | MSCI ACWI EXUS | 78463X848 |
| ABBV | ABBVIE INC | 9,364 | $886K | 0.2% | $40.78 | +69.6% | COM | 00287Y109 |
| CSCO | CISCO SYS INC | 17,920 | $872K | 0.2% | $19.45 | +85.3% | COM | 17275R102 |
| SHY | ISHARES TR | 10,023 | $833K | 0.2% | $84.62 | — | 1 3 YR TREAS BD | 464287457 |
| MDT | MEDTRONIC PLC | 8,439 | $830K | 0.2% | $64.20 | +18.8% | SHS | G5960L103 |
| FDD | FIRST TR STOXX EURO DIV FD | 63,272 | $829K | 0.2% | $12.10 | — | COMMON SHS | 33735T109 |
| TGT | TARGET CORP | 9,339 | $824K | 0.2% | $53.49 | +27.0% | COM | 87612E106 |
| RWR | SPDR SERIES TRUST | 8,444 | $787K | 0.2% | $92.42 | — | DJ REIT ETF | 78464A607 |
| GOOG | ALPHABET INC | 630 | $752K | 0.2% | $40.69 | +46.1% | CAP STK CL C | 02079K107 |
| BBY | BEST BUY INC | 9,065 | $719K | 0.2% | $34.95 | +67.4% | COM | 086516101 |
| NFLX | NETFLIX INC | 1,868 | $699K | 0.2% | $17.12 | +112.0% | COM | 64110L106 |
| PSK | SPDR SERIES TRUST | 16,241 | $692K | 0.2% | $45.55 | — | WELLS FG PFD ETF | 78464A292 |
| CVX | CHEVRON CORP NEW | 5,322 | $651K | 0.2% | $71.75 | +22.5% | COM | 166764100 |
| MO | ALTRIA GROUP INC | 10,064 | $607K | 0.1% | $32.17 | +4.3% | COM | 02209S103 |
| MGPI | MGP INGREDIENTS INC NEW | 7,500 | $592K | 0.1% | $44.39 | +83.1% | COM | 55303J106 |
| — | DOWDUPONT INC | 9,189 | $591K | 0.1% | $69.00 | — | COM | 26078J100 |
| ORCL | ORACLE CORP | 11,382 | $587K | 0.1% | $36.20 | +20.4% | COM | 68389X105 |
| MRK | MERCK & CO INC | 8,069 | $573K | 0.1% | $45.95 | +10.2% | COM | 58933Y105 |
| HD | HOME DEPOT INC | 2,761 | $572K | 0.1% | $105.75 | +58.8% | COM | 437076102 |
| SCHE | SCHWAB STRATEGIC TR | 21,659 | $557K | 0.1% | $25.89 | — | EMRG MKTEQ ETF | 808524706 |
| COST | COSTCO WHSL CORP NEW | 2,279 | $535K | 0.1% | $136.55 | +48.8% | COM | 22160K105 |
| UNP | UNION PAC CORP | 3,279 | $534K | 0.1% | $80.88 | +58.0% | COM | 907818108 |
| GGG | GRACO INC | 11,510 | $533K | 0.1% | $39.05 | +8.6% | COM | 384109104 |
| CAT | CATERPILLAR INC DEL | 3,450 | $526K | 0.1% | $76.32 | +57.9% | COM | 149123101 |
| MCD | MCDONALDS CORP | 3,022 | $506K | 0.1% | $102.69 | +31.3% | COM | 580135101 |
| EMR | EMERSON ELEC CO | 6,316 | $484K | 0.1% | $47.99 | +29.1% | COM | 291011104 |
| FDL | FIRST TR MORNINGSTAR DIV LEA | 16,188 | $483K | 0.1% | $28.82 | — | SHS | 336917109 |
| ECL | ECOLAB INC | 3,002 | $471K | 0.1% | $110.87 | +23.6% | COM | 278865100 |
| WFC | WELLS FARGO CO NEW | 8,948 | $470K | 0.1% | $39.99 | +16.3% | COM | 949746101 |
| IJJ | ISHARES TR | 2,701 | $452K | 0.1% | $129.62 | — | S&P MC 400VL ETF | 464287705 |
| PEP | PEPSICO INC | 4,032 | $451K | 0.1% | $75.62 | +19.4% | COM | 713448108 |
| BP | BP PLC | 9,591 | $442K | 0.1% | $37.93 | — | SPONSORED ADR | 055622104 |
| PM | PHILIP MORRIS INTL INC | 5,372 | $438K | 0.1% | $51.73 | +7.3% | COM | 718172109 |
| SCHD | SCHWAB STRATEGIC TR | 8,161 | $433K | 0.1% | $49.13 | — | US DIVIDEND EQ | 808524797 |
| SDY | SPDR SERIES TRUST | 4,407 | $432K | 0.1% | $86.07 | — | S&P DIVID ETF | 78464A763 |
| XLK | SELECT SECTOR SPDR TR | 5,687 | $428K | 0.1% | $53.39 | — | TECHNOLOGY | 81369Y803 |
| VZ | VERIZON COMMUNICATIONS INC | 7,912 | $422K | 0.1% | $29.11 | +22.4% | COM | 92343V104 |
| SPSM | SPDR SER TR | 12,516 | $416K | 0.1% | $30.81 | — | PORTFOLIO SM ETF | 78468R853 |
| UPS | UNITED PARCEL SERVICE INC | 3,553 | $415K | 0.1% | $75.17 | +17.7% | CL B | 911312106 |
| JPIN | JP MORGAN EXCHANGE TRADED FD | 6,833 | $399K | 0.1% | $49.54 | — | DIV RTN INT EQ | 46641Q209 |
| — | EXPRESS SCRIPTS HLDG CO | 4,133 | $393K | 0.1% | $66.31 | — | COM | 30219G108 |
| OXY | OCCIDENTAL PETE CORP DEL | 4,761 | $391K | 0.1% | $51.70 | +31.0% | COM | 674599105 |
| EMB | ISHARES TR | 3,598 | $388K | 0.1% | $109.33 | — | JPMORGAN USD EMG | 464288281 |
| SPEM | SPDR INDEX SHS FDS | 10,930 | $381K | 0.1% | $35.16 | — | PORTFOLIO EMG MK | 78463X509 |
| CELC | CELCUITY INC | 13,223 | $380K | 0.1% | $19.44 | +29.7% | COM | 15102K100 |
| VOO | VANGUARD INDEX FDS | 1,348 | $360K | 0.1% | $237.48 | — | S&P 500 ETF SHS | 922908363 |
| — | RAYTHEON CO | 1,740 | $360K | 0.1% | $150.63 | — | COM NEW | 755111507 |
| IVW | ISHARES TR | 2,010 | $356K | 0.1% | $147.36 | — | S&P 500 GRWT ETF | 464287309 |
| TMO | THERMO FISHER SCIENTIFIC INC | 1,413 | $344K | 0.1% | $166.86 | +35.2% | COM | 883556102 |
| SUSA | ISHARES TR | 2,875 | $343K | 0.1% | $98.09 | — | MSCI USA ESG SLC | 464288802 |
| IJR | ISHARES TR | 3,759 | $328K | 0.1% | $71.98 | — | CORE S&P SCP ETF | 464287804 |
| FAST | FASTENAL CO | 5,645 | $328K | 0.1% | $9.94 | +18.6% | COM | 311900104 |
| IFV | FIRST TR EXCHANGE TRADED FD | 16,203 | $328K | 0.1% | $18.94 | — | DORSEY WRIGHT | 33738R886 |
| DVY | ISHARES TR | 3,238 | $323K | 0.1% | $88.79 | — | SELECT DIVID ETF | 464287168 |
| SCHW | SCHWAB CHARLES CORP NEW | 6,541 | $322K | 0.1% | $37.91 | +21.5% | COM | 808513105 |
| XLF | SELECT SECTOR SPDR TR | 11,610 | $320K | 0.1% | $23.25 | — | SBI INT-FINL | 81369Y605 |
| VFC | V F CORP | 3,412 | $319K | 0.1% | $51.96 | +64.2% | COM | 918204108 |
| BAC | BANK AMER CORP | 10,702 | $315K | 0.1% | $17.88 | +42.4% | COM | 060505104 |
| VTV | VANGUARD INDEX FDS | 2,848 | $315K | 0.1% | $96.67 | — | VALUE ETF | 922908744 |
| XEL | XCEL ENERGY INC | 6,670 | $315K | 0.1% | $31.81 | +18.4% | COM | 98389B100 |
| VB | VANGUARD INDEX FDS | 1,926 | $313K | 0.1% | $124.74 | — | SMALL CP ETF | 922908751 |
| VXUS | VANGUARD STAR FD | 5,684 | $307K | 0.1% | $54.15 | — | VG TL INTL STK F | 921909768 |
| DCI | DONALDSON INC | 5,152 | $301K | 0.1% | $41.83 | +6.7% | COM | 257651109 |
| — | UNITED TECHNOLOGIES CORP | 2,147 | $300K | 0.1% | $114.88 | — | COM | 913017109 |
| AMT | AMERICAN TOWER CORP NEW | 1,969 | $286K | 0.1% | $115.35 | +4.7% | COM | 03027X100 |
| FAB | FIRST TR MULTI CP VAL ALPHA | 4,956 | $285K | 0.1% | $46.88 | — | COM SHS | 33733C108 |
| FUL | FULLER H B CO | 5,472 | $283K | 0.1% | $47.02 | +9.1% | COM | 359694106 |
| HRL | HORMEL FOODS CORP | 7,103 | $280K | 0.1% | $28.50 | +10.8% | COM | 440452100 |
| BMY | BRISTOL MYERS SQUIBB CO | 4,378 | $272K | 0.1% | $38.50 | +16.8% | COM | 110122108 |
| CVS | CVS HEALTH CORP | 3,402 | $268K | 0.1% | $60.20 | -6.2% | COM | 126650100 |
| BSX | BOSTON SCIENTIFIC CORP | 6,926 | $267K | 0.1% | $30.16 | +15.8% | COM | 101137107 |
| NKE | NIKE INC | 3,088 | $261K | 0.1% | $49.52 | +47.4% | CL B | 654106103 |
| SHOP | SHOPIFY INC | 1,500 | $247K | 0.1% | $14.15 | +7.6% | CL A | 82509L107 |
| IDCC | INTERDIGITAL INC | 3,050 | $244K | 0.1% | $73.19 | +12.0% | COM | 45867G101 |
| COP | CONOCOPHILLIPS | 3,159 | $244K | 0.1% | $33.47 | +68.4% | COM | 20825C104 |
| KO | COCA COLA CO | 5,258 | $243K | 0.1% | $32.40 | +12.0% | COM | 191216100 |
| HWKN | HAWKINS INC | 5,870 | $243K | 0.1% | $24.30 | -18.7% | COM | 420261109 |
| TNC | TENNANT CO | 3,175 | $241K | 0.1% | $59.85 | +17.4% | COM | 880345103 |
| — | SIENTRA INC | 10,000 | $239K | 0.1% | $9.70 | — | COM | 82621J105 |
| VYM | VANGUARD WHITEHALL FDS INC | 2,735 | $238K | 0.1% | $83.32 | — | HIGH DIV YLD | 921946406 |
| EFX | EQUIFAX INC | 1,790 | $234K | 0.1% | $111.44 | +9.7% | COM | 294429105 |
| WMT | WALMART INC | 2,460 | $231K | 0.1% | $20.89 | +30.8% | COM | 931142103 |
| BOND | PIMCO ETF TR | 2,235 | $229K | 0.1% | $105.35 | — | ACTIVE BD ETF | 72201R775 |
| PODD | INSULET CORP | 2,120 | $225K | 0.1% | $93.63 | 0.0% | COM | 45784P101 |
| XLV | SELECT SECTOR SPDR TR | 2,276 | $217K | 0.1% | $95.34 | — | SBI HEALTHCARE | 81369Y209 |
| LOW | LOWES COS INC | 1,867 | $214K | 0.1% | $91.02 | 0.0% | COM | 548661107 |
| IWF | ISHARES TR | 1,307 | $204K | 0.0% | $126.20 | — | RUS 1000 GRW ETF | 464287614 |
| EFG | ISHARES TR | 2,552 | $204K | 0.0% | $68.61 | — | EAFE GRWTH ETF | 464288885 |
| TSLA | TESLA INC | 759 | $201K | 0.0% | $22.01 | -5.4% | COM | 88160R101 |
| — | NORTHERN OIL & GAS INC NEV | 50,000 | $200K | 0.0% | $2.06 | — | COM | 665531109 |
| — | MCDERMOTT INTL INC | 10,465 | $193K | 0.0% | $18.44 | — | COM | 580037703 |
| AVXL | ANAVEX LIFE SCIENCES CORP | 70,000 | $191K | 0.0% | $4.44 | -36.5% | COM NEW | 032797300 |
| WPM | WHEATON PRECIOUS METALS CORP | 10,745 | $188K | 0.0% | $18.71 | -6.5% | COM | 962879102 |
| GIS | GENERAL MLS INC | 4,083 | $175K | 0.0% | $34.96 | 0.0% | COM | 370334104 |
| VLY | VALLEY NATL BANCORP | 13,691 | $154K | 0.0% | $12.47 | -3.2% | COM | 919794107 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 15,000 | $143K | 0.0% | $9.53 | — | UNIT | 85207H104 |
| F | FORD MTR CO DEL | 11,076 | $102K | 0.0% | $7.44 | -7.9% | COM PAR $0.01 | 345370860 |
| — | INVESTORS REAL ESTATE TR | 16,000 | $96,000 | 0.0% | $6.13 | — | SH BEN INT | 461730103 |
| — | NOBLE CORP PLC | 11,000 | $77,000 | 0.0% | $7.00 | — | SHS USD | G65431101 |
| — | SANDSTORM GOLD LTD | 11,200 | $42,000 | 0.0% | $3.75 | — | COM NEW | 80013R206 |
| — | LADENBURG THALMAN FIN SVCS I | 11,250 | $30,000 | 0.0% | $3.29 | — | COM | 50575Q102 |
| GIS | GENERAL MLS INC | 600 | $26,000 | 0.0% | $34.96 | 0.0% | Put | 370334104 |
| — | ACTINIUM PHARMACEUTICALS INC | 26,000 | $19,000 | 0.0% | $0.93 | — | COM | 00507W107 |
| GERN | GERON CORP | 10,000 | $18,000 | 0.0% | $2.11 | +106.7% | COM | 374163103 |