Location: Stamford, CT
CIK: 0001650300 · Show all filings
Period: Q4 2015 (Next →)
Filing Date: Aug 4, 2016
Total Value: $105M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SDY | SPDR SERIES TRUST | 249,452 | $18.35M | 17.5% | $73.56 | — | S&P DIVID ETF | 78464A763 |
| — | RYDEX ETF TRUST GUG | 148,008 | $11.34M | 10.8% | $76.61 | — | S&P500 EQ WT | 78355W106 |
| VO | VANGUARD INDEX FDS | 56,625 | $6.776M | 6.5% | $119.66 | — | MID CAP ETF | 922908629 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 81,725 | $6.355M | 6.0% | $77.76 | — | DIV APP ETF | 921908844 |
| — | POWERSHARES ETF TR II | 142,153 | $5.474M | 5.2% | $38.51 | — | S&P500 LOW VOL | 73937B779 |
| SPY | SPDR S&P 500 ETF TR | 26,434 | $5.339M | 5.1% | $201.97 | — | TR UNIT | 78462F103 |
| DVY | ISHARES TR | 59,843 | $4.497M | 4.3% | $75.15 | — | SELECT DIVID ETF | 464287168 |
| XLY | SELECT SECTOR SPDR TR | 35,784 | $2.797M | 2.7% | $78.16 | — | SBI CONS DISCR | 81369Y407 |
| IVV | ISHARES TR | 11,358 | $2.327M | 2.2% | $204.88 | — | CORE S&P500 ETF | 464287200 |
| XLV | SELECT SECTOR SPDR TR | 32,004 | $2.305M | 2.2% | $72.02 | — | SBI HEALTHCARE | 81369Y209 |
| AGG | ISHARES TR CORE | 20,069 | $2.163M | 2.1% | $107.78 | — | US AGGBD ET | 464287226 |
| ABBV | ABBVIE INC | 30,571 | $1.811M | 1.7% | $37.96 | 0.0% | COM | 00287Y109 |
| XLI | SELECT SECTOR SPDR TR | 30,018 | $1.591M | 1.5% | $53.00 | — | SBI INT-INDS | 81369Y704 |
| JNJ | JOHNSON & JOHNSON | 14,193 | $1.458M | 1.4% | $75.93 | 0.0% | COM | 478160104 |
| MO | ALTRIA GROUP INC | 22,642 | $1.318M | 1.3% | $29.47 | 0.0% | COM | 02209S103 |
| — | GENERAL ELECTRIC CO | 39,582 | $1.233M | 1.2% | $31.15 | — | COM | 369604103 |
| IWO | ISHARES TR | 8,821 | $1.229M | 1.2% | $139.33 | — | RUS 2000 GRW ETF | 464287648 |
| XLF | SELECT SECTOR SPDR TR | 48,800 | $1.163M | 1.1% | $23.83 | — | SBI INT-FINL | 81369Y605 |
| T | AT&T INC | 33,648 | $1.158M | 1.1% | $12.43 | 0.0% | COM | 00206R102 |
| KO | COCA COLA CO | 26,241 | $1.127M | 1.1% | $30.85 | 0.0% | COM | 191216100 |
| CVS | CVS HEALTH CORP | 11,243 | $1.099M | 1.0% | $72.61 | 0.0% | COM | 126650100 |
| TJX | TJX COS INC NEW | 14,933 | $1.059M | 1.0% | $30.90 | 0.0% | COM | 872540109 |
| XOM | EXXON MOBIL CORP | 13,329 | $1.039M | 1.0% | $51.39 | 0.0% | COM | 30231G102 |
| MCD | MCDONALDS CORP | 7,885 | $932K | 0.9% | $87.24 | 0.0% | COM | 580135101 |
| VOO | VANGUARD INDEX FDS | 4,744 | $887K | 0.8% | $186.97 | — | S&P 500 ETF SHS | 922908363 |
| PFF | ISHARES TR | 20,487 | $796K | 0.8% | $38.85 | — | U.S. PFD STK ETF | 464288687 |
| PG | PROCTER & GAMBLE CO | 9,335 | $741K | 0.7% | $57.94 | 0.0% | COM | 742718109 |
| IWC | ISHARES TR | 8,861 | $639K | 0.6% | $72.11 | — | MICRO-CAP ETF | 464288869 |
| PEP | PEPSICO INC | 6,350 | $635K | 0.6% | $73.47 | 0.0% | COM | 713448108 |
| XLP | SELECT SECTOR SPDR TR | 12,016 | $607K | 0.6% | $50.52 | — | SBI CONS STPLS | 81369Y308 |
| PM | PHILIP MORRIS INTL INC | 6,738 | $592K | 0.6% | $52.28 | 0.0% | COM | 718172109 |
| GIS | GENERAL MLS INC | 10,096 | $582K | 0.6% | $40.46 | 0.0% | COM | 370334104 |
| MSFT | MICROSOFT CORP | 10,351 | $574K | 0.5% | $45.92 | 0.0% | COM | 594918104 |
| XLK | SELECT SECTOR SPDR TR | 12,904 | $553K | 0.5% | $42.85 | — | TECHNOLOGY | 81369Y803 |
| — | BLACKROCK ENHANCED EQT DIV T | 71,097 | $541K | 0.5% | $7.61 | — | COM | 09251A104 |
| ABT | ABBOTT LABS | 11,659 | $524K | 0.5% | $36.55 | 0.0% | COM | 002824100 |
| — | NUVEEN S&P 500 BUY-WRITE INC | 38,511 | $517K | 0.5% | $13.42 | — | COM | 6706ER101 |
| KMB | KIMBERLY CLARK CORP | 4,038 | $514K | 0.5% | $85.00 | 0.0% | COM | 494368103 |
| AAPL | APPLE INC | 4,789 | $504K | 0.5% | $25.73 | 0.0% | COM | 037833100 |
| PFE | PFIZER INC | 14,085 | $455K | 0.4% | $20.38 | 0.0% | COM | 717081103 |
| VZ | VERIZON COMMUNICATIONS INC | 8,755 | $405K | 0.4% | $26.92 | 0.0% | COM | 92343V104 |
| CL | COLGATE PALMOLIVE CO | 5,969 | $398K | 0.4% | $52.53 | 0.0% | COM | 194162103 |
| IWM | ISHARES TR | 3,430 | $385K | 0.4% | $112.24 | — | RUSSELL 2000 ETF | 464287655 |
| MDT | MEDTRONIC PLC | 4,837 | $372K | 0.4% | $58.56 | 0.0% | SHS | G5960L103 |
| LLY | LILLY ELI & CO | 3,857 | $325K | 0.3% | $69.71 | 0.0% | COM | 532457108 |
| CSX | CSX CORP | 11,694 | $303K | 0.3% | $7.79 | 0.0% | COM | 126408103 |
| WFC | WELLS FARGO & CO NEW | 5,406 | $294K | 0.3% | $40.84 | 0.0% | COM | 949746101 |
| XLU | SELECT SECTOR SPDR TR | 6,702 | $290K | 0.3% | $43.27 | — | SBI INT-UTILS | 81369Y886 |
| MRK | MERCK & CO INC NEW | 4,952 | $262K | 0.2% | $36.77 | 0.0% | COM | 58933Y105 |
| IVE | ISHARES T | 2,728 | $242K | 0.2% | $88.71 | — | S&P 500 VAL ETF | 464287408 |
| MDLZ | MONDELEZ INTL INC | 5,336 | $239K | 0.2% | $35.47 | 0.0% | CL A | 609207105 |
| BRK/B | BERKSHIRE HATHAWAY INC | 1,784 | $236K | 0.2% | $134.20 | 0.0% | DEL CL B NEW | 084670702 |
| UNH | UNITEDHEALTH GROUP INC | 1,972 | $232K | 0.2% | $99.29 | 0.0% | COM | 91324P102 |
| HD | HOME DEPOT INC | 1,687 | $223K | 0.2% | $99.98 | 0.0% | COM | 437076102 |
| IJR | ISHARES TR | 1,950 | $215K | 0.2% | $110.26 | — | CORE S&P SCP ETF | 464287804 |
| WMT | WAL-MART STORES INC | 3,509 | $215K | 0.2% | $16.63 | 0.0% | COM | 931142103 |
| TGT | TARGET CORP | 2,940 | $214K | 0.2% | $55.25 | 0.0% | COM | 87612E106 |
| — | MARKET VECTORS ETF TR | 8,800 | $211K | 0.2% | $23.98 | — | MKTVEC INTMUETF | 57060U845 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 815 | $207K | 0.2% | $253.99 | — | UTSER1 S&PDCRP | 78467Y107 |
| MMM | 3M CO | 1,233 | $186K | 0.2% | $92.11 | 0.0% | COM | 88579Y101 |
| CMCSA | COMCAST CORP NEW | 3,289 | $186K | 0.2% | $23.76 | 0.0% | CL A | 20030N101 |
| SSO | PROSHARES TR PSHS | 2,615 | $165K | 0.2% | $63.10 | — | ULT S&P 500 | 74347R107 |
| BMY | BRISTOL MYERS SQUIBB CO | 2,329 | $160K | 0.2% | $46.69 | 0.0% | COM | 110122108 |
| SO | SOUTHERN CO | 3,328 | $156K | 0.1% | $29.62 | 0.0% | COM | 842587107 |
| IVW | ISHARES TR | 1,333 | $154K | 0.1% | $115.53 | — | S&P 500 GRWT ETF | 464287309 |
| VEU | VANGUARD INTL EQUITY INDEX F | 3,414 | $148K | 0.1% | $43.35 | — | ALLWRLD EX US | 922042775 |
| — | REYNOLDS AMERICAN INC | 3,153 | $145K | 0.1% | $45.99 | — | COM | 761713106 |
| D | DOMINION RES INC VA NEW | 2,087 | $141K | 0.1% | $44.59 | 0.0% | COM | 25746U109 |
| INTC | INTEL CORP | 3,644 | $126K | 0.1% | $26.65 | 0.0% | COM | 458140100 |
| MTUM | ISHARES TR MSCI | 1,629 | $118K | 0.1% | $72.44 | — | USAMOMFCT | 46432F396 |
| — | UNITED TECHNOLOGIES CORP | 1,213 | $117K | 0.1% | $96.46 | — | COM | 913017109 |
| KHC | KRAFT HEINZ CO | 1,587 | $115K | 0.1% | $47.05 | 0.0% | COM | 500754106 |
| DEO | DIAGEO P L C SPON | 1,038 | $113K | 0.1% | $108.86 | — | ADR | 25243Q205 |
| — | TWENTY FIRST CENTY FOX INC | 4,025 | $110K | 0.1% | $27.33 | — | CL B | 90130A200 |
| JPM | JPMORGAN CHASE & CO | 1,595 | $105K | 0.1% | $49.68 | 0.0% | COM | 46625H100 |
| NEE | NEXTERA ENERGY INC | 1,009 | $105K | 0.1% | $19.50 | 0.0% | COM | 65339F101 |
| AMGN | AMGEN INC | 618 | $100K | 0.1% | $116.50 | 0.0% | COM | 031162100 |
| MA | MASTERCARD INC | 1,023 | $100K | 0.1% | $92.19 | 0.0% | CL A | 57636Q104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 716 | $98,000 | 0.1% | $87.52 | 0.0% | COM | 459200101 |
| V | VISA INC COM | 1,207 | $94,000 | 0.1% | $72.17 | 0.0% | CL A | 92826C839 |
| VBR | VANGUARD INDEX FDS | 896 | $89,000 | 0.1% | $99.33 | — | SM CP VAL ETF | 922908611 |
| IJS | ISHARES TR | 802 | $87,000 | 0.1% | $108.48 | — | SP SMCP600VL ETF | 464287879 |
| — | INGERSOLL-RAND PLC | 1,553 | $86,000 | 0.1% | $55.38 | — | SHS | G47791101 |
| EPD | ENTERPRISE PRODS PARTNERS L | 3,268 | $84,000 | 0.1% | $25.70 | — | COM | 293792107 |
| AEP | AMERICAN ELEC PWR INC | 1,433 | $83,000 | 0.1% | $39.64 | 0.0% | COM | 025537101 |
| DIS | DISNEY WALT CO | 784 | $82,000 | 0.1% | $102.22 | 0.0% | COM DISNEY | 254687106 |
| NVS | NOVARTIS A G SPONSORED | 922 | $79,000 | 0.1% | $85.68 | — | ADR | 66987V109 |
| VBK | VANGUARD INDEX FDS | 639 | $78,000 | 0.1% | $122.07 | — | SML CP GRW ETF | 922908595 |
| AXP | AMERICAN EXPRESS CO | 1,112 | $77,000 | 0.1% | $62.87 | 0.0% | COM | 025816109 |
| IWD | ISHARES TR | 775 | $76,000 | 0.1% | $98.06 | — | RUS 1000 VAL ETF | 464287598 |
| VOE | VANGUARD INDEX FDS | 854 | $73,000 | 0.1% | $85.48 | — | MCAP VL IDXVIP | 922908512 |
| IJJ | ISHARES TR | 594 | $70,000 | 0.1% | $117.85 | — | S&P MC 400VL ETF | 464287705 |
| — | PEOPLES UNITED FINANCIAL INC | 4,292 | $69,000 | 0.1% | $16.08 | — | COM | 712704105 |
| VOT | VANGUARD INDEX FDS | 650 | $65,000 | 0.1% | $100.00 | — | MCAP GR IDXVIP | 922908538 |
| VHT | VANGUARD WORLD FDS | 485 | $64,000 | 0.1% | $131.96 | — | HEALTH CAR ETF | 92204A504 |
| IJT | ISHARES TR | 514 | $64,000 | 0.1% | $124.51 | — | SP SMCP600GR ETF | 464287887 |
| CVX | CHEVRON CORP NEW | 666 | $60,000 | 0.1% | $58.43 | 0.0% | COM | 166764100 |
| — | AMERIGAS PARTNERS L P UNIT | 1,737 | $60,000 | 0.1% | $34.54 | — | L P INT | 030975106 |
| — | E M C CORP MASS | 2,314 | $59,000 | 0.1% | $25.50 | — | COM | 268648102 |
| — | BED BATH & BEYOND INC | 1,209 | $58,000 | 0.1% | $47.97 | — | COM | 075896100 |
| — | TWENTY FIRST CENTY FOX INC | 2,012 | $55,000 | 0.1% | $27.34 | — | CL A | 90130A101 |
| — | POWERSHARES ETF TRUS | 1,185 | $54,000 | 0.1% | $45.57 | — | DYNA BUYBK ACH | 73935X286 |
| GOOGL | ALPHABET INC | 69 | $54,000 | 0.1% | $36.73 | 0.0% | CAP STK CL A | 02079K305 |
| BA | BOEING CO | 366 | $53,000 | 0.1% | $128.88 | 0.0% | COM | 097023105 |
| HON | HONEYWELL INTL INC | 500 | $52,000 | 0.0% | $74.28 | 0.0% | COM | 438516106 |
| GILD | GILEAD SCIENCES INC | 474 | $48,000 | 0.0% | $72.90 | 0.0% | COM | 375558103 |
| GLD | SPDR GOLD TRUST | 470 | $48,000 | 0.0% | $102.13 | — | GOLD SHS | 78463V107 |
| VGT | VANGUARD WORLD FDS | 435 | $47,000 | 0.0% | $108.05 | — | INF TECH ETF | 92204A702 |
| TD | TORONTO DOMINION BK ONT | 1,152 | $45,000 | 0.0% | $40.47 | 0.0% | COM | 891160509 |
| GOOG | ALPHABET INC | 59 | $45,000 | 0.0% | $35.61 | 0.0% | CAP STK CL C | 02079K107 |
| VUG | VANGUARD INDEX FDS | 415 | $44,000 | 0.0% | $106.02 | — | GROWTH ETF | 922908736 |
| SBUX | STARBUCKS CORP | 723 | $43,000 | 0.0% | $49.41 | 0.0% | COM | 855244109 |
| — | EATON VANCE NATL MUN OPPORT COM | 2,000 | $43,000 | 0.0% | $21.50 | — | SHS | 27829L105 |
| ALB | ALBEMARLE CORP | 739 | $41,000 | 0.0% | $44.66 | 0.0% | COM | 012653101 |
| SHY | ISHARES TR | 575 | $40,000 | 0.0% | $69.57 | — | 1-3 YR TR BD ETF | 464287457 |
| SYY | SYSCO CORP | 978 | $40,000 | 0.0% | $31.48 | 0.0% | COM | 871829107 |
| ORCL | ORACLE CORP | 1,027 | $38,000 | 0.0% | $32.82 | 0.0% | COM | 68389X105 |
| ITA | ISHARES TR | 309 | $36,000 | 0.0% | $116.50 | — | U.S. AER&DEF ETF | 464288760 |
| CLX | CLOROX CO DEL | 272 | $35,000 | 0.0% | $93.27 | 0.0% | COM | 189054109 |
| — | NATIONAL GRID PLC SPON | 510 | $35,000 | 0.0% | $68.63 | — | ADR | 636274300 |
| O | REALTY INCOME CORP | 660 | $34,000 | 0.0% | $29.76 | 0.0% | COM | 756109104 |
| ALLE | ALLEGION PUB LTD CO ORD | 506 | $33,000 | 0.0% | $57.16 | 0.0% | COM | G0176J109 |
| — | MARKET VECTORS ETF TR | 700 | $33,000 | 0.0% | $47.14 | — | AGRIBUS ETF | 57060U605 |
| — | LACLEDE GROUP INC | 559 | $33,000 | 0.0% | $59.03 | — | COM | 505597104 |
| UNP | UNION PAC CORP | 400 | $31,000 | 0.0% | $68.29 | 0.0% | COM | 907818108 |
| ZBH | ZIMMER BIOMET HLDGS INC | 294 | $30,000 | 0.0% | $90.02 | 0.0% | COM | 98956P102 |
| ELV | ANTHEM INC | 209 | $29,000 | 0.0% | $119.60 | 0.0% | COM | 036752103 |
| — | BLACKROCK MUNIYIELD QLTY FD | 2,000 | $29,000 | 0.0% | $14.50 | — | COM | 09254E103 |
| IXN | ISHARES TR | 285 | $28,000 | 0.0% | $98.25 | — | GLOBAL TECH ETF | 464287291 |
| URI | UNITED RENTALS INC | 380 | $28,000 | 0.0% | $69.99 | 0.0% | COM | 911363109 |
| TRV | TRAVELERS COMPANIES INC | 250 | $28,000 | 0.0% | $88.89 | 0.0% | COM | 89417E109 |
| — | TE CONNECTIVITY LTD | 417 | $27,000 | 0.0% | $64.75 | — | REG SHS | H84989104 |
| — | BARCLAYS BANK PLC | 1,000 | $26,000 | 0.0% | $26.00 | — | ADS7.75%PFD S4 | 06739H511 |
| GS | GOLDMAN SACHS GROUP INC | 1,000 | $26,000 | 0.0% | $151.14 | 0.0% | COM | 38141G104 |
| IYJ | ISHARES TR | 255 | $26,000 | 0.0% | $101.96 | — | U.S. INDS ETF | 464287754 |
| IJK | ISHARES TR | 163 | $26,000 | 0.0% | $159.51 | — | S&P MC 400GR ETF | 464287606 |
| — | HSBC HLDGS PLC | 1,000 | $26,000 | 0.0% | $26.00 | — | ADR A 1/40PF A | 404280604 |
| IYR | ISHARES TR | 331 | $25,000 | 0.0% | $75.53 | — | U.S. REAL ES ETF | 464287739 |
| — | FELCOR LODGING TR INC | 1,000 | $25,000 | 0.0% | $25.00 | — | PFD CV A $1.95 | 31430F200 |
| AMP | AMERIPRISE FINL INC | 233 | $25,000 | 0.0% | $90.21 | 0.0% | COM | 03076C106 |
| APLE | APPLE HOSPITALITY REIT INC | 1,178 | $24,000 | 0.0% | $20.37 | — | COM NEW | 03784Y200 |
| PSX | PHILLIPS 66 | 268 | $22,000 | 0.0% | $59.08 | 0.0% | COM | 718546104 |
| MRSH | MARSH & MCLENNAN COS INC | 394 | $22,000 | 0.0% | $46.40 | 0.0% | COM | 571748102 |
| GD | GENERAL DYNAMICS CORP | 150 | $21,000 | 0.0% | $114.64 | 0.0% | COM | 369550108 |
| MDYV | SPDR SERIES TRUST | 253 | $19,000 | 0.0% | $75.10 | — | S&P 400 MDCP VAL | 78464A839 |
| SLB | SCHLUMBERGER LTD | 254 | $18,000 | 0.0% | $56.10 | 0.0% | COM | 806857108 |
| WEC | WEC ENERGY GROUP INC | 341 | $17,000 | 0.0% | $36.78 | 0.0% | COM | 92939U106 |
| MVV | PROSHARES TR PSHS ULT | 229 | $16,000 | 0.0% | $69.87 | — | MCAP400 | 74347R404 |
| IYZ | ISHARES TR U.S. | 545 | $16,000 | 0.0% | $29.36 | — | TELECOM ETF | 464287713 |
| — | TIME WARNER INC | 243 | $16,000 | 0.0% | $65.84 | — | COM | 887317303 |
| NWS | NEWS CORP NEW | 1,006 | $14,000 | 0.0% | $12.73 | 0.0% | CL B | 65249B208 |
| CSCO | CISCO SYS INC | 500 | $14,000 | 0.0% | $20.16 | 0.0% | COM | 17275R102 |
| — | BLACKROCK HEALTH SCIENCES TR | 351 | $14,000 | 0.0% | $39.89 | — | COM | 09250W107 |
| SPXL | DIREXION SHS ETF TR | 173 | $14,000 | 0.0% | $80.92 | — | DRX S&P500BULL | 25459W862 |
| ED | CONSOLIDATED EDISON INC | 200 | $13,000 | 0.0% | $44.60 | 0.0% | COM | 209115104 |
| IWF | ISHARES TR | 135 | $13,000 | 0.0% | $96.30 | — | RUS 1000 GRW ETF | 464287614 |
| SRE | SEMPRA ENERGY | 136 | $13,000 | 0.0% | $35.84 | 0.0% | COM | 816851109 |
| SWK | STANLEY BLACK & DECKER INC | 500 | $13,000 | 0.0% | $81.14 | 0.0% | COM | 854502101 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 200 | $13,000 | 0.0% | $65.00 | — | LTD | 881624209 |
| HPE | HEWLETT PACKARD ENTERPRISE C COM A | 797 | $12,000 | 0.0% | $6.50 | 0.0% | COM | 42824C109 |
| ALL | ALLSTATE CORP | 188 | $12,000 | 0.0% | $49.75 | 0.0% | COM | 020002101 |
| RY | ROYAL BK CDA MONTREAL QUE | 200 | $11,000 | 0.0% | $56.09 | 0.0% | COM | 780087102 |
| TXN | TEXAS INSTRS INC | 200 | $11,000 | 0.0% | $42.28 | 0.0% | COM | 882508104 |
| C | CITIGROUP INC | 196 | $10,000 | 0.0% | $39.62 | 0.0% | COM | 172967424 |
| QCOM | QUALCOMM INC | 200 | $10,000 | 0.0% | $39.99 | 0.0% | COM | 747525103 |
| — | SCANA CORP NEW | 153 | $9,000 | 0.0% | $58.82 | — | COM | 80589M102 |
| — | POWERSHARES QQQ TRUST | 83 | $9,000 | 0.0% | $108.43 | — | UNIT SER 1 | 73935A104 |
| HPQ | HP INC | 797 | $9,000 | 0.0% | $9.12 | 0.0% | COM | 40434L105 |
| IBB | ISHARES TR | 27 | $9,000 | 0.0% | $333.33 | — | NASDQ BIOTEC ETF | 464287556 |
| DHR | DANAHER CORP DEL | 101 | $9,000 | 0.0% | $38.22 | 0.0% | COM | 235851102 |
| — | SPDR SERIES TRUST BRC | 221 | $8,000 | 0.0% | $36.20 | — | HGH YLD BD | 78464A417 |
| NWSA | NEWS CORP NEW | 503 | $7,000 | 0.0% | $12.49 | 0.0% | CL A | 65249B109 |
| — | PIMCO CORPORATE & INCOME OPP | 500 | $7,000 | 0.0% | $14.00 | — | COM | 72201B101 |
| AN | AUTONATION INC | 100 | $6,000 | 0.0% | $61.90 | 0.0% | COM | 05329W102 |
| AFL | AFLAC INC | 100 | $6,000 | 0.0% | $24.53 | 0.0% | COM | 001055102 |
| DOV | DOVER CORP | 100 | $6,000 | 0.0% | $42.55 | 0.0% | COM | 260003108 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 35 | $6,000 | 0.0% | $171.43 | — | UT SER 1 | 78467X109 |
| XLE | SELECT SECTOR SPDR TR | 85 | $5,000 | 0.0% | $58.82 | — | SBI INT-ENERGY | 81369Y506 |
| MS | MORGAN STANLEY | 158 | $5,000 | 0.0% | $25.00 | 0.0% | COM | 617446448 |
| — | DISCOVER FINL SVCS | 79 | $4,000 | 0.0% | $50.63 | — | COM | 254709108 |
| — | GREAT PLAINS ENERGY INC | 100 | $3,000 | 0.0% | $30.00 | — | COM | 391164100 |
| — | HOSPITALITY PPTYS TR | 100 | $3,000 | 0.0% | $30.00 | — | COM SH BEN INT | 44106M102 |
| NI | NISOURCE INC | 160 | $3,000 | 0.0% | $13.95 | 0.0% | COM | 65473P105 |
| — | PLUM CREEK TIMBER CO INC | 68 | $3,000 | 0.0% | $44.12 | — | COM | 729251108 |
| — | COLUMBIA PIPELINE GROUP INC | 160 | $3,000 | 0.0% | $18.75 | — | COM | 198280109 |
| — | ROYAL BK SCOTLAND GROUP PLC SP | 100 | $3,000 | 0.0% | $30.00 | — | ADR PREF T | 780097713 |
| AMAT | APPLIED MATLS INC | 100 | $2,000 | 0.0% | $15.42 | 0.0% | COM | 038222105 |
| XEL | XCEL ENERGY INC | 66 | $2,000 | 0.0% | $26.01 | 0.0% | COM | 98389B100 |
| BAC | BANK AMER CORP | 80 | $1,000 | 0.0% | $13.56 | 0.0% | COM | 060505104 |
| XLB | SELECT SECTOR SPDR TR | 27 | $1,000 | 0.0% | $37.04 | — | SBI MATERIALS | 81369Y100 |
| — | NUSTAR ENERGY LP UNIT | 33 | $1,000 | 0.0% | $30.30 | — | COM | 67058H102 |
| NYT | NEW YORK TIMES CO | 100 | $1,000 | 0.0% | $12.16 | 0.0% | CL A | 650111107 |
| DUK | DUKE ENERGY CORP NEW | 11 | $1,000 | 0.0% | $46.35 | 0.0% | COM | 26441C204 |
| EFA | ISHARES TR | 89 | $0 | 0.0% | — | — | MSCI EAFE ETF | 464287465 |
| RMR | RMR GROUP INC | 1 | $0 | 0.0% | $7.12 | 0.0% | CL A | 74967R106 |
| — | AMERICAN INTL GROUP INC | 4 | $0 | 0.0% | — | — | *W EXP 01/19/202 | 026874156 |
| — | SPECTRA ENERGY CORP | 16 | $0 | 0.0% | — | — | COM | 847560109 |
| — | TRAVELCENTERS AMER LLC | 10 | $0 | 0.0% | — | — | COM | 894174101 |