OARSMAN CAPITAL, INC. Diversified Active

CIK: 0001569667 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Nov 12, 2019

Total Value ($000): $210,123 (100.0% shares, 0.0% debt)

Holdings (184)

SPYG SPDR S&P 500 Growth ETF 3.5%
Value ($000) $7,261 Shares 186,699 Est. Cost $34.25 Unrealized —
MSFT Microsoft Corp. 2.9%
Value ($000) $5,989 Shares 43,074 Est. Cost $39.77 Unrealized +226.7%
— iShares Core International Agg 2.7%
Value ($000) $5,598 Shares 100,339 Est. Cost $52.46 Unrealized —
AAPL Apple Inc. 2.5%
Value ($000) $5,237 Shares 23,384 Est. Cost $22.90 Unrealized +119.3%
VZ Verizon 2.2%
Value ($000) $4,638 Shares 76,842 Est. Cost $30.37 Unrealized +33.2%
— Alphabet Inc. Class C 2.2%
Value ($000) $4,563 Shares 3,743 Est. Cost $823.59 Unrealized —
SPYV SPDR S&P 500 Value ETF 2.1%
Value ($000) $4,493 Shares 140,581 Est. Cost $30.45 Unrealized —
JNJ Johnson & Johnson 2.0%
Value ($000) $4,232 Shares 32,708 Est. Cost $77.61 Unrealized +41.7%
FISV Fiserv Inc. 1.8%
Value ($000) $3,868 Shares 37,337 Est. Cost $54.18 Unrealized +88.4%
JPM J.P. Morgan Chase 1.8%
Value ($000) $3,712 Shares 31,537 Est. Cost $55.54 Unrealized +71.2%
C Citigroup Inc. 1.7%
Value ($000) $3,638 Shares 52,660 Est. Cost $43.05 Unrealized +25.8%
MTG MGIC Investment Corp. 1.7%
Value ($000) $3,581 Shares 284,634 Est. Cost $9.11 Unrealized +41.8%
— Allegheny Technologies 1.7%
Value ($000) $3,529 Shares 174,259 Est. Cost $18.07 Unrealized —
— SPDR Portfolio Aggregate Bond 1.6%
Value ($000) $3,438 Shares 116,001 Est. Cost $28.64 Unrealized —
PEP Pepsico Inc. 1.6%
Value ($000) $3,415 Shares 24,905 Est. Cost $80.02 Unrealized +36.6%
CVS CVS Caremark Corp 1.5%
Value ($000) $3,090 Shares 48,989 Est. Cost $55.25 Unrealized -12.4%
SPSM SPDR Portfolio Small Cap ETF 1.4%
Value ($000) $2,851 Shares 95,049 Est. Cost $30.29 Unrealized —
— Helen of Troy, Ltd 1.3%
Value ($000) $2,722 Shares 17,263 Est. Cost $89.50 Unrealized —
— WEC Energy Group, Inc. 1.3%
Value ($000) $2,708 Shares 28,479 Est. Cost $56.38 Unrealized —
SPEM SPDR Portfolio Emerging Market 1.3%
Value ($000) $2,696 Shares 78,651 Est. Cost $37.25 Unrealized —
— AbbVie Inc. 1.3%
Value ($000) $2,633 Shares 34,770 Est. Cost $56.11 Unrealized —
QUAD Quad/Graphics, Inc. 1.2%
Value ($000) $2,610 Shares 248,324 Est. Cost $16.99 Unrealized -44.9%
— Medtronic plc 1.2%
Value ($000) $2,567 Shares 23,634 Est. Cost $79.43 Unrealized —
CSCO Cisco Systems Inc. 1.2%
Value ($000) $2,551 Shares 51,623 Est. Cost $20.78 Unrealized +105.9%
INTC Intel Corp. 1.2%
Value ($000) $2,535 Shares 49,195 Est. Cost $22.66 Unrealized +89.8%
— ProShares S&P 500 Index Invers 1.2%
Value ($000) $2,476 Shares 94,753 Est. Cost $30.45 Unrealized —
SWK Stanley Black & Decker, Inc. 1.2%
Value ($000) $2,426 Shares 16,802 Est. Cost $85.28 Unrealized +36.8%
— MGE Energy 1.1%
Value ($000) $2,312 Shares 28,942 Est. Cost $61.61 Unrealized —
LNT Alliant Energy 1.1%
Value ($000) $2,254 Shares 41,796 Est. Cost $26.07 Unrealized +61.4%
WDC Western Digital Corporation 1.1%
Value ($000) $2,232 Shares 37,431 Est. Cost $50.84 Unrealized -18.8%
OLN Olin Corp 1.1%
Value ($000) $2,208 Shares 117,948 Est. Cost $14.53 Unrealized +9.1%
VEA Vanguard FTSE Developed Market 1.0%
Value ($000) $2,178 Shares 53,007 Est. Cost $39.70 Unrealized —
BAC Bank of America 1.0%
Value ($000) $2,174 Shares 74,516 Est. Cost $18.92 Unrealized +29.9%
SPDW SPDR S&P World ex-US ETF 0.9%
Value ($000) $1,991 Shares 67,822 Est. Cost $29.67 Unrealized —
KMB Kimberly-Clark Corp. 0.9%
Value ($000) $1,925 Shares 13,548 Est. Cost $66.26 Unrealized +65.6%
RPM RPM Inc. 0.9%
Value ($000) $1,880 Shares 27,316 Est. Cost $37.96 Unrealized +74.5%
BRK/B Berkshire Hathaway cl. B 0.9%
Value ($000) $1,878 Shares 9,029 Est. Cost $140.32 Unrealized +46.8%
CVX Chevron Corp. 0.9%
Value ($000) $1,831 Shares 15,436 Est. Cost $74.86 Unrealized +22.3%
AMZN Amazon.com 0.9%
Value ($000) $1,811 Shares 1,043 Est. Cost $62.50 Unrealized +48.4%
SPMD SPDR Portfolio Mid Cap ETF 0.9%
Value ($000) $1,811 Shares 53,428 Est. Cost $33.44 Unrealized —
IJT S&P 600/Barra Growth Index (iS 0.8%
Value ($000) $1,756 Shares 9,845 Est. Cost $108.26 Unrealized —
IJS S&P 600/Barra Value Index (iSh 0.8%
Value ($000) $1,741 Shares 11,592 Est. Cost $103.08 Unrealized —
PG Procter & Gamble Co. 0.8%
Value ($000) $1,715 Shares 13,790 Est. Cost $61.02 Unrealized +65.5%
— UnitedHealth Group Inc 0.8%
Value ($000) $1,682 Shares 7,740 Est. Cost $187.71 Unrealized —
— AT&T Inc 0.8%
Value ($000) $1,585 Shares 41,895 Est. Cost $39.66 Unrealized —
MOD Modine Manufacturing 0.7%
Value ($000) $1,517 Shares 133,398 Est. Cost $12.31 Unrealized -3.6%
— Invesco CEF Income Composite E 0.7%
Value ($000) $1,480 Shares 65,470 Est. Cost $22.43 Unrealized —
QCOM Qualcomm Inc. 0.7%
Value ($000) $1,475 Shares 19,340 Est. Cost $47.05 Unrealized +38.1%
— General Electric Co. 0.7%
Value ($000) $1,424 Shares 159,258 Est. Cost $23.75 Unrealized —
MCD McDonald's 0.7%
Value ($000) $1,382 Shares 6,437 Est. Cost $79.71 Unrealized +131.8%
— Alphabet Inc. Class A 0.6%
Value ($000) $1,338 Shares 1,096 Est. Cost $795.21 Unrealized —
AMGN Amgen 0.6%
Value ($000) $1,329 Shares 6,867 Est. Cost $87.54 Unrealized +80.5%
PRU Prudential Financial, Inc. 0.6%
Value ($000) $1,283 Shares 14,259 Est. Cost $55.26 Unrealized +19.0%
— Walgreens Boots Alliance 0.6%
Value ($000) $1,259 Shares 22,762 Est. Cost $70.90 Unrealized —
— Owens-Illinois, Inc. 0.6%
Value ($000) $1,243 Shares 121,015 Est. Cost $18.21 Unrealized —
— PayPal Holdings, Inc. 0.6%
Value ($000) $1,243 Shares 12,003 Est. Cost $92.74 Unrealized —
VWO Vanguard Emerging Markets Stoc 0.6%
Value ($000) $1,232 Shares 30,612 Est. Cost $40.61 Unrealized —
— BlackRock MuniAssets Fund 0.6%
Value ($000) $1,216 Shares 78,545 Est. Cost $13.43 Unrealized —
— SPDR Dow Jones Global Real Est 0.6%
Value ($000) $1,192 Shares 22,987 Est. Cost $46.16 Unrealized —
VFC VF Corp 0.6%
Value ($000) $1,192 Shares 13,389 Est. Cost $52.02 Unrealized +64.2%
XMUIX BlackRock Int. Duration Munici 0.6%
Value ($000) $1,169 Shares 82,423 Est. Cost $14.23 Unrealized —
SLB Schlumberger Ltd. 0.6%
Value ($000) $1,166 Shares 34,136 Est. Cost $39.93 Unrealized -22.5%
— WisdomTree EAFE Dividend-Wgtd 0.6%
Value ($000) $1,161 Shares 23,343 Est. Cost $48.82 Unrealized —
— WisdomTree Floating Rate Treas 0.6%
Value ($000) $1,157 Shares 46,201 Est. Cost $25.07 Unrealized —
— Novartis AG 0.5%
Value ($000) $1,103 Shares 12,690 Est. Cost $71.43 Unrealized —
PFE Pfizer Inc. 0.5%
Value ($000) $1,085 Shares 30,198 Est. Cost $18.64 Unrealized +44.9%
LQD iShares iBoxx Invest Grade Cor 0.5%
Value ($000) $1,059 Shares 8,305 Est. Cost $116.72 Unrealized —
ABT Abbott Labs 0.5%
Value ($000) $1,043 Shares 12,460 Est. Cost $35.90 Unrealized +112.0%
— Vanguard Total Intl Bond Ind E 0.5%
Value ($000) $992 Shares 16,860 Est. Cost $54.44 Unrealized —
— Accenture 0.4%
Value ($000) $923 Shares 4,800 Est. Cost $81.29 Unrealized —
XOM Exxon-Mobil 0.4%
Value ($000) $894 Shares 12,658 Est. Cost $54.98 Unrealized -2.2%
ILMN Illumina, Inc 0.4%
Value ($000) $860 Shares 2,827 Est. Cost $294.76 Unrealized 0.0%
ORCL Oracle Corp. 0.4%
Value ($000) $859 Shares 15,601 Est. Cost $29.24 Unrealized +72.3%
KSS Kohl's Corp. 0.4%
Value ($000) $851 Shares 17,141 Est. Cost $47.25 Unrealized +3.8%
— SPDR Short Term Municipal Bond 0.4%
Value ($000) $845 Shares 17,244 Est. Cost $48.77 Unrealized —
SCHF Schwab International Equity ET 0.4%
Value ($000) $823 Shares 25,846 Est. Cost $31.65 Unrealized —
— DJ Wilshire Int'l Real Estate 0.4%
Value ($000) $783 Shares 19,806 Est. Cost $40.39 Unrealized —
TGT Target Corp. 0.4%
Value ($000) $766 Shares 7,162 Est. Cost $73.55 Unrealized +9.3%
JCI Johnson Controls Intl plc 0.4%
Value ($000) $753 Shares 17,160 Est. Cost $32.86 Unrealized +12.6%
— Range Resources 0.4%
Value ($000) $752 Shares 196,938 Est. Cost $16.90 Unrealized —
— Apache Corporation 0.3%
Value ($000) $722 Shares 28,195 Est. Cost $43.61 Unrealized —
— Gold Shares SPDR 0.3%
Value ($000) $720 Shares 5,184 Est. Cost $119.69 Unrealized —
CL Colgate-Palmolive Co. 0.3%
Value ($000) $681 Shares 9,265 Est. Cost $46.71 Unrealized +33.9%
— PIMCO Enhanced Short Maturity 0.3%
Value ($000) $662 Shares 6,505 Est. Cost $101.34 Unrealized —
IBM Intl Business Mach. Corp. 0.3%
Value ($000) $652 Shares 4,486 Est. Cost $114.59 Unrealized -10.6%
— WisdomTree Emerg Mkts High-Yie 0.3%
Value ($000) $650 Shares 15,727 Est. Cost $42.85 Unrealized —
DIS The Walt Disney Co. 0.3%
Value ($000) $635 Shares 4,873 Est. Cost $62.00 Unrealized +116.5%
— Berkshire Hathaway cl. A (1/10 0.3%
Value ($000) $624 Shares 200 Est. Cost $1686.00 Unrealized —
SCHX Schwab U.S. Large-Cap ETF 0.3%
Value ($000) $611 Shares 8,620 Est. Cost $70.46 Unrealized —
WMT Wal-Mart Stores Inc. 0.3%
Value ($000) $590 Shares 4,971 Est. Cost $22.43 Unrealized +53.6%
SCHG Schwab U.S. Large-Cap Growth E 0.3%
Value ($000) $572 Shares 6,805 Est. Cost $66.95 Unrealized —
SCHA Schwab U.S. Small-Cap ETF 0.3%
Value ($000) $572 Shares 8,206 Est. Cost $63.03 Unrealized —
— S&P Dep Receipts 0.3%
Value ($000) $569 Shares 1,916 Est. Cost $250.41 Unrealized —
TIP iShares Barclays TIPS Bond Fun 0.3%
Value ($000) $567 Shares 4,878 Est. Cost $113.57 Unrealized —
— XCel Energy Inc. 0.3%
Value ($000) $563 Shares 8,672 Est. Cost $47.16 Unrealized —
MGK Vanguard Mega Cap 300 Growth I 0.3%
Value ($000) $560 Shares 4,223 Est. Cost $75.63 Unrealized —
AAXJ iShares MSCI All Country Asia 0.3%
Value ($000) $545 Shares 8,218 Est. Cost $60.45 Unrealized —
ARW Arrow Electronics 0.3%
Value ($000) $539 Shares 7,232 Est. Cost $66.36 Unrealized +6.6%
— PIMCO Corporate Opportunity Fu 0.3%
Value ($000) $538 Shares 29,645 Est. Cost $16.76 Unrealized —
GPC Genuine Parts 0.2%
Value ($000) $519 Shares 5,211 Est. Cost $56.00 Unrealized +42.5%
SCHE Schwab Emerging Markets Equity 0.2%
Value ($000) $511 Shares 20,337 Est. Cost $25.25 Unrealized —
— Calamos Convertible & High Inc 0.2%
Value ($000) $506 Shares 46,009 Est. Cost $11.70 Unrealized —
EFA Europe/Australia/Far-East Inde 0.2%
Value ($000) $503 Shares 7,715 Est. Cost $61.32 Unrealized —
SCHZ Schwab US Aggregate Bond ETF 0.2%
Value ($000) $495 Shares 9,201 Est. Cost $51.83 Unrealized —
NVDA NVidia Corp 0.2%
Value ($000) $493 Shares 2,832 Est. Cost $4.00 Unrealized +4.7%
DXJ Wisdom Tree Japan Hedged Equit 0.2%
Value ($000) $492 Shares 9,745 Est. Cost $50.15 Unrealized —
GD General Dynamics 0.2%
Value ($000) $466 Shares 2,550 Est. Cost $66.83 Unrealized +140.0%
EEM MSCI Emerging Markets Index (i 0.2%
Value ($000) $460 Shares 11,251 Est. Cost $38.99 Unrealized —
— Facebook Inc. 0.2%
Value ($000) $453 Shares 2,546 Est. Cost $70.65 Unrealized —
CAT Caterpillar Inc. 0.2%
Value ($000) $443 Shares 3,505 Est. Cost $71.06 Unrealized +56.3%
VB Vanguard Small Cap ETF 0.2%
Value ($000) $434 Shares 2,821 Est. Cost $112.08 Unrealized —
— WisdomTree Int'l Hedged Divide 0.2%
Value ($000) $428 Shares 12,721 Est. Cost $26.17 Unrealized —
WFC Wells Fargo & Co. 0.2%
Value ($000) $422 Shares 8,362 Est. Cost $37.13 Unrealized +7.2%
— SPDR Dow Jones Industrial Aver 0.2%
Value ($000) $419 Shares 1,555 Est. Cost $206.51 Unrealized —
IJR iShares S&P SmallCap 600 Index 0.2%
Value ($000) $411 Shares 5,279 Est. Cost $81.36 Unrealized —
WOOD iShares S&P Global Timber & Fo 0.2%
Value ($000) $410 Shares 6,994 Est. Cost $51.89 Unrealized —
— Adient plc 0.2%
Value ($000) $398 Shares 17,323 Est. Cost $50.25 Unrealized —
— Nordstrom Inc. 0.2%
Value ($000) $387 Shares 11,480 Est. Cost $45.02 Unrealized —
DE Deere & Co 0.2%
Value ($000) $386 Shares 2,290 Est. Cost $94.37 Unrealized +54.7%
— Eaton Vance Limited Duration I 0.2%
Value ($000) $384 Shares 30,756 Est. Cost $15.18 Unrealized —
BP BP p.l.c. 0.2%
Value ($000) $376 Shares 9,895 Est. Cost $40.82 Unrealized —
— Invesco Frontier Markets ETF 0.2%
Value ($000) $374 Shares 27,435 Est. Cost $13.37 Unrealized —
GILD Gilead Sciences 0.2%
Value ($000) $372 Shares 5,871 Est. Cost $55.48 Unrealized -8.1%
FAST Fastenal Co. 0.2%
Value ($000) $370 Shares 11,336 Est. Cost $11.34 Unrealized +16.7%
DUK Duke Energy 0.2%
Value ($000) $363 Shares 3,789 Est. Cost $55.62 Unrealized +26.8%
USB U.S. Bancorp 0.2%
Value ($000) $360 Shares 6,510 Est. Cost $24.70 Unrealized +66.5%
ROK Rockwell Automation 0.2%
Value ($000) $355 Shares 2,155 Est. Cost $126.71 Unrealized +11.3%
LMT Lockheed Martin Corp. 0.2%
Value ($000) $353 Shares 905 Est. Cost $156.15 Unrealized +102.7%
— Sprott Physical Gold and Silve 0.2%
Value ($000) $352 Shares 24,875 Est. Cost $13.41 Unrealized —
HD Home Depot Inc. 0.2%
Value ($000) $346 Shares 1,492 Est. Cost $116.02 Unrealized +61.2%
PAYX Paychex 0.2%
Value ($000) $344 Shares 4,155 Est. Cost $25.25 Unrealized +173.8%
KO Coca-Cola Co. 0.2%
Value ($000) $338 Shares 6,209 Est. Cost $29.00 Unrealized +51.6%
D Dominion Resources Inc. 0.2%
Value ($000) $334 Shares 4,123 Est. Cost $36.20 Unrealized +61.3%
— Nuveen Municipal Value Fund In 0.2%
Value ($000) $330 Shares 31,400 Est. Cost $9.81 Unrealized —
YUM YUM! Brands, Inc. 0.2%
Value ($000) $330 Shares 2,909 Est. Cost $43.74 Unrealized +132.1%
— Duff & Phelps Select Income Fu 0.2%
Value ($000) $328 Shares 25,473 Est. Cost $10.08 Unrealized —
WDFC WD 40 Company 0.2%
Value ($000) $328 Shares 1,785 Est. Cost $94.70 Unrealized +71.9%
MMM 3M Company 0.2%
Value ($000) $321 Shares 1,955 Est. Cost $83.62 Unrealized +32.3%
— iShares Gold Trust 0.2%
Value ($000) $316 Shares 22,424 Est. Cost $12.16 Unrealized —
— DuPont de Nemours, Inc. 0.2%
Value ($000) $316 Shares 4,436 Est. Cost $75.07 Unrealized —
— Invesco Ultra Short-Duration E 0.1%
Value ($000) $313 Shares 6,215 Est. Cost $50.25 Unrealized —
HSY Hershey Foods Corp 0.1%
Value ($000) $310 Shares 2,000 Est. Cost $83.10 Unrealized +56.7%
BIV Vanguard Intermediate-Term Bon 0.1%
Value ($000) $307 Shares 3,493 Est. Cost $83.75 Unrealized —
— Fidelity National Info Service 0.1%
Value ($000) $298 Shares 2,246 Est. Cost $79.50 Unrealized —
— Diebold, Incorporated 0.1%
Value ($000) $291 Shares 26,025 Est. Cost $15.49 Unrealized —
— ProShares Short Russell2000 0.1%
Value ($000) $287 Shares 7,069 Est. Cost $39.78 Unrealized —
OXY Occidental Petroleum 0.1%
Value ($000) $287 Shares 6,459 Est. Cost $51.75 Unrealized -19.4%
— MidCap SPDRs 0.1%
Value ($000) $284 Shares 807 Est. Cost $313.02 Unrealized —
— Merck & Co. Inc. 0.1%
Value ($000) $282 Shares 3,354 Est. Cost $61.44 Unrealized —
RRX Regal-Beloit Corp. 0.1%
Value ($000) $281 Shares 3,859 Est. Cost $68.18 Unrealized +10.7%
— ALPS Alerian MLP ETF 0.1%
Value ($000) $280 Shares 30,687 Est. Cost $12.60 Unrealized —
— MSCI Japan Index (iShares) 0.1%
Value ($000) $278 Shares 4,894 Est. Cost $60.15 Unrealized —
— Invesco NASDAQ 100 Index Track 0.1%
Value ($000) $274 Shares 1,449 Est. Cost $171.66 Unrealized —
— Alcon Inc 0.1%
Value ($000) $266 Shares 4,559 Est. Cost $62.09 Unrealized —
OSK Oshkosh Corp 0.1%
Value ($000) $249 Shares 3,290 Est. Cost $68.81 Unrealized 0.0%
— Altria Group 0.1%
Value ($000) $248 Shares 6,052 Est. Cost $43.18 Unrealized —
VO Vanguard Mid Cap ETF 0.1%
Value ($000) $245 Shares 1,461 Est. Cost $161.59 Unrealized —
— VanEck Vectors Oil Services ET 0.1%
Value ($000) $243 Shares 20,700 Est. Cost $14.32 Unrealized —
— Gardner Denver Holdings, Inc. 0.1%
Value ($000) $243 Shares 8,572 Est. Cost $28.35 Unrealized —
FXI China-H FTSE/Xinhua 25 Index ( 0.1%
Value ($000) $240 Shares 6,034 Est. Cost $42.51 Unrealized —
VYM Vanguard High Dividend Yield I 0.1%
Value ($000) $240 Shares 2,709 Est. Cost $69.52 Unrealized —
— Visa Inc. 0.1%
Value ($000) $237 Shares 1,375 Est. Cost $156.49 Unrealized —
VTV Vanguard Value ETF 0.1%
Value ($000) $235 Shares 2,101 Est. Cost $111.85 Unrealized —
SCHV Schwab U.S. Large-Cap Value ET 0.1%
Value ($000) $235 Shares 4,148 Est. Cost $51.52 Unrealized —
— Madison Covered Call&Equity St 0.1%
Value ($000) $232 Shares 36,319 Est. Cost $6.84 Unrealized —
PM Philip Morris International 0.1%
Value ($000) $232 Shares 3,049 Est. Cost $50.55 Unrealized +12.2%
— SPDR Lehman Municipal Bond ETF 0.1%
Value ($000) $231 Shares 4,558 Est. Cost $50.68 Unrealized —
AGG iShares Barclays Aggregate Bon 0.1%
Value ($000) $226 Shares 1,995 Est. Cost $108.86 Unrealized —
IVE S&P 500/Barra Value (iShares) 0.1%
Value ($000) $225 Shares 1,885 Est. Cost $112.63 Unrealized —
BMO Bank of Montreal 0.1%
Value ($000) $224 Shares 3,044 Est. Cost $38.67 Unrealized +43.4%
— NextEra Energy, Inc. 0.1%
Value ($000) $218 Shares 936 Est. Cost $232.91 Unrealized —
— Templeton Global Income Fund 0.1%
Value ($000) $215 Shares 35,050 Est. Cost $6.63 Unrealized —
DOW Dow Inc. 0.1%
Value ($000) $211 Shares 4,436 Est. Cost $36.37 Unrealized -10.0%
IWS iShares Russell Midcap Value I 0.1%
Value ($000) $209 Shares 2,334 Est. Cost $86.98 Unrealized —
IWP iShares Russell Growth Midcap 0.1%
Value ($000) $202 Shares 1,428 Est. Cost $142.86 Unrealized —
— WisdomTree SmallCap Dividend E 0.1%
Value ($000) $201 Shares 7,356 Est. Cost $27.32 Unrealized —
— Nuveen Dividend Advantage Muni 0.1%
Value ($000) $176 Shares 10,525 Est. Cost $15.12 Unrealized —
— Putnam Master Intrm Inc Tr 0.0%
Value ($000) $73 Shares 15,900 Est. Cost $4.69 Unrealized —
— Turquoise Hill Resources Ltd. 0.0%
Value ($000) $22 Shares 46,003 Est. Cost $0.48 Unrealized —
— Sandspring Resources Ltd. 0.0%
Value ($000) $4 Shares 14,000 Est. Cost $0.40 Unrealized —
— Weatherford International 0.0%
Value ($000) $1 Shares 35,975 Est. Cost $4.41 Unrealized —
NHLG National HealthCare Logs 0.0%
Value ($000) $0 Shares 200,000 Est. Cost — Unrealized —
— American Green Group, Inc. 0.0%
Value ($000) $0 Shares 50,000 Est. Cost — Unrealized —
— Cambridge Heart 0.0%
Value ($000) $0 Shares 25,000 Est. Cost $0.02 Unrealized —