Location: St Louis, MO
CIK: 0000733444 · Show all filings
Period: Q4 2018 (Next →)
Filing Date: Feb 4, 2019
Total Value: $118M (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IVW | ISHARES TR | 30,096 | $4.694M | 4.0% | $155.97 * | $40.47 | -6.9% | S&P 500 GRWT ETF | 464287309 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 18,330 | $3.603M | 3.1% | $196.56 * | $208.87 | -2.2% | CL B NEW | 084670702 |
| T | AT&T INC | 106,132 | $3.226M | 2.7% | $30.40 * | $14.02 | -7.2% | COM | 00206R102 |
| AAPL | APPLE INC | 18,989 | $2.92M | 2.5% | $153.77 * | $46.01 | -18.5% | COM | 037833100 |
| AMZN | AMAZON COM INC | 1,687 | $2.794M | 2.4% | $1656.19 * | $83.14 | -9.7% | COM | 023135106 |
| MSFT | MICROSOFT CORP | 26,599 | $2.756M | 2.3% | $103.61 * | $100.00 | -5.0% | COM | 594918104 |
| PG | PROCTER AND GAMBLE CO | 26,809 | $2.444M | 2.1% | $91.16 * | $74.75 | +3.0% | COM | 742718109 |
| IWF | ISHARES TR | 16,163 | $2.202M | 1.9% | $136.24 * | $35.25 | -7.2% | RUS 1000 GRW ETF | 464287614 |
| HD | HOME DEPOT INC | 12,265 | $2.196M | 1.9% | $179.05 * | $150.39 | -3.8% | COM | 437076102 |
| PFE | PFIZER INC | 47,112 | $1.993M | 1.7% | $42.30 * | $30.03 | +0.1% | COM | 717081103 |
| DIS | DISNEY WALT CO | 17,360 | $1.958M | 1.7% | $112.79 * | $109.10 | -3.0% | COM DISNEY | 254687106 |
| ADBE | ADOBE INC | 7,841 | $1.864M | 1.6% | $237.72 * | $241.40 | -6.3% | COM | 00724F101 |
| JNJ | JOHNSON & JOHNSON | 12,406 | $1.609M | 1.4% | $129.70 * | $114.14 | -7.1% | COM | 478160104 |
| CI | CIGNA CORP NEW | 8,295 | $1.591M | 1.4% | $191.80 * | $190.77 | -9.0% | COM | 125523100 |
| IVV | ISHARES TR | 5,608 | $1.461M | 1.2% | $260.52 * | $271.56 | -7.3% | CORE S&P500 ETF | 464287200 |
| PFF | ISHARES TR | 41,447 | $1.46M | 1.2% | $35.23 * | $35.42 | -3.4% | S&P US PFD STK | 464288687 |
| — | EATON VANCE ENHANCED EQ INC | 109,148 | $1.46M | 1.2% | $13.38 | $13.38 | — | COM | 278274105 |
| — | WALGREENS BOOTS ALLIANCE INC | 17,185 | $1.246M | 1.1% | $72.51 | $72.51 | — | COM | 931427108 |
| GOOGL | ALPHABET INC | 1,015 | $1.095M | 0.9% | $1078.82 * | $53.64 | -3.3% | CAP STK CL A | 02079K305 |
| NFLX | NETFLIX INC | 3,321 | $1.078M | 0.9% | $324.60 * | $29.93 | -10.6% | COM | 64110L106 |
| NOBL | PROSHARES TR | 17,323 | $1.075M | 0.9% | $62.06 * | $63.75 | -5.0% | S&P 500 DV ARIST | 74348A467 |
| ISRG | INTUITIVE SURGICAL INC | 2,067 | $1.071M | 0.9% | $518.14 * | $169.46 | -5.8% | COM NEW | 46120E602 |
| GOOG | ALPHABET INC | 970 | $1.038M | 0.9% | $1070.10 * | $53.13 | -3.3% | CAP STK CL C | 02079K107 |
| AEE | AMEREN CORP | 15,634 | $1.029M | 0.9% | $65.82 * | $54.42 | -1.7% | COM | 023608102 |
| AOM | ISHARES TR | 28,265 | $1.025M | 0.9% | $36.26 | $36.47 | -2.2% | MODERT ALLOC ETF | 464289875 |
| MRK | MERCK & CO INC | 13,736 | $1.023M | 0.9% | $74.48 * | $56.50 | +3.9% | COM | 58933Y105 |
| PKW | INVESCO EXCHANGE TRADED FD T | 18,579 | $1.01M | 0.9% | $54.36 * | $57.13 | -8.7% | BUYBACK ACHIEV | 46137V308 |
| — | EATON VANCE TXMGD GL BUYWR O | 101,958 | $1.004M | 0.9% | $9.85 | $9.85 | — | COM | 27829C105 |
| VRP | INVESCO EXCHNG TRADED FD TR | 42,358 | $1.003M | 0.9% | $23.68 * | $23.93 | -4.6% | VAR RATE PFD | 46138G870 |
| ORCL | ORACLE CORP | 20,113 | $962K | 0.8% | $47.83 * | $43.16 | -5.7% | COM | 68389X105 |
| DLR | DIGITAL RLTY TR INC | 9,132 | $960K | 0.8% | $105.12 * | $86.14 | -2.9% | COM | 253868103 |
| INTC | INTEL CORP | 19,614 | $952K | 0.8% | $48.54 * | $40.19 | +0.5% | COM | 458140100 |
| CNC | CENTENE CORP DEL | 7,999 | $947K | 0.8% | $118.39 * | $66.95 | -13.9% | COM | 15135B101 |
| WMT | WALMART INC | 9,822 | $933K | 0.8% | $94.99 * | $28.76 | -2.8% | COM | 931142103 |
| CINF | CINCINNATI FINL CORP | 12,033 | $930K | 0.8% | $77.29 * | $64.67 | +0.1% | COM | 172062101 |
| XLK | SELECT SECTOR SPDR TR | 14,516 | $924K | 0.8% | $63.65 * | $33.82 | -8.4% | TECHNOLOGY | 81369Y803 |
| JPM | JPMORGAN CHASE & CO | 9,081 | $912K | 0.8% | $100.43 * | $87.53 | -8.3% | COM | 46625H100 |
| CAT | CATERPILLAR INC DEL | 6,819 | $907K | 0.8% | $133.01 * | $111.50 | -2.2% | COM | 149123101 |
| SCHB | SCHWAB STRATEGIC TR | 14,531 | $906K | 0.8% | $62.35 * | $10.81 | -7.6% | US BRD MKT ETF | 808524102 |
| META | FACEBOOK INC | 6,273 | $905K | 0.8% | $144.27 * | $143.86 | -9.5% | CL A | 30303M102 |
| CVS | CVS HEALTH CORP | 13,712 | $899K | 0.8% | $65.56 * | $59.39 | -12.1% | COM | 126650100 |
| KIE | SPDR SERIES TRUST | 30,310 | $886K | 0.8% | $29.23 * | $30.06 | -5.6% | S&P INS ETF | 78464A789 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 3,629 | $871K | 0.7% | $240.01 * | $249.53 | -6.5% | UT SER 1 | 78467X109 |
| NVS | NOVARTIS A G | 9,721 | $856K | 0.7% | $88.06 * | $86.87 | -1.2% | SPONSORED ADR | 66987V109 |
| VZ | VERIZON COMMUNICATIONS INC | 14,830 | $854K | 0.7% | $57.59 * | $38.62 | -0.8% | COM | 92343V104 |
| BMY | BRISTOL MYERS SQUIBB CO | 17,786 | $849K | 0.7% | $47.73 * | $40.98 | -3.2% | COM | 110122108 |
| DVY | ISHARES TR | 9,039 | $836K | 0.7% | $92.49 * | $95.78 | -6.8% | SELECT DIVID ETF | 464287168 |
| — | ABIOMED INC | 2,430 | $814K | 0.7% | $334.98 | $334.98 | — | COM | 003654100 |
| PEP | PEPSICO INC | 7,512 | $812K | 0.7% | $108.09 * | $90.68 | -1.5% | COM | 713448108 |
| NDAQ | NASDAQ INC | 10,052 | $810K | 0.7% | $80.58 * | $25.58 | -4.2% | COM | 631103108 |
| CRM | SALESFORCE COM INC | 5,471 | $804K | 0.7% | $146.96 * | $135.90 | -0.4% | COM | 79466L302 |
| LOW | LOWES COS INC | 7,966 | $765K | 0.7% | $96.03 * | $84.62 | -4.1% | COM | 548661107 |
| ABT | ABBOTT LABS | 11,008 | $760K | 0.6% | $69.04 * | $62.14 | +3.0% | COM | 002824100 |
| GILD | GILEAD SCIENCES INC | 11,151 | $759K | 0.6% | $68.07 * | $53.01 | -9.9% | COM | 375558103 |
| BA | BOEING CO | 2,143 | $756K | 0.6% | $352.78 * | $334.97 | -6.4% | COM | 097023105 |
| DG | DOLLAR GEN CORP NEW | 6,340 | $739K | 0.6% | $116.56 * | $98.63 | -0.1% | COM | 256677105 |
| AMGN | AMGEN INC | 3,627 | $735K | 0.6% | $202.65 * | $156.83 | +0.2% | COM | 031162100 |
| HDV | ISHARES TR | 8,411 | $722K | 0.6% | $85.84 * | $17.78 | -5.1% | CORE HIGH DV ETF | 46429B663 |
| UNH | UNITEDHEALTH GROUP INC | 2,893 | $708K | 0.6% | $244.73 * | $235.05 | -5.5% | COM | 91324P102 |
| — | BIOTELEMETRY INC | 10,485 | $704K | 0.6% | $67.14 | $67.14 | — | COM | 090672106 |
| VLO | VALERO ENERGY CORP NEW | 9,072 | $702K | 0.6% | $77.38 * | $65.55 | -14.2% | COM | 91913Y100 |
| XLV | SELECT SECTOR SPDR TR | 7,966 | $697K | 0.6% | $87.50 | $90.51 | -4.4% | SBI HEALTHCARE | 81369Y209 |
| IJR | ISHARES TR | 9,338 | $690K | 0.6% | $73.89 * | $77.29 | -10.3% | CORE S&P SCP ETF | 464287804 |
| CSCO | CISCO SYS INC | 15,881 | $687K | 0.6% | $43.26 * | $36.91 | -5.3% | COM | 17275R102 |
| — | VERINT SYS INC | 15,200 | $674K | 0.6% | $44.34 | $44.34 | — | COM | 92343X100 |
| USMV | ISHARES TR | 12,283 | $655K | 0.6% | $53.33 | $54.97 | -4.7% | MIN VOL USA ETF | 46429B697 |
| IJT | ISHARES TR | 3,765 | $642K | 0.5% | $170.52 * | $89.07 | -9.4% | S&P SML 600 GWT | 464287887 |
| FSTA | FIDELITY | 20,674 | $640K | 0.5% | $30.96 | $32.65 | -6.6% | CONSMR STAPLES | 316092303 |
| D | DOMINION ENERGY INC | 8,696 | $625K | 0.5% | $71.87 * | $53.23 | -1.4% | COM | 25746U109 |
| NHI | NATIONAL HEALTH INVS INC | 7,603 | $593K | 0.5% | $78.00 | $78.00 | — | COM | 63633D104 |
| — | EATON VANCE ENH EQTY INC FD | 36,444 | $592K | 0.5% | $16.24 | $16.24 | — | COM | 278277108 |
| PANW | PALO ALTO NETWORKS INC | 2,988 | $586K | 0.5% | $196.12 * | $31.18 | +0.7% | COM | 697435105 |
| — | BANK AMER CORP | 448 | $568K | 0.5% | $1267.86 | $1267.86 | — | 7.25%CNV PFD L | 060505682 |
| VTR | VENTAS INC | 9,569 | $567K | 0.5% | $59.25 * | $43.99 | +0.7% | COM | 92276F100 |
| — | CBRE CLARION GLOBAL REAL EST | 84,244 | $565K | 0.5% | $6.71 | $6.71 | — | COM | 12504G100 |
| GM | GENERAL MTRS CO | 16,107 | $559K | 0.5% | $34.71 * | $31.33 | -2.3% | COM | 37045V100 |
| — | AMERIGAS PARTNERS L P | 18,813 | $556K | 0.5% | $29.55 | $29.55 | — | UNIT L P INT | 030975106 |
| — | UNILEVER PLC | 10,577 | $552K | 0.5% | $52.19 | $52.19 | — | SPON ADR NEW | 904767704 |
| AOR | ISHARES TR | 12,780 | $540K | 0.5% | $42.25 * | $42.80 | -3.5% | GRWT ALLOCAT ETF | 464289867 |
| — | AMERICAN OUTDOOR BRANDS CORP | 40,268 | $539K | 0.5% | $13.39 | $13.39 | — | COM | 02874P103 |
| MCD | MCDONALDS CORP | 2,956 | $537K | 0.5% | $181.66 * | $150.10 | +0.5% | COM | 580135101 |
| LULU | LULULEMON ATHLETICA INC | 4,072 | $536K | 0.5% | $131.63 * | $134.07 | -9.3% | COM | 550021109 |
| AVGO | BROADCOM INC | 2,139 | $534K | 0.5% | $249.65 * | $19.38 | +8.7% | COM | 11135F101 |
| FCOM | FIDELITY | 17,310 | $526K | 0.4% | $30.39 * | $30.28 | -5.9% | MSCI COMMNTN SVC | 316092873 |
| — | ATLASSIAN CORP PLC | 5,480 | $523K | 0.4% | $95.44 | $95.44 | — | CL A | G06242104 |
| NOW | SERVICENOW INC | 2,724 | $518K | 0.4% | $190.16 * | $35.49 | +0.3% | COM | 81762P102 |
| TGT | TARGET CORP | 7,507 | $513K | 0.4% | $68.34 * | $63.29 | -13.7% | COM | 87612E106 |
| ADP | AUTOMATIC DATA PROCESSING IN | 3,862 | $512K | 0.4% | $132.57 * | $121.16 | -6.7% | COM | 053015103 |
| DGRO | ISHARES TR | 15,091 | $512K | 0.4% | $33.93 * | $35.15 | -5.6% | CORE DIV GRWTH | 46434V621 |
| XYZ | SQUARE INC | 7,680 | $508K | 0.4% | $66.15 * | $70.61 | -20.6% | CL A | 852234103 |
| QCOM | QUALCOMM INC | 8,774 | $498K | 0.4% | $56.76 * | $50.85 | -5.5% | COM | 747525103 |
| CME | CME GROUP INC | 2,771 | $498K | 0.4% | $179.72 * | $142.24 | +3.1% | COM CL A | 12572Q105 |
| EMR | EMERSON ELEC CO | 7,771 | $483K | 0.4% | $62.15 * | $57.00 | -11.0% | COM | 291011104 |
| BAC | BANK AMER CORP | 18,549 | $477K | 0.4% | $25.72 * | $22.80 | -8.8% | COM | 060505104 |
| PAYX | PAYCHEX INC | 6,978 | $470K | 0.4% | $67.35 * | $55.05 | -3.5% | COM | 704326107 |
| PSX | PHILLIPS 66 | 4,977 | $463K | 0.4% | $93.03 * | $73.27 | -11.4% | COM | 718546104 |
| REGN | REGENERON PHARMACEUTICALS | 1,095 | $447K | 0.4% | $408.22 * | $364.00 | +2.0% | COM | 75886F107 |
| VRTX | VERTEX PHARMACEUTICALS INC | 2,405 | $447K | 0.4% | $185.86 * | $173.27 | -4.4% | COM | 92532F100 |
| — | ARISTA NETWORKS INC | 2,039 | $444K | 0.4% | $217.75 | $217.75 | — | COM | 040413106 |
| V | VISA INC | 3,173 | $440K | 0.4% | $138.67 * | $131.41 | -4.4% | COM CL A | 92826C839 |
| TR | TOOTSIE ROLL INDS INC | 13,560 | $437K | 0.4% | $32.23 * | $27.89 | +3.3% | COM | 890516107 |
| CM | CDN IMPERIAL BK COMM TORONTO | 5,324 | $425K | 0.4% | $79.83 * | $30.20 | -11.3% | COM | 136069101 |
| SYY | SYSCO CORP | 6,501 | $411K | 0.3% | $63.22 * | $55.73 | -7.0% | COM | 871829107 |
| BUD | ANHEUSER BUSCH INBEV SA/NV | 5,751 | $407K | 0.3% | $70.77 * | $76.51 | -14.0% | SPONSORED ADR | 03524A108 |
| BURL | BURLINGTON STORES INC | 2,455 | $403K | 0.3% | $164.15 | $161.48 | +0.7% | COM | 122017106 |
| XOM | EXXON MOBIL CORP | 5,490 | $396K | 0.3% | $72.13 * | $56.39 | -12.7% | COM | 30231G102 |
| PFXF | VANECK VECTORS ETF TR | 21,396 | $394K | 0.3% | $18.41 * | $18.45 | -4.0% | PFD SECS EX FINL | 92189F429 |
| — | RAYTHEON CO | 2,373 | $379K | 0.3% | $159.71 | $159.71 | — | COM NEW | 755111507 |
| SPY | SPDR S&P 500 ETF TR | 1,408 | $364K | 0.3% | $258.52 * | $269.65 | -7.3% | TR UNIT | 78462F103 |
| KO | COCA COLA CO | 7,693 | $362K | 0.3% | $47.06 * | $38.39 | -0.6% | COM | 191216100 |
| CTAS | CINTAS CORP | 2,021 | $359K | 0.3% | $177.63 * | $41.63 | -5.6% | COM | 172908105 |
| — | UBIQUITI NETWORKS INC | 3,270 | $349K | 0.3% | $106.73 | $106.73 | — | COM | 90347A100 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 19,135 | $348K | 0.3% | $18.19 * | $20.50 | -24.8% | SPONSORED ADR | 881624209 |
| KMB | KIMBERLY CLARK CORP | 2,979 | $347K | 0.3% | $116.48 * | $86.40 | +3.3% | COM | 494368103 |
| TTD | THE TRADE DESK INC | 2,607 | $338K | 0.3% | $129.65 * | $12.52 | -7.3% | COM CL A | 88339J105 |
| CVX | CHEVRON CORP NEW | 2,972 | $337K | 0.3% | $113.39 * | $84.74 | -5.6% | COM | 166764100 |
| CLX | CLOROX CO DEL | 2,182 | $334K | 0.3% | $153.07 * | $126.52 | -0.9% | COM | 189054109 |
| — | NUVEEN MUN VALUE FD INC | 34,835 | $334K | 0.3% | $9.59 | $9.59 | — | COM | 670928100 |
| IWS | ISHARES TR | 4,100 | $329K | 0.3% | $80.24 * | $83.66 | -8.7% | RUS MDCP VAL ETF | 464287473 |
| DEO | DIAGEO P L C | 2,348 | $328K | 0.3% | $139.69 | $140.66 | +0.8% | SPON ADR NEW | 25243Q205 |
| PYPL | PAYPAL HLDGS INC | 3,488 | $316K | 0.3% | $90.60 * | $83.10 | +1.0% | COM | 70450Y103 |
| FHLC | FIDELITY | 7,189 | $304K | 0.3% | $42.29 * | $43.95 | -6.0% | MSCI HLTH CARE I | 316092600 |
| OHI | OMEGA HEALTHCARE INVS INC | 8,190 | $302K | 0.3% | $36.87 | $36.87 | — | COM | 681936100 |
| ABBV | ABBVIE INC | 3,260 | $288K | 0.2% | $88.34 * | $64.80 | +5.0% | COM | 00287Y109 |
| UA | UNDER ARMOUR INC | 16,429 | $288K | 0.2% | $17.53 * | $18.93 | -14.6% | CL C | 904311206 |
| VIG | VANGUARD GROUP | 2,834 | $284K | 0.2% | $100.21 * | $104.28 | -6.1% | DIV APP ETF | 921908844 |
| — | ROYAL DUTCH SHELL PLC | 4,614 | $283K | 0.2% | $61.34 | $61.34 | — | SPONS ADR A | 780259206 |
| KR | KROGER CO | 9,950 | $283K | 0.2% | $28.44 * | $24.89 | -5.0% | COM | 501044101 |
| SPLV | INVESCO EXCHNG TRADED FD TR | 5,904 | $280K | 0.2% | $47.43 | $48.49 | -3.8% | S&P500 LOW VOL | 46138E354 |
| MO | ALTRIA GROUP INC | 5,684 | $278K | 0.2% | $48.91 * | $33.13 | -13.4% | COM | 02209S103 |
| — | GENERAL ELECTRIC CO | 30,880 | $276K | 0.2% | $8.94 | $8.94 | — | COM | 369604103 |
| — | DNP SELECT INCOME FD | 24,775 | $272K | 0.2% | $10.98 | $10.98 | — | COM | 23325P104 |
| IHF | ISHARES TR | 1,606 | $271K | 0.2% | $168.74 * | $37.91 | -12.8% | US HLTHCR PR ETF | 464288828 |
| — | NUVEEN AMT FREE MUN CR INC F | 18,320 | $263K | 0.2% | $14.36 | $14.36 | — | COM | 67071L106 |
| QQQ | INVESCO QQQ TR | 1,572 | $254K | 0.2% | $161.58 * | $167.25 | -7.8% | UNIT SER 1 | 46090E103 |
| VTI | VANGUARD INDEX FDS | 1,913 | $254K | 0.2% | $132.78 * | $138.06 | -7.6% | TOTAL STK MKT | 922908769 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,065 | $252K | 0.2% | $122.03 * | $87.95 | -8.9% | COM | 459200101 |
| IRM | IRON MTN INC NEW | 7,051 | $245K | 0.2% | $34.75 * | $22.29 | +0.3% | COM | 46284V101 |
| RGR | STURM RUGER & CO INC | 4,396 | $241K | 0.2% | $54.82 * | $57.68 | -7.7% | COM | 864159108 |
| IYW | ISHARES TR | 1,457 | $240K | 0.2% | $164.72 * | $43.31 | -7.7% | U.S. TECH ETF | 464287721 |
| IWP | ISHARES TR | 1,988 | $238K | 0.2% | $119.72 * | $60.83 | -6.5% | RUS MD CP GR ETF | 464287481 |
| SPOT | SPOTIFY TECHNOLOGY S A | 1,900 | $235K | 0.2% | $123.68 * | $139.77 | -18.8% | SHS | L8681T102 |
| LLY | LILLY ELI & CO | 1,961 | $227K | 0.2% | $115.76 * | $101.37 | +3.9% | COM | 532457108 |
| ZTS | ZOETIS INC | 2,632 | $226K | 0.2% | $85.87 * | $85.00 | -4.9% | CL A | 98978V103 |
| — | ALPS ETF TR | 22,851 | $223K | 0.2% | $9.76 | $9.76 | — | ALERIAN MLP | 00162Q866 |
| ROL | ROLLINS INC | 5,691 | $220K | 0.2% | $38.66 * | $23.69 | -6.7% | COM | 775711104 |
| PSEC | PROSPECT CAPITAL CORPORATION | 32,287 | $216K | 0.2% | $6.69 * | $2.79 | -4.9% | COM | 74348T102 |
| TJX | TJX COS INC NEW | 4,552 | $214K | 0.2% | $47.01 * | $45.89 | -11.3% | COM | 872540109 |
| RY | ROYAL BK CDA MONTREAL QUE | 2,922 | $213K | 0.2% | $72.90 * | $73.00 | -6.1% | COM | 780087102 |
| MMM | 3M CO | 1,093 | $212K | 0.2% | $193.96 * | $128.25 | -3.6% | COM | 88579Y101 |
| TSN | TYSON FOODS INC | 3,649 | $210K | 0.2% | $57.55 * | $48.02 | -8.7% | CL A | 902494103 |
| — | CHINA MOBILE LIMITED | 4,055 | $206K | 0.2% | $50.80 | $50.80 | — | SPONSORED ADR | 16941M109 |
| BAX | BAXTER INTL INC | 2,974 | $200K | 0.2% | $67.25 * | $58.95 | -1.8% | COM | 071813109 |
| — | LADENBURG THALMAN FIN SVCS I | 56,401 | $183K | 0.2% | $3.24 | $3.24 | — | COM | 50575Q102 |
| — | LIBERTY ALL STAR EQUITY FD | 23,633 | $134K | 0.1% | $5.67 | $5.67 | — | SH BEN INT | 530158104 |
| — | PIMCO HIGH INCOME FD | 14,640 | $123K | 0.1% | $8.40 | $8.40 | — | COM SHS | 722014107 |
| CHRS | COHERUS BIOSCIENCES INC | 10,000 | $122K | 0.1% | $12.20 * | $11.57 | -21.8% | COM | 19249H103 |
| — | WESTERN ASSET MUN HI INCM FD | 10,270 | $73,000 | 0.1% | $7.11 | $7.11 | — | COM | 95766N103 |
| — | PROSPECT CAPITAL CORPORATION | 65,000 | $64,000 | 0.1% | $0.98 | $0.98 | — | NOTE 4.750% 4/1 | 74348TAQ5 |