Location: New York, NY
CIK: 0001830817 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: Nov 30, 2020
Total Value: $110M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 27,790 | $7.163M | 6.5% | $257.75 | $307.92 | -16.3% | TR UNIT | 78462F103 |
| AAPL | APPLE INC | 23,558 | $5.991M | 5.5% | $254.31 * | $63.96 | -3.8% | COM | 037833100 |
| MSFT | MICROSOFT CORP | 36,794 | $5.803M | 5.3% | $157.72 * | $143.23 | +4.8% | COM | 594918104 |
| AMZN | AMAZON COM INC | 1,505 | $2.934M | 2.7% | $1949.50 * | $91.59 | +6.4% | COM | 023135106 |
| JPM | JPMORGAN CHASE & CO | 32,278 | $2.906M | 2.6% | $90.03 * | $106.95 | -28.2% | COM | 46625H100 |
| PFE | PFIZER INC | 76,523 | $2.498M | 2.3% | $32.64 * | $26.46 | -11.0% | COM | 717081103 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 13,458 | $2.461M | 2.2% | $182.87 | $215.01 | -15.0% | CL B NEW | 084670702 |
| META | FACEBOOK INC | 13,663 | $2.279M | 2.1% | $166.80 | $192.35 | -13.9% | CL A | 30303M102 |
| GOOG | ALPHABET INC | 1,918 | $2.23M | 2.0% | $1162.67 * | $64.86 | -11.0% | CAP STK CL C | 02079K107 |
| JNJ | JOHNSON & JOHNSON | 16,300 | $2.137M | 1.9% | $131.10 * | $115.02 | -3.1% | COM | 478160104 |
| VZ | VERIZON COMMUNICATIONS INC | 34,933 | $1.877M | 1.7% | $53.73 * | $42.19 | -8.6% | COM | 92343V104 |
| PEP | PEPSICO INC | 14,057 | $1.688M | 1.5% | $120.08 * | $112.77 | -10.7% | COM | 713448108 |
| BMY | BRISTOL-MYERS SQUIBB CO | 29,674 | $1.654M | 1.5% | $55.74 * | $45.68 | -3.0% | COM | 110122108 |
| T | AT&T INC | 51,567 | $1.503M | 1.4% | $29.15 * | $18.38 | -20.2% | COM | 00206R102 |
| UNP | UNION PAC CORP | 10,154 | $1.432M | 1.3% | $141.03 * | $148.64 | -16.4% | COM | 907818108 |
| BR | BROADRIDGE FINL SOLUTIONS IN | 13,807 | $1.309M | 1.2% | $94.81 * | $106.68 | -19.2% | COM | 11133T103 |
| MCD | MCDONALDS CORP | 7,413 | $1.226M | 1.1% | $165.39 * | $171.90 | -15.8% | COM | 580135101 |
| EPD | ENTERPRISE PRODS PARTNERS L | 82,976 | $1.187M | 1.1% | $14.31 | $28.16 | — | COM | 293792107 |
| MRK | MERCK & CO. INC | 14,914 | $1.147M | 1.0% | $76.91 * | $66.78 | -8.3% | COM | 58933Y105 |
| PG | PROCTER & GAMBLE CO | 10,170 | $1.119M | 1.0% | $110.03 * | $104.81 | -9.1% | COM | 742718109 |
| ABT | ABBOTT LABS | 14,174 | $1.118M | 1.0% | $78.88 * | $75.30 | -5.3% | COM | 002824100 |
| BAC | BK OF AMERICA CORP | 51,944 | $1.103M | 1.0% | $21.23 * | $26.76 | -31.1% | COM | 060505104 |
| HON | HONEYWELL INTL INC | 7,990 | $1.069M | 1.0% | $133.79 * | $142.86 | -21.7% | COM | 438516106 |
| AMGN | AMGEN INC | 5,107 | $1.035M | 0.9% | $202.66 * | $182.57 | -7.0% | COM | 031162100 |
| SO | SOUTHERN CO | 18,874 | $1.022M | 0.9% | $54.15 * | $50.13 | -13.6% | COM | 842587107 |
| MA | MASTERCARD INC | 3,932 | $950K | 0.9% | $241.61 * | $273.46 | -14.5% | CL A | 57636Q104 |
| NEE | NEXTERA ENERGY INC | 3,727 | $897K | 0.8% | $240.68 * | $52.21 | -0.1% | COM | 65339F101 |
| DIS | DISNEY WALT CO | 9,045 | $874K | 0.8% | $96.63 * | $131.10 | -28.0% | COM DISNEY | 254687106 |
| VYM | VANGUARD WHITEHALL FDS | 11,332 | $802K | 0.7% | $70.77 | $85.92 | -17.7% | HIGH DIV YLD | 921946406 |
| MDT | MEDTRONIC PLC | 8,725 | $787K | 0.7% | $90.20 * | $91.94 | -16.4% | SHS | G5960L103 |
| ED | CONSOLIDATED EDISON INC | 9,855 | $769K | 0.7% | $78.03 * | $71.10 | -11.0% | COM | 209115104 |
| WMT | WALMART INC | 6,749 | $767K | 0.7% | $113.65 * | $36.25 | -3.6% | COM | 931142103 |
| NKE | NIKE INC | 9,203 | $761K | 0.7% | $82.69 * | $86.61 | -11.6% | CL B | 654106103 |
| HD | HOME DEPOT INC | 4,076 | $761K | 0.7% | $186.70 * | $193.37 | -15.9% | COM | 437076102 |
| CVX | CHEVRON CORP NEW | 10,371 | $751K | 0.7% | $72.41 * | $84.75 | -33.8% | COM | 166764100 |
| TJX | TJX COS INC NEW | 15,590 | $745K | 0.7% | $47.79 * | $54.38 | -18.4% | COM | 872540109 |
| VTV | VANGUARD INDEX FDS | 8,215 | $732K | 0.7% | $89.11 | $109.72 | -18.8% | VALUE ETF | 922908744 |
| ABBV | ABBVIE INC | 9,597 | $731K | 0.7% | $76.17 * | $65.39 | -7.9% | COM | 00287Y109 |
| V | VISA INC | 4,495 | $724K | 0.7% | $161.07 * | $176.25 | -12.3% | COM CL A | 92826C839 |
| DLN | WISDOMTREE TR | 8,792 | $712K | 0.6% | $80.98 * | $48.97 | -17.4% | US LARGECAP DIVD | 97717W307 |
| SBUX | STARBUCKS CORP | 10,731 | $705K | 0.6% | $65.70 * | $73.86 | -21.7% | COM | 855244109 |
| UNH | UNITEDHEALTH GROUP INC | 2,566 | $640K | 0.6% | $249.42 * | $240.55 | -5.6% | COM | 91324P102 |
| CLX | CLOROX CO DEL | 3,683 | $638K | 0.6% | $173.23 * | $127.81 | +14.0% | COM | 189054109 |
| SPGI | S&P GLOBAL INC | 2,585 | $633K | 0.6% | $244.87 * | $249.89 | -6.5% | COM | 78409V104 |
| CL | COLGATE PALMOLIVE CO | 9,324 | $619K | 0.6% | $66.39 * | $59.79 | -3.1% | COM | 194162103 |
| D | DOMINION ENERGY INC | 8,226 | $594K | 0.5% | $72.21 * | $62.69 | -10.4% | COM | 25746U109 |
| BIL | SPDR SER TR | 6,278 | $575K | 0.5% | $91.59 | $91.50 | +0.1% | SPDR BLOOMBERG | 78468R663 |
| BA | BOEING CO | 3,732 | $557K | 0.5% | $149.25 | $317.53 | -53.0% | COM | 097023105 |
| ADP | AUTOMATIC DATA PROCESSING IN | 4,039 | $552K | 0.5% | $136.67 * | $144.25 | -16.1% | COM | 053015103 |
| WMB | WILLIAMS COS INC | 38,797 | $549K | 0.5% | $14.15 * | $16.27 | -35.8% | COM | 969457100 |
| GS | GOLDMAN SACHS GROUP INC | 3,549 | $549K | 0.5% | $154.69 * | $186.40 | -27.6% | COM | 38141G104 |
| ACN | ACCENTURE PLC IRELAND | 3,352 | $547K | 0.5% | $163.19 * | $178.02 | -15.7% | SHS CLASS A | G1151C101 |
| CB | CHUBB LIMITED | 4,879 | $545K | 0.5% | $111.70 * | $136.96 | -25.3% | COM | H1467J104 |
| KMB | KIMBERLY CLARK CORP | 4,232 | $541K | 0.5% | $127.84 * | $109.94 | -5.3% | COM | 494368103 |
| VOO | VANGUARD INDEX FDS | 2,283 | $541K | 0.5% | $236.97 | $280.18 | -15.5% | S&P 500 ETF SHS | 922908363 |
| NOBL | PROSHARES TR | 9,311 | $537K | 0.5% | $57.67 | $72.11 | -20.0% | S&P 500 DV ARIST | 74348A467 |
| — | LORAL SPACE & COMMUNICATNS I | 33,073 | $537K | 0.5% | $16.24 | $30.51 | — | COM | 543881106 |
| — | UNITED TECHNOLOGIES CORP | 5,641 | $532K | 0.5% | $94.31 | $129.72 | — | COM | 913017109 |
| LLY | LILLY ELI & CO | 3,663 | $508K | 0.5% | $138.68 * | $128.17 | +1.2% | COM | 532457108 |
| IQV | IQVIA HLDGS INC | 4,645 | $501K | 0.5% | $107.86 | $145.01 | -25.6% | COM | 46266C105 |
| AEP | AMERICAN ELEC PWR CO INC | 6,225 | $498K | 0.5% | $80.00 * | $74.56 | -12.9% | COM | 025537101 |
| GOOGL | ALPHABET INC | 427 | $496K | 0.5% | $1161.59 * | $64.47 | -10.6% | CAP STK CL A | 02079K305 |
| BKH | BLACK HILLS CORP | 7,720 | $494K | 0.4% | $63.99 * | $60.02 | -15.9% | COM | 092113109 |
| KMI | KINDER MORGAN INC DEL | 35,514 | $494K | 0.4% | $13.91 * | $13.90 | -29.4% | COM | 49456B101 |
| MMM | 3M CO | 3,598 | $491K | 0.4% | $136.46 * | $109.48 | -15.6% | COM | 88579Y101 |
| IBM | INTERNATIONAL BUSINESS MACHS | 4,215 | $468K | 0.4% | $111.03 * | $99.41 | -16.7% | COM | 459200101 |
| ZTS | ZOETIS INC | 3,862 | $455K | 0.4% | $117.81 * | $118.51 | -5.5% | CL A | 98978V103 |
| SRPT | SAREPTA THERAPEUTICS INC | 4,655 | $455K | 0.4% | $97.74 | $100.93 | -3.1% | COM | 803607100 |
| MGK | VANGUARD WORLD FD | 3,478 | $442K | 0.4% | $127.08 * | $28.89 | -12.0% | MEGA GRWTH IND | 921910816 |
| — | KANSAS CITY SOUTHERN | 3,467 | $441K | 0.4% | $127.20 | $153.29 | — | COM NEW | 485170302 |
| DUK | DUKE ENERGY CORP NEW | 5,349 | $433K | 0.4% | $80.95 * | $72.71 | -11.5% | COM NEW | 26441C204 |
| TGT | TARGET CORP | 4,619 | $429K | 0.4% | $92.88 * | $98.57 | -19.1% | COM | 87612E106 |
| BABA | ALIBABA GROUP HLDG LTD | 2,207 | $429K | 0.4% | $194.38 | $197.77 | -1.7% | SPONSORED ADS | 01609W102 |
| AXP | AMERICAN EXPRESS CO | 4,968 | $425K | 0.4% | $85.55 * | $109.77 | -27.9% | COM | 025816109 |
| EXC | EXELON CORP | 11,521 | $424K | 0.4% | $36.80 * | $25.47 | -16.2% | COM | 30161N101 |
| MGV | VANGUARD WORLD FD | 6,384 | $421K | 0.4% | $65.95 | $80.02 | -17.5% | MEGA CAP VAL ETF | 921910840 |
| CMCSA | COMCAST CORP NEW | 12,164 | $418K | 0.4% | $34.36 * | $36.05 | -18.0% | CL A | 20030N101 |
| IYR | ISHARES TR | 5,994 | $417K | 0.4% | $69.57 | $88.50 | -21.4% | U.S. REAL ES ETF | 464287739 |
| ET | ENERGY TRANSFER LP | 90,339 | $416K | 0.4% | $4.60 | $12.83 | — | COM UT LTD PTN | 29273V100 |
| COST | COSTCO WHSL CORP NEW | 1,448 | $413K | 0.4% | $285.22 * | $272.16 | -4.0% | COM | 22160K105 |
| BIIB | BIOGEN INC | 1,281 | $405K | 0.4% | $316.16 | $277.46 | +14.0% | COM | 09062X103 |
| — | RAYTHEON CO | 3,079 | $404K | 0.4% | $131.21 | $201.36 | — | COM NEW | 755111507 |
| DES | WISDOMTREE TR | 21,918 | $395K | 0.4% | $18.02 | $24.73 | -27.1% | US SMALLCAP DIVD | 97717W604 |
| BX | BLACKSTONE GROUP INC | 8,585 | $391K | 0.4% | $45.54 * | $42.09 | -11.0% | COM CL A | 09260D107 |
| NVDA | NVIDIA CORP | 1,470 | $388K | 0.4% | $263.95 * | $6.28 | +4.5% | COM | 67066G104 |
| NVO | NOVO-NORDISK A S | 6,418 | $386K | 0.4% | $60.14 | $55.37 | +8.7% | ADR | 670100205 |
| SCHW | SCHWAB CHARLES CORP | 11,460 | $385K | 0.4% | $33.60 * | $40.31 | -23.0% | COM | 808513105 |
| YUM | YUM BRANDS INC | 5,484 | $376K | 0.3% | $68.56 * | $91.74 | -32.9% | COM | 988498101 |
| KKR | KKR & CO INC | 15,784 | $370K | 0.3% | $23.44 * | $26.76 | -17.1% | CL A | 48251W104 |
| CRM | SALESFORCE COM INC | 2,561 | $369K | 0.3% | $144.08 | $160.02 | -11.1% | COM | 79466L302 |
| — | ETF SER SOLUTIONS | 15,250 | $366K | 0.3% | $24.00 | $24.00 | — | NATIONWIDE RSK | 26922A172 |
| — | DOUBLELINE INCOME SOLUTIONS | 26,925 | $359K | 0.3% | $13.33 | $19.77 | — | COM | 258622109 |
| — | BROOKFIELD ASSET MGMT INC | 8,039 | $356K | 0.3% | $44.28 | $57.61 | — | CL A LTD VT SH | 112585104 |
| WFC | WELLS FARGO CO NEW | 12,369 | $355K | 0.3% | $28.70 * | $41.84 | -40.6% | COM | 949746101 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 27,908 | $352K | 0.3% | $12.61 | $13.25 | — | COM | 09255C106 |
| SWK | STANLEY BLACK & DECKER INC | 3,485 | $349K | 0.3% | $100.14 * | $126.58 | -33.9% | COM | 854502101 |
| DVY | ISHARES TR | 4,666 | $343K | 0.3% | $73.51 | $103.00 | -28.6% | SELECT DIVID ETF | 464287168 |
| ARES | ARES MANAGEMENT CORPORATION | 10,967 | $339K | 0.3% | $30.91 * | $25.48 | +1.6% | CL A COM STK | 03990B101 |
| VRTX | VERTEX PHARMACEUTICALS INC | 1,415 | $337K | 0.3% | $238.16 | $206.20 | +15.4% | COM | 92532F100 |
| BP | BP PLC | 13,705 | $334K | 0.3% | $24.37 | $35.20 | -30.7% | SPONSORED ADR | 055622104 |
| NFLX | NETFLIX INC | 883 | $332K | 0.3% | $375.99 * | $35.38 | +6.1% | COM | 64110L106 |
| VRSK | VERISK ANALYTICS INC | 2,366 | $330K | 0.3% | $139.48 * | $142.41 | -5.6% | COM | 92345Y106 |
| — | STERICYCLE INC | 6,701 | $326K | 0.3% | $48.65 | $63.87 | — | COM | 858912108 |
| ORCL | ORACLE CORP | 6,733 | $325K | 0.3% | $48.27 * | $50.37 | -11.7% | COM | 68389X105 |
| CSCO | CISCO SYS INC | 8,181 | $322K | 0.3% | $39.36 * | $38.35 | -14.3% | COM | 17275R102 |
| MDLZ | MONDELEZ INTL INC | 6,410 | $321K | 0.3% | $50.08 * | $45.89 | -5.3% | CL A | 609207105 |
| CSX | CSX CORP | 5,541 | $317K | 0.3% | $57.21 * | $21.73 | -18.6% | COM | 126408103 |
| ALLE | ALLEGION PLC | 3,449 | $317K | 0.3% | $91.91 * | $106.60 | -19.9% | ORD SHS | G0176J109 |
| MPLX | MPLX LP | 27,156 | $316K | 0.3% | $11.64 | $25.46 | — | COM UNIT REP LTD | 55336V100 |
| — | REAVES UTIL INCOME FD | 11,005 | $316K | 0.3% | $28.71 | $28.71 | — | COM SH BEN INT | 756158101 |
| — | NUVEEN MUN VALUE FD INC | 31,509 | $308K | 0.3% | $9.77 | $10.22 | — | COM | 670928100 |
| SRE | SEMPRA ENERGY | 2,715 | $307K | 0.3% | $113.08 * | $59.62 | -21.3% | COM | 816851109 |
| XOM | EXXON MOBIL CORP | 8,011 | $304K | 0.3% | $37.95 * | $49.99 | -41.7% | COM | 30231G102 |
| APH | AMPHENOL CORP NEW | 4,138 | $302K | 0.3% | $72.98 * | $24.08 | -28.3% | CL A | 032095101 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 8,220 | $300K | 0.3% | $36.50 | $62.84 | — | COM UNIT RP LP | 559080106 |
| — | TWITTER INC | 12,235 | $300K | 0.3% | $24.52 | $31.14 | — | COM | 90184L102 |
| INTC | INTEL CORP | 5,502 | $298K | 0.3% | $54.16 * | $49.82 | -3.7% | COM | 458140100 |
| FE | FIRSTENERGY CORP | 7,258 | $291K | 0.3% | $40.09 * | $36.33 | -13.5% | COM | 337932107 |
| CDW | CDW CORP | 3,036 | $283K | 0.3% | $93.21 * | $114.00 | -23.7% | COM | 12514G108 |
| PM | PHILIP MORRIS INTL INC | 3,620 | $264K | 0.2% | $72.93 * | $60.74 | -9.9% | COM | 718172109 |
| — | VOYA PRIME RATE TR | 67,673 | $251K | 0.2% | $3.71 | $5.01 | — | SH BEN INT | 92913A100 |
| IFF | INTERNATIONAL FLAVORS&FRAGRA | 2,448 | $250K | 0.2% | $102.12 * | $108.10 | -19.0% | COM | 459506101 |
| — | KAYNE ANDERSN MLP MIDS INVT | 67,716 | $246K | 0.2% | $3.63 | $13.93 | — | COM | 486606106 |
| COF | CAPITAL ONE FINL CORP | 4,867 | $245K | 0.2% | $50.34 * | $86.67 | -47.3% | COM | 14040H105 |
| MO | ALTRIA GROUP INC | 6,229 | $241K | 0.2% | $38.69 * | $27.56 | -10.7% | COM | 02209S103 |
| CG | CARLYLE GROUP INC | 11,093 | $240K | 0.2% | $21.64 * | $23.69 | -24.6% | COM | 14316J108 |
| YUMC | YUM CHINA HLDGS INC | 5,600 | $239K | 0.2% | $42.68 | $44.45 | -4.1% | COM | 98850P109 |
| ETR | ENTERGY CORP NEW | 2,547 | $239K | 0.2% | $93.84 * | $47.77 | -20.4% | COM | 29364G103 |
| — | UNILEVER PLC | 4,662 | $236K | 0.2% | $50.62 | $57.11 | — | SPON ADR NEW | 904767704 |
| — | ALLERGAN PLC | 1,322 | $234K | 0.2% | $177.00 | $190.21 | — | SHS | G0177J108 |
| XBNYX | BLACKROCK N Y MUN INCOME TR | 17,609 | $233K | 0.2% | $13.23 | $14.03 | — | SH BEN INT | 09248L106 |
| ULTA | ULTA BEAUTY INC | 1,315 | $231K | 0.2% | $175.67 | $245.38 | -28.4% | COM | 90384S303 |
| COP | CONOCOPHILLIPS | 7,469 | $230K | 0.2% | $30.79 * | $46.03 | -45.9% | COM | 20825C104 |
| — | APOLLO GLOBAL MGMT INC | 6,741 | $226K | 0.2% | $33.53 | $46.64 | — | COM CL A | 03768E105 |
| — | GENERAL ELECTRIC CO | 28,460 | $226K | 0.2% | $7.94 | $10.36 | — | COM | 369604103 |
| CAT | CATERPILLAR INC DEL | 1,935 | $225K | 0.2% | $116.28 * | $120.54 | -14.4% | COM | 149123101 |
| DON | WISDOMTREE TR | 9,273 | $224K | 0.2% | $24.16 | $33.66 | -28.2% | US MIDCAP DIVID | 97717W505 |
| — | BLACKROCK INC | 493 | $217K | 0.2% | $440.16 | $498.51 | — | COM | 09247X101 |
| VNQ | VANGUARD INDEX FDS | 3,096 | $216K | 0.2% | $69.77 | $87.83 | -20.5% | REAL ESTATE ETF | 922908553 |
| ENB | ENBRIDGE INC | 7,323 | $213K | 0.2% | $29.09 * | $24.85 | -20.4% | COM | 29250N105 |
| — | GABELLI DIVID & INCOME TR | 13,930 | $206K | 0.2% | $14.79 | $14.79 | — | COM | 36242H104 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 158,710 | $206K | 0.2% | $1.30 | $8.41 | — | COM | 18469P100 |
| KO | COCA COLA CO | 4,553 | $201K | 0.2% | $44.15 * | $44.59 | -16.7% | COM | 191216100 |
| NGG | NATIONAL GRID PLC | 3,439 | $200K | 0.2% | $58.16 | $62.47 | -6.7% | SPONSORED ADR NE | 636274409 |
| PAGP | PLAINS GP HLDGS L P | 33,806 | $190K | 0.2% | $5.62 | $16.60 | — | LTD PARTNR INT A | 72651A207 |
| — | STERLING BANCORP DEL | 15,387 | $161K | 0.1% | $10.46 | $21.11 | — | COM | 85917A100 |
| — | EQM MIDSTREAM PARTNERS LP | 13,202 | $156K | 0.1% | $11.82 | $29.92 | — | UNIT LTD PARTN | 26885B100 |
| — | NUVEEN INTER DURATION MN TMF | 11,745 | $153K | 0.1% | $13.03 | $13.88 | — | COM | 670671106 |
| — | NUVEEN AMT FREE QLTY MUN INC | 11,144 | $151K | 0.1% | $13.55 | $14.36 | — | COM | 670657105 |
| — | BLACKROCK MUNIYIELD MICH QUA | 10,224 | $149K | 0.1% | $14.57 | $15.06 | — | COM | 09254F100 |
| — | BLACKROCK MUNICIPL INC QLTY | 11,022 | $146K | 0.1% | $13.25 | $14.06 | — | COM | 092479104 |
| — | BLACKROCK MUNIHOLDINGS QUALI | 11,416 | $137K | 0.1% | $12.00 | $12.65 | — | COM | 09254C107 |
| — | KAYNE ANDERSON MDSTM ENERGY | 37,347 | $124K | 0.1% | $3.32 | $10.52 | — | COM | 48661E108 |
| — | NEUROTROPE INC | 150,000 | $123K | 0.1% | $0.82 | $0.83 | — | COM NEW | 64129T207 |
| — | PHASEBIO PHARMACEUTICALS INC | 34,750 | $115K | 0.1% | $3.31 | $3.31 | — | COM | 717224109 |
| APLE | APPLE HOSPITALITY REIT INC | 11,850 | $109K | 0.1% | $9.20 | $15.95 | — | COM NEW | 03784Y200 |
| — | CORBUS PHARMACEUTICALS HLDGS | 20,000 | $105K | 0.1% | $5.25 | $5.25 | — | COM | 21833P103 |
| ACRE | ARES COML REAL ESTATE CORP | 14,627 | $102K | 0.1% | $6.97 | $6.97 | — | COM | 04013V108 |
| — | BROOKFIELD PROPERTY PARTRS L | 12,100 | $98,000 | 0.1% | $8.10 | $8.10 | — | UNIT LTD PARTN | G16249107 |
| GIII | G III APPAREL GROUP LTD | 12,000 | $92,000 | 0.1% | $7.67 | $22.70 | -66.2% | COM | 36237H101 |
| — | CYPRESS ENVIRONMENTL PARTNR | 18,894 | $84,000 | 0.1% | $4.45 | $9.21 | — | LTD PARTNER INT | 232751107 |
| — | INVESTORS BANCORP INC NEW | 10,315 | $82,000 | 0.1% | $7.95 | $7.95 | — | COM | 46146L101 |
| — | MATINAS BIOPHARMA HLDGS INC | 100,000 | $60,000 | 0.1% | $0.60 | $2.27 | — | COM | 576810105 |
| — | NUVEEN SR INCOME FD | 13,641 | $60,000 | 0.1% | $4.40 | $4.40 | — | COM | 67067Y104 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 31,366 | $57,000 | 0.1% | $1.82 | $11.27 | — | COM | 184692101 |
| — | BRISTOL-MYERS SQUIBB CO | 14,112 | $54,000 | 0.0% | $3.83 | $3.03 | — | RIGHT 99/99/9999 | 110122157 |
| — | ABEONA THERAPEUTICS INC | 20,500 | $43,000 | 0.0% | $2.10 | $2.77 | — | COM | 00289Y107 |
| — | THERAPEUTICSMD INC | 40,000 | $42,000 | 0.0% | $1.05 | $2.02 | — | COM | 88338N107 |
| — | ENLINK MIDSTREAM LLC | 25,338 | $28,000 | 0.0% | $1.11 | $6.13 | — | COM UNIT REP LTD | 29336T100 |
| OPK | OPKO HEALTH INC | 21,100 | $28,000 | 0.0% | $1.33 | $1.57 | -14.5% | COM | 68375N103 |
| — | TORTOISE ENERGY INFRA CORP | 10,591 | $27,000 | 0.0% | $2.55 | $17.92 | — | COM | 89147L100 |
| — | EXICURE INC | 18,000 | $27,000 | 0.0% | $1.50 | $1.50 | — | COM | 30205M101 |
| LYG | LLOYDS BANKING GROUP PLC | 16,240 | $25,000 | 0.0% | $1.54 | $3.02 | -50.1% | SPONSORED ADR | 539439109 |
| — | VBI VACCINES INC | 23,600 | $22,000 | 0.0% | $0.93 | $1.38 | — | COM NEW | 91822J103 |
| AM | ANTERO MIDSTREAM CORP | 10,495 | $22,000 | 0.0% | $2.10 * | $3.30 | -64.3% | COM | 03676B102 |
| — | ALTUS MIDSTREAM CO | 16,000 | $12,000 | 0.0% | $0.75 | $2.87 | — | CL A | 02215L100 |
| — | AURORA CANNABIS INC | 10,395 | $9,000 | 0.0% | $0.87 | $0.87 | — | COM | 05156X108 |
| — | XPRESSPA GROUP INC | 13,587 | $3,000 | 0.0% | $0.22 | $0.57 | — | COM NEW | 98420U604 |